Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Intercontinental Exchange, Inc.ICE · Entity 1809 | Chief Financial Officer | August 19, 2026 | August 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Intercontinental Exchange, Inc.
Report date August 19, 2026 · Filed August 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,698 |
Reported balance
After 2026-08-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-19 · Sale · Disposed 2,491 · Balance 22,698 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of June 9, 2025. F2: The common stock number referred in Table I is an aggregate number and represents 10,423 shares of common stock and 10,117 unvested restricted stock units ("RSUs"), and 2,158 performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year. F3: The satisfaction of the 2024, 2025 and 2026 TSR PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027, February 2028 and February 2029, respectively, and will be reported at the time of vesting. The satisfaction of the 2024, 2025 and 2026 three-year earnings before interest, taxes, depreciation, and amortization ("EBITDA") PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027, February 2028 and February 2029, respectively, and will be reported at the time of vesting. F4: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of June 9, 2025.
F2: The common stock number referred in Table I is an aggregate number and represents 10,423 shares of common stock and 10,117 unvested restricted stock units ("RSUs"), and 2,158 performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year.
F3: The satisfaction of the 2024, 2025 and 2026 TSR PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027, February 2028 and February 2029, respectively, and will be reported at the time of vesting. The satisfaction of the 2024, 2025 and 2026 three-year earnings before interest, taxes, depreciation, and amortization ("EBITDA") PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027, February 2028 and February 2029, respectively, and will be reported at the time of vesting.
F4: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 19, 2026 Filed Aug 21, 2026 20:30 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 2,491 | $156.30 | $389,343.30 |
DisclosureSEC source: 0001193125-26-361178 · ownership.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 22,698 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of June 9, 2025. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 10,423 shares of common stock and 10,117 unvested restricted stock units ("RSUs"), and 2,158 performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year. F3 · balance_after: The satisfaction of the 2024, 2025 and 2026 TSR PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027, February 2028 and February 2029, respectively, and will be reported at the time of vesting. The satisfaction of the 2024, 2025 and 2026 three-year earnings before interest, taxes, depreciation, and amortization ("EBITDA") PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027, February 2028 and February 2029, respectively, and will be reported at the time of vesting. F4 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| May 19, 2026 Filed May 20, 2026 20:30 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 2,490 | $156.64 | $390,033.60 |
DisclosureSEC source: 0001193125-26-232700 · ownership.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 25,189 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of June 9, 2025. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 12,914 shares of common stock and 10,117 unvested restricted stock units ("RSUs"), and 2,158 performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year. F3 · balance_after: The satisfaction of the 2024, 2025 and 2026 TSR PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027, February 2028 and February 2029, respectively, and will be reported at the time of vesting. The satisfaction of the 2024, 2025 and 2026 three-year earnings before interest, taxes, depreciation, and amortization ("EBITDA") PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027, February 2028 and February 2029, respectively, and will be reported at the time of vesting. F4 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| February 19, 2026 Filed Feb 20, 2026 21:30 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 2,490 | $154.00 | $383,460.00 |
DisclosureSEC source: 0001193125-26-061462 · ownership.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 27,679 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of June 9, 2025. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 15,404 shares of common stock and 10,117 unvested restricted stock units ("RSUs"), and 2,158 performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year. F3 · balance_after: The satisfaction of the 2024, 2025 and 2026 TSR PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027, February 2028 and February 2029, respectively, and will be reported at the time of vesting. The satisfaction of the 2024, 2025 and 2026 three-year earnings before interest, taxes, depreciation, and amortization ("EBITDA") PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027, February 2028 and February 2029, respectively, and will be reported at the time of vesting. F4 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| February 17, 2026 Filed Feb 20, 2026 00:20 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 968 | $152.28 | $147,407.04 |
DisclosureSEC source: 0001193125-26-059896 · ownership.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,169 F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 12, 2024. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2024 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 15, 2025, 1/3 on February 15, 2026 and 1/3 on February 15, 2027). Of the 6,472 shares, 2,157 were issued on February 17, 2026, of which 968 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 2,158 shares are scheduled to be issued on February 12, 2027 and taxes for this future issuance will be withheld and reported at the time the shares are issued. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 17,894 shares of common stock and 10,117 unvested restricted stock units ("RSUs"), and 2,158 performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year. F3 · balance_after: The satisfaction of the 2024, 2025 and 2026 TSR PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027, February 2028 and February 2029, respectively, and will be reported at the time of vesting. The satisfaction of the 2024, 2025 and 2026 three-year earnings before interest, taxes, depreciation, and amortization ("EBITDA") PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027, February 2028 and February 2029, respectively, and will be reported at the time of vesting. F4 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| February 12, 2026 Filed Feb 17, 2026 21:30 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 1,505 | $151.99 | $228,744.95 |
DisclosureSEC source: 0001193125-26-054800 · ownership.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,137 F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 3, 2023. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2023 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 12, 2024, 1/3 on February 12, 2025 and 1/3 on February 12, 2026). Of the 10,057 shares, 3,353 were issued on February 12, 2026, of which 1,505 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The third and final tranche of shares for this award have been issued. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 16,705 shares of common stock and 10,117 unvested restricted stock units ("RSUs"), and 4,315 performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year. F3 · balance_after: The satisfaction of the 2024, 2025 and 2026 TSR PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027, February 2028 and February 2029, respectively, and will be reported at the time of vesting. The satisfaction of the 2024, 2025 and 2026 three-year earnings before interest, taxes, depreciation, and amortization ("EBITDA") PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027, February 2028 and February 2029, respectively, and will be reported at the time of vesting. F4 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 21:32 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | GrantCommon Stock | 6,826 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-048854 · ownership.xml · nonDerivative · entry 2 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,642 F2 · shares: Represents restricted stock units issued to the filing person on February 10, 2026. This award of restricted stock units vests over three years (1/3 on each anniversary of the award date). F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 14,857 shares of common stock and 10,117 unvested restricted stock units ("RSUs"), and 7,668 performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year. F4 · balance_after: The satisfaction of the 2024, 2025 and 2026 TSR PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027, February 2028 and February 2029, respectively, and will be reported at the time of vesting. The satisfaction of the 2024, 2025 and 2026 three-year earnings before interest, taxes, depreciation, and amortization ("EBITDA") PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027, February 2028 and February 2029, respectively, and will be reported at the time of vesting. F5 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 21:32 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 739 | $169.48 | $125,245.72 |
DisclosureSEC source: 0001193125-26-048854 · ownership.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,816 F1 · shares: Represents shares of restricted stock units issued to the filing person on February 10, 2025. The restricted stock units vest over three years (1/3 on February 10, 2026, 1/3 on February 10, 2027 and 1/3 on February 10, 2028). Of the 4,936 shares, 1,645 shares were issued on February 10, 2026, of which 739 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 3,291 shares are scheduled to be issued on the two remaining vesting dates and taxes for these future issuances will be withheld and reported at the time the shares are issued. Read SEC document |
| February 03, 2026 Filed Feb 5, 2026 21:46 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 4,900 | $173.18 | $848,582.00 |
DisclosureSEC source: 0001193125-26-039545 · ownership.xml · nonDerivative · entry 2 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,555 F2 · shares: Represents shares of common stock underlying vested TSR PSUs that are being withheld to satisfy payment of the Issuer's tax withholding obligations. F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 13,951 shares of common stock and 4,936 unvested restricted stock units ("RSUs"), and 7,668 performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year. F4 · balance_after: The satisfaction of the 2024 and 2025 TSR PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027 and February 2028, respectively, and will be reported at the time of vesting. The satisfaction of the 2024 and 2025 three-year earnings before interest, taxes, depreciation, and amortization ("EBITDA") PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027 and February 2028, respectively, and will be reported at the time of vesting. F5 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| February 03, 2026 Filed Feb 5, 2026 21:46 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | GrantCommon Stock | 10,921 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-039545 · ownership.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,455 F1 · shares: Represents shares issued to the filing person in connection with the vesting of the three-year total shareholder return performance based restricted stock units ("TSR PSUs") granted on February 3, 2023. The payout for the TSR PSUs was determined based on the Issuer's stock price through December 31, 2025 and was based on the total shareholder return from January 1, 2023 through December 31, 2025 relative to the S&P 500. Read SEC document |
| November 20, 2025 Filed Nov 24, 2025 21:30 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 1,572 | $153.65 | $241,537.80 |
DisclosureSEC source: 0001193125-25-293743 · ownership.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 20,534 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of November 29, 2024. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 7,930 shares of common stock, 4,936 unvested restricted stock units ("RSUs"), and 7,668 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year. F3 · balance_after: The satisfaction of the 2023, 2024 and 2025 three-year total shareholder return (TSR) PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2026, February 2027 and February 2028, respectively, and will be reported at the time of vesting. The satisfaction of the 2024 and 2025 three-year earnings before interest, taxes, depreciation, and amortization (EBITDA) PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027 and February 2028, respectively, and will be reported at the time of vesting. F4 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| August 20, 2025 Filed Aug 22, 2025 20:30 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 1,570 | $178.45 | $280,166.50 |
DisclosureSEC source: 0000950170-25-110976 · ownership.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 22,106 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of November 29, 2024. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 9,502 shares of common stock, 4,936 unvested restricted stock units ("RSUs"), and 7,668 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year. F3 · balance_after: The satisfaction of the 2023, 2024 and 2025 three-year total shareholder return (TSR) PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2026, February 2027 and February 2028, respectively, and will be reported at the time of vesting. The satisfaction of the 2024 and 2025 three-year earnings before interest, taxes, depreciation, and amortization (EBITDA) PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027 and February 2028, respectively, and will be reported at the time of vesting. F4 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| May 20, 2025 Filed May 21, 2025 20:30 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 1,568 | $175.90 | $275,811.20 |
DisclosureSEC source: 0000950170-25-075806 · ownership.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 23,676 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of November 29, 2024. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 11,072 shares of common stock, 4,936 unvested restricted stock units ("RSUs"), and 7,668 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year. F3 · balance_after: The satisfaction of the 2023, 2024 and 2025 three-year total shareholder return (TSR) PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2026, February 2027 and February 2028, respectively, and will be reported at the time of vesting. The satisfaction of the 2024 and 2025 three-year earnings before interest, taxes, depreciation, and amortization (EBITDA) PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027 and February 2028, respectively, and will be reported at the time of vesting. F4 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 21:30 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 1,568 | $171.01 | $268,138.66 |
DisclosureSEC source: 0000950170-25-032157 · ownership.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 25,244 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of November 29, 2024. F2 · price: The price range for the aggregate amount sold by the direct holder is $170.95 - $171.84. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 12,640 shares of common stock, 4,936 unvested restricted stock units ("RSUs"), and 7,668 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year. F4 · balance_after: The satisfaction of the 2023, 2024 and 2025 three-year total shareholder return (TSR) PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2026, February 2027 and February 2028, respectively, and will be reported at the time of vesting. The satisfaction of the 2024 and 2025 three-year earnings before interest, taxes, depreciation, and amortization (EBITDA) PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027 and February 2028, respectively, and will be reported at the time of vesting. F5 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| February 18, 2025 Filed Feb 20, 2025 21:30 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 972 | $166.71 | $162,042.12 |
DisclosureSEC source: 0000950170-25-024205 · ownership.xml · nonDerivative · entry 2 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,812 F2 · shares: Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation. F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 14,208 shares of common stock, 4,936 unvested restricted stock units ("RSUs"), and 7,668 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year. F4 · balance_after: The satisfaction of the 2023, 2024 and 2025 three-year total shareholder return PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2026, February 2027 and February 2028, respectively, and will be reported at the time of vesting. The satisfaction of the 2024 and 2025 three-year EBITDA PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027 and February 2028, respectively, and will be reported at the time of vesting. F5 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| February 18, 2025 Filed Feb 20, 2025 21:30 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | GrantCommon Stock | 6,472 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-024205 · ownership.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,784 F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 12, 2024. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2024 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 15, 2025, 1/3 on February 15, 2026 and 1/3 on February 15, 2027). Of the 6,472 shares, 2,157 were issued on February 18, 2025, of which 972 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 4,315 shares are scheduled to be issued on the two remaining vesting dates and taxes for these future issuances will be withheld and reported at the time the shares are issued. Read SEC document |
| February 13, 2025 Filed Feb 14, 2025 22:39 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 537 | $166.56 | $89,442.72 |
DisclosureSEC source: 0000950170-25-021540 · ownership.xml · nonDerivative · entry 2 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,312 F2 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 4, 2022. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2022 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 13, 2023, 1/3 on February 13, 2024 and 1/3 on February 13, 2025). Of the 3,571 shares, 1,191 were issued on February 13, 2025, of which 537 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The third and final tranche of shares for this award have been issued. F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 13,023 shares of common stock, 4,936 unvested restricted stock units ("RSUs"), and 3,353 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 one-year PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. F4 · balance_after: The satisfaction of the 2023, 2024 and 2025 three-year total shareholder return PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2026, February 2027 and February 2028, respectively, and will be reported at the time of vesting. The satisfaction of the 2024 and 2025 three-year EBITDA PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027 and February 2028, respectively, and will be reported at the time of vesting. F5 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| February 12, 2025 Filed Feb 14, 2025 22:39 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 1,511 | $166.94 | $252,246.34 |
DisclosureSEC source: 0000950170-25-021540 · ownership.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,849 F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 3, 2023. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2023 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 12, 2024, 1/3 on February 12, 2025 and 1/3 on February 12, 2026). Of the 10,057 shares, 3,352 were issued on February 12, 2025, of which 1,511 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 3,353 shares are scheduled to be issued on February 12, 2026 and taxes for this future issuance will be withheld and reported at the time the shares are issued. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 21:30 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | GrantCommon Stock | 4,936 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-018910 · ownership.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,360 F1 · shares: Represents restricted stock units issued to the filing person on February 10, 2025. This award of restricted stock units vests over three years (1/3 on each anniversary of the award date). F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 10,528 shares of common stock, 4,936 unvested restricted stock units ("RSUs"), and 7,896 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 one-year PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. F3 · balance_after: The satisfaction of the 2023, 2024 and 2025 three-year total shareholder return PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2026, February 2027 and February 2028, respectively, and will be reported at the time of vesting. The satisfaction of the 2024 and 2025 three-year EBITDA PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027 and February 2028, respectively, and will be reported at the time of vesting. F4 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| February 04, 2025 Filed Feb 6, 2025 21:30 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 2,133 | $160.39 | $342,111.87 |
DisclosureSEC source: 0000950170-25-015421 · ownership.xml · nonDerivative · entry 2 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,424 F2 · shares: Represents shares of common stock underlying vested TSR PSUs that are being withheld to satisfy payment of the Issuer's tax withholding obligations. F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 10,528 shares of common stock and 7,896 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2026 and February 2027, respectively, and will be reported at the time of vesting. F4 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| February 04, 2025 Filed Feb 6, 2025 21:30 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | GrantCommon Stock | 4,731 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-015421 · ownership.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,557 F1 · shares: Represents shares issued to the filing person in connection with the vesting of the three-year total shareholder return performance based restricted stock units ("TSR PSUs") granted on February 4, 2022. The payout for the TSR PSUs was determined based on the Issuer's stock price through December 31, 2024 and was based on the total shareholder return from January 1, 2022 through December 31, 2024 relative to the S&P 500. Read SEC document |
| December 09, 2024 Filed Dec 11, 2024 21:30 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 750 | $156.18 | $117,135.00 |
DisclosureSEC source: 0000950170-24-135396 · ownership.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,826 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of November 28, 2023. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 7,930 shares of common stock and 7,896 unvested performance based restricted stock units for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027 respectively, and will be reported at the time of vesting. F3 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 20:30 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 750 | $161.43 | $121,072.50 |
DisclosureSEC source: 0000950170-24-105532 · ownership.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 16,576 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of November 28, 2023. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 8,680 shares of common stock and 7,896 unvested performance based restricted stock units for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027 respectively, and will be reported at the time of vesting. F3 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| June 10, 2024 Filed Jun 12, 2024 20:30 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 750 | $133.50 | $100,125.00 |
DisclosureSEC source: 0000950170-24-072492 · ownership.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 17,326 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of November 28, 2023. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 9,430 shares of common stock and 7,896 unvested performance based restricted stock units for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027 respectively, and will be reported at the time of vesting. F3 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 20:30 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 250 | $137.05 | $34,262.50 |
DisclosureSEC source: 0000950170-24-031544 · ownership.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 18,076 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of November 28, 2023. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 10,180 shares of common stock and 7,896 unvested performance based restricted stock units for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027 respectively, and will be reported at the time of vesting. F3 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 21:54 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 500 | $138.83 | $69,415.00 |
DisclosureSEC source: 0000950170-24-030198 · ownership.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 18,326 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of March 10, 2023. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 10,430 shares of common stock and 7,896 unvested performance based restricted stock units for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027 respectively, and will be reported at the time of vesting. F3 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 21:30 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 410 | $137.91 | $56,543.10 |
DisclosureSEC source: 0000950170-24-022149 · ownership.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,826 F1 · shares: Represents shares of restricted stock issued to the filing person on February 26, 2021. The restricted stock units vest over three years (1/3 on February 26, 2022, 1/3 on February 26, 2023 and 1/3 on February 26, 2024). Of the 2,719 shares, 907 shares were issued on February 26, 2024, of which 410 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The third and final tranche of shares for this award have been issued. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 10,930 shares of common stock and 7,896 unvested performance based restricted stock units for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027 respectively, and will be reported at the time of vesting. F3 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:30 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 831 | $136.89 | $113,755.59 |
DisclosureSEC source: 0000950170-24-017165 · ownership.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,236 F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 5, 2021. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2021 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 15, 2022, 1/3 on February 15, 2023 and 1/3 on February 15, 2024). Of the 5,516 shares, 1,839 were issued on February 15, 2024, of which 831 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The third and final tranche of shares for this award have been issued. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 10,433 shares of common stock and 907 unvested restricted stock units ("RSUs"), and 7,896 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027 respectively, and will be reported at the time of vesting. F3 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| February 13, 2024 Filed Feb 15, 2024 22:31 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 538 | $134.41 | $72,312.58 |
DisclosureSEC source: 0000950170-24-016036 · ownership.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,067 F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 4, 2022. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2022 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 13, 2023, 1/3 on February 13, 2024 and 1/3 on February 13, 2025). Of the 3,571 shares, 1,190 were issued on February 13, 2024, of which 538 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 1,191 shares are scheduled to be issued on February 13, 2025 and taxes for this future issuance will be withheld and reported at the time the shares are issued. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 9,425 shares of common stock and 907 unvested restricted stock units ("RSUs"), and 9,735 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027, respectively, and will be reported at the time of vesting. F3 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 22:56 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | GrantEmployee Stock Option (right to buy) Holding · Derivative | 11,980 | $0.00 Strike: $135.46 | $0.00 |
DisclosureSEC source: 0000950170-24-015409 · ownership.xml · derivative · entry 4 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,980 Underlying: Common Stock · 11,980 shares Expires 2034-02-12 F5 · derivative.exercise_date: These options vest in accordance with the following schedule: 33.33% of the options vest on February 12, 2025, 33.33% of the options vest on February 12, 2026 and 33.33% of the options vest on February 12, 2027. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 22:56 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 1,513 | $135.46 | $204,950.98 |
DisclosureSEC source: 0000950170-24-015409 · ownership.xml · nonDerivative · entry 3 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,605 F2 · shares: Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation. F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 8,773 shares of common stock and 907 unvested restricted stock units ("RSUs"), and 10,925 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2024 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. The satisfaction of the 2022, 2023 and 2024 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025, February 2026 and February 2027, respectively, and will be reported at the time of vesting. F4 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 22:56 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | GrantCommon Stock | 10,057 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-015409 · ownership.xml · nonDerivative · entry 2 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,118 F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 3, 2023. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2023 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 12, 2024, 1/3 on February 12, 2025 and 1/3 on February 12, 2026). Of the 10,057 shares, 3,352 were issued on February 12, 2024, of which 1,513 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 6,705 shares are scheduled to be issued on the two remaining vesting dates and taxes for these future issuances will be withheld and reported at the time the shares are issued. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 22:56 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 2,176 | $136.00 | $295,925.12 |
DisclosureSEC source: 0000950170-24-015409 · ownership.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,061 Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 23:29 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 198 | $126.75 | $25,096.50 |
DisclosureSEC source: 0000950170-24-012369 · ownership.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,237 F1 · shares: Represents shares of restricted stock issued to the filing person on February 5, 2021. The restricted stock units vest over three years (1/3 on February 5, 2022, 1/3 on February 5, 2023 and 1/3 on February 5, 2024). Of the 1,313 shares, the remaining 438 shares were issued on February 5, 2024, of which 198 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The third and final tranche of shares for this award have been issued. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 9,110 shares of common stock and 907 unvested restricted stock units ("RSUs"), and 4,220 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2023 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024 and will be reported at the time of vesting. The satisfaction of the 2022 and 2023 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and February 2026, respectively, and will be reported at the time of vesting. F3 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| January 25, 2024 Filed Jan 26, 2024 22:41 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | GiftCommon Stock | 590 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-002309 · doc4.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,435 F1 · shares: This transaction involved a gift of 590 shares of the issuer's common stock by the reporting person to a philanthropic organization. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 8,870 shares of common stock and 1,345 unvested restricted stock units ("RSUs"), and 4,220 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2023 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024 and will be reported at the time of vesting. The satisfaction of the 2022 and 2023 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and February 2026, respectively, and will be reported at the time of vesting. F3 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| December 08, 2023 Filed Dec 11, 2023 21:36 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 500 | $112.34 | $56,170.00 |
DisclosureSEC source: 0001209191-23-058062 · doc4.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,025 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of March 10, 2023. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 9,460 shares of common stock and 1,345 unvested restricted stock units ("RSUs"), and 4,220 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2023 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024 and will be reported at the time of vesting. The satisfaction of the 2022 and 2023 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and February 2026, respectively, and will be reported at the time of vesting. F3 · balance_after: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. Read SEC document |
| September 08, 2023 Filed Sep 12, 2023 20:31 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 500 | $115.43 | $57,715.00 |
DisclosureSEC source: 0001209191-23-049112 · doc4.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,525 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of March 10, 2023. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 9,960 shares of common stock and 1,345 unvested restricted stock units ("RSUs"), and 4,220 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2023 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024 and will be reported at the time of vesting. The satisfaction of the 2022 and 2023 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and February 2026, respectively, and will be reported at the time of vesting. Read SEC document |
| June 09, 2023 Filed Jun 13, 2023 20:32 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 500 | $110.52 | $55,260.00 |
DisclosureSEC source: 0001209191-23-036713 · doc4.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 16,025 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of March 10, 2023. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 10,460 shares of common stock and 1,345 unvested restricted stock units ("RSUs"), and 4,220 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2023 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024 and will be reported at the time of vesting. The satisfaction of the 2022 and 2023 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and February 2026, respectively, and will be reported at the time of vesting. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 23:58 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 412 | $101.51 | $41,822.12 |
DisclosureSEC source: 0001209191-23-014314 · doc4.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,525 F1 · shares: Represents shares of restricted stock issued to the filing person on February 26, 2021. The restricted stock units vest over three years (1/3 on February 26, 2022, 1/3 on February 26, 2023 and 1/3 on February 26, 2024). Of the 2,719 shares, 906 shares were issued on February 27, 2023, of which 412 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 907 shares are scheduled to be issued on February 26, 2024 and taxes for this issuance will be withheld and reported at the time of vesting. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 10,960 shares of common stock and 1,345 unvested restricted stock units ("RSUs"), and 4,220 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2023 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024 and will be reported at the time of vesting. The satisfaction of the 2022 and 2023 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and February 2026, respectively, and will be reported at the time of vesting. F3 · balance_after: In the initial Form 3 filed for the reporting person, the number of unvested RSUs and unvested PSUs were transposed in the footnote describing the components that made up the aggregate beneficial ownership amount. At the time of filing the Form 3, the reporting person held 5,370 unvested RSUs instead of 4,680 unvested RSUs and held 4,680 unvested PSUs instead of 5,370 unvested PSUs. The aggregate amount of securities beneficially owned by the reporting person reported in the Form 3 and reported in each Form 4 since the filing of the Form 3, does accurately reflect the amount of securities beneficially owned by the reporting person at that time and only the footnote displays the transposed amounts for the unvested RSUs and unvested PSUs. Footnote 2 above, reflects changes to the number of unvested RSUs and unvested PSUs held by the reporting person to show the correct amount in the footnote currently held for each type as of the date of this filing. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:34 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 781 | $107.13 | $83,668.53 |
DisclosureSEC source: 0001209191-23-011193 · doc4.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,937 F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 7, 2020. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2020 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vested over three years (1/3 on February 16, 2021, 1/3 on February 16, 2022 and 1/3 on February 16, 2023). Of the 1,723 shares that vested, 781 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The third and final tranche of shares for this award have been issued. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 10,466 shares of common stock and 1,561 unvested restricted stock units ("RSUs"), and 4,910 unvested performance based restricted stock units ("PSU's"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2023 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024 and will be reported at the time of vesting. The satisfaction of the 2022 and 2023 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and February 2026, respectively, and will be reported at the time of vesting. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:05 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 835 | $108.64 | $90,714.40 |
DisclosureSEC source: 0001209191-23-010750 · doc4.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,718 F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 5, 2021. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2021 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 15, 2022, 1/3 on February 15, 2023 and 1/3 on February 15, 2024). Of the 3,677 shares remaining, 1,838 were issued on February 15, 2023, of which 835 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 1,839 shares are scheduled to be issued on February 15, 2024 and taxes for this future issuance will be withheld and reported at the time the shares are issued. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 9,524 shares of common stock and 1,561 unvested restricted stock units ("RSUs"), and 6,633 unvested performance based restricted stock units ("PSU's"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2023 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024 and will be reported at the time of vesting. The satisfaction of the 2022 and 2023 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and February 2026, respectively, and will be reported at the time of vesting. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 22:01 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 500 | $109.19 | $54,595.00 |
DisclosureSEC source: 0001209191-23-009818 · doc4.xml · nonDerivative · entry 2 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,553 F2 · shares: Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation. F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 8,521 shares of common stock and 1,561 unvested restricted stock units ("RSUs"), and 8,471 unvested performance based restricted stock units ("PSU's"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2023 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024 and will be reported at the time of vesting. The satisfaction of the 2022 and 2023 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and February 2026, respectively, and will be reported at the time of vesting. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 22:01 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | GrantCommon Stock | 3,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-009818 · doc4.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,053 F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 4, 2022. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2022 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 13, 2023, 1/3 on February 13, 2024 and 1/3 on February 13, 2025). Of the 3,571 shares, 1,190 were issued on February 13, 2023, of which 500 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 2,381 shares are scheduled to be issued on the two remaining vesting dates and taxes for these future issuances will be withheld and reported at the time the shares are issued. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 21:34 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 137 | $109.35 | $14,980.95 |
DisclosureSEC source: 0001209191-23-008022 · doc4.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,482 F1 · shares: Represents shares of restricted stock issued to the filing person on February 7, 2020. The restricted stock units vest over three years (1/3 on February 7, 2021, 1/3 on February 7, 2022 and 1/3 on February 7, 2023). Of the 1,349 shares, the remaining 450 shares were issued on February 7, 2023, of which 137 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The third and final tranche of shares for this award have been issued. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 7,831 shares of common stock and 1,561 unvested restricted stock units ("RSUs"), and 6,090 unvested performance based restricted stock units ("PSU's"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2023 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024 and will be reported at the time of vesting. The satisfaction of the 2022 and 2023 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and February 2026, respectively, and will be reported at the time of vesting. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 21:59 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 134 | $108.32 | $14,514.88 |
DisclosureSEC source: 0001209191-23-007835 · doc4.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,619 F1 · shares: Represents shares of restricted stock issued to the filing person on February 5, 2021. The restricted stock units vest over three years (1/3 on February 5, 2022, 1/3 on February 5, 2023 and 1/3 on February 5, 2024). Of the 1,313 shares, 438 shares were issued on February 6, 2023, of which 134 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 438 shares are scheduled to be issued on February 5, 2024 and taxes for this issuance will be withheld and reported at the time of vesting. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 7,518 shares of common stock and 2,011 unvested restricted stock units ("RSUs"), and 6,090 unvested performance based restricted stock units ("PSU's"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2023 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024 and will be reported at the time of vesting. The satisfaction of the 2022 and 2023 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and February 2026, respectively, and will be reported at the time of vesting. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 21:37 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | GrantEmployee Stock Option (right to buy) Holding · Derivative | 12,780 | $0.00 Strike: $107.66 | $0.00 |
DisclosureSEC source: 0001209191-23-007527 · doc4.xml · derivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,780 Underlying: Common Stock · 12,780 shares Expires 2033-02-03 F1 · derivative.exercise_date: These options vest in accordance with the following schedule: 33.33% of the options vest on February 3, 2024, 33.33% of the options vest on February 3, 2025 and 33.33% of the options vest on February 3, 2026. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:37 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 411 | $128.12 | $52,657.32 |
DisclosureSEC source: 0001209191-22-014775 · doc4.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,753 F1 · shares: Represents shares of restricted stock issued to the filing person on February 26, 2021. The restricted stock units vest over three years (1/3 on February 26, 2022, 1/3 on February 26, 2023 and 1/3 on February 26, 2024). Of the 2,719 shares, 906 shares were issued on February 28, 2022, of which 411 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 1,813 shares are scheduled to be issued on the two remaining vesting dates and taxes for these future issuances will be withheld and reported at the time the shares are issued. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 7,214 shares of common stock and 2,449 unvested restricted stock units ("RSUs"), and 6,090 unvested performance based restricted stock units ("PSU's"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2022 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023 and will be reported at the time of vesting. The satisfaction of the 2022 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 21:34 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 2,034 | $120.95 | $246,012.30 |
DisclosureSEC source: 0001209191-22-013197 · doc4.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,164 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 6,719 shares of common stock and 3,355 unvested restricted stock units ("RSUs"), and 6,090 unvested performance based restricted stock units ("PSU's"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2022 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023 and will be reported at the time of vesting. The satisfaction of the 2022 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 21:42 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 558 | $122.87 | $68,561.46 |
DisclosureSEC source: 0001209191-22-012254 · doc4.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,198 F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 8, 2019. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2019 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vested over three years (1/3 on February 18, 2020, 1/3 on February 18, 2021 and 1/3 on February 18, 2022). Of the 1,234 shares that vested, 558 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The third and final tranche of shares for this award have been issued. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 8,753 shares of common stock and 3,355 unvested restricted stock units ("RSUs"), and 6,090 unvested performance based restricted stock units ("PSU's"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2022 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023 and will be reported at the time of vesting. The satisfaction of the 2022 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 21:35 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 780 | $125.72 | $98,061.60 |
DisclosureSEC source: 0001209191-22-011307 · doc4.xml · nonDerivative · entry 1 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,756 F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 7, 2020. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2020 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 16, 2021, 1/3 on February 16, 2022 and 1/3 on February 16, 2023). Of the 3,446 shares remaining, 1,723 were issued on February 16, 2022, of which 780 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 1,723 shares are scheduled to be issued on February 16, 2023 and taxes for this future issuance will be withheld and reported at the time the shares are issued. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 8,077 shares of common stock and 3,355 unvested restricted stock units ("RSUs"), and 7,324 unvested performance based restricted stock units ("PSU's"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2022 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023 and will be reported at the time of vesting. The satisfaction of the 2022 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 23:43 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 728 | $125.22 | $91,160.16 |
DisclosureSEC source: 0001209191-22-010990 · doc4.xml · nonDerivative · entry 2 Gardiner Warren · CIK 0001855007 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,536 F2 · shares: Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation. F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 7,134 shares of common stock and 3,355 unvested restricted stock units ("RSUs"), and 9,047 unvested performance based restricted stock units ("PSU's"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2022 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023 and will be reported at the time of vesting. The satisfaction of the 2022 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and will be reported at the time of vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.