Kerrigan Dennis Francis

SEC source: 0001193125-26-405337 · ownership.xml · nonDerivative · entry 1

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,017.888

F1 · kind: Grant of restricted stock units ("RSUs") under the Issuer's 2022 Long-Term Incentive Plan ("2022 LTIP") in connection with the accrual of dividend equivalent rights associated with RSUs previously granted under the Issuer's 2022 LTIP. Such RSUs vest on the third anniversary of the date of grant of the original underlying RSUs.

SEC source: 0001193125-26-359994 · ownership.xml · derivative · entry 9

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,104 shares

Expires 2030-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option, representing the right to purchase a total of 8,655 shares, vested 1/3 on each of 2/28/21, 2/28/22 and 2/28/23.

SEC source: 0001193125-26-359994 · ownership.xml · nonDerivative · entry 7

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,002.941

F1 · kind: Pursuant to a pre-established Rule 10b5-1 Trading Plan, adopted on May 21, 2026, the Reporting Person's options were exercised and sold.

F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold at multiple prices ranging from $222.41 to $223.41. The Reporting Person undertakes to provide THG, any security holder of THG, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001193125-26-359994 · ownership.xml · nonDerivative · entry 6

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,706.941

F1 · kind: Pursuant to a pre-established Rule 10b5-1 Trading Plan, adopted on May 21, 2026, the Reporting Person's options were exercised and sold.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold at multiple prices ranging from $220.00 to $220.02. The Reporting Person undertakes to provide THG, any security holder of THG, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001193125-26-359994 · ownership.xml · nonDerivative · entry 5

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,106.941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to a pre-established Rule 10b5-1 Trading Plan, adopted on May 21, 2026, the Reporting Person's options were exercised and sold.

SEC source: 0001193125-26-359994 · ownership.xml · derivative · entry 8

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,104

Underlying: Common Stock · 6,551 shares

Expires 2030-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option, representing the right to purchase a total of 8,655 shares, vested 1/3 on each of 2/28/21, 2/28/22 and 2/28/23.

SEC source: 0001193125-26-359994 · ownership.xml · nonDerivative · entry 4

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,002.941

F1 · kind: Pursuant to a pre-established Rule 10b5-1 Trading Plan, adopted on May 21, 2026, the Reporting Person's options were exercised and sold.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold at multiple prices ranging from $222.76 to $222.97. The Reporting Person undertakes to provide THG, any security holder of THG, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001193125-26-359994 · ownership.xml · nonDerivative · entry 3

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,226.941

F1 · kind: Pursuant to a pre-established Rule 10b5-1 Trading Plan, adopted on May 21, 2026, the Reporting Person's options were exercised and sold.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold at multiple prices ranging from $221.19 to $221.99. The Reporting Person undertakes to provide THG, any security holder of THG, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001193125-26-359994 · ownership.xml · nonDerivative · entry 2

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,731.941

F1 · kind: Pursuant to a pre-established Rule 10b5-1 Trading Plan, adopted on May 21, 2026, the Reporting Person's options were exercised and sold.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold at multiple prices ranging from $220.00 to $220.95. The Reporting Person undertakes to provide The Hanover Insurance Group, Inc. ("THG"), any security holder of THG, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001193125-26-359994 · ownership.xml · nonDerivative · entry 1

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,553.941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to a pre-established Rule 10b5-1 Trading Plan, adopted on May 21, 2026, the Reporting Person's options were exercised and sold.

SEC source: 0001193125-26-290498 · ownership.xml · nonDerivative · entry 1

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,002.941

F1 · kind: Grant of restricted stock units ("RSUs") under the Issuer's 2022 Long-Term Incentive Plan ("2022 LTIP") in connection with the accrual of dividend equivalent rights associated with RSUs previously granted under the Issuer's 2022 LTIP. Such RSUs vest on the third anniversary of the date of grant of the original underlying RSUs.

SEC source: 0001799888-26-000002 · ownership.xml · derivative · entry 3

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,262 shares

Expires 2031-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option, representing the right to purchase a total of 6,262 shares, vested 1/3 on each of 2/26/2022, 2/26/2023 and 2/26/2024.

SEC source: 0001799888-26-000002 · ownership.xml · nonDerivative · entry 2

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,987.721

SEC source: 0001799888-26-000002 · ownership.xml · nonDerivative · entry 1

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,249.721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001193125-26-134556 · ownership.xml · nonDerivative · entry 1

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,987.721

F1 · kind: Grant of restricted stock units ("RSUs") under the Issuer's 2022 Long-Term Incentive Plan ("2022 LTIP") in connection with the accrual of dividend equivalent rights associated with RSUs previously granted under the Issuer's 2022 LTIP. Such RSUs vest on the third anniversary of the date of grant of the original underlying RSUs.

SEC source: 0001193125-26-086053 · ownership.xml · nonDerivative · entry 1

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,968.723

F1 · kind: Represents shares that were forfeited to pay withholding taxes upon the vesting of restricted stock units that were previously granted by the Issuer and vested on February 27, 2026. In connection with vesting, any fractional shares were rounded up to the next whole share in accordance with the terms of the award agreement.

SEC source: 0001193125-26-077038 · ownership.xml · derivative · entry 4

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,328

Underlying: Common Stock · 5,328 shares

Expires 2036-02-24

F4 · derivative.exercise_date: Such options vest as to one-third of the shares on each of the first three anniversaries of the grant date.

SEC source: 0001193125-26-077038 · ownership.xml · nonDerivative · entry 3

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,719.585

F3 · kind: Grant of restricted stock units under the Issuer's 2022 LTIP. Such units vest on the third anniversary of the date of grant.

SEC source: 0001193125-26-077038 · ownership.xml · nonDerivative · entry 2

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,602.585

F2 · kind: On February 27, 2023, the Reporting Person was granted PBRSUs pursuant to the Issuer's 2022 LTIP. These PBRSUs were subject to a performance-based vesting condition related to three-year relative total shareholder return and a time-based vesting condition, and also provided for the accumulation of dividend equivalent rights. On February 24, 2026, the performance condition for this award was certified at 100% of the target award (as adjusted for accumulated dividend equivalent rights). This award remains subject to the time-based vesting condition and will vest on February 27, 2026.

SEC source: 0001193125-26-077038 · ownership.xml · nonDerivative · entry 1

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,487.585

F1 · kind: On February 27, 2023, the Reporting Person was granted performance-based restricted stock units ("PBRSUs") pursuant to the Issuer's 2022 Long-Term Incentive Plan ("2022 LTIP"). These PBRSUs were subject to a performance-based vesting condition related to three-year average adjusted return on equity and a time-based vesting condition, and also provided for the accumulation of dividend equivalent rights. On February 24, 2026, the performance condition for this award was certified at 150% of the target award (as adjusted for accumulated dividend equivalent rights). This award remains subject to the time-based vesting condition and will vest on February 27, 2026.

SEC source: 0001193125-25-335331 · ownership.xml · nonDerivative · entry 1

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,757.585

F1 · kind: Grant of restricted stock units ("RSUs") under the Issuer's 2022 Long-Term Incentive Plan ("2022 LTIP") in connection with the accrual of dividend equivalent rights associated with RSUs previously granted under the Issuer's 2022 LTIP. Such RSUs vest on the third anniversary of the date of grant of the original underlying RSUs.

SEC source: 0001193125-25-306696 · ownership.xml · nonDerivative · entry 1

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,740.273

F1 · kind: Reflects shares withheld from restricted stock unit awards to cover FICA and related income tax obligations for executives eligible for retirement vesting under the terms of such awards.

SEC source: 0001193125-25-266999 · ownership.xml · nonDerivative · entry 1

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,890.273

F1 · kind: Charitable gift of shares.

SEC source: 0001193125-25-225054 · ownership.xml · nonDerivative · entry 1

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,065.273

F1 · kind: Grant of restricted stock units ("RSUs") under the Issuer's 2022 Long-Term Incentive Plan ("2022 LTIP") in connection with the accrual of dividend equivalent rights associated with RSUs previously granted under the Issuer's 2022 LTIP. Such RSUs vest on the third anniversary of the date of grant of the original underlying RSUs.

F2 · balance_after: Includes 33.525 shares acquired on September 26, 2025 under a dividend reinvestment plan that is exempt from Rule 16a-11.

SEC source: 0000950170-25-091691 · ownership.xml · nonDerivative · entry 1

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,014.235

F1 · kind: Grant of restricted stock units ("RSUs") under the Issuer's 2022 Long-Term Incentive Plan ("2022 LTIP") in connection with the accrual of dividend equivalent rights associated with RSUs previously granted under the Issuer's 2022 LTIP. Such RSUs vest on the third anniversary of the date of grant of the original underlying RSUs.

SEC source: 0001062993-25-006639 · form4.xml · nonDerivative · entry 1

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,995.588

F1 · kind: Grant of restricted stock units ("RSUs") under the Issuer's 2022 Long-Term Incentive Plan ("2022 LTIP") in connection with the accrual of dividend equivalent rights associated with RSUs previously granted under the Issuer's 2022 LTIP. Such RSUs vest on the third anniversary of the date of grant of the original underlying RSUs.

SEC source: 0001062993-25-004099 · form4.xml · nonDerivative · entry 1

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,977.589

F1 · kind: Represents shares that were forfeited to pay withholding taxes upon the vesting of restricted stock units that were previously granted by the Issuer and vested on February 28, 2025. In connection with vesting, any fractional shares were rounded up to the next whole share in accordance with the terms of the award agreement.

SEC source: 0001062993-25-003666 · form4.xml · derivative · entry 4

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,954

Underlying: Common Stock · 4,954 shares

Expires 2035-02-25

F4 · derivative.exercise_date: Such options vest as to one-third of the shares on each of the first three anniversaries of the grant date.

SEC source: 0001062993-25-003666 · form4.xml · nonDerivative · entry 3

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,157.418

F3 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan. Such units vest on the third anniversary of the date of grant.

SEC source: 0001062993-25-003666 · form4.xml · nonDerivative · entry 2

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,075.418

F2 · kind: On February 28, 2022, the Reporting Person was granted PBRSUs pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year relative total shareholder return and a time-based vesting condition and also provided for the accumulation of dividend equivalent rights. On February 24, 2025, the performance condition for this award was certified at 25% of the target award (as adjusted for accumulated dividend equivalent rights). This award remains subject to the time-based vesting condition and will vest on February 28, 2025.

SEC source: 0001062993-25-003666 · form4.xml · nonDerivative · entry 1

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,832.418

F1 · kind: On February 28, 2022, the Reporting Person was granted performance-based restricted stock units ("PBRSUs") pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year average adjusted return on equity and a time-based vesting condition and also provided for the accumulation of dividend equivalent rights. On February 24, 2025, the performance condition for this award was certified at 125% of the target award (as adjusted for accumulated dividend equivalent rights). This award remains subject to the time-based vesting condition and will vest on February 28, 2025.

SEC source: 0001062993-24-021271 · form4.xml · nonDerivative · entry 1

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,504.418

F1 · kind: Grant of restricted stock units ("RSUs") under the Issuer's 2022 Long-Term Incentive Plan ("2022 LTIP") in connection with the accrual of dividend equivalent rights associated with RSUs previously granted under the Issuer's 2022 LTIP or 2014 Long-Term Incentive Plan, as applicable. Such RSUs vest on the third anniversary of the date of grant of the original underlying RSUs.

SEC source: 0001062993-24-017073 · form4.xml · nonDerivative · entry 1

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,484.517

F1 · kind: Grant of restricted stock units ("RSUs") under the Issuer's 2022 Long-Term Incentive Plan ("2022 LTIP") in connection with the accrual of dividend equivalent rights associated with RSUs previously granted under the Issuer's 2022 LTIP or 2014 Long-Term Incentive Plan, as applicable. Such RSUs vest on the third anniversary of the date of grant of the original underlying RSUs.

SEC source: 0001062993-24-013185 · form4.xml · nonDerivative · entry 1

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,464.892

F1 · kind: Grant of restricted stock units ("RSUs") under the Issuer's 2022 Long-Term Incentive Plan ("2022 LTIP") in connection with the accrual of dividend equivalent rights associated with RSUs previously granted under the Issuer's 2022 LTIP or 2014 Long-Term Incentive Plan, as applicable. Such RSUs vest on the third anniversary of the date of grant of the original underlying RSUs.

SEC source: 0001062993-24-007570 · form4.xml · nonDerivative · entry 1

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,442.056

F1 · kind: Grant of restricted stock units ("RSUs") under the Issuer's 2022 Long-Term Incentive Plan ("2022 LTIP") in connection with the accrual of dividend equivalent rights associated with RSUs previously granted under the Issuer's 2022 LTIP or 2014 Long-Term Incentive Plan, as applicable. Such RSUs vest on the third anniversary of the date of grant of the original underlying RSUs.

SEC source: 0001062993-24-004731 · form4.xml · derivative · entry 5

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,387

Underlying: Common Stock · 5,387 shares

Expires 2034-02-27

F5 · derivative.exercise_date: Such options vest as to one-third of the shares on each of the first three anniversaries of the grant date.

SEC source: 0001062993-24-004731 · form4.xml · nonDerivative · entry 4

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,421.151

F4 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan. Such units vest on the third anniversary of the date of grant.

SEC source: 0001062993-24-004731 · form4.xml · nonDerivative · entry 3

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,210.151

F3 · kind: Represents shares that were forfeited to pay withholding taxes upon the vesting of restricted stock units that were previously granted by the Issuer and vested on February 26, 2024. In connection with vesting, any fractional shares were rounded up to the next whole share in accordance with the terms of the award agreement.

SEC source: 0001062993-24-004731 · form4.xml · nonDerivative · entry 2

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,264.685

F2 · kind: On February 26, 2021, the Reporting Person was granted PBRSUs pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year relative total shareholder return and a three-year time-based vesting condition, and also provided for the accumulation of dividend equivalent rights. On February 26, 2024, the performance condition for this award was certified at 72.73% of the target award (as adjusted for accumulated dividend equivalent rights), and vested and was paid.

SEC source: 0001062993-24-004731 · form4.xml · nonDerivative · entry 1

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,315.685

F1 · kind: On February 26, 2021, the Reporting Person was granted performance-based restricted stock units ("PBRSUs") pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year average adjusted return on equity and a three-year time-based vesting condition, and also provided for the accumulation of dividend equivalent rights. On February 26, 2024, the performance condition for this award was certified at 112% of the target award (as adjusted for accumulated dividend equivalent rights), and vested and was paid.

SEC source: 0001062993-24-000189 · form4.xml · nonDerivative · entry 1

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,946.685

F1 · kind: Grant of restricted stock units ("RSUs") under the Issuer's 2022 Long-Term Incentive Plan ("2022 LTIP") in connection with the accrual of dividend equivalent rights associated with RSUs previously granted under the Issuer's 2022 LTIP or 2014 Long-Term Incentive Plan, as applicable. Such RSUs vest on the third anniversary of the date of grant of the original underlying RSUs.

SEC source: 0001062993-23-018881 · form4.xml · nonDerivative · entry 1

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,923.328

F1 · kind: Grant of restricted stock units ("RSUs") under the Issuer's 2022 Long-Term Incentive Plan ("2022 LTIP") in connection with the accrual of dividend equivalent rights associated with RSUs previously granted under the Issuer's 2022 LTIP or 2014 Long-Term Incentive Plan, as applicable. Such RSUs vest on the third anniversary of the date of grant of the original underlying RSUs.

SEC source: 0001062993-23-014335 · form4.xml · nonDerivative · entry 1

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,899.154

F1 · kind: Grant of restricted stock units ("RSUs") under the Issuer's 2022 Long-Term Incentive Plan ("2022 LTIP") in connection with the accrual of dividend equivalent rights associated with RSUs previously granted under the Issuer's 2022 LTIP or 2014 Long-Term Incentive Plan, as applicable. Such RSUs vest on the third anniversary of the date of grant of the original underlying RSUs.

SEC source: 0001062993-23-008537 · form4.xml · nonDerivative · entry 1

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,875.586

F1 · kind: Grant of restricted stock units under the Issuer's 2014 Long-Term Incentive Plan or the 2022 Long-Term Incentive Plan, as applicable, upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units.

SEC source: 0001062993-23-005396 · form4.xml · nonDerivative · entry 4

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,854.986

F4 · kind: Represents shares that were forfeited to pay withholding taxes upon the vesting of restricted stock units that were previously granted by the Issuer and vested on February 28, 2023. In connection with vesting, any fractional shares were rounded up to the next whole share in accordance with the terms of the award agreement

SEC source: 0001062993-23-005396 · form4.xml · derivative · entry 5

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,755

Underlying: Common Stock · 4,755 shares

Expires 2033-02-27

F5 · derivative.exercise_date: Such options vest as to one-third of the shares on each of the first three anniversaries of the grant date.

SEC source: 0001062993-23-005396 · form4.xml · nonDerivative · entry 3

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,946.618

F3 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan. Such units vest on the third anniversary of the date of grant.

SEC source: 0001062993-23-005396 · form4.xml · nonDerivative · entry 2

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,874.618

F2 · kind: On February 28, 2020, the Reporting Person was granted 1,155 (target) PBRSUs pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year relative total shareholder return and a time-based vesting condition and also provided for the accumulation of dividend equivalent rights. On February 27, 2023, the performance condition for this award was certified at 86.96% of the target award (as adjusted for accumulated dividend equivalent rights) for the number of shares indicated. This award remained subject to the time-based vesting condition and vested on February 28, 2023.

SEC source: 0001062993-23-005396 · form4.xml · nonDerivative · entry 1

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,796.618

F1 · kind: On February 28, 2020, the Reporting Person was granted 1,054 (target) performance-based restricted stock units ("PBRSUs") pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year average adjusted return on equity and a time-based vesting condition and also provided for the accumulation of dividend equivalent rights. On February 27, 2023, the performance condition for this award was certified at 130% of the target award (as adjusted for accumulated dividend equivalent rights) for the number of shares indicated. This award remained subject to the time-based vesting condition and vested on February 28, 2023.

SEC source: 0001062993-23-000327 · form4.xml · nonDerivative · entry 1

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,326.618

F1 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units.