Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASSURED GUARANTY LTDAGO · Entity 4169 | Director · President/CEO/Deputy Chairman | August 20, 2026 | August 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASSURED GUARANTY LTD
Report date August 20, 2026 · Filed August 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 1,275,219.0034 |
Reported balance
After 2026-08-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-20 · Gift · Disposed 23,331 · Balance 1,275,219.0034 F1: Total includes 275 shares purchased on 06/30/2026 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3. |
| Common SharesSEC Table I · non-derivative | IndirectBy Wife | 9,400 |
Reported balance
Holding disclosure · report date 2026-08-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 9,400 |
| Common SharesSEC Table I · non-derivative | IndirectBy Daughter | 200 |
Reported balance
Holding disclosure · report date 2026-08-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 200 |
| Common SharesSEC Table I · non-derivative | IndirectBy Family Limited Partnership | 345,000 |
Reported balance
Holding disclosure · report date 2026-08-20 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 345,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Total includes 275 shares purchased on 06/30/2026 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 26, 2018 Filed Sep 4, 2018 23:52 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GiftCommon Shares | 5,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-049388 · doc4.xml · nonDerivative · entry 2 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,175,120.0034 Read SEC document |
| June 26, 2018 Filed Sep 4, 2018 23:52 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GiftCommon Shares | 5,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-049388 · doc4.xml · nonDerivative · entry 1 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,180,680.0034 Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:58 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GrantPerformance Share Units · Derivative | 82,237 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-013032 · doc4.xml · derivative · entry 5 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,472 Underlying: Common Shares · 82,237 shares Expires not disclosed F2 · derivative.exercise_price: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest. F3 · derivative.exercise_price: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit. F2 · derivative.exercise_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest. F3 · derivative.exercise_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit. F2 · derivative.expiration_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest. F3 · derivative.expiration_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit. F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 384,910 outstanding options. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:58 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GrantCommon Shares | 82,237 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-013032 · doc4.xml · nonDerivative · entry 1 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,186,240.0034 F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/21/2021, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:56 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionOptions to Acquire Common Shares · Derivative | 200,000 | $0.00 Strike: $23.27 | $0.00 |
DisclosureSEC source: 0001209191-18-010443 · doc4.xml · derivative · entry 6 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,910 Underlying: Common Shares · 200,000 shares Expires 2018-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options vested as follows: 1/3 on 02/14/2009, 1/3 on 02/14/2010 and 1/3 on 02/14/2011. F4 · balance_after: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 384,910 (after taking into account options exercised on 2/13/2018). The total does not include 172,235 performance share units. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:56 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Tax withholdingCommon Shares | 160,879 | $35.14 | $5,653,288.06 |
DisclosureSEC source: 0001209191-18-010443 · doc4.xml · nonDerivative · entry 2 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,104,003.0034 F1 · shares: Represents the payment of the exercise price and withholding taxes of an employee stock option through the attestation of previously owned shares. F2 · price: The price is equal to the fair market value of the Common Shares on the date of exercise and is used to determine the value of the shares delivered to the Company by attestation of previously owned shares in payment of the exercise price and withholding taxes. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:56 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionCommon Shares | 200,000 | $23.27 | $4,654,000.00 |
DisclosureSEC source: 0001209191-18-010443 · doc4.xml · nonDerivative · entry 1 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,264,882.0034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2018 Filed Feb 6, 2018 21:37 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionPerformance Share Units · Derivative | 87,959 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007860 · doc4.xml · derivative · entry 7 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,235 Underlying: Common Shares · 87,959 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F3 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F3 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F3 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 584,910 outstanding options. Read SEC document |
| February 04, 2018 Filed Feb 6, 2018 21:37 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Tax withholdingCommon Shares | 73,050 | $35.19 | $2,570,629.50 |
DisclosureSEC source: 0001209191-18-007860 · doc4.xml · nonDerivative · entry 3 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,064,882.0034 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 04, 2018 Filed Feb 6, 2018 21:37 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionCommon Shares | 175,918 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007860 · doc4.xml · nonDerivative · entry 2 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,137,932.0034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. Read SEC document |
| February 04, 2018 Filed Feb 6, 2018 21:37 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Tax withholdingCommon Shares | 36,700 | $35.19 | $1,291,473.00 |
DisclosureSEC source: 0001209191-18-007860 · doc4.xml · nonDerivative · entry 1 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 962,014.0034 F1 · shares: Common Shares being withheld to pay tax liability. F2 · balance_after: Total includes 69 shares purchased on 12/31/2017 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3. Read SEC document |
| September 28, 2017 Filed Sep 29, 2017 21:03 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | SaleCommon Shares | 0.5774 | $37.60 | $21.71 |
DisclosureSEC source: 0001209191-17-054424 · doc4.xml · nonDerivative · entry 1 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,014,720.0034 F1 · balance_after: Total includes 566 shares purchased on 6/30/2017 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3. Read SEC document |
| June 22, 2017 Filed Sep 29, 2017 21:03 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GiftCommon Shares | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-054424 · doc4.xml · nonDerivative · entry 4 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 998,645.0034 F2 · shares: This transaction represents a donation. Read SEC document |
| June 15, 2017 Filed Sep 29, 2017 21:03 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GiftCommon Shares | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-054424 · doc4.xml · nonDerivative · entry 3 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 998,895.0034 F2 · shares: This transaction represents a donation. Read SEC document |
| June 14, 2017 Filed Sep 29, 2017 21:03 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GiftCommon Shares | 10,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-054424 · doc4.xml · nonDerivative · entry 2 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,003,895.0034 F2 · shares: This transaction represents a donation. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:34 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GrantPerformance Share Units · Derivative | 69,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-014356 · doc4.xml · derivative · entry 5 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,194 Underlying: Common Shares · 69,270 shares Expires not disclosed F2 · derivative.exercise_price: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/22/2020, if at all, at the end of the performance period (7/1/2018 to 12/31/2019), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest. F3 · derivative.exercise_price: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit. F2 · derivative.exercise_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/22/2020, if at all, at the end of the performance period (7/1/2018 to 12/31/2019), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest. F3 · derivative.exercise_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit. F2 · derivative.expiration_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/22/2020, if at all, at the end of the performance period (7/1/2018 to 12/31/2019), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest. F3 · derivative.expiration_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit. F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 584,910 outstanding options. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:34 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GrantCommon Shares | 69,270 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-014356 · doc4.xml · nonDerivative · entry 1 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,014,154.5808 F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/22/2020, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit. Read SEC document |
| February 05, 2017 Filed Feb 7, 2017 21:42 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionPerformance Share Units · Derivative | 71,541 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008371 · doc4.xml · derivative · entry 7 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,924 Underlying: Common Shares · 71,541 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (1/1/2014 to 12/31/2016), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F3 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (1/1/2014 to 12/31/2016), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F3 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (1/1/2014 to 12/31/2016), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F3 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (1/1/2014 to 12/31/2016), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 584,910 outstanding options. Read SEC document |
| February 05, 2017 Filed Feb 7, 2017 21:42 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Tax withholdingCommon Shares | 63,444 | $40.01 | $2,538,394.44 |
DisclosureSEC source: 0001209191-17-008371 · doc4.xml · nonDerivative · entry 3 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 944,884.5808 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 05, 2017 Filed Feb 7, 2017 21:42 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionCommon Shares | 143,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008371 · doc4.xml · nonDerivative · entry 2 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,008,328.5808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Performance share units awarded pursuant to the Assured Guaranty 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (1/1/2014 to 12/31/2016), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. Read SEC document |
| February 05, 2017 Filed Feb 7, 2017 21:42 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Tax withholdingCommon Shares | 37,086 | $40.01 | $1,483,810.86 |
DisclosureSEC source: 0001209191-17-008371 · doc4.xml · nonDerivative · entry 1 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 865,246.5808 F1 · shares: Common Shares being withheld to pay tax liability. F2 · balance_after: Total includes 160 shares purchased on 12/31/2016 pursuant to the Assured Guaranty Ltd. Stock Purchase Plan which meets the requirements of Rule 16b-3. Read SEC document |
| January 06, 2017 Filed Jan 9, 2017 21:39 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Disposition to issuerCommon Shares | 297,131 | $38.73 | $11,507,883.63 |
DisclosureSEC source: 0001209191-17-002946 · doc4.xml · nonDerivative · entry 1 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 902,172.5808 F1 · shares: The Board of Directors authorized the Company to repurchase up to 297,131 Common Shares from the reporting person, which amount is equal to the 297,131 Common Shares which the person received on January 6, 2017 in settlement of the 297,131 restricted shares units ("RSUs") held for him in the employer stock fund of the Assured Guaranty Ltd. Supplemental Employee Retirement Plan (the "AGL SERP"). Because the RSUs could only be settled in Common Shares, they were previously reported on Table I Form 4 filings made by the reporting person at the time of grant and included as part of the total Common Shares held by him. F2 · price: The purchase price per share is equal to the closing price of a Common Share on the New York Stock Exchange on January 6, 2017, which is the date that the reporting person received the distribution of Common Shares from the Company pursuant to the AGL SERP. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 00:10 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionOptions to Acquire Common Shares · Derivative | 166,667 | $0.00 Strike: $26.70 | $0.00 |
DisclosureSEC source: 0001209191-16-148945 · doc4.xml · derivative · entry 6 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 166,667 shares Expires 2017-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Options vested as follows: 1/3 on 02/08/2008, 1/3 on 02/08/2009 and 1/3 on 02/08/2010. F5 · balance_after: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 584,910 (after taking into account 166,667 options exercised on 11/7/2016). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 262,465. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 00:10 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Tax withholdingCommon Shares | 151,192 | $32.10 | $4,853,263.20 |
DisclosureSEC source: 0001209191-16-148945 · doc4.xml · nonDerivative · entry 2 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,199,303.5808 F1 · shares: Represents the payment of the exercise price and withholding taxes of an employee stock option through the attestation of previously owned shares. F2 · price: The price is equal to the fair market value of the Common Shares on the date of exercise and is used to determine the value of the shares delivered to the Company by attestation of previously owned shares in payment of the exercise price and withholding taxes. F3 · balance_after: Total includes 799 shares purchased on 06/30/2016 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 00:10 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionCommon Shares | 166,667 | $26.70 | $4,450,008.90 |
DisclosureSEC source: 0001209191-16-148945 · doc4.xml · nonDerivative · entry 1 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,349,696.5808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.