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FREDERICO DOMINIC

Disclosed activity across 1 company

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20978
SEC CIK
0001072524

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ASSURED GUARANTY LTDAGO · Entity 4169Director · President/CEO/Deputy ChairmanAugust 20, 2026August 21, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ASSURED GUARANTY LTD

Report date August 20, 2026 · Filed August 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect1,275,219.0034 Reported balance After 2026-08-20 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-20 · Gift · Disposed 23,331 · Balance 1,275,219.0034

F1: Total includes 275 shares purchased on 06/30/2026 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3.

Common SharesSEC Table I · non-derivativeIndirectBy Wife9,400 Reported balance Holding disclosure · report date 2026-08-20 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 9,400

Common SharesSEC Table I · non-derivativeIndirectBy Daughter200 Reported balance Holding disclosure · report date 2026-08-20 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 200

Common SharesSEC Table I · non-derivativeIndirectBy Family Limited Partnership345,000 Reported balance Holding disclosure · report date 2026-08-20 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 345,000

Filing footnotes · ownership attribution and instrument terms

F1: Total includes 275 shares purchased on 06/30/2026 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 26, 2018 Filed Sep 4, 2018 23:52 UTC ASSURED GUARANTY LTD AGO · Entity 4169 GiftCommon Shares 5,560 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-049388 · doc4.xml · nonDerivative · entry 2

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,175,120.0034

Read SEC document
June 26, 2018 Filed Sep 4, 2018 23:52 UTC ASSURED GUARANTY LTD AGO · Entity 4169 GiftCommon Shares 5,560 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-049388 · doc4.xml · nonDerivative · entry 1

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,180,680.0034

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:58 UTC ASSURED GUARANTY LTD AGO · Entity 4169 GrantPerformance Share Units · Derivative 82,237 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013032 · doc4.xml · derivative · entry 5

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,472

Underlying: Common Shares · 82,237 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest.

F3 · derivative.exercise_price: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit.

F2 · derivative.exercise_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest.

F3 · derivative.exercise_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit.

F2 · derivative.expiration_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest.

F3 · derivative.expiration_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit.

F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 384,910 outstanding options.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:58 UTC ASSURED GUARANTY LTD AGO · Entity 4169 GrantCommon Shares 82,237 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-013032 · doc4.xml · nonDerivative · entry 1

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,186,240.0034

F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/21/2021, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:56 UTC ASSURED GUARANTY LTD AGO · Entity 4169 Exercise / conversionOptions to Acquire Common Shares · Derivative 200,000 $0.00 Strike: $23.27 $0.00
Disclosure

SEC source: 0001209191-18-010443 · doc4.xml · derivative · entry 6

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,910

Underlying: Common Shares · 200,000 shares

Expires 2018-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vested as follows: 1/3 on 02/14/2009, 1/3 on 02/14/2010 and 1/3 on 02/14/2011.

F4 · balance_after: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 384,910 (after taking into account options exercised on 2/13/2018). The total does not include 172,235 performance share units.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:56 UTC ASSURED GUARANTY LTD AGO · Entity 4169 Tax withholdingCommon Shares 160,879 $35.14 $5,653,288.06
Disclosure

SEC source: 0001209191-18-010443 · doc4.xml · nonDerivative · entry 2

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,104,003.0034

F1 · shares: Represents the payment of the exercise price and withholding taxes of an employee stock option through the attestation of previously owned shares.

F2 · price: The price is equal to the fair market value of the Common Shares on the date of exercise and is used to determine the value of the shares delivered to the Company by attestation of previously owned shares in payment of the exercise price and withholding taxes.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:56 UTC ASSURED GUARANTY LTD AGO · Entity 4169 Exercise / conversionCommon Shares 200,000 $23.27 $4,654,000.00
Disclosure

SEC source: 0001209191-18-010443 · doc4.xml · nonDerivative · entry 1

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,264,882.0034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:37 UTC ASSURED GUARANTY LTD AGO · Entity 4169 Exercise / conversionPerformance Share Units · Derivative 87,959 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007860 · doc4.xml · derivative · entry 7

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,235

Underlying: Common Shares · 87,959 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.

F3 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.

F3 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.

F3 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.

F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 584,910 outstanding options.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:37 UTC ASSURED GUARANTY LTD AGO · Entity 4169 Tax withholdingCommon Shares 73,050 $35.19 $2,570,629.50
Disclosure

SEC source: 0001209191-18-007860 · doc4.xml · nonDerivative · entry 3

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,064,882.0034

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:37 UTC ASSURED GUARANTY LTD AGO · Entity 4169 Exercise / conversionCommon Shares 175,918 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007860 · doc4.xml · nonDerivative · entry 2

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,137,932.0034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:37 UTC ASSURED GUARANTY LTD AGO · Entity 4169 Tax withholdingCommon Shares 36,700 $35.19 $1,291,473.00
Disclosure

SEC source: 0001209191-18-007860 · doc4.xml · nonDerivative · entry 1

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 962,014.0034

F1 · shares: Common Shares being withheld to pay tax liability.

F2 · balance_after: Total includes 69 shares purchased on 12/31/2017 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3.

Read SEC document
September 28, 2017 Filed Sep 29, 2017 21:03 UTC ASSURED GUARANTY LTD AGO · Entity 4169 SaleCommon Shares 0.5774 $37.60 $21.71
Disclosure

SEC source: 0001209191-17-054424 · doc4.xml · nonDerivative · entry 1

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,014,720.0034

F1 · balance_after: Total includes 566 shares purchased on 6/30/2017 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3.

Read SEC document
June 22, 2017 Filed Sep 29, 2017 21:03 UTC ASSURED GUARANTY LTD AGO · Entity 4169 GiftCommon Shares 250 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-054424 · doc4.xml · nonDerivative · entry 4

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 998,645.0034

F2 · shares: This transaction represents a donation.

Read SEC document
June 15, 2017 Filed Sep 29, 2017 21:03 UTC ASSURED GUARANTY LTD AGO · Entity 4169 GiftCommon Shares 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-054424 · doc4.xml · nonDerivative · entry 3

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 998,895.0034

F2 · shares: This transaction represents a donation.

Read SEC document
June 14, 2017 Filed Sep 29, 2017 21:03 UTC ASSURED GUARANTY LTD AGO · Entity 4169 GiftCommon Shares 10,825 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-054424 · doc4.xml · nonDerivative · entry 2

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,003,895.0034

F2 · shares: This transaction represents a donation.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:34 UTC ASSURED GUARANTY LTD AGO · Entity 4169 GrantPerformance Share Units · Derivative 69,270 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014356 · doc4.xml · derivative · entry 5

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,194

Underlying: Common Shares · 69,270 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/22/2020, if at all, at the end of the performance period (7/1/2018 to 12/31/2019), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest.

F3 · derivative.exercise_price: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit.

F2 · derivative.exercise_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/22/2020, if at all, at the end of the performance period (7/1/2018 to 12/31/2019), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest.

F3 · derivative.exercise_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit.

F2 · derivative.expiration_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/22/2020, if at all, at the end of the performance period (7/1/2018 to 12/31/2019), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest.

F3 · derivative.expiration_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit.

F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 584,910 outstanding options.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:34 UTC ASSURED GUARANTY LTD AGO · Entity 4169 GrantCommon Shares 69,270 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-014356 · doc4.xml · nonDerivative · entry 1

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,014,154.5808

F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/22/2020, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit.

Read SEC document
February 05, 2017 Filed Feb 7, 2017 21:42 UTC ASSURED GUARANTY LTD AGO · Entity 4169 Exercise / conversionPerformance Share Units · Derivative 71,541 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-008371 · doc4.xml · derivative · entry 7

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,924

Underlying: Common Shares · 71,541 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (1/1/2014 to 12/31/2016), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.

F3 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (1/1/2014 to 12/31/2016), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.

F3 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (1/1/2014 to 12/31/2016), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.

F3 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (1/1/2014 to 12/31/2016), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.

F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 584,910 outstanding options.

Read SEC document
February 05, 2017 Filed Feb 7, 2017 21:42 UTC ASSURED GUARANTY LTD AGO · Entity 4169 Tax withholdingCommon Shares 63,444 $40.01 $2,538,394.44
Disclosure

SEC source: 0001209191-17-008371 · doc4.xml · nonDerivative · entry 3

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 944,884.5808

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
February 05, 2017 Filed Feb 7, 2017 21:42 UTC ASSURED GUARANTY LTD AGO · Entity 4169 Exercise / conversionCommon Shares 143,082 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-008371 · doc4.xml · nonDerivative · entry 2

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,008,328.5808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Performance share units awarded pursuant to the Assured Guaranty 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (1/1/2014 to 12/31/2016), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.

Read SEC document
February 05, 2017 Filed Feb 7, 2017 21:42 UTC ASSURED GUARANTY LTD AGO · Entity 4169 Tax withholdingCommon Shares 37,086 $40.01 $1,483,810.86
Disclosure

SEC source: 0001209191-17-008371 · doc4.xml · nonDerivative · entry 1

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 865,246.5808

F1 · shares: Common Shares being withheld to pay tax liability.

F2 · balance_after: Total includes 160 shares purchased on 12/31/2016 pursuant to the Assured Guaranty Ltd. Stock Purchase Plan which meets the requirements of Rule 16b-3.

Read SEC document
January 06, 2017 Filed Jan 9, 2017 21:39 UTC ASSURED GUARANTY LTD AGO · Entity 4169 Disposition to issuerCommon Shares 297,131 $38.73 $11,507,883.63
Disclosure

SEC source: 0001209191-17-002946 · doc4.xml · nonDerivative · entry 1

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 902,172.5808

F1 · shares: The Board of Directors authorized the Company to repurchase up to 297,131 Common Shares from the reporting person, which amount is equal to the 297,131 Common Shares which the person received on January 6, 2017 in settlement of the 297,131 restricted shares units ("RSUs") held for him in the employer stock fund of the Assured Guaranty Ltd. Supplemental Employee Retirement Plan (the "AGL SERP"). Because the RSUs could only be settled in Common Shares, they were previously reported on Table I Form 4 filings made by the reporting person at the time of grant and included as part of the total Common Shares held by him.

F2 · price: The purchase price per share is equal to the closing price of a Common Share on the New York Stock Exchange on January 6, 2017, which is the date that the reporting person received the distribution of Common Shares from the Company pursuant to the AGL SERP.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 00:10 UTC ASSURED GUARANTY LTD AGO · Entity 4169 Exercise / conversionOptions to Acquire Common Shares · Derivative 166,667 $0.00 Strike: $26.70 $0.00
Disclosure

SEC source: 0001209191-16-148945 · doc4.xml · derivative · entry 6

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 166,667 shares

Expires 2017-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options vested as follows: 1/3 on 02/08/2008, 1/3 on 02/08/2009 and 1/3 on 02/08/2010.

F5 · balance_after: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 584,910 (after taking into account 166,667 options exercised on 11/7/2016). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 262,465.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 00:10 UTC ASSURED GUARANTY LTD AGO · Entity 4169 Tax withholdingCommon Shares 151,192 $32.10 $4,853,263.20
Disclosure

SEC source: 0001209191-16-148945 · doc4.xml · nonDerivative · entry 2

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,199,303.5808

F1 · shares: Represents the payment of the exercise price and withholding taxes of an employee stock option through the attestation of previously owned shares.

F2 · price: The price is equal to the fair market value of the Common Shares on the date of exercise and is used to determine the value of the shares delivered to the Company by attestation of previously owned shares in payment of the exercise price and withholding taxes.

F3 · balance_after: Total includes 799 shares purchased on 06/30/2016 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 00:10 UTC ASSURED GUARANTY LTD AGO · Entity 4169 Exercise / conversionCommon Shares 166,667 $26.70 $4,450,008.90
Disclosure

SEC source: 0001209191-16-148945 · doc4.xml · nonDerivative · entry 1

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,349,696.5808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.