Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASSURED GUARANTY LTDAGO · Entity 4169 | Director · President/CEO/Deputy Chairman | August 20, 2026 | August 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASSURED GUARANTY LTD
Report date August 20, 2026 · Filed August 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 1,275,219.0034 |
Reported balance
After 2026-08-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-20 · Gift · Disposed 23,331 · Balance 1,275,219.0034 F1: Total includes 275 shares purchased on 06/30/2026 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3. |
| Common SharesSEC Table I · non-derivative | IndirectBy Wife | 9,400 |
Reported balance
Holding disclosure · report date 2026-08-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 9,400 |
| Common SharesSEC Table I · non-derivative | IndirectBy Daughter | 200 |
Reported balance
Holding disclosure · report date 2026-08-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 200 |
| Common SharesSEC Table I · non-derivative | IndirectBy Family Limited Partnership | 345,000 |
Reported balance
Holding disclosure · report date 2026-08-20 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 345,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Total includes 275 shares purchased on 06/30/2026 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2022 Filed Mar 1, 2022 23:28 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GrantCommon Shares | 35,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-014330 · doc4.xml · nonDerivative · entry 4 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,394,431.0034 F3 · shares: Represents the determination of the number of common shares to be delivered based on the achievement of relative total shareholder value targets. These shares have vested and will be delivered on February 27, 2023, subject to continued compliance with the terms of the award agreement. Read SEC document |
| February 27, 2022 Filed Mar 1, 2022 23:28 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Tax withholdingCommon Shares | 36,374 | $63.64 | $2,314,841.36 |
DisclosureSEC source: 0001209191-22-014330 · doc4.xml · nonDerivative · entry 3 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,358,682.0034 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 27, 2022 Filed Mar 1, 2022 23:28 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GrantCommon Shares | 89,776 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-014330 · doc4.xml · nonDerivative · entry 2 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,395,056.0034 F2 · shares: Represents the vesting of performance share units based on the achievement of core adjusted book value targets. Read SEC document |
| February 27, 2022 Filed Mar 1, 2022 23:28 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Tax withholdingCommon Shares | 24,249 | $63.64 | $1,543,206.36 |
DisclosureSEC source: 0001209191-22-014330 · doc4.xml · nonDerivative · entry 1 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,305,280.0034 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 23:48 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GrantCommon Shares | 53,407 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-013341 · doc4.xml · nonDerivative · entry 1 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,329,529.0034 F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/23/2025, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit. F2 · balance_after: Total includes 61 shares purchased on 12/31/2021 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3. Read SEC document |
| March 15, 2021 Filed Feb 11, 2022 01:59 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GiftCommon Shares | 5,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-008638 · doc5.xml · nonDerivative · entry 3 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,276,061.0034 Read SEC document |
| March 12, 2021 Filed Feb 11, 2022 01:59 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GiftCommon Shares | 1,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-008638 · doc5.xml · nonDerivative · entry 2 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,281,743.0034 Read SEC document |
| March 12, 2021 Filed Feb 11, 2022 01:59 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GiftCommon Shares | 2,841 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-008638 · doc5.xml · nonDerivative · entry 1 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,282,880.0034 Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 23:28 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | SaleCommon Shares | 53,905 | $44.50 | $2,398,772.50 |
DisclosureSEC source: 0001209191-21-019605 · doc4.xml · nonDerivative · entry 2 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,285,721.0034 F3 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $44.31 and $44.8 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range. F2 · balance_after: After giving effect to the transactions reported herein, the Reporting Person continues to own Common Shares in amounts that exceed his required ownership level as set forth in the management share ownership guidelines adopted by the issuer's Board of Directors. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 23:28 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | SaleCommon Shares | 64,095 | $44.03 | $2,822,102.85 |
DisclosureSEC source: 0001209191-21-019605 · doc4.xml · nonDerivative · entry 1 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,339,626.0034 F1 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $43.75 and $44.3 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range. F2 · balance_after: After giving effect to the transactions reported herein, the Reporting Person continues to own Common Shares in amounts that exceed his required ownership level as set forth in the management share ownership guidelines adopted by the issuer's Board of Directors. Read SEC document |
| March 05, 2021 Filed Mar 8, 2021 23:36 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | SaleCommon Shares | 25,006 | $43.76 | $1,094,262.56 |
DisclosureSEC source: 0001209191-21-018711 · doc4.xml · nonDerivative · entry 2 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,403,721.0034 F3 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $43.75 and $43.83 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range. F2 · balance_after: After giving effect to the transactions reported herein, the Reporting Person continues to own Common Shares in amounts that exceed his required ownership level as set forth in the management share ownership guidelines adopted by the issuer's Board of Directors. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 23:36 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | SaleCommon Shares | 4,903 | $43.76 | $214,555.28 |
DisclosureSEC source: 0001209191-21-018711 · doc4.xml · nonDerivative · entry 1 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,428,727.0034 F1 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $43.75 and $43.79 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range. F2 · balance_after: After giving effect to the transactions reported herein, the Reporting Person continues to own Common Shares in amounts that exceed his required ownership level as set forth in the management share ownership guidelines adopted by the issuer's Board of Directors. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 00:06 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | SaleCommon Shares | 58,581 | $43.96 | $2,575,220.76 |
DisclosureSEC source: 0001209191-21-018004 · doc4.xml · nonDerivative · entry 3 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,433,630.0034 F4 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $43.75 and $44.315 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range. F2 · balance_after: After giving effect to the transactions reported herein, the Reporting Person continues to own Common Shares in amounts that exceed his required ownership level as set forth in the management share ownership guidelines adopted by the issuer's Board of Directors. Read SEC document |
| March 02, 2021 Filed Mar 5, 2021 00:06 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | SaleCommon Shares | 4,461 | $45.09 | $201,146.49 |
DisclosureSEC source: 0001209191-21-018004 · doc4.xml · nonDerivative · entry 2 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,492,211.0034 F3 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $45.00 and $45.145 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range. F2 · balance_after: After giving effect to the transactions reported herein, the Reporting Person continues to own Common Shares in amounts that exceed his required ownership level as set forth in the management share ownership guidelines adopted by the issuer's Board of Directors. Read SEC document |
| March 02, 2021 Filed Mar 5, 2021 00:06 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | SaleCommon Shares | 39,049 | $44.30 | $1,729,870.70 |
DisclosureSEC source: 0001209191-21-018004 · doc4.xml · nonDerivative · entry 1 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,496,672.0034 F1 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $44.00 and $44.895 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range. F2 · balance_after: After giving effect to the transactions reported herein, the Reporting Person continues to own Common Shares in amounts that exceed his required ownership level as set forth in the management share ownership guidelines adopted by the issuer's Board of Directors. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:36 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GrantCommon Shares | 75,696 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-014774 · doc4.xml · nonDerivative · entry 1 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,535,721.0034 F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/24/2024, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 01:02 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionPerformance Share Units · Derivative | 82,237 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013498 · doc4.xml · derivative · entry 7 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 82,237 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%. F2 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%. F2 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%. F2 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 01:02 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Tax withholdingCommon Shares | 60,006 | $39.50 | $2,370,237.00 |
DisclosureSEC source: 0001209191-21-013498 · doc4.xml · nonDerivative · entry 3 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,460,025.0034 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 01:02 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionCommon Shares | 147,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013498 · doc4.xml · nonDerivative · entry 2 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,520,031.0034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 01:02 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Tax withholdingCommon Shares | 33,422 | $39.50 | $1,320,169.00 |
DisclosureSEC source: 0001209191-21-013498 · doc4.xml · nonDerivative · entry 1 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,372,210.0034 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 21:35 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GrantCommon Shares | 57,010 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-013900 · doc4.xml · nonDerivative · entry 1 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,405,632.0034 F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/26/2023, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 23:33 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionPerformance Share Units · Derivative | 69,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012716 · doc4.xml · derivative · entry 7 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,237 Underlying: Common Shares · 69,270 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%. F3 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%. F3 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%. F3 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%. F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 23:33 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Tax withholdingCommon Shares | 50,332 | $46.30 | $2,330,371.60 |
DisclosureSEC source: 0001209191-20-012716 · doc4.xml · nonDerivative · entry 3 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,348,622.0034 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 23:33 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionCommon Shares | 122,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012716 · doc4.xml · nonDerivative · entry 2 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,398,954.0034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 23:33 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Tax withholdingCommon Shares | 28,560 | $46.30 | $1,322,328.00 |
DisclosureSEC source: 0001209191-20-012716 · doc4.xml · nonDerivative · entry 1 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,276,692.0034 F1 · shares: Common Shares being withheld to pay tax liability. F2 · balance_after: Total includes 67 shares purchased on 12/31/2019 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 22:07 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionOption to Acquire Common Shares · Derivative | 100,000 | $0.00 Strike: $19.79 | $0.00 |
DisclosureSEC source: 0001209191-19-060458 · doc4.xml · derivative · entry 6 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 100,000 shares Expires 2020-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options vested as follows: 1/3 on February 24, 2011, 1/3 on February 24, 2012, and 1/3 on February 24, 2013. F3 · balance_after: All options have been exercised. Total does not include 151,507 performance share units of various tranches. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 22:07 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Tax withholdingCommon Shares | 65,120 | $49.52 | $3,224,742.40 |
DisclosureSEC source: 0001209191-19-060458 · doc4.xml · nonDerivative · entry 2 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,305,185.0034 F1 · kind: Represents payment of the exercise price and withholding taxes of an employee stock option through the attestation of previously owned shares. The price is equal to the fair market value of the Common Shares on the date of exercise and is used to determine the value of the shares delivered to the Company by attestation of previously owned shares in payment of the exercise price and withholding taxes. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 22:07 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionCommon Shares | 100,000 | $19.79 | $1,979,000.00 |
DisclosureSEC source: 0001209191-19-060458 · doc4.xml · nonDerivative · entry 1 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,370,305.0034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 22, 2019 Filed Aug 23, 2019 20:50 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | SaleCommon Shares | 30,300 | $43.70 | $1,324,110.00 |
DisclosureSEC source: 0001209191-19-047318 · doc4.xml · nonDerivative · entry 2 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,270,305.0034 F1 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $43.47 and $44.05 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range. F2 · balance_after: Total includes 574 shares purchased on 06/30/2019 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3. Read SEC document |
| April 10, 2019 Filed Aug 23, 2019 20:50 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GiftCommon Shares | 10,198 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-047318 · doc4.xml · nonDerivative · entry 1 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300,031.0034 Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 23:54 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GrantCommon Shares | 59,850 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-015196 · doc4.xml · nonDerivative · entry 1 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,310,229.0034 F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/27/2022, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 23:13 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionPerformance Share Units · Derivative | 102,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013700 · doc4.xml · derivative · entry 7 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,507 Underlying: Common Shares · 102,965 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F3 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F3 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F3 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 100,000 outstanding options. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 23:13 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Tax withholdingCommon Shares | 85,118 | $41.55 | $3,536,652.90 |
DisclosureSEC source: 0001209191-19-013700 · doc4.xml · nonDerivative · entry 3 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250,379.0034 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 23:13 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionCommon Shares | 205,930 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013700 · doc4.xml · nonDerivative · entry 2 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,335,497.0034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 23:13 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Tax withholdingCommon Shares | 42,643 | $41.55 | $1,771,816.65 |
DisclosureSEC source: 0001209191-19-013700 · doc4.xml · nonDerivative · entry 1 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,129,567.0034 F1 · shares: Common Shares being withheld to pay tax liability. F2 · balance_after: Total includes 82 shares purchased on 12/31/2018 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3. Read SEC document |
| September 04, 2018 Filed Sep 4, 2018 23:52 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionOptions to Acquire Common Shares · Derivative | 35,932 | $0.00 Strike: $17.44 | $0.00 |
DisclosureSEC source: 0001209191-18-049388 · doc4.xml · derivative · entry 20 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 35,932 shares Expires 2019-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Reflects the amount of options that vested in accordance with the performance measures described in the Form 4 reporting the grant. F7 · balance_after: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 100,000 (after taking into account the options exercised as reported on this Form 4). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 254,472. Read SEC document |
| September 04, 2018 Filed Sep 4, 2018 23:52 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | SaleCommon Shares | 35,932 | $40.70 | $1,462,432.40 |
DisclosureSEC source: 0001209191-18-049388 · doc4.xml · nonDerivative · entry 13 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,172,128.0034 F5 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $40.50 and $41.07 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. Read SEC document |
| September 04, 2018 Filed Sep 4, 2018 23:52 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionCommon Shares | 35,932 | $17.44 | $626,654.08 |
DisclosureSEC source: 0001209191-18-049388 · doc4.xml · nonDerivative · entry 12 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,208,060.0034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Reflects the amount of options that vested in accordance with the performance measures described in the Form 4 reporting the grant. Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 23:52 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionOptions to Acquire Common Shares · Derivative | 76,123 | $0.00 Strike: $17.44 | $0.00 |
DisclosureSEC source: 0001209191-18-049388 · doc4.xml · derivative · entry 19 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,932 Underlying: Common Shares · 76,123 shares Expires 2019-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Reflects the amount of options that vested in accordance with the performance measures described in the Form 4 reporting the grant. F7 · balance_after: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 100,000 (after taking into account the options exercised as reported on this Form 4). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 254,472. Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 23:52 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionOptions to Acquire Common Shares · Derivative | 42,171 | $0.00 Strike: $7.44 | $0.00 |
DisclosureSEC source: 0001209191-18-049388 · doc4.xml · derivative · entry 18 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 42,171 shares Expires 2019-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Options vested as follows: 1/3 on 02/05/2010, 1/3 on 02/05/2011 and 1/3 on 02/05/2012. F7 · balance_after: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 100,000 (after taking into account the options exercised as reported on this Form 4). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 254,472. Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 23:52 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | SaleCommon Shares | 118,294 | $40.73 | $4,818,114.62 |
DisclosureSEC source: 0001209191-18-049388 · doc4.xml · nonDerivative · entry 11 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,172,128.0034 F4 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $40.00 and $41.00 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 23:52 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionCommon Shares | 76,123 | $17.44 | $1,327,585.12 |
DisclosureSEC source: 0001209191-18-049388 · doc4.xml · nonDerivative · entry 10 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,290,422.0034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Reflects the amount of options that vested in accordance with the performance measures described in the Form 4 reporting the grant. Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 23:52 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionCommon Shares | 42,171 | $7.44 | $313,752.24 |
DisclosureSEC source: 0001209191-18-049388 · doc4.xml · nonDerivative · entry 9 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,214,299.0034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 23:52 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionOptions to Acquire Common Shares · Derivative | 57,829 | $0.00 Strike: $7.44 | $0.00 |
DisclosureSEC source: 0001209191-18-049388 · doc4.xml · derivative · entry 17 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,171 Underlying: Common Shares · 57,829 shares Expires 2019-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Options vested as follows: 1/3 on 02/05/2010, 1/3 on 02/05/2011 and 1/3 on 02/05/2012. F7 · balance_after: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 100,000 (after taking into account the options exercised as reported on this Form 4). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 254,472. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 23:52 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | SaleCommon Shares | 57,829 | $41.08 | $2,375,615.32 |
DisclosureSEC source: 0001209191-18-049388 · doc4.xml · nonDerivative · entry 8 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,172,128.0034 F2 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $40.84 and $41.33 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 23:52 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionCommon Shares | 57,829 | $7.44 | $430,247.76 |
DisclosureSEC source: 0001209191-18-049388 · doc4.xml · nonDerivative · entry 7 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,229,957.0034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Total includes 648 shares purchased on 06/30/2018 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3. Read SEC document |
| June 27, 2018 Filed Sep 4, 2018 23:52 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GiftCommon Shares | 2,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-049388 · doc4.xml · nonDerivative · entry 6 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,171,480.0034 Read SEC document |
| June 27, 2018 Filed Sep 4, 2018 23:52 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GiftCommon Shares | 280 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-049388 · doc4.xml · nonDerivative · entry 5 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,173,580.0034 Read SEC document |
| June 26, 2018 Filed Sep 4, 2018 23:52 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GiftCommon Shares | 560 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-049388 · doc4.xml · nonDerivative · entry 4 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,173,860.0034 Read SEC document |
| June 26, 2018 Filed Sep 4, 2018 23:52 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GiftCommon Shares | 700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-049388 · doc4.xml · nonDerivative · entry 3 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,174,420.0034 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.