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FREDERICO DOMINIC

Disclosed activity across 1 company

Tapewire entity
20978
SEC CIK
0001072524

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ASSURED GUARANTY LTDAGO · Entity 4169Director · President/CEO/Deputy ChairmanAugust 20, 2026August 21, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ASSURED GUARANTY LTD

Report date August 20, 2026 · Filed August 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect1,275,219.0034 Reported balance After 2026-08-20 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-20 · Gift · Disposed 23,331 · Balance 1,275,219.0034

F1: Total includes 275 shares purchased on 06/30/2026 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3.

Common SharesSEC Table I · non-derivativeIndirectBy Wife9,400 Reported balance Holding disclosure · report date 2026-08-20 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 9,400

Common SharesSEC Table I · non-derivativeIndirectBy Daughter200 Reported balance Holding disclosure · report date 2026-08-20 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 200

Common SharesSEC Table I · non-derivativeIndirectBy Family Limited Partnership345,000 Reported balance Holding disclosure · report date 2026-08-20 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 345,000

Filing footnotes · ownership attribution and instrument terms

F1: Total includes 275 shares purchased on 06/30/2026 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2022 Filed Mar 1, 2022 23:28 UTC ASSURED GUARANTY LTD AGO · Entity 4169 GrantCommon Shares 35,749 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014330 · doc4.xml · nonDerivative · entry 4

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,394,431.0034

F3 · shares: Represents the determination of the number of common shares to be delivered based on the achievement of relative total shareholder value targets. These shares have vested and will be delivered on February 27, 2023, subject to continued compliance with the terms of the award agreement.

Read SEC document
February 27, 2022 Filed Mar 1, 2022 23:28 UTC ASSURED GUARANTY LTD AGO · Entity 4169 Tax withholdingCommon Shares 36,374 $63.64 $2,314,841.36
Disclosure

SEC source: 0001209191-22-014330 · doc4.xml · nonDerivative · entry 3

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,358,682.0034

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
February 27, 2022 Filed Mar 1, 2022 23:28 UTC ASSURED GUARANTY LTD AGO · Entity 4169 GrantCommon Shares 89,776 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014330 · doc4.xml · nonDerivative · entry 2

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,395,056.0034

F2 · shares: Represents the vesting of performance share units based on the achievement of core adjusted book value targets.

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February 27, 2022 Filed Mar 1, 2022 23:28 UTC ASSURED GUARANTY LTD AGO · Entity 4169 Tax withholdingCommon Shares 24,249 $63.64 $1,543,206.36
Disclosure

SEC source: 0001209191-22-014330 · doc4.xml · nonDerivative · entry 1

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,305,280.0034

F1 · shares: Common Shares being withheld to pay tax liability.

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February 23, 2022 Filed Feb 25, 2022 23:48 UTC ASSURED GUARANTY LTD AGO · Entity 4169 GrantCommon Shares 53,407 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-013341 · doc4.xml · nonDerivative · entry 1

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,329,529.0034

F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/23/2025, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit.

F2 · balance_after: Total includes 61 shares purchased on 12/31/2021 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3.

Read SEC document
March 15, 2021 Filed Feb 11, 2022 01:59 UTC ASSURED GUARANTY LTD AGO · Entity 4169 GiftCommon Shares 5,682 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-008638 · doc5.xml · nonDerivative · entry 3

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,276,061.0034

Read SEC document
March 12, 2021 Filed Feb 11, 2022 01:59 UTC ASSURED GUARANTY LTD AGO · Entity 4169 GiftCommon Shares 1,137 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-008638 · doc5.xml · nonDerivative · entry 2

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,281,743.0034

Read SEC document
March 12, 2021 Filed Feb 11, 2022 01:59 UTC ASSURED GUARANTY LTD AGO · Entity 4169 GiftCommon Shares 2,841 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-008638 · doc5.xml · nonDerivative · entry 1

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,282,880.0034

Read SEC document
March 08, 2021 Filed Mar 10, 2021 23:28 UTC ASSURED GUARANTY LTD AGO · Entity 4169 SaleCommon Shares 53,905 $44.50 $2,398,772.50
Disclosure

SEC source: 0001209191-21-019605 · doc4.xml · nonDerivative · entry 2

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,285,721.0034

F3 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $44.31 and $44.8 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.

F2 · balance_after: After giving effect to the transactions reported herein, the Reporting Person continues to own Common Shares in amounts that exceed his required ownership level as set forth in the management share ownership guidelines adopted by the issuer's Board of Directors.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 23:28 UTC ASSURED GUARANTY LTD AGO · Entity 4169 SaleCommon Shares 64,095 $44.03 $2,822,102.85
Disclosure

SEC source: 0001209191-21-019605 · doc4.xml · nonDerivative · entry 1

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,339,626.0034

F1 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $43.75 and $44.3 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.

F2 · balance_after: After giving effect to the transactions reported herein, the Reporting Person continues to own Common Shares in amounts that exceed his required ownership level as set forth in the management share ownership guidelines adopted by the issuer's Board of Directors.

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March 05, 2021 Filed Mar 8, 2021 23:36 UTC ASSURED GUARANTY LTD AGO · Entity 4169 SaleCommon Shares 25,006 $43.76 $1,094,262.56
Disclosure

SEC source: 0001209191-21-018711 · doc4.xml · nonDerivative · entry 2

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,403,721.0034

F3 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $43.75 and $43.83 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.

F2 · balance_after: After giving effect to the transactions reported herein, the Reporting Person continues to own Common Shares in amounts that exceed his required ownership level as set forth in the management share ownership guidelines adopted by the issuer's Board of Directors.

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March 04, 2021 Filed Mar 8, 2021 23:36 UTC ASSURED GUARANTY LTD AGO · Entity 4169 SaleCommon Shares 4,903 $43.76 $214,555.28
Disclosure

SEC source: 0001209191-21-018711 · doc4.xml · nonDerivative · entry 1

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,428,727.0034

F1 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $43.75 and $43.79 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.

F2 · balance_after: After giving effect to the transactions reported herein, the Reporting Person continues to own Common Shares in amounts that exceed his required ownership level as set forth in the management share ownership guidelines adopted by the issuer's Board of Directors.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 00:06 UTC ASSURED GUARANTY LTD AGO · Entity 4169 SaleCommon Shares 58,581 $43.96 $2,575,220.76
Disclosure

SEC source: 0001209191-21-018004 · doc4.xml · nonDerivative · entry 3

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,433,630.0034

F4 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $43.75 and $44.315 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.

F2 · balance_after: After giving effect to the transactions reported herein, the Reporting Person continues to own Common Shares in amounts that exceed his required ownership level as set forth in the management share ownership guidelines adopted by the issuer's Board of Directors.

Read SEC document
March 02, 2021 Filed Mar 5, 2021 00:06 UTC ASSURED GUARANTY LTD AGO · Entity 4169 SaleCommon Shares 4,461 $45.09 $201,146.49
Disclosure

SEC source: 0001209191-21-018004 · doc4.xml · nonDerivative · entry 2

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,492,211.0034

F3 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $45.00 and $45.145 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.

F2 · balance_after: After giving effect to the transactions reported herein, the Reporting Person continues to own Common Shares in amounts that exceed his required ownership level as set forth in the management share ownership guidelines adopted by the issuer's Board of Directors.

Read SEC document
March 02, 2021 Filed Mar 5, 2021 00:06 UTC ASSURED GUARANTY LTD AGO · Entity 4169 SaleCommon Shares 39,049 $44.30 $1,729,870.70
Disclosure

SEC source: 0001209191-21-018004 · doc4.xml · nonDerivative · entry 1

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,496,672.0034

F1 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $44.00 and $44.895 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.

F2 · balance_after: After giving effect to the transactions reported herein, the Reporting Person continues to own Common Shares in amounts that exceed his required ownership level as set forth in the management share ownership guidelines adopted by the issuer's Board of Directors.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:36 UTC ASSURED GUARANTY LTD AGO · Entity 4169 GrantCommon Shares 75,696 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-014774 · doc4.xml · nonDerivative · entry 1

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,535,721.0034

F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/24/2024, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit.

Read SEC document
February 21, 2021 Filed Feb 24, 2021 01:02 UTC ASSURED GUARANTY LTD AGO · Entity 4169 Exercise / conversionPerformance Share Units · Derivative 82,237 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013498 · doc4.xml · derivative · entry 7

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 82,237 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%.

F2 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%.

F2 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%.

F2 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%.

Read SEC document
February 21, 2021 Filed Feb 24, 2021 01:02 UTC ASSURED GUARANTY LTD AGO · Entity 4169 Tax withholdingCommon Shares 60,006 $39.50 $2,370,237.00
Disclosure

SEC source: 0001209191-21-013498 · doc4.xml · nonDerivative · entry 3

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,460,025.0034

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
February 21, 2021 Filed Feb 24, 2021 01:02 UTC ASSURED GUARANTY LTD AGO · Entity 4169 Exercise / conversionCommon Shares 147,821 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013498 · doc4.xml · nonDerivative · entry 2

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,520,031.0034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%.

Read SEC document
February 21, 2021 Filed Feb 24, 2021 01:02 UTC ASSURED GUARANTY LTD AGO · Entity 4169 Tax withholdingCommon Shares 33,422 $39.50 $1,320,169.00
Disclosure

SEC source: 0001209191-21-013498 · doc4.xml · nonDerivative · entry 1

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,372,210.0034

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 21:35 UTC ASSURED GUARANTY LTD AGO · Entity 4169 GrantCommon Shares 57,010 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-013900 · doc4.xml · nonDerivative · entry 1

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,405,632.0034

F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/26/2023, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 23:33 UTC ASSURED GUARANTY LTD AGO · Entity 4169 Exercise / conversionPerformance Share Units · Derivative 69,270 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012716 · doc4.xml · derivative · entry 7

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,237

Underlying: Common Shares · 69,270 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%.

F3 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%.

F3 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%.

F3 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%.

F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 23:33 UTC ASSURED GUARANTY LTD AGO · Entity 4169 Tax withholdingCommon Shares 50,332 $46.30 $2,330,371.60
Disclosure

SEC source: 0001209191-20-012716 · doc4.xml · nonDerivative · entry 3

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,348,622.0034

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 23:33 UTC ASSURED GUARANTY LTD AGO · Entity 4169 Exercise / conversionCommon Shares 122,262 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012716 · doc4.xml · nonDerivative · entry 2

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,398,954.0034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 23:33 UTC ASSURED GUARANTY LTD AGO · Entity 4169 Tax withholdingCommon Shares 28,560 $46.30 $1,322,328.00
Disclosure

SEC source: 0001209191-20-012716 · doc4.xml · nonDerivative · entry 1

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,276,692.0034

F1 · shares: Common Shares being withheld to pay tax liability.

F2 · balance_after: Total includes 67 shares purchased on 12/31/2019 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 22:07 UTC ASSURED GUARANTY LTD AGO · Entity 4169 Exercise / conversionOption to Acquire Common Shares · Derivative 100,000 $0.00 Strike: $19.79 $0.00
Disclosure

SEC source: 0001209191-19-060458 · doc4.xml · derivative · entry 6

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 100,000 shares

Expires 2020-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vested as follows: 1/3 on February 24, 2011, 1/3 on February 24, 2012, and 1/3 on February 24, 2013.

F3 · balance_after: All options have been exercised. Total does not include 151,507 performance share units of various tranches.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 22:07 UTC ASSURED GUARANTY LTD AGO · Entity 4169 Tax withholdingCommon Shares 65,120 $49.52 $3,224,742.40
Disclosure

SEC source: 0001209191-19-060458 · doc4.xml · nonDerivative · entry 2

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,305,185.0034

F1 · kind: Represents payment of the exercise price and withholding taxes of an employee stock option through the attestation of previously owned shares. The price is equal to the fair market value of the Common Shares on the date of exercise and is used to determine the value of the shares delivered to the Company by attestation of previously owned shares in payment of the exercise price and withholding taxes.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 22:07 UTC ASSURED GUARANTY LTD AGO · Entity 4169 Exercise / conversionCommon Shares 100,000 $19.79 $1,979,000.00
Disclosure

SEC source: 0001209191-19-060458 · doc4.xml · nonDerivative · entry 1

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,370,305.0034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2019 Filed Aug 23, 2019 20:50 UTC ASSURED GUARANTY LTD AGO · Entity 4169 SaleCommon Shares 30,300 $43.70 $1,324,110.00
Disclosure

SEC source: 0001209191-19-047318 · doc4.xml · nonDerivative · entry 2

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,270,305.0034

F1 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $43.47 and $44.05 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.

F2 · balance_after: Total includes 574 shares purchased on 06/30/2019 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3.

Read SEC document
April 10, 2019 Filed Aug 23, 2019 20:50 UTC ASSURED GUARANTY LTD AGO · Entity 4169 GiftCommon Shares 10,198 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-047318 · doc4.xml · nonDerivative · entry 1

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300,031.0034

Read SEC document
February 27, 2019 Filed Mar 1, 2019 23:54 UTC ASSURED GUARANTY LTD AGO · Entity 4169 GrantCommon Shares 59,850 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-015196 · doc4.xml · nonDerivative · entry 1

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,310,229.0034

F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/27/2022, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit.

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February 24, 2019 Filed Feb 26, 2019 23:13 UTC ASSURED GUARANTY LTD AGO · Entity 4169 Exercise / conversionPerformance Share Units · Derivative 102,965 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013700 · doc4.xml · derivative · entry 7

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,507

Underlying: Common Shares · 102,965 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.

F3 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.

F3 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.

F3 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.

F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 100,000 outstanding options.

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February 24, 2019 Filed Feb 26, 2019 23:13 UTC ASSURED GUARANTY LTD AGO · Entity 4169 Tax withholdingCommon Shares 85,118 $41.55 $3,536,652.90
Disclosure

SEC source: 0001209191-19-013700 · doc4.xml · nonDerivative · entry 3

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250,379.0034

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 23:13 UTC ASSURED GUARANTY LTD AGO · Entity 4169 Exercise / conversionCommon Shares 205,930 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013700 · doc4.xml · nonDerivative · entry 2

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,335,497.0034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 23:13 UTC ASSURED GUARANTY LTD AGO · Entity 4169 Tax withholdingCommon Shares 42,643 $41.55 $1,771,816.65
Disclosure

SEC source: 0001209191-19-013700 · doc4.xml · nonDerivative · entry 1

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,129,567.0034

F1 · shares: Common Shares being withheld to pay tax liability.

F2 · balance_after: Total includes 82 shares purchased on 12/31/2018 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3.

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September 04, 2018 Filed Sep 4, 2018 23:52 UTC ASSURED GUARANTY LTD AGO · Entity 4169 Exercise / conversionOptions to Acquire Common Shares · Derivative 35,932 $0.00 Strike: $17.44 $0.00
Disclosure

SEC source: 0001209191-18-049388 · doc4.xml · derivative · entry 20

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 35,932 shares

Expires 2019-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Reflects the amount of options that vested in accordance with the performance measures described in the Form 4 reporting the grant.

F7 · balance_after: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 100,000 (after taking into account the options exercised as reported on this Form 4). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 254,472.

Read SEC document
September 04, 2018 Filed Sep 4, 2018 23:52 UTC ASSURED GUARANTY LTD AGO · Entity 4169 SaleCommon Shares 35,932 $40.70 $1,462,432.40
Disclosure

SEC source: 0001209191-18-049388 · doc4.xml · nonDerivative · entry 13

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,172,128.0034

F5 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $40.50 and $41.07 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.

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September 04, 2018 Filed Sep 4, 2018 23:52 UTC ASSURED GUARANTY LTD AGO · Entity 4169 Exercise / conversionCommon Shares 35,932 $17.44 $626,654.08
Disclosure

SEC source: 0001209191-18-049388 · doc4.xml · nonDerivative · entry 12

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,208,060.0034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Reflects the amount of options that vested in accordance with the performance measures described in the Form 4 reporting the grant.

Read SEC document
August 31, 2018 Filed Sep 4, 2018 23:52 UTC ASSURED GUARANTY LTD AGO · Entity 4169 Exercise / conversionOptions to Acquire Common Shares · Derivative 76,123 $0.00 Strike: $17.44 $0.00
Disclosure

SEC source: 0001209191-18-049388 · doc4.xml · derivative · entry 19

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,932

Underlying: Common Shares · 76,123 shares

Expires 2019-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Reflects the amount of options that vested in accordance with the performance measures described in the Form 4 reporting the grant.

F7 · balance_after: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 100,000 (after taking into account the options exercised as reported on this Form 4). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 254,472.

Read SEC document
August 31, 2018 Filed Sep 4, 2018 23:52 UTC ASSURED GUARANTY LTD AGO · Entity 4169 Exercise / conversionOptions to Acquire Common Shares · Derivative 42,171 $0.00 Strike: $7.44 $0.00
Disclosure

SEC source: 0001209191-18-049388 · doc4.xml · derivative · entry 18

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 42,171 shares

Expires 2019-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Options vested as follows: 1/3 on 02/05/2010, 1/3 on 02/05/2011 and 1/3 on 02/05/2012.

F7 · balance_after: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 100,000 (after taking into account the options exercised as reported on this Form 4). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 254,472.

Read SEC document
August 31, 2018 Filed Sep 4, 2018 23:52 UTC ASSURED GUARANTY LTD AGO · Entity 4169 SaleCommon Shares 118,294 $40.73 $4,818,114.62
Disclosure

SEC source: 0001209191-18-049388 · doc4.xml · nonDerivative · entry 11

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,172,128.0034

F4 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $40.00 and $41.00 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.

Read SEC document
August 31, 2018 Filed Sep 4, 2018 23:52 UTC ASSURED GUARANTY LTD AGO · Entity 4169 Exercise / conversionCommon Shares 76,123 $17.44 $1,327,585.12
Disclosure

SEC source: 0001209191-18-049388 · doc4.xml · nonDerivative · entry 10

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,290,422.0034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Reflects the amount of options that vested in accordance with the performance measures described in the Form 4 reporting the grant.

Read SEC document
August 31, 2018 Filed Sep 4, 2018 23:52 UTC ASSURED GUARANTY LTD AGO · Entity 4169 Exercise / conversionCommon Shares 42,171 $7.44 $313,752.24
Disclosure

SEC source: 0001209191-18-049388 · doc4.xml · nonDerivative · entry 9

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,214,299.0034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 30, 2018 Filed Sep 4, 2018 23:52 UTC ASSURED GUARANTY LTD AGO · Entity 4169 Exercise / conversionOptions to Acquire Common Shares · Derivative 57,829 $0.00 Strike: $7.44 $0.00
Disclosure

SEC source: 0001209191-18-049388 · doc4.xml · derivative · entry 17

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,171

Underlying: Common Shares · 57,829 shares

Expires 2019-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Options vested as follows: 1/3 on 02/05/2010, 1/3 on 02/05/2011 and 1/3 on 02/05/2012.

F7 · balance_after: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 100,000 (after taking into account the options exercised as reported on this Form 4). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 254,472.

Read SEC document
August 30, 2018 Filed Sep 4, 2018 23:52 UTC ASSURED GUARANTY LTD AGO · Entity 4169 SaleCommon Shares 57,829 $41.08 $2,375,615.32
Disclosure

SEC source: 0001209191-18-049388 · doc4.xml · nonDerivative · entry 8

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,172,128.0034

F2 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $40.84 and $41.33 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.

Read SEC document
August 30, 2018 Filed Sep 4, 2018 23:52 UTC ASSURED GUARANTY LTD AGO · Entity 4169 Exercise / conversionCommon Shares 57,829 $7.44 $430,247.76
Disclosure

SEC source: 0001209191-18-049388 · doc4.xml · nonDerivative · entry 7

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,229,957.0034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total includes 648 shares purchased on 06/30/2018 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3.

Read SEC document
June 27, 2018 Filed Sep 4, 2018 23:52 UTC ASSURED GUARANTY LTD AGO · Entity 4169 GiftCommon Shares 2,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-049388 · doc4.xml · nonDerivative · entry 6

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,171,480.0034

Read SEC document
June 27, 2018 Filed Sep 4, 2018 23:52 UTC ASSURED GUARANTY LTD AGO · Entity 4169 GiftCommon Shares 280 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-049388 · doc4.xml · nonDerivative · entry 5

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,173,580.0034

Read SEC document
June 26, 2018 Filed Sep 4, 2018 23:52 UTC ASSURED GUARANTY LTD AGO · Entity 4169 GiftCommon Shares 560 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-049388 · doc4.xml · nonDerivative · entry 4

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,173,860.0034

Read SEC document
June 26, 2018 Filed Sep 4, 2018 23:52 UTC ASSURED GUARANTY LTD AGO · Entity 4169 GiftCommon Shares 700 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-049388 · doc4.xml · nonDerivative · entry 3

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,174,420.0034

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.