Caplan John

SEC source: 0000950103-26-012747 · ownership.xml · nonDerivative · entry 2

Caplan John · CIK 0001932174 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,654,906

F1 · shares: Shares withheld solely to cover the Reporting Person's tax obligation arising from the settlement of vested restricted stock units and does not represent an open market sale.

SEC source: 0000950103-26-012747 · ownership.xml · nonDerivative · entry 1

Caplan John · CIK 0001932174 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,661,842

F1 · shares: Shares withheld solely to cover the Reporting Person's tax obligation arising from the settlement of vested restricted stock units and does not represent an open market sale.

SEC source: 0000950103-26-012587 · ownership.xml · nonDerivative · entry 1

Caplan John · CIK 0001932174 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,696,405

F1 · shares: Shares withheld solely to cover the Reporting Person's tax obligation arising from the settlement of vested restricted stock units and does not represent an open market sale.

SEC source: 0000950103-26-007724 · ownership.xml · nonDerivative · entry 1

Caplan John · CIK 0001932174 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,722,278

F1 · shares: Shares withheld solely to cover the Reporting Person's tax obligation arising from the settlement of vested restricted stock units and does not represent an open market sale.

SEC source: 0000950103-26-007597 · ownership.xml · nonDerivative · entry 2

Caplan John · CIK 0001932174 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,791,403

F1 · shares: Shares withheld solely to cover the Reporting Person's tax obligation arising from the settlement of vested restricted stock units and does not represent an open market sale.

SEC source: 0000950103-26-007597 · ownership.xml · nonDerivative · entry 1

Caplan John · CIK 0001932174 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,798,338

F1 · shares: Shares withheld solely to cover the Reporting Person's tax obligation arising from the settlement of vested restricted stock units and does not represent an open market sale.

SEC source: 0000950103-26-007485 · ownership.xml · nonDerivative · entry 1

Caplan John · CIK 0001932174 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,832,901

F1 · shares: Shares withheld solely to cover the Reporting Person's tax obligation arising from the settlement of vested restricted stock units and does not represent an open market sale.

SEC source: 0000950103-26-002800 · dp242275_4-caplan.xml · nonDerivative · entry 2

Caplan John · CIK 0001932174 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,858,774

F1 · shares: Shares withheld solely to cover the Reporting Person's tax obligation arising from the settlement of vested restricted stock units and does not represent an open market sale.

SEC source: 0000950103-26-002800 · dp242275_4-caplan.xml · nonDerivative · entry 1

Caplan John · CIK 0001932174 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,927,899

F1 · shares: Shares withheld solely to cover the Reporting Person's tax obligation arising from the settlement of vested restricted stock units and does not represent an open market sale.

SEC source: 0000950103-26-002596 · dp242078_4-caplan.xml · nonDerivative · entry 2

Caplan John · CIK 0001932174 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,955,639

F2 · shares: Represents the conversion of performance stock units ("PSUs") into RSUs subject to time-based vesting upon the certification of the achievement of certain levels of performance with respect to pre-established performance goals applicable to the PSUs on February 20, 2026 (the "Certification Date"). The RSUs vested as to 25% on the Certification Date and the remaining RSUs will vest in 12 substantially equal installments on the last day of each three-month period following the Certification Date, provided that the Reporting Person remains in continuous service through each applicable vesting date.

SEC source: 0000950103-26-002596 · dp242078_4-caplan.xml · nonDerivative · entry 1

Caplan John · CIK 0001932174 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,754,994

F1 · shares: Represents shares of Common Stock underlying restricted stock units ("RSUs") subject to time-based vesting, granted to the Reporting Person on February 20, 2026 in connection with the Issuer's annual incentive equity granting cycle. One-fourth of these RSUs will vest on February 18, 2027, and the remainder will vest ratably in approximately 1/16 installments on a quarterly basis thereafter, provided that the Reporting Person remains in continuous service on each applicable vesting date.

SEC source: 0000950103-26-002444 · dp241906_4-caplan.xml · nonDerivative · entry 2

Caplan John · CIK 0001932174 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,685,364

F1 · shares: Shares withheld solely to cover the Reporting Person's tax obligation arising from the settlement of vested restricted stock units and does not represent an open market sale.

SEC source: 0000950103-26-002444 · dp241906_4-caplan.xml · nonDerivative · entry 1

Caplan John · CIK 0001932174 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,719,927

F1 · shares: Shares withheld solely to cover the Reporting Person's tax obligation arising from the settlement of vested restricted stock units and does not represent an open market sale.

SEC source: 0000950103-25-015523 · dp238035_4-caplan.xml · nonDerivative · entry 1

Caplan John · CIK 0001932174 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,824,600

F1 · shares: Shares withheld solely to cover the Reporting Person's tax obligation arising from the settlement of vested restricted stock units and does not represent an open market sale.

SEC source: 0000950103-25-015138 · dp237786_4-caplan.xml · nonDerivative · entry 1

Caplan John · CIK 0001932174 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,893,725

F1 · shares: Shares withheld solely to cover the Reporting Person's tax obligation arising from the settlement of vested restricted stock units and does not represent an open market sale.

SEC source: 0000950103-25-010728 · dp233482_4-caplan.xml · nonDerivative · entry 1

Caplan John · CIK 0001932174 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,928,288

F1 · shares: Shares withheld solely to cover the Reporting Person's tax obligation arising from the settlement of vested restricted stock units and does not represent an open market sale.

SEC source: 0000950103-25-010508 · dp233268_4-caplan.xml · nonDerivative · entry 1

Caplan John · CIK 0001932174 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,997,413

F1 · shares: Shares withheld solely to cover the Reporting Person's tax obligation arising from the settlement of vested restricted stock units and does not represent an open market sale.

SEC source: 0000950103-25-006563 · dp229353_4-caplan.xml · nonDerivative · entry 1

Caplan John · CIK 0001932174 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,031,976

F1 · shares: Shares withheld solely to cover the reporting person's tax obligation arising from the settlement of vested restricted stock units and does not represent an open market sale.

SEC source: 0000950103-25-006268 · dp229064_4-caplan.xml · nonDerivative · entry 1

Caplan John · CIK 0001932174 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,101,102

F1 · shares: Shares withheld solely to cover the reporting person's tax obligation arising from the settlement of vested restricted stock units and does not represent an open market sale.

SEC source: 0000950103-25-002756 · dp225670_4-caplan.xml · nonDerivative · entry 1

Caplan John · CIK 0001932174 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,135,665

F1 · shares: Shares withheld solely to cover the reporting person's tax obligation arising from the settlement of vested restricted stock units and does not represent an open market sale.

SEC source: 0000950103-25-002440 · dp225337_4-caplan.xml · nonDerivative · entry 1

Caplan John · CIK 0001932174 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,204,668

F1 · shares: Shares withheld solely to cover the reporting person's tax obligation arising from the settlement of vested restricted stock units and does not represent an open market sale.

SEC source: 0000950103-25-002203 · dp225113_4-caplan.xml · nonDerivative · entry 1

Caplan John · CIK 0001932174 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,329,391

F1 · kind: Represents shares of Common Stock underlying restricted stock units subject to time-based vesting, granted to the Reporting Person on February 17, 2025 in connection with the Issuer's annual incentive equity granting cycle. One-fourth of these restricted stock units will vest on the first anniversary of the grant date, and the remainder will vest ratably in approximately 1/16 installments on a quarterly basis thereafter, provided that the Reporting Person remains in continuous service on each applicable vesting date.

F1 · price: Represents shares of Common Stock underlying restricted stock units subject to time-based vesting, granted to the Reporting Person on February 17, 2025 in connection with the Issuer's annual incentive equity granting cycle. One-fourth of these restricted stock units will vest on the first anniversary of the grant date, and the remainder will vest ratably in approximately 1/16 installments on a quarterly basis thereafter, provided that the Reporting Person remains in continuous service on each applicable vesting date.

SEC source: 0000950103-24-017349 · dp221721_4-caplan.xml · nonDerivative · entry 1

Caplan John · CIK 0001932174 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,580,817

F1 · shares: Shares withheld solely to cover the reporting person's tax obligation arising from the settlement of vested restricted stock units and does not represent an open market sale.

SEC source: 0000950103-24-016817 · dp221232_4-caplan.xml · nonDerivative · entry 1

Caplan John · CIK 0001932174 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,857,317

F1 · shares: Shares withheld solely to cover the reporting person's tax obligation arising from the settlement of vested restricted stock units and does not represent an open market sale.

SEC source: 0000950103-24-012742 · dp207190_4-caplan.xml · nonDerivative · entry 1

Caplan John · CIK 0001932174 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,926,442

F1 · shares: Shares withheld solely to cover the reporting person's tax obligation arising from the settlement of vested restricted stock units and does not represent an open market sale.

SEC source: 0000950103-24-007274 · dp211809_4-caplan.xml · nonDerivative · entry 1

Caplan John · CIK 0001932174 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,990,255

F1 · shares: Shares withheld solely to cover the reporting person's tax obligation arising from the settlement of vested restricted stock units and does not represent an open market sale.

SEC source: 0000950103-24-003062 · dp207628_4-caplan.xml · nonDerivative · entry 1

Caplan John · CIK 0001932174 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,054,068

F1 · shares: Shares withheld solely to cover the reporting person's tax obligation arising from the settlement of vested restricted stock units and does not represent an open market sale.

SEC source: 0000950103-24-002449 · dp207052_4-caplan.xml · derivative · entry 2

Caplan John · CIK 0001932174 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,070,000

Underlying: Common Stock · 1,070,000 shares

Expires 2034-02-19

F2 · price: Represents stock options subject to time-based vesting, granted to the Reporting Person on February 19, 2024 in connection with the Issuer's annual incentive equity granting cycle. One-fourth of these stock options will vest on the first anniversary of the grant date, and the remainder will vest ratably in approximately 1/16 installments on a quarterly basis thereafter, provided that the Reporting Person remains in continuous service on each applicable vesting date.

F2 · derivative.exercise_date: Represents stock options subject to time-based vesting, granted to the Reporting Person on February 19, 2024 in connection with the Issuer's annual incentive equity granting cycle. One-fourth of these stock options will vest on the first anniversary of the grant date, and the remainder will vest ratably in approximately 1/16 installments on a quarterly basis thereafter, provided that the Reporting Person remains in continuous service on each applicable vesting date.

SEC source: 0000950103-24-002449 · dp207052_4-caplan.xml · nonDerivative · entry 1

Caplan John · CIK 0001932174 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,117,553

F1 · kind: Represents shares of Common Stock underlying restricted stock units subject to time-based vesting, granted to the Reporting Person on February 19, 2024 in connection with the Issuer's annual incentive equity granting cycle. One-fourth of these restricted stock units will vest on the first anniversary of the grant date, and the remainder will vest ratably in approximately 1/16 installments on a quarterly basis thereafter, provided that the Reporting Person remains in continuous service on each applicable vesting date.

F1 · price: Represents shares of Common Stock underlying restricted stock units subject to time-based vesting, granted to the Reporting Person on February 19, 2024 in connection with the Issuer's annual incentive equity granting cycle. One-fourth of these restricted stock units will vest on the first anniversary of the grant date, and the remainder will vest ratably in approximately 1/16 installments on a quarterly basis thereafter, provided that the Reporting Person remains in continuous service on each applicable vesting date.

SEC source: 0000950103-23-016825 · dp203312_4-caplan.xml · nonDerivative · entry 1

Caplan John · CIK 0001932174 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,117,553

F1 · shares: Shares withheld solely to cover the reporting person's tax obligation arising from the settlement of vested restricted stock units and does not represent an open market sale.

SEC source: 0000950103-23-012893 · dp199357_4-caplan.xml · nonDerivative · entry 1

Caplan John · CIK 0001932174 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,181,366

F1 · shares: Shares withheld solely to cover the reporting person's tax obligation arising from the settlement of vested restricted stock units and does not represent an open market sale.

SEC source: 0000950103-23-007962 · dp194445_4-caplan.xml · nonDerivative · entry 1

Caplan John · CIK 0001932174 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,245,179

F1 · shares: Shares withheld solely to cover the reporting person's tax obligation arising from the settlement of vested restricted stock units and does not represent an open market sale.

SEC source: 0000950103-22-012128 · dp176810_4-caplan.xml · derivative · entry 3

Caplan John · CIK 0001932174 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2032-07-01

F4 · price: Represents stock options granted to the Reporting Person on July 1, 2022 in connection with the Reporting Person's appointment as Co-Chief Executive Officer of the Issuer, under the Issuer's Omnibus Equity Incentive Plan. One-fourth of these stock options will vest on May 25, 2023, and the remainder will vest ratably in approximately 1/16 installments of the total number of stock options on a quarterly basis thereafter, provided that the Reporting Person remains in continuous service on each applicable vesting date.

F4 · derivative.exercise_date: Represents stock options granted to the Reporting Person on July 1, 2022 in connection with the Reporting Person's appointment as Co-Chief Executive Officer of the Issuer, under the Issuer's Omnibus Equity Incentive Plan. One-fourth of these stock options will vest on May 25, 2023, and the remainder will vest ratably in approximately 1/16 installments of the total number of stock options on a quarterly basis thereafter, provided that the Reporting Person remains in continuous service on each applicable vesting date.

SEC source: 0000950103-22-012128 · dp176810_4-caplan.xml · nonDerivative · entry 2

Caplan John · CIK 0001932174 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500,000

F2 · kind: Represents the maximum amount of shares of Common Stock underlying restricted stock units that will vest upon the achievement of both a time-based vesting condition and a stock price based performance condition and that were granted to the Reporting Person on July 1, 2022 under the Issuer's Omnibus Equity Incentive Plan in connection with the Reporting Person's appointment as Co-Chief Executive Officer of the Issuer. One-fourth of the Reporting Person's restricted stock units will satisfy the time-based vesting condition on May 25, 2023 and the remainder will satisfy the time-based vesting condition in 1/16 installments of the total number of restricted stock units on a quarterly basis thereafter, provided that the Reporting Person remains in continuous service on each applicable time-vesting date.

F3 · kind: The stock price based performance condition will be determined to have been achieved with respect to 500,000 restricted stock units (up to a maximum of 2,500,000 restricted stock units) upon the achievement of each of the following target stock prices: $9.00, $11.00, $13.00, $15.00, and $20.00, with the target stock prices only deemed to have been achieved if the closing price of the Issuer's stock is at or above the applicable target stock price for a minimum of 20 out of 30 consecutive trading days within ten years of the date of grant, subject to the Reporting Person remaining in continuous service through the achievement of each of the applicable target stock prices.

F2 · price: Represents the maximum amount of shares of Common Stock underlying restricted stock units that will vest upon the achievement of both a time-based vesting condition and a stock price based performance condition and that were granted to the Reporting Person on July 1, 2022 under the Issuer's Omnibus Equity Incentive Plan in connection with the Reporting Person's appointment as Co-Chief Executive Officer of the Issuer. One-fourth of the Reporting Person's restricted stock units will satisfy the time-based vesting condition on May 25, 2023 and the remainder will satisfy the time-based vesting condition in 1/16 installments of the total number of restricted stock units on a quarterly basis thereafter, provided that the Reporting Person remains in continuous service on each applicable time-vesting date.

F3 · price: The stock price based performance condition will be determined to have been achieved with respect to 500,000 restricted stock units (up to a maximum of 2,500,000 restricted stock units) upon the achievement of each of the following target stock prices: $9.00, $11.00, $13.00, $15.00, and $20.00, with the target stock prices only deemed to have been achieved if the closing price of the Issuer's stock is at or above the applicable target stock price for a minimum of 20 out of 30 consecutive trading days within ten years of the date of grant, subject to the Reporting Person remaining in continuous service through the achievement of each of the applicable target stock prices.

SEC source: 0000950103-22-012128 · dp176810_4-caplan.xml · nonDerivative · entry 1

Caplan John · CIK 0001932174 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000,000

F1 · kind: Represents shares of Common Stock underlying restricted stock units subject to time-based vesting, granted to the Reporting Person on July 1, 2022 in connection with the Reporting Person's appointment as Co-Chief Executive Officer of the Issuer, under the Issuer's Omnibus Equity Incentive Plan. One-fourth of these restricted stock units will vest on May 25, 2023, and the remainder will vest ratably in approximately 1/16 installments of the total number of time-based restricted stock units on a quarterly basis thereafter, provided that the Reporting Person remains in continuous service on each applicable vesting date.

F1 · price: Represents shares of Common Stock underlying restricted stock units subject to time-based vesting, granted to the Reporting Person on July 1, 2022 in connection with the Reporting Person's appointment as Co-Chief Executive Officer of the Issuer, under the Issuer's Omnibus Equity Incentive Plan. One-fourth of these restricted stock units will vest on May 25, 2023, and the remainder will vest ratably in approximately 1/16 installments of the total number of time-based restricted stock units on a quarterly basis thereafter, provided that the Reporting Person remains in continuous service on each applicable vesting date.