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person · Reporting owner

Jones Serena

Disclosed activity across 1 company

Tapewire entity
20874
SEC CIK
0001737783

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Goosehead Insurance, Inc.GSHD · Entity 437010% owner · Member of 10% owner groupAugust 19, 2026August 21, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Goosehead Insurance, Inc.

Report date August 19, 2026 · Filed August 21, 2026

Jointly reported with SLJ Dynasty Trust

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table I · non-derivativeDirect362,822 Reported balance After 2026-08-19 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2026-08-19 · Conversion · Disposed 4,875 · Balance 362,822

Class B Common StockSEC Table I · non-derivativeDirect352,822 Reported balance After 2026-08-20 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2026-08-20 · Conversion · Disposed 10,000 · Balance 352,822

Class A Common StockSEC Table I · non-derivativeDirect4,875 Reported balance After 2026-08-19 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2026-08-19 · Conversion · Acquired 4,875 · Balance 4,875

Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-08-19 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2026-08-19 · Sale · Disposed 4,875 · Balance 0

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.56 to $68.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Class A Common StockSEC Table I · non-derivativeDirect10,000 Reported balance After 2026-08-20 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2026-08-20 · Conversion · Acquired 10,000 · Balance 10,000

Class A Common StockSEC Table I · non-derivativeDirect6,107 Reported balance After 2026-08-20 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 9 · 2026-08-20 · Sale · Disposed 3,893 · Balance 6,107

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.26 to $69.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Class A Common StockSEC Table I · non-derivativeDirect5,000 Reported balance After 2026-08-20 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 10 · 2026-08-20 · Sale · Disposed 1,107 · Balance 5,000

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.27 to $70.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-08-20 transaction · row 11 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 11 · 2026-08-20 · Sale · Disposed 5,000 · Balance 0

Class B Common StockSEC Table I · non-derivativeIndirectSLJ Dynasty Trust146,246 Reported balance After 2026-08-19 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2026-08-19 · Conversion · Disposed 4,875 · Balance 146,246

Class B Common StockSEC Table I · non-derivativeIndirectSLJ Dynasty Trust136,246 Reported balance After 2026-08-20 transaction · row 12 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 12 · 2026-08-20 · Conversion · Disposed 10,000 · Balance 136,246

Class A Common StockSEC Table I · non-derivativeIndirectSLJ Dynasty Trust4,875 Reported balance After 2026-08-19 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2026-08-19 · Conversion · Acquired 4,875 · Balance 4,875

Class A Common StockSEC Table I · non-derivativeIndirectSLJ Dynasty Trust0 Reported balance After 2026-08-19 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2026-08-19 · Sale · Disposed 4,875 · Balance 0

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.56 to $68.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Class A Common StockSEC Table I · non-derivativeIndirectSLJ Dynasty Trust10,000 Reported balance After 2026-08-20 transaction · row 13 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 13 · 2026-08-20 · Conversion · Acquired 10,000 · Balance 10,000

Class A Common StockSEC Table I · non-derivativeIndirectSLJ Dynasty Trust6,107 Reported balance After 2026-08-20 transaction · row 14 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 14 · 2026-08-20 · Sale · Disposed 3,893 · Balance 6,107

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.26 to $69.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Class A Common StockSEC Table I · non-derivativeIndirectSLJ Dynasty Trust5,000 Reported balance After 2026-08-20 transaction · row 15 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 15 · 2026-08-20 · Sale · Disposed 1,107 · Balance 5,000

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.27 to $70.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Class A Common StockSEC Table I · non-derivativeIndirectSLJ Dynasty Trust0 Reported balance After 2026-08-20 transaction · row 16 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 16 · 2026-08-20 · Sale · Disposed 5,000 · Balance 0

LLC Units in Goosehead Financial, LLCSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct362,822 Reported balance After 2026-08-19 transaction · row 23 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 23 · 2026-08-19 · Conversion · Disposed 4,875 · Balance 362,822

F5: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.

LLC Units in Goosehead Financial, LLCSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct352,822 Reported balance After 2026-08-20 transaction · row 25 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 25 · 2026-08-20 · Conversion · Disposed 10,000 · Balance 352,822

F5: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.

LLC Units in Goosehead Financial, LLCSEC Table II · derivative / convertible security · Conversion / exercise price $0.00IndirectSLJ Dynasty Trust146,246 Reported balance After 2026-08-19 transaction · row 24 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 24 · 2026-08-19 · Conversion · Disposed 4,875 · Balance 146,246

F5: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.

LLC Units in Goosehead Financial, LLCSEC Table II · derivative / convertible security · Conversion / exercise price $0.00IndirectSLJ Dynasty Trust136,246 Reported balance After 2026-08-20 transaction · row 26 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 26 · 2026-08-20 · Conversion · Disposed 10,000 · Balance 136,246

F5: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.

Class B Common StockSEC Table I · non-derivativeIndirectEmily Marie Jones Trust9,787 Reported balance Holding disclosure · report date 2026-08-19 · row 17 Holding and transaction disclosures are not merged.
1 source row

Row 17 · Balance 9,787

F4: Reflects shares of Class B Common Stock or LLC Units, as applicable, held (a) directly by the named trust and (b) indirectly by Serena Jones, who serves as trustee of the named trust and whose immediate family members are beneficiaries of the named trust.

Class B Common StockSEC Table I · non-derivativeIndirectBrendan Scot Jones Trust9,787 Reported balance Holding disclosure · report date 2026-08-19 · row 18 Holding and transaction disclosures are not merged.
1 source row

Row 18 · Balance 9,787

F4: Reflects shares of Class B Common Stock or LLC Units, as applicable, held (a) directly by the named trust and (b) indirectly by Serena Jones, who serves as trustee of the named trust and whose immediate family members are beneficiaries of the named trust.

Class B Common StockSEC Table I · non-derivativeIndirectJoshua Thomas Jones Trust9,787 Reported balance Holding disclosure · report date 2026-08-19 · row 19 Holding and transaction disclosures are not merged.
1 source row

Row 19 · Balance 9,787

F4: Reflects shares of Class B Common Stock or LLC Units, as applicable, held (a) directly by the named trust and (b) indirectly by Serena Jones, who serves as trustee of the named trust and whose immediate family members are beneficiaries of the named trust.

Class B Common StockSEC Table I · non-derivativeIndirectBenjamin Douglas Jones Trust9,788 Reported balance Holding disclosure · report date 2026-08-19 · row 20 Holding and transaction disclosures are not merged.
1 source row

Row 20 · Balance 9,788

F4: Reflects shares of Class B Common Stock or LLC Units, as applicable, held (a) directly by the named trust and (b) indirectly by Serena Jones, who serves as trustee of the named trust and whose immediate family members are beneficiaries of the named trust.

Class B Common StockSEC Table I · non-derivativeIndirectAlexandra Nicole Rogers Trust9,788 Reported balance Holding disclosure · report date 2026-08-19 · row 21 Holding and transaction disclosures are not merged.
1 source row

Row 21 · Balance 9,788

F4: Reflects shares of Class B Common Stock or LLC Units, as applicable, held (a) directly by the named trust and (b) indirectly by Serena Jones, who serves as trustee of the named trust and whose immediate family members are beneficiaries of the named trust.

Class B Common StockSEC Table I · non-derivativeIndirectSLJ 2025 Grantor Retained Annuity Trust114,777 Reported balance Holding disclosure · report date 2026-08-19 · row 22 Holding and transaction disclosures are not merged.
1 source row

Row 22 · Balance 114,777

F4: Reflects shares of Class B Common Stock or LLC Units, as applicable, held (a) directly by the named trust and (b) indirectly by Serena Jones, who serves as trustee of the named trust and whose immediate family members are beneficiaries of the named trust.

LLC Units in Goosehead Financial, LLCSEC Table II · derivative / convertible security · Conversion / exercise price $0.00IndirectEmily Marie Jones Trust9,787 Reported balance Holding disclosure · report date 2026-08-19 · row 27 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 27 · Balance 9,787

F5: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.

F4: Reflects shares of Class B Common Stock or LLC Units, as applicable, held (a) directly by the named trust and (b) indirectly by Serena Jones, who serves as trustee of the named trust and whose immediate family members are beneficiaries of the named trust.

LLC Units in Goosehead Financial, LLCSEC Table II · derivative / convertible security · Conversion / exercise price $0.00IndirectBrendan Scot Jones Trust9,787 Reported balance Holding disclosure · report date 2026-08-19 · row 28 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 28 · Balance 9,787

F5: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.

F4: Reflects shares of Class B Common Stock or LLC Units, as applicable, held (a) directly by the named trust and (b) indirectly by Serena Jones, who serves as trustee of the named trust and whose immediate family members are beneficiaries of the named trust.

LLC Units in Goosehead Financial, LLCSEC Table II · derivative / convertible security · Conversion / exercise price $0.00IndirectJoshua Thomas Jones Trust9,787 Reported balance Holding disclosure · report date 2026-08-19 · row 29 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 29 · Balance 9,787

F5: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.

F4: Reflects shares of Class B Common Stock or LLC Units, as applicable, held (a) directly by the named trust and (b) indirectly by Serena Jones, who serves as trustee of the named trust and whose immediate family members are beneficiaries of the named trust.

LLC Units in Goosehead Financial, LLCSEC Table II · derivative / convertible security · Conversion / exercise price $0.00IndirectBenjamin Douglas Jones Trust9,788 Reported balance Holding disclosure · report date 2026-08-19 · row 30 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 30 · Balance 9,788

F5: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.

F4: Reflects shares of Class B Common Stock or LLC Units, as applicable, held (a) directly by the named trust and (b) indirectly by Serena Jones, who serves as trustee of the named trust and whose immediate family members are beneficiaries of the named trust.

LLC Units in Goosehead Financial, LLCSEC Table II · derivative / convertible security · Conversion / exercise price $0.00IndirectAlexandra Nicole Rogers Trust9,788 Reported balance Holding disclosure · report date 2026-08-19 · row 31 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 31 · Balance 9,788

F5: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.

F4: Reflects shares of Class B Common Stock or LLC Units, as applicable, held (a) directly by the named trust and (b) indirectly by Serena Jones, who serves as trustee of the named trust and whose immediate family members are beneficiaries of the named trust.

LLC Units in Goosehead Financial, LLCSEC Table II · derivative / convertible security · Conversion / exercise price $0.00IndirectSLJ 2025 Grantor Retained Annuity Trust114,777 Reported balance Holding disclosure · report date 2026-08-19 · row 32 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 32 · Balance 114,777

F5: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.

F4: Reflects shares of Class B Common Stock or LLC Units, as applicable, held (a) directly by the named trust and (b) indirectly by Serena Jones, who serves as trustee of the named trust and whose immediate family members are beneficiaries of the named trust.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.56 to $68.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.26 to $69.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.27 to $70.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F4: Reflects shares of Class B Common Stock or LLC Units, as applicable, held (a) directly by the named trust and (b) indirectly by Serena Jones, who serves as trustee of the named trust and whose immediate family members are beneficiaries of the named trust.

F5: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 27, 2019 Filed Aug 28, 2019 20:46 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionLLC Units in Goosehead Financial, LLC · Derivative 1,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000293 · wf-form4_156702515851261.xml · derivative · entry 4

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 995,374

Underlying: Class A Common Stock · 1,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

F1 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

Read SEC document
August 27, 2019 Filed Aug 28, 2019 20:46 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 SaleClass A Common Stock 1,600 $48.00 $76,800.00
Disclosure

SEC source: 0001726978-19-000293 · wf-form4_156702515851261.xml · nonDerivative · entry 3

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 27, 2019 Filed Aug 28, 2019 20:46 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionClass A Common Stock 1,600 $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000293 · wf-form4_156702515851261.xml · nonDerivative · entry 2

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2019 Filed Aug 28, 2019 20:46 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionClass B Common Stock 1,600 $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000293 · wf-form4_156702515851261.xml · nonDerivative · entry 1

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 995,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2019 Filed Aug 13, 2019 21:39 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionLLC Units in Goosehead Financial, LLC · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000278 · wf-form4_156573238262394.xml · derivative · entry 4

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 996,974

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

F2 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

Read SEC document
August 09, 2019 Filed Aug 13, 2019 21:39 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 SaleClass A Common Stock 10,000 $46.08 $460,805.00
Disclosure

SEC source: 0001726978-19-000278 · wf-form4_156573238262394.xml · nonDerivative · entry 3

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.21, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
August 09, 2019 Filed Aug 13, 2019 21:39 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionClass A Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000278 · wf-form4_156573238262394.xml · nonDerivative · entry 2

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2019 Filed Aug 13, 2019 21:39 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionClass B Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000278 · wf-form4_156573238262394.xml · nonDerivative · entry 1

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 996,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2019 Filed Aug 16, 2019 21:06 UTC Amendment Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionLLC Units in Goosehead Financial, LLC · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000286 · wf-form4a_156598955877739.xml · derivative · entry 4

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 996,974

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

F2 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

Read SEC document
August 09, 2019 Filed Aug 16, 2019 21:06 UTC Amendment Goosehead Insurance, Inc. GSHD · Entity 4370 SaleClass A Common Stock 10,000 $46.08 $460,805.00
Disclosure

SEC source: 0001726978-19-000286 · wf-form4a_156598955877739.xml · nonDerivative · entry 3

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.21, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
August 09, 2019 Filed Aug 16, 2019 21:06 UTC Amendment Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionClass A Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000286 · wf-form4a_156598955877739.xml · nonDerivative · entry 2

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2019 Filed Aug 16, 2019 21:06 UTC Amendment Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionClass B Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000286 · wf-form4a_156598955877739.xml · nonDerivative · entry 1

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 996,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 18, 2019 Filed Jul 18, 2019 20:53 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionLLC Units in Goosehead Financial, LLC · Derivative 1,463 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000253 · wf-form4_156348317406125.xml · derivative · entry 5

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,006,974

Underlying: Class A Common Stock · 1,463 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

F3 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

Read SEC document
July 18, 2019 Filed Jul 18, 2019 20:53 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 SaleClass A Common Stock 124 $44.24 $5,485.76
Disclosure

SEC source: 0001726978-19-000253 · wf-form4_156348317406125.xml · nonDerivative · entry 4

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.12 to $44.75, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
July 18, 2019 Filed Jul 18, 2019 20:53 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 SaleClass A Common Stock 1,339 $43.51 $58,259.89
Disclosure

SEC source: 0001726978-19-000253 · wf-form4_156348317406125.xml · nonDerivative · entry 3

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.07 to $43.95, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
July 18, 2019 Filed Jul 18, 2019 20:53 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionClass A Common Stock 1,463 $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000253 · wf-form4_156348317406125.xml · nonDerivative · entry 2

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 18, 2019 Filed Jul 18, 2019 20:53 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionClass B Common Stock 1,463 $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000253 · wf-form4_156348317406125.xml · nonDerivative · entry 1

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,006,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 17, 2019 Filed Jul 18, 2019 20:26 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionLLC Units in Goosehead Financial, LLC · Derivative 4,528 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000248 · wf-form4_156348154704779.xml · derivative · entry 5

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,008,437

Underlying: Class A Common Stock · 4,528 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

F3 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

Read SEC document
July 17, 2019 Filed Jul 18, 2019 20:26 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 SaleClass A Common Stock 300 $45.73 $13,719.00
Disclosure

SEC source: 0001726978-19-000248 · wf-form4_156348154704779.xml · nonDerivative · entry 4

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.65 to $45.88, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
July 17, 2019 Filed Jul 18, 2019 20:26 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 SaleClass A Common Stock 4,228 $44.98 $190,175.44
Disclosure

SEC source: 0001726978-19-000248 · wf-form4_156348154704779.xml · nonDerivative · entry 3

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.61 to $45.57, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
July 17, 2019 Filed Jul 18, 2019 20:26 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionClass A Common Stock 4,528 $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000248 · wf-form4_156348154704779.xml · nonDerivative · entry 2

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 17, 2019 Filed Jul 18, 2019 20:26 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionClass B Common Stock 4,528 $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000248 · wf-form4_156348154704779.xml · nonDerivative · entry 1

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,008,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2019 Filed Jul 17, 2019 21:10 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionLLC Units in Goosehead Financial, LLC · Derivative 3,728 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000243 · wf-form4_156339779189339.xml · derivative · entry 5

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,012,965

Underlying: Class A Common Stock · 3,728 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

F2 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

Read SEC document
July 16, 2019 Filed Jul 17, 2019 21:10 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 SaleClass A Common Stock 25 $46.00 $1,150.00
Disclosure

SEC source: 0001726978-19-000243 · wf-form4_156339779189339.xml · nonDerivative · entry 4

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
July 16, 2019 Filed Jul 17, 2019 21:10 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 SaleClass A Common Stock 3,703 $45.48 $168,412.44
Disclosure

SEC source: 0001726978-19-000243 · wf-form4_156339779189339.xml · nonDerivative · entry 3

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.98 to $45.92, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
July 16, 2019 Filed Jul 17, 2019 21:10 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionClass A Common Stock 3,728 $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000243 · wf-form4_156339779189339.xml · nonDerivative · entry 2

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2019 Filed Jul 17, 2019 21:10 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionClass B Common Stock 3,728 $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000243 · wf-form4_156339779189339.xml · nonDerivative · entry 1

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,012,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:20 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionLLC Units in Goosehead Financial, LLC · Derivative 4,827 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000239 · wf-form4_156331198988809.xml · derivative · entry 5

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,016,693

Underlying: Class A Common Stock · 4,827 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

F2 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:20 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 SaleClass A Common Stock 25 $46.25 $1,156.25
Disclosure

SEC source: 0001726978-19-000239 · wf-form4_156331198988809.xml · nonDerivative · entry 4

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:20 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 SaleClass A Common Stock 4,802 $45.65 $219,211.30
Disclosure

SEC source: 0001726978-19-000239 · wf-form4_156331198988809.xml · nonDerivative · entry 3

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.07 to $46.06, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:20 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionClass A Common Stock 4,827 $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000239 · wf-form4_156331198988809.xml · nonDerivative · entry 2

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:20 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionClass B Common Stock 4,827 $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000239 · wf-form4_156331198988809.xml · nonDerivative · entry 1

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,016,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 12, 2019 Filed Jul 15, 2019 21:02 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionLLC Units in Goosehead Financial, LLC · Derivative 3,874 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000232 · wf-form4_156322455421966.xml · derivative · entry 5

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,021,520

Underlying: Class A Common Stock · 3,874 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

F3 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

Read SEC document
July 12, 2019 Filed Jul 15, 2019 21:02 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 SaleClass A Common Stock 2,574 $45.85 $118,017.90
Disclosure

SEC source: 0001726978-19-000232 · wf-form4_156322455421966.xml · nonDerivative · entry 4

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.35 to $46.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
July 12, 2019 Filed Jul 15, 2019 21:02 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 SaleClass A Common Stock 1,300 $44.82 $58,266.00
Disclosure

SEC source: 0001726978-19-000232 · wf-form4_156322455421966.xml · nonDerivative · entry 3

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,574

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.33 to $45.30, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
July 12, 2019 Filed Jul 15, 2019 21:02 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionClass A Common Stock 3,874 $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000232 · wf-form4_156322455421966.xml · nonDerivative · entry 2

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 12, 2019 Filed Jul 15, 2019 21:02 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionClass B Common Stock 3,874 $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000232 · wf-form4_156322455421966.xml · nonDerivative · entry 1

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,021,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 11, 2019 Filed Jul 12, 2019 20:56 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionLLC Units in Goosehead Financial, LLC · Derivative 2,415 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000228 · wf-form4_156296499697111.xml · derivative · entry 5

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,025,394

Underlying: Class A Common Stock · 2,415 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

F3 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

Read SEC document
July 11, 2019 Filed Jul 12, 2019 20:56 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 SaleClass A Common Stock 323 $46.84 $15,129.32
Disclosure

SEC source: 0001726978-19-000228 · wf-form4_156296499697111.xml · nonDerivative · entry 4

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.51 to $47.16, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
July 11, 2019 Filed Jul 12, 2019 20:56 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 SaleClass A Common Stock 2,092 $46.03 $96,294.76
Disclosure

SEC source: 0001726978-19-000228 · wf-form4_156296499697111.xml · nonDerivative · entry 3

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.50 to $46.49, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
July 11, 2019 Filed Jul 12, 2019 20:56 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionClass A Common Stock 2,415 $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000228 · wf-form4_156296499697111.xml · nonDerivative · entry 2

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 11, 2019 Filed Jul 12, 2019 20:56 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionClass B Common Stock 2,415 $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000228 · wf-form4_156296499697111.xml · nonDerivative · entry 1

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,025,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 10, 2019 Filed Jul 11, 2019 21:48 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionLLC Units in Goosehead Financial, LLC · Derivative 7,623 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000222 · wf-form4_156288167760032.xml · derivative · entry 6

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,027,809

Underlying: Class A Common Stock · 7,623 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

F4 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

Read SEC document
July 10, 2019 Filed Jul 11, 2019 21:48 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 SaleClass A Common Stock 300 $47.53 $14,259.00
Disclosure

SEC source: 0001726978-19-000222 · wf-form4_156288167760032.xml · nonDerivative · entry 5

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.53 to $47.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
July 10, 2019 Filed Jul 11, 2019 21:48 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 SaleClass A Common Stock 5,923 $47.13 $279,150.99
Disclosure

SEC source: 0001726978-19-000222 · wf-form4_156288167760032.xml · nonDerivative · entry 4

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.51 to $47.51, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
July 10, 2019 Filed Jul 11, 2019 21:48 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 SaleClass A Common Stock 1,400 $45.80 $64,120.00
Disclosure

SEC source: 0001726978-19-000222 · wf-form4_156288167760032.xml · nonDerivative · entry 3

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,223

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.48 to $46.44, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
July 10, 2019 Filed Jul 11, 2019 21:48 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionClass A Common Stock 7,623 $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000222 · wf-form4_156288167760032.xml · nonDerivative · entry 2

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 10, 2019 Filed Jul 11, 2019 21:48 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionClass B Common Stock 7,623 $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000222 · wf-form4_156288167760032.xml · nonDerivative · entry 1

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,027,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 09, 2019 Filed Jul 10, 2019 21:18 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionLLC Units in Goosehead Financial, LLC · Derivative 5,620 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000216 · wf-form4_156279350870182.xml · derivative · entry 6

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,035,432

Underlying: Class A Common Stock · 5,620 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

F4 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

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July 09, 2019 Filed Jul 10, 2019 21:18 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 SaleClass A Common Stock 200 $49.04 $9,808.00
Disclosure

SEC source: 0001726978-19-000216 · wf-form4_156279350870182.xml · nonDerivative · entry 5

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.00 to $49.07, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.