Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Credo Technology Group Holding LtdCRDO · Entity 3082 | Chief Legal Officer, Secretary | October 01, 2026 | October 05, 2026 |
| Infinera CorpINFN · Entity 82602 | Senior VP and General Counsel | November 05, 2018 | November 07, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Credo Technology Group Holding Ltd
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 164,223 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Sale · Disposed 5,000 · Balance 164,223 |
Infinera Corp
Report date November 05, 2018 · Filed November 07, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 82,149 |
Reported balance
After 2018-11-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-11-05 · Exercise / conversion · Acquired 23,651 · Balance 82,149 F1: This includes 749 shares acquired under the Infinera Corporation (the "Company") 2007 Employee Stock Purchase Plan on August 15, 2018. |
| Common StockSEC Table I · non-derivative | Direct | 73,970 |
Reported balance
After 2018-11-05 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-11-05 · Tax withholding · Disposed 8,179 · Balance 73,970 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-11-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-11-05 · Exercise / conversion · Disposed 23,651 · Balance 0 F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock. F3: These RSUs vest in four annual installments beginning on November 5, 2014. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 14,610 |
Reported balance
Holding disclosure · report date 2018-11-05 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 14,610 F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock. F4: These RSUs vest in four annual installments beginning on May 5, 2017. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 26,548 |
Reported balance
Holding disclosure · report date 2018-11-05 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 26,548 F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock. F5: These RSUs vest in four annual installments beginning on May 5, 2018. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 43,750 |
Reported balance
Holding disclosure · report date 2018-11-05 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 43,750 F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock. F6: These RSUs vest in four annual installments beginning on May 5, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: This includes 749 shares acquired under the Infinera Corporation (the "Company") 2007 Employee Stock Purchase Plan on August 15, 2018.
F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock.
F3: These RSUs vest in four annual installments beginning on November 5, 2014.
F4: These RSUs vest in four annual installments beginning on May 5, 2017.
F5: These RSUs vest in four annual installments beginning on May 5, 2018.
F6: These RSUs vest in four annual installments beginning on May 5, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 5, 2026 20:21 UTC | Credo Technology Group Holding Ltd CRDO · Entity 3082 | SaleOrdinary Shares | 5,000 | $205.00 | $1,025,000.00 |
DisclosureSEC source: 0001628280-26-064939 · wk-form4_1791231688.xml · nonDerivative · entry 1 Laufman James · CIK 0001622943 · Chief Legal Officer, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,223 Read SEC document |
| September 21, 2026 Filed Sep 23, 2026 20:17 UTC | Credo Technology Group Holding Ltd CRDO · Entity 3082 | SaleOrdinary Shares | 5,000 | $185.00 | $925,000.00 |
DisclosureSEC source: 0001628280-26-063214 · wk-form4_1790194619.xml · nonDerivative · entry 1 Laufman James · CIK 0001622943 · Chief Legal Officer, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 169,223 Read SEC document |
| August 19, 2026 Filed Aug 21, 2026 16:58 UTC | Credo Technology Group Holding Ltd CRDO · Entity 3082 | Tax withholdingOrdinary Shares | 7,379 | $245.97 | $1,815,012.63 |
DisclosureSEC source: 0001628280-26-058382 · wk-form4_1787331487.xml · nonDerivative · entry 1 Laufman James · CIK 0001622943 · Chief Legal Officer, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 174,223 F1 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of RSUs. F2 · balance_after: The number of securities reported includes the acquisition on June 30, 2026 of 372 shares of the Issuer's common stock pursuant to the Issuer's employee stock purchase plan for the purchase period of January 1, 2026 through July 1, 2026. In accordance with the Issuer's employee stock purchase plan, these shares were purchased based on 85% of the grant date fair market value of a share on December 31, 2024. Read SEC document |
| June 11, 2026 Filed Jun 15, 2026 20:05 UTC | Credo Technology Group Holding Ltd CRDO · Entity 3082 | SaleOrdinary Shares | 5,000 | $264.49 | $1,322,425.00 |
DisclosureSEC source: 0001628280-26-043158 · wk-form4_1781553909.xml · nonDerivative · entry 1 Laufman James · CIK 0001622943 · Chief Legal Officer, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,230 Read SEC document |
| June 04, 2026 Filed Jun 8, 2026 19:57 UTC | Credo Technology Group Holding Ltd CRDO · Entity 3082 | SaleOrdinary Shares | 5,000 | $222.81 | $1,114,050.00 |
DisclosureSEC source: 0001628280-26-041514 · wk-form4_1780948632.xml · nonDerivative · entry 1 Laufman James · CIK 0001622943 · Chief Legal Officer, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 186,230 Read SEC document |
| May 19, 2026 Filed May 21, 2026 17:26 UTC | Credo Technology Group Holding Ltd CRDO · Entity 3082 | Tax withholdingOrdinary Shares | 7,379 | $168.99 | $1,246,977.21 |
DisclosureSEC source: 0001628280-26-037148 · wk-form4_1779384387.xml · nonDerivative · entry 1 Laufman James · CIK 0001622943 · Chief Legal Officer, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 191,230 F1 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of RSUs. Read SEC document |
| April 15, 2026 Filed Apr 17, 2026 20:10 UTC | Credo Technology Group Holding Ltd CRDO · Entity 3082 | SaleOrdinary Shares | 10,000 | $164.41 | $1,644,100.00 |
DisclosureSEC source: 0001628280-26-025741 · wk-form4_1776456647.xml · nonDerivative · entry 1 Laufman James · CIK 0001622943 · Chief Legal Officer, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 198,609 Read SEC document |
| February 19, 2026 Filed Feb 20, 2026 18:49 UTC | Credo Technology Group Holding Ltd CRDO · Entity 3082 | Tax withholdingOrdinary Shares | 6,350 | $130.66 | $829,691.00 |
DisclosureSEC source: 0001628280-26-010117 · wk-form4_1771613356.xml · nonDerivative · entry 1 Laufman James · CIK 0001622943 · Chief Legal Officer, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 208,609 F1 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of RSUs. F2 · balance_after: The number of securities reported includes the acquisition on December 31, 2025 of 54 shares of the Issuer's common stock pursuant to the Issuer's employee stock purchase plan for the purchase period of July 1, 2025 through December 31, 2025. In accordance with the Issuer's employee stock purchase plan, these shares were purchased based on 85% of the grant date fair market value of a share on January 1, 2025. Read SEC document |
| December 24, 2025 Filed Dec 29, 2025 19:34 UTC | Credo Technology Group Holding Ltd CRDO · Entity 3082 | SaleOrdinary Shares | 10,000 | $150.00 | $1,500,000.00 |
DisclosureSEC source: 0001628280-25-058938 · wk-form4_1767036879.xml · nonDerivative · entry 1 Laufman James · CIK 0001622943 · Chief Legal Officer, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 214,905 Read SEC document |
| November 19, 2025 Filed Nov 20, 2025 20:23 UTC | Credo Technology Group Holding Ltd CRDO · Entity 3082 | Tax withholdingOrdinary Shares | 7,379 | $141.88 | $1,046,932.52 |
DisclosureSEC source: 0001628280-25-053374 · wk-form4_1763670225.xml · nonDerivative · entry 1 Laufman James · CIK 0001622943 · Chief Legal Officer, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 224,905 F1 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of RSUs. Read SEC document |
| September 05, 2025 Filed Sep 9, 2025 20:15 UTC | Credo Technology Group Holding Ltd CRDO · Entity 3082 | SaleOrdinary Shares | 10,000 | $140.00 | $1,400,019.00 |
DisclosureSEC source: 0001622943-25-000006 · wk-form4_1757448911.xml · nonDerivative · entry 1 Laufman James · CIK 0001622943 · Chief Legal Officer, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 232,284 F1 · price: This transaction was executed in multiple trades at prices ranging from $140.00 to $140.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 19, 2025 Filed Aug 20, 2025 16:59 UTC | Credo Technology Group Holding Ltd CRDO · Entity 3082 | Tax withholdingOrdinary Shares | 7,379 | $106.30 | $784,387.70 |
DisclosureSEC source: 0001622943-25-000004 · wk-form4_1755709137.xml · nonDerivative · entry 1 Laufman James · CIK 0001622943 · Chief Legal Officer, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 242,284 F1 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of RSUs. F2 · balance_after: The number of securities reported includes the acquisition on June 30, 2025 of 317 shares of the Issuer's common stock pursuant to the Issuer's employee stock purchase plan for the purchase period of January 1, 2025 through July 1, 2025. In accordance with the Issuer's employee stock purchase plan, these shares were purchased based on 85% of the grant date fair market value of a share on December 31, 2024. Read SEC document |
| June 20, 2025 Filed Jun 20, 2025 21:43 UTC | Credo Technology Group Holding Ltd CRDO · Entity 3082 | SaleOrdinary Shares | 5,000 | $85.07 | $425,350.50 |
DisclosureSEC source: 0001628280-25-032483 · wk-form4_1750455790.xml · nonDerivative · entry 1 Laufman James · CIK 0001622943 · Chief Legal Officer, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 249,346 Read SEC document |
| June 11, 2025 Filed Jun 12, 2025 20:36 UTC | Credo Technology Group Holding Ltd CRDO · Entity 3082 | SaleOrdinary Shares | 10,000 | $71.54 | $715,352.00 |
DisclosureSEC source: 0001628280-25-031023 · wk-form4_1749760560.xml · nonDerivative · entry 1 Laufman James · CIK 0001622943 · Chief Legal Officer, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 254,346 F1 · price: This transaction was executed in multiple trades at prices ranging from $71.52 to $71.57. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 19, 2025 Filed May 20, 2025 20:15 UTC | Credo Technology Group Holding Ltd CRDO · Entity 3082 | Tax withholdingOrdinary Shares | 7,379 | $61.96 | $457,202.84 |
DisclosureSEC source: 0001628280-25-026839 · wk-form4_1747772134.xml · nonDerivative · entry 1 Laufman James · CIK 0001622943 · Chief Legal Officer, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 264,346 F1 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of RSUs. Read SEC document |
| April 14, 2025 Filed Apr 16, 2025 20:30 UTC | Credo Technology Group Holding Ltd CRDO · Entity 3082 | SaleOrdinary Shares | 8,000 | $39.09 | $312,720.00 |
DisclosureSEC source: 0001628280-25-018011 · wk-form4_1744835428.xml · nonDerivative · entry 1 Laufman James · CIK 0001622943 · Chief Legal Officer, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 271,725 Read SEC document |
| February 19, 2025 Filed Feb 20, 2025 21:11 UTC | Credo Technology Group Holding Ltd CRDO · Entity 3082 | Tax withholdingOrdinary Shares | 5,467 | $71.76 | $392,311.92 |
DisclosureSEC source: 0001628280-25-006743 · wk-form4_1740085876.xml · nonDerivative · entry 1 Laufman James · CIK 0001622943 · Chief Legal Officer, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 279,725 F1 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of RSUs. Read SEC document |
| December 16, 2024 Filed Dec 16, 2024 21:31 UTC | Credo Technology Group Holding Ltd CRDO · Entity 3082 | SaleOrdinary Shares | 10,000 | $76.25 | $762,500.00 |
DisclosureSEC source: 0001628280-24-051413 · wk-form4_1734384711.xml · nonDerivative · entry 1 Laufman James · CIK 0001622943 · Chief Legal Officer, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 285,192 Read SEC document |
| November 19, 2024 Filed Nov 20, 2024 19:06 UTC | Credo Technology Group Holding Ltd CRDO · Entity 3082 | Tax withholdingOrdinary Shares | 7,274 | $43.94 | $319,619.56 |
DisclosureSEC source: 0001628280-24-048639 · wk-form4_1732129558.xml · nonDerivative · entry 1 Laufman James · CIK 0001622943 · Chief Legal Officer, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 295,192 F1 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of RSUs. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 18:46 UTC | Credo Technology Group Holding Ltd CRDO · Entity 3082 | SaleOrdinary Shares | 20,000 | $31.36 | $627,204.00 |
DisclosureSEC source: 0001628280-24-041690 · wk-form4_1727808397.xml · nonDerivative · entry 1 Laufman James · CIK 0001622943 · Chief Legal Officer, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 302,466 F1 · price: This transaction was executed in multiple trades at prices ranging from $31.35 to $31.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 19, 2024 Filed Sep 19, 2024 22:18 UTC | Credo Technology Group Holding Ltd CRDO · Entity 3082 | Tax withholdingOrdinary Shares | 7,534 | $28.98 | $218,335.32 |
DisclosureSEC source: 0001628280-24-040962 · wk-form4_1726784317.xml · nonDerivative · entry 1 Laufman James · CIK 0001622943 · Chief Legal Officer, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 322,466 F1 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of RSUs. Read SEC document |
| August 30, 2024 Filed Aug 30, 2024 19:59 UTC | Credo Technology Group Holding Ltd CRDO · Entity 3082 | GrantOrdinary Shares | 330,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-038952 · wk-form4_1725047967.xml · nonDerivative · entry 1 Laufman James · CIK 0001622943 · Chief Legal Officer, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 330,000 F1 · shares: Represents restricted stock units, 30,000 of which will vest on the one-month anniversary of the Reporting Person's hire date, which is August 19, 2024, and the remaining 300,000 of which will vest in equal quarterly installments over a period of four years from the hire date, each subject to continued employment through each vesting date. Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 17:53 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 23,651 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-18-000099 · wf-form4_154163116577512.xml · derivative · entry 3 Laufman James · CIK 0001622943 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,651 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock. F3 · derivative.exercise_date: These RSUs vest in four annual installments beginning on November 5, 2014. F3 · derivative.expiration_date: These RSUs vest in four annual installments beginning on November 5, 2014. Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 17:53 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 8,179 | $6.27 | $51,282.33 |
DisclosureSEC source: 0001138639-18-000099 · wf-form4_154163116577512.xml · nonDerivative · entry 2 Laufman James · CIK 0001622943 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,970 Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 17:53 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 23,651 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-18-000099 · wf-form4_154163116577512.xml · nonDerivative · entry 1 Laufman James · CIK 0001622943 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,149 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This includes 749 shares acquired under the Infinera Corporation (the "Company") 2007 Employee Stock Purchase Plan on August 15, 2018. Read SEC document |
| May 05, 2018 Filed May 8, 2018 16:38 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 8,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-18-000053 · wf-form4_152581192369002.xml · derivative · entry 7 Laufman James · CIK 0001622943 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,548 Underlying: Common Stock · 35,398 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Infinera Corporation common stock. F4 · derivative.exercise_date: These RSUs vest in four annual installments beginning on May 5, 2018. F4 · derivative.expiration_date: These RSUs vest in four annual installments beginning on May 5, 2018. Read SEC document |
| May 05, 2018 Filed May 8, 2018 16:38 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 7,305 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-18-000053 · wf-form4_152581192369002.xml · derivative · entry 6 Laufman James · CIK 0001622943 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,610 Underlying: Common Stock · 21,915 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Infinera Corporation common stock. F3 · derivative.exercise_date: These RSUs vest in four annual installments beginning on May 5, 2017. F3 · derivative.expiration_date: These RSUs vest in four annual installments beginning on May 5, 2017. Read SEC document |
| May 05, 2018 Filed May 8, 2018 16:38 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 3,061 | $12.01 | $36,762.61 |
DisclosureSEC source: 0001138639-18-000053 · wf-form4_152581192369002.xml · nonDerivative · entry 4 Laufman James · CIK 0001622943 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,749 Read SEC document |
| May 05, 2018 Filed May 8, 2018 16:38 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 8,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-18-000053 · wf-form4_152581192369002.xml · nonDerivative · entry 3 Laufman James · CIK 0001622943 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2018 Filed May 8, 2018 16:38 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 2,485 | $12.01 | $29,844.85 |
DisclosureSEC source: 0001138639-18-000053 · wf-form4_152581192369002.xml · nonDerivative · entry 2 Laufman James · CIK 0001622943 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,960 Read SEC document |
| May 05, 2018 Filed May 8, 2018 16:38 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 7,305 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-18-000053 · wf-form4_152581192369002.xml · nonDerivative · entry 1 Laufman James · CIK 0001622943 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 18:13 UTC | Infinera Corp INFN · Entity 82602 | GrantRestricted Stock Units · Derivative | 43,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-18-000030 · wf-form4_151916838998782.xml · derivative · entry 5 Laufman James · CIK 0001622943 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,750 Underlying: Common Stock · 43,750 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Company. F6 · derivative.exercise_date: These RSUs vest in four annual installments beginning on May 5, 2019. F6 · derivative.expiration_date: These RSUs vest in four annual installments beginning on May 5, 2019. Read SEC document |
| November 05, 2017 Filed Nov 7, 2017 16:54 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 23,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-17-000076 · wf-form4_151009168150329.xml · derivative · entry 3 Laufman James · CIK 0001622943 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,651 Underlying: Common Stock · 23,652 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: These RSUs vest in four annual installments beginning on November 5, 2014. F3 · derivative.expiration_date: These RSUs vest in four annual installments beginning on November 5, 2014. Read SEC document |
| November 05, 2017 Filed Nov 7, 2017 16:54 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 8,889 | $7.94 | $70,578.66 |
DisclosureSEC source: 0001138639-17-000076 · wf-form4_151009168150329.xml · nonDerivative · entry 2 Laufman James · CIK 0001622943 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,392 Read SEC document |
| November 05, 2017 Filed Nov 7, 2017 16:54 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 23,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-17-000076 · wf-form4_151009168150329.xml · nonDerivative · entry 1 Laufman James · CIK 0001622943 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,281 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This includes 748 shares acquired under the Infinera Corporation (the "Company") 2007 Employee Stock Purchase Plan on August 15, 2017. Read SEC document |
| May 05, 2017 Filed May 8, 2017 17:17 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 7,305 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-17-000023 · wf-form4_149427822270263.xml · derivative · entry 4 Laufman James · CIK 0001622943 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,915 Underlying: Common Stock · 7,305 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Infinera Corporation common stock. F3 · derivative.exercise_date: These RSUs vest in four annual installments beginning on May 5, 2017. F3 · derivative.expiration_date: These RSUs vest in four annual installments beginning on May 5, 2017. Read SEC document |
| May 05, 2017 Filed May 8, 2017 17:17 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 2,710 | $9.55 | $25,880.50 |
DisclosureSEC source: 0001138639-17-000023 · wf-form4_149427822270263.xml · nonDerivative · entry 2 Laufman James · CIK 0001622943 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,881 Read SEC document |
| May 05, 2017 Filed May 8, 2017 17:17 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 7,305 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-17-000023 · wf-form4_149427822270263.xml · nonDerivative · entry 1 Laufman James · CIK 0001622943 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,591 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:33 UTC | Infinera Corp INFN · Entity 82602 | GrantRestricted Stock Units · Derivative | 35,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-014107 · doc4.xml · derivative · entry 4 Laufman James · CIK 0001622943 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,398 Underlying: Common Stock · 35,398 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock. F5 · derivative.exercise_date: These RSUs vest in four annual installments beginning on May 5, 2018. F5 · derivative.expiration_date: These RSUs vest in four annual installments beginning on May 5, 2018. Read SEC document |
| November 05, 2016 Filed Nov 8, 2016 16:50 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 23,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-148891 · doc4.xml · derivative · entry 3 Laufman James · CIK 0001622943 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,303 Underlying: Common Stock · 70,955 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock. F3 · derivative.exercise_date: These RSUs vest in four annual installments beginning on November 5, 2014. F3 · derivative.expiration_date: These RSUs vest in four annual installments beginning on November 5, 2014. Read SEC document |
| November 05, 2016 Filed Nov 8, 2016 16:50 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 8,889 | $7.32 | $65,067.48 |
DisclosureSEC source: 0001209191-16-148891 · doc4.xml · nonDerivative · entry 2 Laufman James · CIK 0001622943 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,598 Read SEC document |
| November 05, 2016 Filed Nov 8, 2016 16:50 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 23,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-148891 · doc4.xml · nonDerivative · entry 1 Laufman James · CIK 0001622943 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,487 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This includes 683 shares acquired under the Infinera Corporation (the "Company") 2007 Employee Stock Purchase Plan on August 15, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.