Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PubMatic, Inc.PUBM · Entity 364 | Director · CHIEF EXECUTIVE OFFICER · 10% owner | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PubMatic, Inc.
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 97,657 |
Reported balance
After 2026-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-01 · Exercise / conversion · Acquired 97,657 · Balance 97,657 |
| Class A Common StockSEC Table I · non-derivative | Direct | 51,899 |
Reported balance
After 2026-10-02 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-10-02 · Sale · Disposed 45,758 · Balance 51,899 F1: The sales reported in this line item represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F2: The price reported in this line item is a weighted average price. These shares were sold as part of pooled trades for multiple security holders of the Issuer at prices ranging from $18.38 to $19.3725, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the pooled trades. |
| Class A Common StockSEC Table I · non-derivative | Direct | 47,424 |
Reported balance
After 2026-10-02 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-10-02 · Sale · Disposed 4,475 · Balance 47,424 F3: Following the sales reported in this Form 4, Mr. Goel holds 2,372,118 shares of Class A Common Stock and Class B Common Stock, which figure does not reflect vested but unexercised options, unvested options, or unvested restricted stock units, each as of the date of filing. F1: The sales reported in this line item represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F4: The price reported in this line item is a weighted average price. These shares were sold as part of pooled trades for multiple security holders of the Issuer at prices ranging from $19.42 to $19.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the pooled trades. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 23,042 |
Reported balance
After 2026-10-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-10-01 · Exercise / conversion · Disposed 23,043 · Balance 23,042 F5: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. F6: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F7: RSUs do not expire; they either vest or are canceled prior to the vesting date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 72,052 |
Reported balance
After 2026-10-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-10-01 · Exercise / conversion · Disposed 14,411 · Balance 72,052 F5: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. F8: The RSUs vested as to 1/16th of the total award on April 1, 2024, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F7: RSUs do not expire; they either vest or are canceled prior to the vesting date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 151,442 |
Reported balance
After 2026-10-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-10-01 · Exercise / conversion · Disposed 16,827 · Balance 151,442 F5: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. F9: The RSUs vested as to 1/16th of the total award on April 1, 2025, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F7: RSUs do not expire; they either vest or are canceled prior to the vesting date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 563,889 |
Reported balance
After 2026-10-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-10-01 · Exercise / conversion · Disposed 43,376 · Balance 563,889 F5: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. F10: The RSUs vested as to 1/16th of the total award on April 1, 2026, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F7: RSUs do not expire; they either vest or are canceled prior to the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this line item represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
F2: The price reported in this line item is a weighted average price. These shares were sold as part of pooled trades for multiple security holders of the Issuer at prices ranging from $18.38 to $19.3725, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the pooled trades.
F3: Following the sales reported in this Form 4, Mr. Goel holds 2,372,118 shares of Class A Common Stock and Class B Common Stock, which figure does not reflect vested but unexercised options, unvested options, or unvested restricted stock units, each as of the date of filing.
F4: The price reported in this line item is a weighted average price. These shares were sold as part of pooled trades for multiple security holders of the Issuer at prices ranging from $19.42 to $19.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the pooled trades.
F5: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.
F6: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F7: RSUs do not expire; they either vest or are canceled prior to the vesting date.
F8: The RSUs vested as to 1/16th of the total award on April 1, 2024, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F9: The RSUs vested as to 1/16th of the total award on April 1, 2025, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F10: The RSUs vested as to 1/16th of the total award on April 1, 2026, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 05, 2024 Filed Aug 6, 2024 20:13 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative | 2,289 | $0.00 Strike: $1.11 | $0.00 |
DisclosureSEC source: 0001415889-24-020831 · form4-08062024_080846.xml · derivative · entry 3 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 592,898 Underlying: Class B Common Stock · 2,289 shares Expires 2026-07-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The options are fully vested. Read SEC document |
| August 05, 2024 Filed Aug 6, 2024 20:13 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 25,000 | $18.73 | $468,352.50 |
DisclosureSEC source: 0001415889-24-020831 · form4-08062024_080846.xml · nonDerivative · entry 2 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Goel Family Trust Disclosed balance after: 0 F4 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2024. F5 · shares: These securities were transferred by the Reporting Person to The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries, and were sold by the Goel Family Trust as reported herein. F6 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $18.12 and the highest price at which shares were sold was $19.025. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein. F3 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| August 05, 2024 Filed Aug 6, 2024 20:13 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 2,289 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-020831 · form4-08062024_080846.xml · nonDerivative · entry 1 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Goel Family Trust Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F2 · balance_after: Reflects the transfer of 25,000 shares of Class A Common Stock by the Reporting Person to the Goel Family Trust. F3 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| July 02, 2024 Filed Jul 3, 2024 21:43 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 25,978 | $20.41 | $530,322.69 |
DisclosureSEC source: 0001415889-24-019259 · form4-07032024_090740.xml · nonDerivative · entry 2 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 22,711 F1 · kind: The sales reported in this line item represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F2 · price: The price reported in this line item is a weighted average price. These shares were sold as part of a block trade for multiple security holders of the Issuer at prices ranging from $20.12 to $20.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 21:43 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-019259 · form4-07032024_090740.xml · derivative · entry 10 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 210,984 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F4 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F4 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 21:43 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass B Common Stock · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-019259 · form4-07032024_090740.xml · derivative · entry 9 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 235,984 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F4 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F4 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 21:43 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative | 25,000 | $0.00 Strike: $1.11 | $0.00 |
DisclosureSEC source: 0001415889-24-019259 · form4-07032024_090740.xml · derivative · entry 8 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 595,187 Underlying: Class B Common Stock · 25,000 shares Expires 2026-07-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_date: The options are fully vested. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 21:43 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 14,411 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-019259 · form4-07032024_090740.xml · derivative · entry 7 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 201,746 Underlying: Class A Common Stock · 14,411 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. F13 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F11 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 21:43 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 23,042 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-019259 · form4-07032024_090740.xml · derivative · entry 6 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 230,425 Underlying: Class A Common Stock · 23,042 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. F12 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F11 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 21:43 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 11,236 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-019259 · form4-07032024_090740.xml · derivative · entry 5 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 67,419 Underlying: Class A Common Stock · 11,236 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. F10 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F11 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 21:43 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 25,000 | $20.08 | $501,935.00 |
DisclosureSEC source: 0001415889-24-019259 · form4-07032024_090740.xml · nonDerivative · entry 4 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Goel Family Trust Disclosed balance after: 0 F6 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2024. F7 · shares: These securities were transferred by the Reporting Person to The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries, and were sold by the Goel Family Trust as reported herein. F8 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $19.85 and the highest price at which shares were sold was $20.36. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein. F5 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 21:43 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-019259 · form4-07032024_090740.xml · nonDerivative · entry 3 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Goel Family Trust Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Reflects the transfer of 25,000 shares of Class A Common Stock by the Reporting Person to the Goel Family Trust upon conversion. F4 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F5 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 21:43 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 48,689 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-019259 · form4-07032024_090740.xml · nonDerivative · entry 1 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 48,689 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2024 Filed Jun 4, 2024 22:32 UTC | PubMatic, Inc. PUBM · Entity 364 | GiftClass A Common Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-015459 · form4-06042024_100606.xml · nonDerivative · entry 5 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Goel FamilyTrust Disclosed balance after: 0 F2 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| June 03, 2024 Filed Jun 4, 2024 22:32 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 17,288 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-015459 · form4-06042024_100606.xml · derivative · entry 9 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 210,984 Underlying: Class A Common Stock · 17,288 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. Read SEC document |
| June 03, 2024 Filed Jun 4, 2024 22:32 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass B Common Stock · Derivative | 17,288 | $1.11 | $19,189.68 |
DisclosureSEC source: 0001415889-24-015459 · form4-06042024_100606.xml · derivative · entry 8 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 228,272 Underlying: Class A Common Stock · 17,288 shares Expires 2026-07-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. Read SEC document |
| June 03, 2024 Filed Jun 4, 2024 22:32 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative | 17,288 | $0.00 Strike: $1.11 | $0.00 |
DisclosureSEC source: 0001415889-24-015459 · form4-06042024_100606.xml · derivative · entry 7 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 620,187 Underlying: Class B Common Stock · 17,288 shares Expires 2026-07-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The options are fully vested. Read SEC document |
| June 03, 2024 Filed Jun 4, 2024 22:32 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-015459 · form4-06042024_100606.xml · derivative · entry 6 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Goel Family Trust Disclosed balance after: 491,284 Underlying: Class A Common Stock · 9,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F2 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| June 03, 2024 Filed Jun 4, 2024 22:32 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 300 | $21.98 | $6,593.16 |
DisclosureSEC source: 0001415889-24-015459 · form4-06042024_100606.xml · nonDerivative · entry 4 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Goel Family Trust Disclosed balance after: 9,000 F5 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2023. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.93 to $22.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| June 03, 2024 Filed Jun 4, 2024 22:32 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 24,700 | $21.27 | $525,455.45 |
DisclosureSEC source: 0001415889-24-015459 · form4-06042024_100606.xml · nonDerivative · entry 3 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Goel Family Trust Disclosed balance after: 9,300 F5 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2023. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.93 to $21.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| June 03, 2024 Filed Jun 4, 2024 22:32 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 17,288 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-015459 · form4-06042024_100606.xml · nonDerivative · entry 2 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Goel Family Trust Disclosed balance after: 34,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Reflects the transfer of 17,288 shares of Class A Common Stock by the Reporting Person to the Goel Family Trust upon conversion. F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F4 · balance_after: Reflects the transfer of 7,712 shares of Class A Common Stock by the Reporting Person to the Goel Family Trust. F2 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| June 03, 2024 Filed Jun 4, 2024 22:32 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-015459 · form4-06042024_100606.xml · nonDerivative · entry 1 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Goel Family Trust Disclosed balance after: 9,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F2 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| May 01, 2024 Filed May 2, 2024 21:15 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 7,500 | $22.61 | $169,568.25 |
DisclosureSEC source: 0001415889-24-012031 · form4-05022024_090547.xml · nonDerivative · entry 1 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2023. F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $22.40 and the highest price at which shares were sold was $22.79. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein. F3 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| April 02, 2024 Filed Apr 4, 2024 01:32 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 7,500 | $22.76 | $170,718.75 |
DisclosureSEC source: 0001415889-24-010233 · form4-04042024_010402.xml · nonDerivative · entry 3 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,212 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2023. F4 · shares: These securities were transferred by the Reporting Person to The Goel Family Trust (the "Trust"), of which the Reporting Person and his spouse are beneficiaries, and were sold by the Trust as reported herein. F5 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $22.52 and the highest price at which shares were sold was $22.98. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein. Read SEC document |
| April 01, 2024 Filed Apr 4, 2024 01:32 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 14,410 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-010233 · form4-04042024_010402.xml · derivative · entry 6 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 216,157 Underlying: Class A Common Stock · 14,410 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. F10 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F8 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| April 01, 2024 Filed Apr 4, 2024 01:32 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 23,043 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-010233 · form4-04042024_010402.xml · derivative · entry 5 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 253,467 Underlying: Class A Common Stock · 23,043 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. F9 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F8 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| April 01, 2024 Filed Apr 4, 2024 01:32 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 11,237 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-010233 · form4-04042024_010402.xml · derivative · entry 4 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,655 Underlying: Class A Common Stock · 11,237 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. F7 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F8 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| April 01, 2024 Filed Apr 4, 2024 01:32 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 25,978 | $23.16 | $601,772.58 |
DisclosureSEC source: 0001415889-24-010233 · form4-04042024_010402.xml · nonDerivative · entry 2 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,712 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold as part of a block trade for multiple security holders of the Issuer at prices ranging from $22.675 to $23.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade. Read SEC document |
| April 01, 2024 Filed Apr 4, 2024 01:32 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 48,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-010233 · form4-04042024_010402.xml · nonDerivative · entry 1 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2024 Filed Mar 5, 2024 22:01 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 7,500 | $20.96 | $157,191.00 |
DisclosureSEC source: 0001415889-24-006757 · form4-03052024_100317.xml · nonDerivative · entry 1 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2023. F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $20.84 and the highest price at which shares were sold was $21.13. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein. F3 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| February 27, 2024 Filed Feb 29, 2024 00:17 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 93,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-005782 · form4-02292024_120229.xml · derivative · entry 6 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 210,984 Underlying: Class A Common Stock · 93,270 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. Read SEC document |
| February 27, 2024 Filed Feb 29, 2024 00:17 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass B Common Stock · Derivative | 93,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-005782 · form4-02292024_120229.xml · derivative · entry 5 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 304,254 Underlying: Class A Common Stock · 93,270 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. Read SEC document |
| February 27, 2024 Filed Feb 29, 2024 00:17 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative | 93,270 | $0.00 Strike: $1.11 | $0.00 |
DisclosureSEC source: 0001415889-24-005782 · form4-02292024_120229.xml · derivative · entry 4 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 637,475 Underlying: Class B Common Stock · 93,270 shares Expires 2026-07-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The options are fully vested. Read SEC document |
| February 27, 2024 Filed Feb 29, 2024 00:17 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 34,343 | $21.19 | $727,652.62 |
DisclosureSEC source: 0001415889-24-005782 · form4-02292024_120229.xml · nonDerivative · entry 3 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 7,500 F4 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2023. F7 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $21.00 and the highest price at which shares were sold was $21.53. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein. F3 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| February 27, 2024 Filed Feb 29, 2024 00:17 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 64,257 | $20.44 | $1,313,612.28 |
DisclosureSEC source: 0001415889-24-005782 · form4-02292024_120229.xml · nonDerivative · entry 2 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 41,843 F4 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2023. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.995, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F6 · balance_after: Reflects the transfer of 12,830 shares of Class A Common Stock by the Reporting Person to the Goel Family Trust. F3 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| February 27, 2024 Filed Feb 29, 2024 00:17 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 93,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-005782 · form4-02292024_120229.xml · nonDerivative · entry 1 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 93,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · balance_after: Reflects the transfer of 93,270 shares of Class A Common Stock by the Reporting Person to the Goel Family Trust upon conversion. F3 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| February 02, 2024 Filed Feb 7, 2024 00:24 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 7,500 | $15.09 | $113,159.25 |
DisclosureSEC source: 0001415889-24-002867 · form4-02072024_120249.xml · nonDerivative · entry 1 Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 12,830 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust on March 1, 2023. F2 · shares: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.84 to $15.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| January 26, 2024 Filed Feb 1, 2024 02:25 UTC | PubMatic, Inc. PUBM · Entity 364 | GrantStock Option (Right to buy Class A Common Stock) · Derivative | 691,700 | $0.00 Strike: $15.38 | $0.00 |
DisclosureSEC source: 0001209191-24-002514 · doc4.xml · derivative · entry 2 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 691,700 Underlying: Class A Common Stock · 691,700 shares Expires 2034-01-25 F4 · derivative.exercise_date: The option vests as to 1/48 of the total shares on February 1, 2024, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| January 26, 2024 Filed Feb 1, 2024 02:25 UTC | PubMatic, Inc. PUBM · Entity 364 | GrantRestricted Stock Units · Derivative | 230,567 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-002514 · doc4.xml · derivative · entry 1 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 230,567 Underlying: Class A Common Stock · 230,567 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. F2 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| January 04, 2024 Filed Jan 5, 2024 21:17 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-001015 · doc4.xml · derivative · entry 3 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 440,513 Underlying: Class A Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F4 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F4 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F1 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| January 04, 2024 Filed Jan 5, 2024 21:17 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 7,500 | $15.29 | $114,655.50 |
DisclosureSEC source: 0001209191-24-001015 · doc4.xml · nonDerivative · entry 2 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust on March 1, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.17 to $15.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F1 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| January 04, 2024 Filed Jan 5, 2024 21:17 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-001015 · doc4.xml · nonDerivative · entry 1 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 7,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 01:17 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 13,673 | $15.96 | $218,278.51 |
DisclosureSEC source: 0001209191-24-000597 · doc4.xml · nonDerivative · entry 2 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,101 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.91 to $16.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| January 01, 2024 Filed Jan 4, 2024 01:17 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 23,042 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-000597 · doc4.xml · derivative · entry 4 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 276,510 Underlying: Class A Common Stock · 23,042 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. F6 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| January 01, 2024 Filed Jan 4, 2024 01:17 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 11,236 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-000597 · doc4.xml · derivative · entry 3 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,892 Underlying: Class A Common Stock · 11,236 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. F4 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| January 01, 2024 Filed Jan 4, 2024 01:17 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 34,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-000597 · doc4.xml · nonDerivative · entry 1 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,774 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 22:21 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 16,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-057653 · doc4.xml · derivative · entry 5 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 448,013 Underlying: Class A Common Stock · 16,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F4 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F4 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F1 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 22:21 UTC | PubMatic, Inc. PUBM · Entity 364 | GiftClass A Common Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-057653 · doc4.xml · nonDerivative · entry 3 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 22:21 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 7,500 | $17.14 | $128,550.00 |
DisclosureSEC source: 0001209191-23-057653 · doc4.xml · nonDerivative · entry 2 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 9,000 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust on March 1, 2023. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.06 to $17.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 22:21 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 16,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-057653 · doc4.xml · nonDerivative · entry 1 Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 16,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.