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person · Reporting owner

Goel Rajeev K.

Disclosed activity across 1 company

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20816
SEC CIK
0001833511

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PubMatic, Inc.PUBM · Entity 364Director · CHIEF EXECUTIVE OFFICER · 10% ownerOctober 01, 2026October 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PubMatic, Inc.

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect97,657 Reported balance After 2026-10-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-10-01 · Exercise / conversion · Acquired 97,657 · Balance 97,657

Class A Common StockSEC Table I · non-derivativeDirect51,899 Reported balance After 2026-10-02 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-10-02 · Sale · Disposed 45,758 · Balance 51,899

F1: The sales reported in this line item represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2: The price reported in this line item is a weighted average price. These shares were sold as part of pooled trades for multiple security holders of the Issuer at prices ranging from $18.38 to $19.3725, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the pooled trades.

Class A Common StockSEC Table I · non-derivativeDirect47,424 Reported balance After 2026-10-02 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2026-10-02 · Sale · Disposed 4,475 · Balance 47,424

F3: Following the sales reported in this Form 4, Mr. Goel holds 2,372,118 shares of Class A Common Stock and Class B Common Stock, which figure does not reflect vested but unexercised options, unvested options, or unvested restricted stock units, each as of the date of filing.

F1: The sales reported in this line item represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F4: The price reported in this line item is a weighted average price. These shares were sold as part of pooled trades for multiple security holders of the Issuer at prices ranging from $19.42 to $19.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the pooled trades.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct23,042 Reported balance After 2026-10-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-10-01 · Exercise / conversion · Disposed 23,043 · Balance 23,042

F5: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F6: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct72,052 Reported balance After 2026-10-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-10-01 · Exercise / conversion · Disposed 14,411 · Balance 72,052

F5: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F8: The RSUs vested as to 1/16th of the total award on April 1, 2024, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct151,442 Reported balance After 2026-10-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-10-01 · Exercise / conversion · Disposed 16,827 · Balance 151,442

F5: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F9: The RSUs vested as to 1/16th of the total award on April 1, 2025, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct563,889 Reported balance After 2026-10-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-10-01 · Exercise / conversion · Disposed 43,376 · Balance 563,889

F5: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F10: The RSUs vested as to 1/16th of the total award on April 1, 2026, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this line item represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2: The price reported in this line item is a weighted average price. These shares were sold as part of pooled trades for multiple security holders of the Issuer at prices ranging from $18.38 to $19.3725, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the pooled trades.

F3: Following the sales reported in this Form 4, Mr. Goel holds 2,372,118 shares of Class A Common Stock and Class B Common Stock, which figure does not reflect vested but unexercised options, unvested options, or unvested restricted stock units, each as of the date of filing.

F4: The price reported in this line item is a weighted average price. These shares were sold as part of pooled trades for multiple security holders of the Issuer at prices ranging from $19.42 to $19.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the pooled trades.

F5: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F6: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7: RSUs do not expire; they either vest or are canceled prior to the vesting date.

F8: The RSUs vested as to 1/16th of the total award on April 1, 2024, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F9: The RSUs vested as to 1/16th of the total award on April 1, 2025, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F10: The RSUs vested as to 1/16th of the total award on April 1, 2026, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 07, 2025 Filed Jul 9, 2025 23:45 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 44,000 $12.53 $551,381.60
Disclosure

SEC source: 0001415889-25-019611 · form4-07092025_110746.xml · nonDerivative · entry 2

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F2 · security: Following the sales reported in this line item, Mr. Goel holds 2,362,194 shares of Class A Common Stock and Class B Common Stock, which figure does not reflect vested but unexercised options, unvested options, or unvested restricted stock units, each as of the date of filing. The option award under which these shares were exercised expires on July 7, 2026.

F3 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2025.

F4 · shares: These securities were transferred by the Reporting Person to The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries, and were sold by the Goel Family Trust as reported herein.

F5 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $12.44 and the highest price at which shares were sold was $12.74. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
July 07, 2025 Filed Jul 9, 2025 23:45 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 11,485 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-019611 · form4-07092025_110746.xml · nonDerivative · entry 1

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
July 02, 2025 Filed Jul 3, 2025 22:39 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 33,001 $12.56 $414,601.46
Disclosure

SEC source: 0001415889-25-019371 · form4-07032025_100759.xml · nonDerivative · entry 2

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,515

F1 · kind: The sales reported in this line item represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in this line item is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer at prices ranging from $12.23 to $12.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trades.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 22:39 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 16,827 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-019371 · form4-07032025_100759.xml · derivative · entry 6

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,577

Underlying: Class A Common Stock · 16,827 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F8 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2025, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 22:39 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 14,411 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-019371 · form4-07032025_100759.xml · derivative · entry 5

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,104

Underlying: Class A Common Stock · 14,411 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F7 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 22:39 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 23,042 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-019371 · form4-07032025_100759.xml · derivative · entry 4

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,255

Underlying: Class A Common Stock · 23,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F6 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 22:39 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 11,236 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-019371 · form4-07032025_100759.xml · derivative · entry 3

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,473

Underlying: Class A Common Stock · 11,236 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 22:39 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 65,516 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-019371 · form4-07032025_100759.xml · nonDerivative · entry 1

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 23, 2025 Filed Jun 25, 2025 22:22 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 44,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018231 · form4-06252025_100647.xml · derivative · entry 5

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 210,984

Underlying: Class A Common Stock · 44,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
June 23, 2025 Filed Jun 25, 2025 22:22 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass B Common Stock · Derivative 44,000 $1.11 $48,840.00
Disclosure

SEC source: 0001415889-25-018231 · form4-06252025_100647.xml · derivative · entry 4

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 254,984

Underlying: Class A Common Stock · 44,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
June 23, 2025 Filed Jun 25, 2025 22:22 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative 44,000 $0.00 Strike: $1.11 $0.00
Disclosure

SEC source: 0001415889-25-018231 · form4-06252025_100647.xml · derivative · entry 3

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 358,102

Underlying: Class B Common Stock · 44,000 shares

Expires 2026-07-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options are fully vested.

Read SEC document
June 23, 2025 Filed Jun 25, 2025 22:22 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 44,000 $11.02 $484,893.20
Disclosure

SEC source: 0001415889-25-018231 · form4-06252025_100647.xml · nonDerivative · entry 2

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F2 · security: Following the sales reported in this line item, Mr. Goel holds 2,362,194 shares of Class A Common Stock and Class B Common Stock, which figure does not reflect vested but unexercised options, unvested options, or unvested restricted stock units, each as of the date of filing. The option award under which these shares were exercised expires on July 7, 2026.

F3 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2025.

F4 · shares: These securities were transferred by the Reporting Person to The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries, and were sold by the Goel Family Trust as reported herein.

F5 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $10.84 and the highest price at which shares were sold was $11.12. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
June 23, 2025 Filed Jun 25, 2025 22:22 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 44,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-018231 · form4-06252025_100647.xml · nonDerivative · entry 1

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
June 09, 2025 Filed Jun 11, 2025 20:15 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 35,703 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-016661 · form4-06112025_080655.xml · derivative · entry 5

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 210,984

Underlying: Class A Common Stock · 35,703 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
June 09, 2025 Filed Jun 11, 2025 20:15 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass B Common Stock · Derivative 35,703 $1.11 $39,630.33
Disclosure

SEC source: 0001415889-25-016661 · form4-06112025_080655.xml · derivative · entry 4

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 246,687

Underlying: Class A Common Stock · 35,703 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
June 09, 2025 Filed Jun 11, 2025 20:15 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative 35,703 $0.00 Strike: $1.11 $0.00
Disclosure

SEC source: 0001415889-25-016661 · form4-06112025_080655.xml · derivative · entry 3

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 402,102

Underlying: Class B Common Stock · 35,703 shares

Expires 2026-07-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options are fully vested.

Read SEC document
June 09, 2025 Filed Jun 11, 2025 20:15 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 44,000 $12.13 $533,618.80
Disclosure

SEC source: 0001415889-25-016661 · form4-06112025_080655.xml · nonDerivative · entry 2

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F2 · security: Following the sales reported in this line item, Mr. Goel holds 2,362,194 shares of Class A Common Stock and Class B Common Stock, which figure does not reflect vested but unexercised options, unvested options, or unvested restricted stock units, each as of the date of filing. The option award under which these shares were exercised expires on July 7, 2026.

F3 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2025.

F4 · shares: These securities were transferred by the Reporting Person to The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries, and were sold by the Goel Family Trust as reported herein.

F5 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $12.01 and the highest price at which shares were sold was $12.23. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
June 09, 2025 Filed Jun 11, 2025 20:15 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 35,703 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-016661 · form4-06112025_080655.xml · nonDerivative · entry 1

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
June 02, 2025 Filed Jun 3, 2025 23:53 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-015475 · form4-06032025_110654.xml · derivative · entry 5

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 210,984

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
June 02, 2025 Filed Jun 3, 2025 23:53 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass B Common Stock · Derivative 25,000 $1.11 $27,750.00
Disclosure

SEC source: 0001415889-25-015475 · form4-06032025_110654.xml · derivative · entry 4

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 235,984

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
June 02, 2025 Filed Jun 3, 2025 23:53 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative 25,000 $0.00 Strike: $1.11 $0.00
Disclosure

SEC source: 0001415889-25-015475 · form4-06032025_110654.xml · derivative · entry 3

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 437,805

Underlying: Class B Common Stock · 25,000 shares

Expires 2026-07-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options are fully vested.

Read SEC document
June 02, 2025 Filed Jun 3, 2025 23:53 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 25,000 $11.80 $295,025.00
Disclosure

SEC source: 0001415889-25-015475 · form4-06032025_110654.xml · nonDerivative · entry 2

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,297

F2 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2024.

F3 · shares: These securities were transferred by the Reporting Person to The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries, and were sold by the Goel Family Trust as reported herein.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $11.605 and the highest price at which shares were sold was $11.98. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

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June 02, 2025 Filed Jun 3, 2025 23:53 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-015475 · form4-06032025_110654.xml · nonDerivative · entry 1

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
May 05, 2025 Filed May 7, 2025 20:23 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 993 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-012238 · form4-05072025_080524.xml · derivative · entry 5

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 210,984

Underlying: Class A Common Stock · 993 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
May 05, 2025 Filed May 7, 2025 20:23 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass B Common Stock · Derivative 993 $1.11 $1,102.23
Disclosure

SEC source: 0001415889-25-012238 · form4-05072025_080524.xml · derivative · entry 4

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 211,977

Underlying: Class A Common Stock · 993 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
May 05, 2025 Filed May 7, 2025 20:23 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative 993 $0.00 Strike: $1.11 $0.00
Disclosure

SEC source: 0001415889-25-012238 · form4-05072025_080524.xml · derivative · entry 3

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 462,805

Underlying: Class B Common Stock · 993 shares

Expires 2026-07-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options are fully vested.

Read SEC document
May 05, 2025 Filed May 7, 2025 20:23 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 25,000 $9.84 $245,935.00
Disclosure

SEC source: 0001415889-25-012238 · form4-05072025_080524.xml · nonDerivative · entry 2

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,297

F2 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2024.

F3 · shares: These securities were transferred by the Reporting Person to The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries, and were sold by the Goel Family Trust as reported herein.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $9.765 and the highest price at which shares were sold was $9.96. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
May 05, 2025 Filed May 7, 2025 20:23 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 993 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-012238 · form4-05072025_080524.xml · nonDerivative · entry 1

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
April 02, 2025 Filed Apr 3, 2025 23:27 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 33,213 $9.31 $309,123.35
Disclosure

SEC source: 0001415889-25-010089 · form4-04032025_110419.xml · nonDerivative · entry 4

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,304

F7 · kind: The sales reported in this line item represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F8 · price: The price reported in this line item is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer on April 2, 2025 and April 3, 2025 at prices ranging from $8.95 to $9.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trades.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 23:27 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 16,827 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-010089 · form4-04032025_110419.xml · derivative · entry 11

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 252,404

Underlying: Class A Common Stock · 16,827 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F15 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2025, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F12 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 23:27 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 14,410 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-010089 · form4-04032025_110419.xml · derivative · entry 10

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 158,515

Underlying: Class A Common Stock · 14,410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F14 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F12 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 23:27 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 23,043 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-010089 · form4-04032025_110419.xml · derivative · entry 9

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 161,297

Underlying: Class A Common Stock · 23,043 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F13 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F12 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 23:27 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 11,237 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-010089 · form4-04032025_110419.xml · derivative · entry 8

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,709

Underlying: Class A Common Stock · 11,237 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F11 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F12 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 23:27 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-010089 · form4-04032025_110419.xml · derivative · entry 7

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 210,984

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 23:27 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass B Common Stock · Derivative 25,000 $1.11 $27,750.00
Disclosure

SEC source: 0001415889-25-010089 · form4-04032025_110419.xml · derivative · entry 6

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 235,984

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 23:27 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative 25,000 $0.00 Strike: $1.11 $0.00
Disclosure

SEC source: 0001415889-25-010089 · form4-04032025_110419.xml · derivative · entry 5

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 463,798

Underlying: Class B Common Stock · 25,000 shares

Expires 2026-07-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The options are fully vested.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 23:27 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 25,000 $9.14 $228,487.50
Disclosure

SEC source: 0001415889-25-010089 · form4-04032025_110419.xml · nonDerivative · entry 3

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Goel Family Trust

Disclosed balance after: 0

F4 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2024.

F5 · shares: These securities were transferred by the Reporting Person to The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries, and were sold by the Goel Family Trust as reported herein.

F6 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $9.03 and the highest price at which shares were sold was $9.25. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

F3 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 23:27 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-010089 · form4-04032025_110419.xml · nonDerivative · entry 2

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Goel Family Trust

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F2 · balance_after: Reflects the transfer of 25,000 shares of Class A Common Stock by the Reporting Person to the Goel Family Trust.

F3 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 23:27 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 65,517 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-010089 · form4-04032025_110419.xml · nonDerivative · entry 1

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 21:20 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-006944 · form4-03052025_090313.xml · derivative · entry 9

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 210,984

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 21:20 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass B Common Stock · Derivative 9,218 $1.11 Strike: $1.11 $10,231.98
Disclosure

SEC source: 0001415889-25-006944 · form4-03052025_090313.xml · derivative · entry 8

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 235,984

Underlying: Class A Common Stock · 9,218 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 21:20 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass B Common Stock · Derivative 15,782 $1.11 $17,518.02
Disclosure

SEC source: 0001415889-25-006944 · form4-03052025_090313.xml · derivative · entry 7

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 226,766

Underlying: Class A Common Stock · 15,782 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 21:20 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative 9,218 $0.00 Strike: $1.11 $0.00
Disclosure

SEC source: 0001415889-25-006944 · form4-03052025_090313.xml · derivative · entry 6

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 488,798

Underlying: Class B Common Stock · 9,218 shares

Expires 2026-07-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The options are fully vested.

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March 03, 2025 Filed Mar 5, 2025 21:20 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative 15,782 $0.00 Strike: $1.11 $0.00
Disclosure

SEC source: 0001415889-25-006944 · form4-03052025_090313.xml · derivative · entry 5

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 15,782 shares

Expires 2026-07-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The options are fully vested.

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March 03, 2025 Filed Mar 5, 2025 21:20 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-006944 · form4-03052025_090313.xml · nonDerivative · entry 1

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F2 · balance_after: Reflects the transfer of 25,000 shares of Class A Common Stock by the Reporting Person to the Goel Family Trust.

F3 · ownership.nature: These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries.

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February 18, 2025 Filed Mar 5, 2025 21:20 UTC PubMatic, Inc. PUBM · Entity 364 GrantStock Option (Right to buy Class A Common Stock) · Derivative 269,231 $0.00 Strike: $15.65 $0.00
Disclosure

SEC source: 0001415889-25-006944 · form4-03052025_090313.xml · derivative · entry 4

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 269,231

Underlying: Class A Common Stock · 269,231 shares

Expires 2035-02-17

F9 · derivative.exercise_date: The option vests as to 1/48 of the total shares on February 1, 2025, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

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February 18, 2025 Filed Mar 5, 2025 21:20 UTC PubMatic, Inc. PUBM · Entity 364 GrantRestricted Stock Units · Derivative 269,231 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-006944 · form4-03052025_090313.xml · derivative · entry 3

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 269,231

Underlying: Class A Common Stock · 269,231 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.

F7 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2025, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F8 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

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February 04, 2025 Filed Feb 5, 2025 21:43 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 109 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-003139 · form4-02052025_090255.xml · derivative · entry 8

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 210,984

Underlying: Class A Common Stock · 109 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F3 · ownership.nature: 24,891 shares of Class A Common Stock are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries, and 5,896 shares of Class A Common Stock are held by the Reporting Person.

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February 04, 2025 Filed Feb 5, 2025 21:43 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 109 $15.24 $1,661.40
Disclosure

SEC source: 0001415889-25-003139 · form4-02052025_090255.xml · nonDerivative · entry 4

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,896

F4 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2024.

F5 · shares: These securities were transferred by the Reporting Person to The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries, and were sold by the Goel Family Trust as reported herein.

F9 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $15.22 and the highest price at which shares were sold was $15.275. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

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February 04, 2025 Filed Feb 5, 2025 21:43 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 109 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-003139 · form4-02052025_090255.xml · nonDerivative · entry 3

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 6,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F7 · balance_after: Reflects the transfer of 109 shares of Class A Common Stock by the Reporting Person to the Goel Family Trust.

F8 · ownership.nature: 109 shares of Class A Common Stock are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries, and 5,896 shares of Class A Common Stock are held by the Reporting Person

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.