Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Babcock & Wilcox Enterprises, Inc.BW · Entity 4934 | Senior Vice President | August 14, 2018 | August 16, 2018 |
| FRANKLIN ELECTRIC CO INCFELE · Entity 238 | Director | August 20, 2026 | August 24, 2026 |
| INSTEEL INDUSTRIES INCIIIN · Entity 5373 | Senior Vice President and CFO | December 05, 2022 | December 07, 2022 |
| SPX Technologies, Inc.SPXC · Entity 3543 | VP, CFO & TREASURER | March 02, 2026 | March 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Babcock & Wilcox Enterprises, Inc.
Report date August 14, 2018 · Filed August 16, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,663 |
Ending reported balance
After 2018-08-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-08-14 · Exercise / conversion · Acquired 48,362 · Balance 67,025 F1: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock. Row 2 · 2018-08-14 · Disposition to issuer · Disposed 48,362 · Balance 18,663 F2: Each CPU represents the right to receive an amount in cash equal to the "measurement value" of our stock at the time of vesting. Generally, the measurement value is detemined based on the average fair market value of our stock for the 30-day period immediately preceding the vesting date. However, the measurement value will be no less than 75% of the market value of our stock determined as of the grant date of August 14, 2017, and no greater than 150% of the value of our stock determined as of the grant date. |
| Performance UnitsSEC Table II · derivative / convertible security · Expires 2018-08-14 | Direct | 0 |
Reported balance
After 2018-08-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-08-14 · Exercise / conversion · Disposed 48,362 · Balance 0 F1: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock. F4: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018. |
| Common StockSEC Table I · non-derivative | Indirect401k Plan | 262 |
Reported balance
Holding disclosure · report date 2018-08-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 262 F3: Based on number of units held in the BW Thrift Plan and the fair market value of BW common stock as of July 2, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock.
F2: Each CPU represents the right to receive an amount in cash equal to the "measurement value" of our stock at the time of vesting. Generally, the measurement value is detemined based on the average fair market value of our stock for the 30-day period immediately preceding the vesting date. However, the measurement value will be no less than 75% of the market value of our stock determined as of the grant date of August 14, 2017, and no greater than 150% of the value of our stock determined as of the grant date.
F3: Based on number of units held in the BW Thrift Plan and the fair market value of BW common stock as of July 2, 2018.
F4: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018.
FRANKLIN ELECTRIC CO INC
Report date August 20, 2026 · Filed August 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| stock unitsSEC Table II · derivative / convertible security | Direct | 3,177.44 |
Reported balance
After 2026-08-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-20 · Grant · Acquired 8.59 · Balance 3,177.44 F1: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Carano elected to receive his 2025-2026 stock award in Franklin Electric Co., Inc common stock, issuance of such shares deferred until he retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On August 20, 2026, Mr. Carano was credited with 8.59 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Carano may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Carano elected to receive his 2025-2026 stock award in Franklin Electric Co., Inc common stock, issuance of such shares deferred until he retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On August 20, 2026, Mr. Carano was credited with 8.59 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Carano may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.
INSTEEL INDUSTRIES INC
Report date December 05, 2022 · Filed December 07, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,708 |
Reported balance
After 2022-12-05 transaction · row 1
1 source rowRow 1 · 2022-12-05 · Exercise / conversion · Acquired 4,708 · Balance 4,708 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.86 · Expires 2030-08-11 | Direct | 2,354 |
Reported balance
After 2022-12-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-12-05 · Exercise / conversion · Disposed 4,708 · Balance 2,354 F1: Options vest 1/3 annually beginning one year from grant date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.77 · Expires 2032-08-15 | Direct | 4,448 |
Reported balance
Holding disclosure · report date 2022-12-05 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 4,448 F1: Options vest 1/3 annually beginning one year from grant date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.54 · Expires 2032-02-15 | Direct | 4,045 |
Reported balance
Holding disclosure · report date 2022-12-05 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 4,045 F1: Options vest 1/3 annually beginning one year from grant date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.87 · Expires 2031-08-16 | Direct | 3,606 |
Reported balance
Holding disclosure · report date 2022-12-05 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 3,606 F1: Options vest 1/3 annually beginning one year from grant date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.43 · Expires 2031-02-16 | Direct | 5,069 |
Reported balance
Holding disclosure · report date 2022-12-05 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 5,069 F1: Options vest 1/3 annually beginning one year from grant date. |
| Common Stock (Restricted Stock Units)SEC Table I · non-derivative | Direct | 10,293 |
Reported balance
Holding disclosure · report date 2022-12-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 10,293 |
Filing footnotes · ownership attribution and instrument terms
F1: Options vest 1/3 annually beginning one year from grant date.
SPX Technologies, Inc.
Report date March 02, 2026 · Filed March 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,254 |
Last balance in matching sequence
After 2026-03-03 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-03-02 · Grant · Acquired 3,363 · Balance 19,516 F1: Grant of restricted stock units under the SPX 2019 Stock Compensation Plan. F2: Includes unvested restricted stock units. Row 2 · 2026-03-03 · Tax withholding · Disposed 262 · Balance 19,254 F3: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted under the SPX 2019 Stock Compensation Plan. F2: Includes unvested restricted stock units. |
| Employee stock option to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $225.02 · Expires 2036-03-02 | Direct | 2,537 |
Reported balance
After 2026-03-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-03-02 · Grant · Acquired 2,537 · Balance 2,537 F4: Grant of stock options pursuant to the SPX 2019 Stock Compensation Plan. F5: Vests in three equal installments beginning on March 3, 2027. |
| Employee stock option to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $71.93 · Expires 2033-03-01 | Direct | 5,552 |
Reported balance
Holding disclosure · report date 2026-03-02 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 5,552 F6: Vests in three equal installments beginning on March 1, 2024. |
| Employee stock option to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $116.40 · Expires 2034-02-28 | Direct | 4,057 |
Reported balance
Holding disclosure · report date 2026-03-02 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 4,057 F7: Vests in three equal installments beginning on February 28, 2025. |
| Employee stock option to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $138.60 · Expires 2035-03-03 | Direct | 3,460 |
Reported balance
Holding disclosure · report date 2026-03-02 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 3,460 F8: Vests in three equal installments beginning on March 3, 2026. |
| Common StockSEC Table I · non-derivative | Indirect401 (k) Plan | 462 |
Reported balance
Holding disclosure · report date 2026-03-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 462 |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units under the SPX 2019 Stock Compensation Plan.
F2: Includes unvested restricted stock units.
F3: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted under the SPX 2019 Stock Compensation Plan.
F4: Grant of stock options pursuant to the SPX 2019 Stock Compensation Plan.
F5: Vests in three equal installments beginning on March 3, 2027.
F6: Vests in three equal installments beginning on March 1, 2024.
F7: Vests in three equal installments beginning on February 28, 2025.
F8: Vests in three equal installments beginning on March 3, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 06, 2018 Filed Mar 8, 2018 21:38 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantStock Options (right to buy) · Derivative | 55,401 | $0.00 Strike: $5.76 | $0.00 |
DisclosureSEC source: 0001584346-18-000005 · edgar.xml · derivative · entry 1 Carano Mark A · CIK 0001584346 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,401 Underlying: Common Stock · 55,401 shares Expires 2028-03-06 F1 · kind: Grant of stock options pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. F2 · derivative.exercise_date: 100% of the stock options vest March 6, 2019. Read SEC document |
| March 03, 2018 Filed Mar 6, 2018 21:31 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 8,342 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001584346-18-000004 · edgar.xml · derivative · entry 8 Carano Mark A · CIK 0001584346 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,684 Underlying: Common Stock · 8,342 shares Expires 2020-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 3, 2018. Read SEC document |
| March 03, 2018 Filed Mar 6, 2018 21:31 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 2,498 | $5.53 | $13,813.94 |
DisclosureSEC source: 0001584346-18-000004 · edgar.xml · nonDerivative · entry 4 Carano Mark A · CIK 0001584346 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,663 Read SEC document |
| March 03, 2018 Filed Mar 6, 2018 21:31 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 8,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001584346-18-000004 · edgar.xml · nonDerivative · entry 3 Carano Mark A · CIK 0001584346 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:31 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 88 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001584346-18-000004 · edgar.xml · derivative · entry 7 Carano Mark A · CIK 0001584346 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,572 Underlying: Common Stock · 88 shares Expires 2018-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: The reporting person elected to defer receipt of all shares underlying the RSUs. On March 2, 2018, 2,719 RSUs vested and 88 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in five annual installments beginning six months following termination of employment. F5 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 2, 2016. F4 · balance_after: The reporting person elected to defer receipt of all shares underlying the RSUs. On March 2, 2018, 2,719 RSUs vested and 88 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in five annual installments beginning six months following termination of employment. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:31 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 273 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001584346-18-000004 · edgar.xml · derivative · entry 6 Carano Mark A · CIK 0001584346 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,144 Underlying: Common Stock · 273 shares Expires 2018-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The reporting person elected to defer receipt of all shares underlying the RSUs. On March 2, 2018, 8,417 RSUs vested and 273 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in five annual installments beginning six months following termination of employment. F3 · derivative.exercise_date: 100% of the RSUs vest on March 2, 2018. F2 · balance_after: The reporting person elected to defer receipt of all shares underlying the RSUs. On March 2, 2018, 8,417 RSUs vested and 273 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in five annual installments beginning six months following termination of employment. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:31 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 361 | $5.53 | $1,996.33 |
DisclosureSEC source: 0001584346-18-000004 · edgar.xml · nonDerivative · entry 2 Carano Mark A · CIK 0001584346 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,819 Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:31 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 361 | $0.00 | $0.00 |
DisclosureSEC source: 0001584346-18-000004 · edgar.xml · nonDerivative · entry 1 Carano Mark A · CIK 0001584346 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,180 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 22:03 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 1,726 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001584346-18-000002 · edgar.xml · derivative · entry 4 Carano Mark A · CIK 0001584346 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,726 Underlying: Common Stock · 1,726 shares Expires 2019-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2017. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 22:03 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 516 | $6.09 | $3,142.44 |
DisclosureSEC source: 0001584346-18-000002 · edgar.xml · nonDerivative · entry 2 Carano Mark A · CIK 0001584346 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,819 Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 22:03 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 1,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001584346-18-000002 · edgar.xml · nonDerivative · entry 1 Carano Mark A · CIK 0001584346 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,335 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2018 Filed Mar 8, 2018 22:43 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionPerformance Units · Derivative | 32,241 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001584346-18-000006 · edgar.xml · derivative · entry 4 Carano Mark A · CIK 0001584346 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,362 Underlying: Common Stock · 32,241 shares Expires 2018-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock. F1 · price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock. F3 · derivative.exercise_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018. Read SEC document |
| February 14, 2018 Filed Mar 8, 2018 22:43 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Disposition to issuerCommon Stock | 32,241 | $4.35 | $140,248.35 |
DisclosureSEC source: 0001584346-18-000006 · edgar.xml · nonDerivative · entry 2 Carano Mark A · CIK 0001584346 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,663 Read SEC document |
| February 14, 2018 Filed Mar 8, 2018 22:43 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 32,241 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001584346-18-000006 · edgar.xml · nonDerivative · entry 1 Carano Mark A · CIK 0001584346 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 21:06 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantRestricted Stock Units · Derivative | 178,862 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001584346-17-000008 · edgar.xml · derivative · entry 2 Carano Mark A · CIK 0001584346 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,862 Underlying: Common Stock · 178,862 shares Expires 2020-08-14 F3 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock. F4 · derivative.exercise_date: RSUs vest in two annual installments beginning August 14, 2019. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 21:06 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantPerformance Units · Derivative | 80,603 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001584346-17-000008 · edgar.xml · derivative · entry 1 Carano Mark A · CIK 0001584346 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,603 Underlying: Common Stock · 80,603 shares Expires not disclosed F1 · kind: Grant of cash-settled performance units ("CPUs"). Each CPU is the economic equivalent of one share of BW common stock F2 · derivative.exercise_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018 F2 · derivative.expiration_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018 Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 23:06 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 12 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001584346-17-000004 · edgar.xml · derivative · entry 6 Carano Mark A · CIK 0001584346 · SVP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,646 Underlying: Common Stock · 12 shares Expires 2017-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: The reporting person elected to defer receipt of all shares underlying the RSUs. On March 3, 2017, 576 RSUs vested and 12 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in five annual installments beginning six months following termination of employment. F7 · derivative.exercise_date: RSUs vest in two annual installments beginning March 3, 2016. F6 · balance_after: The reporting person elected to defer receipt of all shares underlying the RSUs. On March 3, 2017, 576 RSUs vested and 12 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in five annual installments beginning six months following termination of employment. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 23:06 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 108 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001584346-17-000004 · edgar.xml · derivative · entry 5 Carano Mark A · CIK 0001584346 · SVP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,301 Underlying: Common Stock · 108 shares Expires 2017-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: The reporting person elected to defer receipt of all shares underlying the RSUs. On March 3, 2017, 3,409 RSUs vested and 108 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in five annual installments beginning six months following termination of employment. F5 · derivative.exercise_date: 100% of the RSUs vest on March 3, 2017. F4 · balance_after: The reporting person elected to defer receipt of all shares underlying the RSUs. On March 3, 2017, 3,409 RSUs vested and 108 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in five annual installments beginning six months following termination of employment. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 23:06 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantRestricted Stock Units · Derivative | 25,026 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001584346-17-000004 · edgar.xml · derivative · entry 4 Carano Mark A · CIK 0001584346 · SVP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,026 Underlying: Common Stock · 25,026 shares Expires 2020-03-03 F2 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock. F3 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 3, 2018. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 23:06 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 120 | $10.49 | $1,258.80 |
DisclosureSEC source: 0001584346-17-000004 · edgar.xml · nonDerivative · entry 2 Carano Mark A · CIK 0001584346 · SVP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,609 Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 23:06 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 120 | $0.00 | $0.00 |
DisclosureSEC source: 0001584346-17-000004 · edgar.xml · nonDerivative · entry 1 Carano Mark A · CIK 0001584346 · SVP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 21:00 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 225 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001584346-17-000002 · edgar.xml · derivative · entry 7 Carano Mark A · CIK 0001584346 · SVP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,683 Underlying: Common Stock · 225 shares Expires 2018-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The reporting person elected to defer receipt of all shares underlying the RSUs. On March 2, 2017, 2,718 RSUs vested and 225 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in five annual installments beginning six months following termination of employment. F4 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 2, 2016. F3 · balance_after: The reporting person elected to defer receipt of all shares underlying the RSUs. On March 2, 2017, 2,718 RSUs vested and 225 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in five annual installments beginning six months following termination of employment. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 21:00 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 225 | $10.58 | $2,380.50 |
DisclosureSEC source: 0001584346-17-000002 · edgar.xml · nonDerivative · entry 4 Carano Mark A · CIK 0001584346 · SVP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,609 Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 21:00 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 225 | $0.00 | $0.00 |
DisclosureSEC source: 0001584346-17-000002 · edgar.xml · nonDerivative · entry 3 Carano Mark A · CIK 0001584346 · SVP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2017 Filed Mar 8, 2017 17:22 UTC Amendment | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 248 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001584346-17-000006 · edgar.xml · derivative · entry 3 Carano Mark A · CIK 0001584346 · SVP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,660 Underlying: Common Stock · 248 shares Expires 2018-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The reporting person elected to defer receipt of all shares underlying the RSUs. On March 2, 2017, 2,718 RSUs vested and 248 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in five annual installments beginning six months following termination of employment. F1 · shares: This amendment is filed to correct the number of shares reported on the Reporting Person's Form 4 filed March 3, 2017. F3 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 2, 2016. F1 · derivative.underlying_shares: This amendment is filed to correct the number of shares reported on the Reporting Person's Form 4 filed March 3, 2017. F1 · balance_after: This amendment is filed to correct the number of shares reported on the Reporting Person's Form 4 filed March 3, 2017. F2 · balance_after: The reporting person elected to defer receipt of all shares underlying the RSUs. On March 2, 2017, 2,718 RSUs vested and 248 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in five annual installments beginning six months following termination of employment. Read SEC document |
| March 02, 2017 Filed Mar 8, 2017 17:22 UTC Amendment | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 248 | $10.58 | $2,623.84 |
DisclosureSEC source: 0001584346-17-000006 · edgar.xml · nonDerivative · entry 2 Carano Mark A · CIK 0001584346 · SVP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,609 F1 · shares: This amendment is filed to correct the number of shares reported on the Reporting Person's Form 4 filed March 3, 2017. Read SEC document |
| March 02, 2017 Filed Mar 8, 2017 17:22 UTC Amendment | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 248 | $0.00 | $0.00 |
DisclosureSEC source: 0001584346-17-000006 · edgar.xml · nonDerivative · entry 1 Carano Mark A · CIK 0001584346 · SVP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This amendment is filed to correct the number of shares reported on the Reporting Person's Form 4 filed March 3, 2017. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:00 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 1,726 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001584346-17-000002 · edgar.xml · derivative · entry 6 Carano Mark A · CIK 0001584346 · SVP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,452 Underlying: Common Stock · 1,726 shares Expires 2019-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2017. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:00 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 660 | $10.33 | $6,817.80 |
DisclosureSEC source: 0001584346-17-000002 · edgar.xml · nonDerivative · entry 2 Carano Mark A · CIK 0001584346 · SVP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,609 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:00 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 1,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001584346-17-000002 · edgar.xml · nonDerivative · entry 1 Carano Mark A · CIK 0001584346 · SVP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,269 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.