Carano Mark A

SEC source: 0000038725-26-000057 · wk-form4_1787597193.xml · derivative · entry 1

Carano Mark A · CIK 0001584346 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,177.44

Underlying: common stock · 8.59 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Carano elected to receive his 2025-2026 stock award in Franklin Electric Co., Inc common stock, issuance of such shares deferred until he retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On August 20, 2026, Mr. Carano was credited with 8.59 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Carano may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Carano elected to receive his 2025-2026 stock award in Franklin Electric Co., Inc common stock, issuance of such shares deferred until he retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On August 20, 2026, Mr. Carano was credited with 8.59 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Carano may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Carano elected to receive his 2025-2026 stock award in Franklin Electric Co., Inc common stock, issuance of such shares deferred until he retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On August 20, 2026, Mr. Carano was credited with 8.59 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Carano may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

SEC source: 0000038725-26-000038 · wk-form4_1779809117.xml · derivative · entry 1

Carano Mark A · CIK 0001584346 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,168.85

Underlying: common stock · 4.94 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Carano elected to receive his 2025 stock award in Franklin Electric Co., Inc common stock, issuance of such shares deferred until he retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On May 21, 2026, Mr. Carano was credited with 4.94 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Carano may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Carano elected to receive his 2025 stock award in Franklin Electric Co., Inc common stock, issuance of such shares deferred until he retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On May 21, 2026, Mr. Carano was credited with 4.94 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Carano may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Carano elected to receive his 2025 stock award in Franklin Electric Co., Inc common stock, issuance of such shares deferred until he retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On May 21, 2026, Mr. Carano was credited with 4.94 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Carano may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

SEC source: 0000038725-26-000036 · wk-form4_1778612570.xml · derivative · entry 1

Carano Mark A · CIK 0001584346 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,163.91

Underlying: common stock · 1,459.63 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Carano elected to receive his 2026 Board of Directors retainer fees in Franklin Electric Co., Inc. common stock, issuance of such shares have been elected to be deferred. On May 8, 2026, Mr. Carano was credited with 1,459.63 Stock Units for the annual retainer. At distribution, Mr. Carano may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Carano elected to receive his 2026 Board of Directors retainer fees in Franklin Electric Co., Inc. common stock, issuance of such shares have been elected to be deferred. On May 8, 2026, Mr. Carano was credited with 1,459.63 Stock Units for the annual retainer. At distribution, Mr. Carano may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Carano elected to receive his 2026 Board of Directors retainer fees in Franklin Electric Co., Inc. common stock, issuance of such shares have been elected to be deferred. On May 8, 2026, Mr. Carano was credited with 1,459.63 Stock Units for the annual retainer. At distribution, Mr. Carano may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

SEC source: 0001584346-26-000008 · form4-03042026_040302.xml · nonDerivative · entry 2

Carano Mark A · CIK 0001584346 · VP, CFO & TREASURER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,254

F3 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted under the SPX 2019 Stock Compensation Plan.

F2 · balance_after: Includes unvested restricted stock units.

SEC source: 0001584346-26-000008 · form4-03042026_040302.xml · derivative · entry 4

Carano Mark A · CIK 0001584346 · VP, CFO & TREASURER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,537

Underlying: Common Stock · 2,537 shares

Expires 2036-03-02

F4 · kind: Grant of stock options pursuant to the SPX 2019 Stock Compensation Plan.

F4 · price: Grant of stock options pursuant to the SPX 2019 Stock Compensation Plan.

F5 · derivative.exercise_date: Vests in three equal installments beginning on March 3, 2027.

SEC source: 0001584346-26-000008 · form4-03042026_040302.xml · nonDerivative · entry 1

Carano Mark A · CIK 0001584346 · VP, CFO & TREASURER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,516

F1 · kind: Grant of restricted stock units under the SPX 2019 Stock Compensation Plan.

F1 · price: Grant of restricted stock units under the SPX 2019 Stock Compensation Plan.

F2 · balance_after: Includes unvested restricted stock units.

SEC source: 0001584346-26-000006 · form4-03032026_040301.xml · nonDerivative · entry 2

Carano Mark A · CIK 0001584346 · VP, CFO & TREASURER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,153

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted under the SPX 2019 Stock Compensation Plan.

F2 · balance_after: Includes unvested restricted stock units.

SEC source: 0001584346-26-000006 · form4-03032026_040301.xml · nonDerivative · entry 1

Carano Mark A · CIK 0001584346 · VP, CFO & TREASURER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,567

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted under the SPX 2019 Stock Compensation Plan.

F2 · balance_after: Includes unvested restricted stock units.

SEC source: 0001584346-26-000004 · form4-02262026_040201.xml · nonDerivative · entry 2

Carano Mark A · CIK 0001584346 · VP, CFO & TREASURER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,872

F3 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted under the SPX 2019 Stock Compensation Plan.

F2 · balance_after: Includes unvested restricted stock units.

SEC source: 0001584346-26-000004 · form4-02262026_040201.xml · nonDerivative · entry 1

Carano Mark A · CIK 0001584346 · VP, CFO & TREASURER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,589

F1 · kind: Grant of shares under the SPX 2019 Stock Compensation Plan for achievement of performance for the 2023-2025 performance period.

F1 · price: Grant of shares under the SPX 2019 Stock Compensation Plan for achievement of performance for the 2023-2025 performance period.

F2 · balance_after: Includes unvested restricted stock units.

SEC source: 0000038725-26-000011 · wk-form4_1771871173.xml · derivative · entry 1

Carano Mark A · CIK 0001584346 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,704.28

Underlying: common stock · 5.02 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Carano elected to receive his 2025 stock award in Franklin Electric Co., Inc common stock, issuance of such shares deferred until he retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On February 19, 2026, Mr. Carano was credited with 5.02 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Carano may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Carano elected to receive his 2025 stock award in Franklin Electric Co., Inc common stock, issuance of such shares deferred until he retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On February 19, 2026, Mr. Carano was credited with 5.02 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Carano may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Carano elected to receive his 2025 stock award in Franklin Electric Co., Inc common stock, issuance of such shares deferred until he retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On February 19, 2026, Mr. Carano was credited with 5.02 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Carano may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

SEC source: 0001584346-26-000002 · form4-02032026_040240.xml · nonDerivative · entry 1

Carano Mark A · CIK 0001584346 · VP, CFO & TREASURER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,181

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted under the SPX 2019 Stock Compensation Plan.

F2 · balance_after: Includes unvested restricted stock units.

SEC source: 0000038725-25-000183 · wk-form4_1764007843.xml · derivative · entry 1

Carano Mark A · CIK 0001584346 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,699.26

Underlying: common stock · 4.93 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Carano elected to receive his 2025 stock award in Franklin Electric Co., Inc common stock, issuance of such shares deferred until he retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On November 20, 2025, Mr. Carano was credited with 4.93 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Carano may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Carano elected to receive his 2025 stock award in Franklin Electric Co., Inc common stock, issuance of such shares deferred until he retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On November 20, 2025, Mr. Carano was credited with 4.93 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Carano may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Carano elected to receive his 2025 stock award in Franklin Electric Co., Inc common stock, issuance of such shares deferred until he retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On November 20, 2025, Mr. Carano was credited with 4.93 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Carano may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

SEC source: 0000038725-25-000164 · wk-form4_1755881051.xml · derivative · entry 1

Carano Mark A · CIK 0001584346 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,694.33

Underlying: common stock · 4.68 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Carano elected to receive his 2025 stock award in Franklin Electric Co., Inc common stock, issuance of such shares deferred until he retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On August 21, 2025, Mr. Carano was credited with 4.68 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Carano may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Carano elected to receive his 2025 stock award in Franklin Electric Co., Inc common stock, issuance of such shares deferred until he retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On August 21, 2025, Mr. Carano was credited with 4.68 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Carano may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Carano elected to receive his 2025 stock award in Franklin Electric Co., Inc common stock, issuance of such shares deferred until he retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On August 21, 2025, Mr. Carano was credited with 4.68 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Carano may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

SEC source: 0000038725-25-000119 · wk-form4_1748375543.xml · derivative · entry 1

Carano Mark A · CIK 0001584346 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,689.65

Underlying: common stock · 5.17 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Carano elected to receive his 2025 stock award in Franklin Electric Co., Inc common stock, issuance of such shares deferred until he retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On May 22, 2025, Mr. Carano was credited with 5.17 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Carano may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Carano elected to receive his 2025 stock award in Franklin Electric Co., Inc common stock, issuance of such shares deferred until he retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On May 22, 2025, Mr. Carano was credited with 5.17 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Carano may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Carano elected to receive his 2025 stock award in Franklin Electric Co., Inc common stock, issuance of such shares deferred until he retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On May 22, 2025, Mr. Carano was credited with 5.17 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Carano may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

SEC source: 0001415889-25-006512 · form4-03042025_040304.xml · nonDerivative · entry 2

Carano Mark A · CIK 0001584346 · VP, CFO & TREASURER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,132

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted under the SPX 2019 Stock Compensation Plan.

F2 · balance_after: Includes unvested restricted stock units.

SEC source: 0001415889-25-006950 · form4-03052025_040305.xml · derivative · entry 3

Carano Mark A · CIK 0001584346 · VP, CFO & TREASURER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,460

Underlying: Common Stock · 3,460 shares

Expires 2035-03-03

F3 · kind: Grant of stock options pursuant to the SPX 2019 Stock Compensation Plan.

F3 · price: Grant of stock options pursuant to the SPX 2019 Stock Compensation Plan.

F4 · derivative.exercise_date: Vests in three equal installments beginning on March 3, 2026.

SEC source: 0001415889-25-006950 · form4-03052025_040305.xml · nonDerivative · entry 1

Carano Mark A · CIK 0001584346 · VP, CFO & TREASURER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,718

F1 · kind: Grant of restricted stock units under the SPX 2019 Stock Compensation Plan.

F1 · price: Grant of restricted stock units under the SPX 2019 Stock Compensation Plan.

F2 · balance_after: Includes unvested restricted stock units.

SEC source: 0001415889-25-006512 · form4-03042025_040304.xml · nonDerivative · entry 1

Carano Mark A · CIK 0001584346 · VP, CFO & TREASURER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,483

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted under the SPX 2019 Stock Compensation Plan.

F2 · balance_after: Includes unvested restricted stock units.

SEC source: 0001415889-25-003127 · form4-02052025_040201.xml · nonDerivative · entry 1

Carano Mark A · CIK 0001584346 · VP, CFO & TREASURER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,741

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted under the SPX 2019 Stock Compensation Plan.

F2 · balance_after: Includes unvested restricted stock units.

SEC source: 0001415889-24-006627 · form4-03052024_090322.xml · nonDerivative · entry 1

Carano Mark A · CIK 0001584346 · VP, CFO & TREASURER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,290

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted under the SPX 2019 Stock Compensation Plan.

F2 · balance_after: Includes unvested restricted stock units.

SEC source: 0001415889-24-006127 · form4-03012024_100332.xml · derivative · entry 3

Carano Mark A · CIK 0001584346 · VP, CFO & TREASURER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,057

Underlying: Common Stock · 4,057 shares

Expires 2034-02-28

F3 · kind: Grant of stock options pursuant to the SPX 2019 Stock Compensation Plan.

F3 · price: Grant of stock options pursuant to the SPX 2019 Stock Compensation Plan.

F4 · derivative.exercise_date: Vests in three equal installments beginning on February 28, 2025.

SEC source: 0001415889-24-006127 · form4-03012024_100332.xml · nonDerivative · entry 1

Carano Mark A · CIK 0001584346 · VP, CFO & TREASURER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,643

F1 · kind: Grant of restricted stock units under the SPX 2019 Stock Compensation Plan.

F1 · price: Grant of restricted stock units under the SPX 2019 Stock Compensation Plan.

F2 · balance_after: Includes unvested restricted stock units.

SEC source: 0001415889-24-002501 · form4-02052024_040202.xml · nonDerivative · entry 1

Carano Mark A · CIK 0001584346 · VP, CFO & TREASURER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,327

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted under the SPX Stock Compensation Plan.

F2 · balance_after: Includes unvested restricted stock units.

SEC source: 0001415889-23-004146 · form4-03032023_040301.xml · derivative · entry 3

Carano Mark A · CIK 0001584346 · VP, CFO & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,535

Underlying: Common Stock · 7,535 shares

Expires 2033-03-01

F3 · kind: Grant of stock options pursuant to the SPX 2019 Stock Compensation Plan.

F3 · price: Grant of stock options pursuant to the SPX 2019 Stock Compensation Plan.

F4 · derivative.exercise_date: Vests in three equal installments beginning on March 1, 2024.

SEC source: 0001415889-23-004146 · form4-03032023_040301.xml · nonDerivative · entry 1

Carano Mark A · CIK 0001584346 · VP, CFO & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,302

F1 · kind: Grant of restricted stock units under the SPX 2019 Stock Compensation Plan.

F1 · price: Grant of restricted stock units under the SPX 2019 Stock Compensation Plan.

F2 · balance_after: Includes unvested restricted stock units.

SEC source: 0001415889-23-005356 · form4a-03232023_080305.xml · derivative · entry 3

Carano Mark A · CIK 0001584346 · VP, CFO & TREASURER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,552

Underlying: Common Stock · 5,552 shares

Expires 2033-03-01

F4 · kind: Grant of stock options pursuant to the SPX 2019 Stock Compensation Plan.

F2 · shares: The reporting person's Form 4 for this transaction, filed on March 3, 2023 (the "Original Form 4"), is being amended to correct the amounts of restricted stock units and options awarded to the reporting person in the grants disclosed on the Original Form 4.

F4 · price: Grant of stock options pursuant to the SPX 2019 Stock Compensation Plan.

F5 · derivative.exercise_date: Vests in three equal installments beginning on March 1, 2024.

SEC source: 0001415889-23-005356 · form4a-03232023_080305.xml · nonDerivative · entry 1

Carano Mark A · CIK 0001584346 · VP, CFO & TREASURER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,723

F1 · kind: Grant of restricted stock units under the SPX 2019 Stock Compensation Plan.

F2 · shares: The reporting person's Form 4 for this transaction, filed on March 3, 2023 (the "Original Form 4"), is being amended to correct the amounts of restricted stock units and options awarded to the reporting person in the grants disclosed on the Original Form 4.

F1 · price: Grant of restricted stock units under the SPX 2019 Stock Compensation Plan.

F3 · balance_after: Includes unvested restricted stock units.

SEC source: 0001415889-23-001927 · form4-02032023_040201.xml · nonDerivative · entry 1

Carano Mark A · CIK 0001584346 · VP, CFO & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,499

F1 · kind: Grant of restricted stock units under the SPX 2019 Stock Compensation Plan.

F1 · price: Grant of restricted stock units under the SPX 2019 Stock Compensation Plan.

F2 · balance_after: Includes unvested restricted stock units.

SEC source: 0001567619-22-021368 · doc1.xml · derivative · entry 3

Carano Mark A · CIK 0001584346 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,354

Underlying: Common Stock · 7,062 shares

Expires 2030-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest 1/3 annually beginning one year from grant date.

SEC source: 0001567619-22-021368 · doc1.xml · nonDerivative · entry 1

Carano Mark A · CIK 0001584346 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-22-016349 · doc1.xml · derivative · entry 2

Carano Mark A · CIK 0001584346 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,448

Underlying: Common Stock · 4,448 shares

Expires 2032-08-15

F1 · derivative.exercise_date: Options vest 1/3 annually beginning one year from grant date.

SEC source: 0001567619-22-016349 · doc1.xml · nonDerivative · entry 1

Carano Mark A · CIK 0001584346 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,293

SEC source: 0001567619-22-004666 · doc1.xml · derivative · entry 2

Carano Mark A · CIK 0001584346 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,045

Underlying: Common Stock · 4,045 shares

Expires 2032-02-15

F1 · derivative.exercise_date: Options vest 1/3 annually beginning one year from grant date.

SEC source: 0001567619-22-004666 · doc1.xml · nonDerivative · entry 1

Carano Mark A · CIK 0001584346 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,386

SEC source: 0001567619-21-015966 · doc1.xml · derivative · entry 2

Carano Mark A · CIK 0001584346 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,606

Underlying: Common Stock · 3,606 shares

Expires 2031-08-16

F1 · derivative.exercise_date: Options vest 1/3 annually beginning one year from grant date.

SEC source: 0001567619-21-015966 · doc1.xml · nonDerivative · entry 1

Carano Mark A · CIK 0001584346 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,764

SEC source: 0001567619-21-004163 · doc1.xml · derivative · entry 2

Carano Mark A · CIK 0001584346 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,069

Underlying: Common Stock · 5,069 shares

Expires 2031-02-16

F1 · derivative.exercise_date: Options vest 1/3 annually beginning one year from grant date.

SEC source: 0001567619-21-004163 · doc1.xml · nonDerivative · entry 1

Carano Mark A · CIK 0001584346 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,271

SEC source: 0001567619-20-014791 · doc1.xml · derivative · entry 2

Carano Mark A · CIK 0001584346 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,062

Underlying: Common Stock · 7,062 shares

Expires 2030-08-11

F1 · derivative.exercise_date: Options vest 1/3 annually beginning one year from grant date.

SEC source: 0001567619-20-014791 · doc1.xml · nonDerivative · entry 1

Carano Mark A · CIK 0001584346 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,147

SEC source: 0001584346-18-000010 · edgar.xml · derivative · entry 4

Carano Mark A · CIK 0001584346 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,362 shares

Expires 2018-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock.

F1 · price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock.

F4 · derivative.exercise_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018.

SEC source: 0001584346-18-000010 · edgar.xml · nonDerivative · entry 2

Carano Mark A · CIK 0001584346 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,663

F2 · price: Each CPU represents the right to receive an amount in cash equal to the "measurement value" of our stock at the time of vesting. Generally, the measurement value is detemined based on the average fair market value of our stock for the 30-day period immediately preceding the vesting date. However, the measurement value will be no less than 75% of the market value of our stock determined as of the grant date of August 14, 2017, and no greater than 150% of the value of our stock determined as of the grant date.

SEC source: 0001584346-18-000010 · edgar.xml · nonDerivative · entry 1

Carano Mark A · CIK 0001584346 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock.

SEC source: 0001584346-18-000008 · edgar.xml · derivative · entry 7

Carano Mark A · CIK 0001584346 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,521

Underlying: Common Stock · 40 shares

Expires 2018-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: On May 1, 2018, 1,260 RSUs were awarded and immediately vested as a result of an antidilution adjustment made pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. The reporting person elected to defer receipt of all shares underlying the RSUs and 40 of the additional shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in five annual installments beginning six months following termination of employment.

F6 · shares: On May 1, 2018, 1,260 RSUs were awarded and immediately vested as a result of an antidilution adjustment made pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. The reporting person elected to defer receipt of all shares underlying the RSUs and 40 of the additional shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in five annual installments beginning six months following termination of employment.

F3 · derivative.exercise_date: 100% of the RSUs vest immediately.

SEC source: 0001584346-18-000008 · edgar.xml · derivative · entry 6

Carano Mark A · CIK 0001584346 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,368

Underlying: Common Stock · 93 shares

Expires 2018-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: On May 1, 2018, 2,889 RSUs were awarded and immediately vested as a result of an antidilution adjustment made pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. The reporting person elected to defer receipt of all shares underlying the RSUs and 93 of the additional shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in five annual installments beginning six months following termination of employment.

F5 · shares: On May 1, 2018, 2,889 RSUs were awarded and immediately vested as a result of an antidilution adjustment made pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. The reporting person elected to defer receipt of all shares underlying the RSUs and 93 of the additional shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in five annual installments beginning six months following termination of employment.

F3 · derivative.exercise_date: 100% of the RSUs vest immediately.

SEC source: 0001584346-18-000008 · edgar.xml · derivative · entry 5

Carano Mark A · CIK 0001584346 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,152

Underlying: Common Stock · 100 shares

Expires 2018-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: On May 1, 2018, 3,108 RSUs were awarded and immediately vested as a result of an antidilution adjustment made pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. The reporting person elected to defer receipt of all shares underlying the RSUs and 100 of the additional shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in five annual installments beginning six months following termination of employment.

F4 · shares: On May 1, 2018, 3,108 RSUs were awarded and immediately vested as a result of an antidilution adjustment made pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. The reporting person elected to defer receipt of all shares underlying the RSUs and 100 of the additional shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in five annual installments beginning six months following termination of employment.

F3 · derivative.exercise_date: 100% of the RSUs vest immediately.

SEC source: 0001584346-18-000008 · edgar.xml · derivative · entry 4

Carano Mark A · CIK 0001584346 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,254

Underlying: Common Stock · 20 shares

Expires 2018-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On May 1, 2018, 628 RSUs were awarded and immediately vested as a result of an antidilution adjustment made pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. The reporting person elected to defer receipt of all shares underlying the RSUs and 20 of the additional shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in five annual installments beginning six months following termination of employment.

F2 · shares: On May 1, 2018, 628 RSUs were awarded and immediately vested as a result of an antidilution adjustment made pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. The reporting person elected to defer receipt of all shares underlying the RSUs and 20 of the additional shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in five annual installments beginning six months following termination of employment.

F3 · derivative.exercise_date: 100% of the RSUs vest immediately.

SEC source: 0001584346-18-000008 · edgar.xml · nonDerivative · entry 2

Carano Mark A · CIK 0001584346 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,663

SEC source: 0001584346-18-000008 · edgar.xml · nonDerivative · entry 1

Carano Mark A · CIK 0001584346 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.