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Baumgartner Jeffrey W

Disclosed activity across 1 company

Tapewire entity
20615
SEC CIK
0001777830

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Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CIRRUS LOGIC, INC.CRUS · Entity 3854EVP, R&DSeptember 21, 2026September 23, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CIRRUS LOGIC, INC.

Report date September 21, 2026 · Filed September 23, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect12,907 Reported balance After 2026-09-21 transaction · row 1
1 source row

Row 1 · 2026-09-21 · Sale · Disposed 1,166 · Balance 12,907

F1: This transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on February 27, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on February 27, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2025 Filed Feb 5, 2025 21:17 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 2,051 $100.00 $205,100.00
Disclosure

SEC source: 0001273902-25-000002 · wk-form4_1738790235.xml · nonDerivative · entry 1

Baumgartner Jeffrey W · CIK 0001777830 · EVP, R&D

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,330

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 20, 2024.

Read SEC document
November 19, 2024 Filed Nov 20, 2024 21:52 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,542 $0.00 Strike: $68.56 $0.00
Disclosure

SEC source: 0001273902-24-000078 · wk-form4_1732139523.xml · derivative · entry 3

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,542 shares

Expires 2029-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 20, 2024.

F3 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares vested on 11/06/20; the remaining shares vested monthly over the following 36 months so that the option was fully vested and exercisable on 11/06/23.

Read SEC document
November 19, 2024 Filed Nov 20, 2024 21:52 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 5,542 $101.05 $560,019.10
Disclosure

SEC source: 0001273902-24-000078 · wk-form4_1732139523.xml · nonDerivative · entry 2

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,381

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 20, 2024.

F2 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.45 to $101.61. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Read SEC document
November 19, 2024 Filed Nov 20, 2024 21:52 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 5,542 $68.56 $379,959.52
Disclosure

SEC source: 0001273902-24-000078 · wk-form4_1732139523.xml · nonDerivative · entry 1

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 20, 2024.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 22:04 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionRestricted Stock Units · Derivative 4,529 $0.00 $0.00
Disclosure

SEC source: 0001273902-24-000030 · wk-form4_1709676237.xml · derivative · entry 6

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,808

Underlying: Common Stock · 4,529 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock unit vested on March 3, 2024, and the Company withheld sufficient shares for payment of required tax withholdings.

F5 · derivative.expiration_date: Expiration Date of 03/3/24.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 22:04 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionPerformance Shares · Derivative 3,019 $0.00 $0.00
Disclosure

SEC source: 0001273902-24-000030 · wk-form4_1709676237.xml · derivative · entry 5

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,122

Underlying: Common Stock · 3,019 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Performance-based RSU (PBRSU) represented the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the PBRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation and Human Resources Committee, over a three-year performance period beginning on March 3, 2021, and ending on March 3, 2024. The number of shares reported here represents the target amount. On March 3, 2024, 39% of the target amount vested, and the Company withheld sufficient shares for payment of required tax obligations.

F3 · derivative.expiration_date: Each Performance-based RSU (PBRSU) represented the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the PBRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation and Human Resources Committee, over a three-year performance period beginning on March 3, 2021, and ending on March 3, 2024. The number of shares reported here represents the target amount. On March 3, 2024, 39% of the target amount vested, and the Company withheld sufficient shares for payment of required tax obligations.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 22:04 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Tax withholdingCommon Stock 1,148 $93.23 $107,028.04
Disclosure

SEC source: 0001273902-24-000030 · wk-form4_1709676237.xml · nonDerivative · entry 4

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,381

F2 · security: No shares were sold; these shares were withheld to satisfy tax withholding requirements.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 22:04 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 4,529 $0.00 $0.00
Disclosure

SEC source: 0001273902-24-000030 · wk-form4_1709676237.xml · nonDerivative · entry 3

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 22:04 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Tax withholdingCommon Stock 287 $93.23 $26,757.01
Disclosure

SEC source: 0001273902-24-000030 · wk-form4_1709676237.xml · nonDerivative · entry 2

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,000

F2 · security: No shares were sold; these shares were withheld to satisfy tax withholding requirements.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 22:04 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 1,177 $0.00 $0.00
Disclosure

SEC source: 0001273902-24-000030 · wk-form4_1709676237.xml · nonDerivative · entry 1

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The number of performance based RSUs (PBRSUs) that vested was determined based on pre-established performance metrics over a three-year period beginning March 3, 2021, and ending March 3, 2024, A total shareholder return (TSR) measurement was made relative to the component companies of the Philadelphia Semiconductor Index, which determined a payout percentage ranging between 0-200%. The payout percentage was then multiplied by a target number of PBRSUs. Mr. Baumgartner's target number of PBRSUs was 3,019, and Cirrus Logic's TSR for the three-year period resulted in a 39% payout percentage. Therefore, 1,177 shares of common stock vested.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 23:01 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantRestricted Stock Units · Derivative 3,576 $0.00 $0.00
Disclosure

SEC source: 0001273902-24-000012 · wk-form4_1707519665.xml · derivative · entry 4

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,337

Underlying: Common Stock · 3,576 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cirrus Logic common stock.

F4 · derivative.exercise_date: 100% of the restricted stock units will vest on 2/8/27, the 3-year anniversary of the grant date.

F4 · derivative.expiration_date: 100% of the restricted stock units will vest on 2/8/27, the 3-year anniversary of the grant date.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 23:01 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantPerformance Shares · Derivative 2,357 $0.00 $0.00
Disclosure

SEC source: 0001273902-24-000012 · wk-form4_1707519665.xml · derivative · entry 3

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,141

Underlying: Common Stock · 2,357 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance-based Restricted Stock Unit (PBRSU) represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the PBRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on February 8, 2024, and ending on February 8, 2027.

F2 · derivative.exercise_date: Each Performance-based Restricted Stock Unit (PBRSU) represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the PBRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on February 8, 2024, and ending on February 8, 2027.

F2 · derivative.expiration_date: Each Performance-based Restricted Stock Unit (PBRSU) represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the PBRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on February 8, 2024, and ending on February 8, 2027.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 23:01 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantNon-Qualified Stock Option (right to buy) · Derivative 7,314 $0.00 Strike: $93.24 $0.00
Disclosure

SEC source: 0001273902-24-000012 · wk-form4_1707519665.xml · derivative · entry 2

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,314

Underlying: Common Stock · 7,314 shares

Expires 2034-02-08

F1 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares will vest annually so that the option will be fully vested and exercisable on 02/08/28.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 23:01 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantIncentive Stock Option (right to buy) · Derivative 1,072 $0.00 Strike: $93.24 $0.00
Disclosure

SEC source: 0001273902-24-000012 · wk-form4_1707519665.xml · derivative · entry 1

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,072

Underlying: Common Stock · 1,072 shares

Expires 2034-02-08

F1 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares will vest annually so that the option will be fully vested and exercisable on 02/08/28.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 23:06 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantRestricted Stock Units · Derivative 3,012 $0.00 $0.00
Disclosure

SEC source: 0001273902-23-000021 · wf-form4_167589759754660.xml · derivative · entry 4

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,761

Underlying: Common Stock · 3,012 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cirrus Logic common stock.

F4 · derivative.exercise_date: 100% of the restricted stock units will vest on 2/6/26, the 3-year anniversary of the grant date.

F4 · derivative.expiration_date: 100% of the restricted stock units will vest on 2/6/26, the 3-year anniversary of the grant date.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 23:06 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantPerformance Shares · Derivative 2,169 $0.00 $0.00
Disclosure

SEC source: 0001273902-23-000021 · wf-form4_167589759754660.xml · derivative · entry 3

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,784

Underlying: Common Stock · 2,169 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance-based Restricted Stock Unit (PBRSU) represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the PBRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on February 6, 2023, and ending on February 6, 2026.

F2 · derivative.exercise_date: Each Performance-based Restricted Stock Unit (PBRSU) represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the PBRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on February 6, 2023, and ending on February 6, 2026.

F2 · derivative.expiration_date: Each Performance-based Restricted Stock Unit (PBRSU) represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the PBRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on February 6, 2023, and ending on February 6, 2026.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 23:06 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantNon-Qualified Stock Option (right to buy) · Derivative 5,459 $0.00 Strike: $102.37 $0.00
Disclosure

SEC source: 0001273902-23-000021 · wf-form4_167589759754660.xml · derivative · entry 2

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,459

Underlying: Common Stock · 5,459 shares

Expires 2033-02-06

F1 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares will vest annually so that the option will be fully vested and exercisable on 2/6/27.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 23:06 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantIncentive Stock Option (right to buy) · Derivative 1,550 $0.00 Strike: $102.37 $0.00
Disclosure

SEC source: 0001273902-23-000021 · wf-form4_167589759754660.xml · derivative · entry 1

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,550

Underlying: Common Stock · 1,550 shares

Expires 2033-02-06

F1 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares will vest annually so that the option will be fully vested and exercisable on 2/6/27.

Read SEC document
November 06, 2022 Filed Nov 8, 2022 21:14 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001273902-22-000076 · wf-form4_166794207671274.xml · derivative · entry 6

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,749

Underlying: Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock unit vested on November 6, 2022, and the Company withheld sufficient shares for payment of required tax withholdings.

F5 · derivative.expiration_date: Expiration Date of 11/6/22.

Read SEC document
November 06, 2022 Filed Nov 8, 2022 21:14 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionPerformance Shares · Derivative 3,200 $0.00 $0.00
Disclosure

SEC source: 0001273902-22-000076 · wf-form4_166794207671274.xml · derivative · entry 5

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,615

Underlying: Common Stock · 3,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Performance-based RSU (PBRSU) represented the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the PBRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation and Human Resources Committee, over a three-year performance period beginning on November 6, 2019, and ending on November 6, 2022. The number of shares reported here represents the target amount. On November 6, 2022, 31% of the target amount vested, and the Company withheld sufficient shares for payment of required tax obligations.

F3 · derivative.expiration_date: Each Performance-based RSU (PBRSU) represented the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the PBRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation and Human Resources Committee, over a three-year performance period beginning on November 6, 2019, and ending on November 6, 2022. The number of shares reported here represents the target amount. On November 6, 2022, 31% of the target amount vested, and the Company withheld sufficient shares for payment of required tax obligations.

Read SEC document
November 06, 2022 Filed Nov 8, 2022 21:14 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Tax withholdingCommon Stock 1,574 $68.56 $107,913.44
Disclosure

SEC source: 0001273902-22-000076 · wf-form4_166794207671274.xml · nonDerivative · entry 4

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,110

F2 · security: No shares were sold; these shares were withheld to satisfy tax withholding requirements.

Read SEC document
November 06, 2022 Filed Nov 8, 2022 21:14 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001273902-22-000076 · wf-form4_166794207671274.xml · nonDerivative · entry 3

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,684

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2022 Filed Nov 8, 2022 21:14 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Tax withholdingCommon Stock 391 $68.56 $26,806.96
Disclosure

SEC source: 0001273902-22-000076 · wf-form4_166794207671274.xml · nonDerivative · entry 2

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,684

F2 · security: No shares were sold; these shares were withheld to satisfy tax withholding requirements.

Read SEC document
November 06, 2022 Filed Nov 8, 2022 21:14 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 992 $0.00 $0.00
Disclosure

SEC source: 0001273902-22-000076 · wf-form4_166794207671274.xml · nonDerivative · entry 1

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The number of performance based RSUs (PBRSUs) that vested was determined based on pre-established performance metrics over a three-year period beginning November 6, 2019 and ending November 6, 2022. A total shareholder return (TSR) measurement was made relative to the component companies of the Philadelphia Semiconductor Index, which determined a payout percentage ranging between 0-200%. The payout percentage was then multiplied by a target number of PBRSUs. Mr. Baumgartner's target number of PBRSUs was 3,200, and Cirrus Logic's TSR for the three-year period resulted in a 31% payout percentage. Therefore, 992 shares of common stock vested.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 23:10 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantRestricted Stock Units · Derivative 3,220 $0.00 $0.00
Disclosure

SEC source: 0001273902-22-000016 · edgardoc.xml · derivative · entry 13

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,749

Underlying: Common Stock · 3,220 shares

Expires not disclosed

F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cirrus Logic common stock.

F9 · derivative.exercise_date: 100% of the restricted stock units will vest on 3/2/25, the 3-year anniversary of the grant date.

F9 · derivative.expiration_date: 100% of the restricted stock units will vest on 3/2/25, the 3-year anniversary of the grant date.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 23:10 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantPerformance Shares · Derivative 2,596 $0.00 $0.00
Disclosure

SEC source: 0001273902-22-000016 · edgardoc.xml · derivative · entry 12

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,815

Underlying: Common Stock · 2,596 shares

Expires not disclosed

F7 · derivative.exercise_price: Each Performance-based Restricted Stock Unit (?PBRSU?) represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the PBRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on March 2, 2022, and ending on March 2, 2025.

F7 · derivative.exercise_date: Each Performance-based Restricted Stock Unit (?PBRSU?) represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the PBRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on March 2, 2022, and ending on March 2, 2025.

F7 · derivative.expiration_date: Each Performance-based Restricted Stock Unit (?PBRSU?) represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the PBRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on March 2, 2022, and ending on March 2, 2025.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 23:10 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantNon-Qualified Stock Option (right to buy) · Derivative 6,408 $0.00 Strike: $88.00 $0.00
Disclosure

SEC source: 0001273902-22-000016 · edgardoc.xml · derivative · entry 11

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,408

Underlying: Common Stock · 6,408 shares

Expires 2032-03-02

F5 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares will vest on 3/2/23; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 3/2/26.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 23:10 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantIncentive Stock Option (right to buy) · Derivative 1,074 $0.00 Strike: $88.00 $0.00
Disclosure

SEC source: 0001273902-22-000016 · edgardoc.xml · derivative · entry 8

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,074

Underlying: Common Stock · 1,074 shares

Expires 2032-03-02

F5 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares will vest on 3/2/23; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 3/2/26.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:10 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $68.56 $0.00
Disclosure

SEC source: 0001273902-22-000016 · edgardoc.xml · derivative · entry 10

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,542

Underlying: Common Stock · 5,000 shares

Expires 2029-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 31, 2021.

F6 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares vested on 11/06/20; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 11/06/23.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:10 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,168 $0.00 Strike: $41.49 $0.00
Disclosure

SEC source: 0001273902-22-000016 · edgardoc.xml · derivative · entry 9

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,103

Underlying: Common Stock · 2,168 shares

Expires 2028-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 31, 2021.

F4 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares vested on 11/07/19; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 11/07/22.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:10 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 6,425 $0.00 Strike: $41.49 $0.00
Disclosure

SEC source: 0001273902-22-000016 · edgardoc.xml · derivative · entry 7

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 804

Underlying: Common Stock · 6,425 shares

Expires 2028-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 31, 2021.

F4 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares vested on 11/07/19; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 11/07/22.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:10 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 6,425 $85.92 $552,067.48
Disclosure

SEC source: 0001273902-22-000016 · edgardoc.xml · nonDerivative · entry 6

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,083

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 31, 2021.

F3 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.18 to $86.64. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:10 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 6,425 $41.49 $266,573.25
Disclosure

SEC source: 0001273902-22-000016 · edgardoc.xml · nonDerivative · entry 5

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 31, 2021.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:10 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 2,168 $85.92 $186,285.18
Disclosure

SEC source: 0001273902-22-000016 · edgardoc.xml · nonDerivative · entry 4

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,083

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 31, 2021.

F3 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.18 to $86.64. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:10 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 2,168 $41.49 $89,950.32
Disclosure

SEC source: 0001273902-22-000016 · edgardoc.xml · nonDerivative · entry 3

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 31, 2021.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:10 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 5,000 $85.93 $429,669.50
Disclosure

SEC source: 0001273902-22-000016 · edgardoc.xml · nonDerivative · entry 2

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,083

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 31, 2021.

F2 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.13 to $86.64. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:10 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 5,000 $68.56 $342,800.00
Disclosure

SEC source: 0001273902-22-000016 · edgardoc.xml · nonDerivative · entry 1

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 31, 2021.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:37 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $38.34 $0.00
Disclosure

SEC source: 0001273902-22-000002 · edgardoc.xml · derivative · entry 3

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,391

Underlying: Common Stock · 20,000 shares

Expires 2028-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 31, 2021.

F3 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares vested on 05/02/19; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 05/02/22.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:37 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 20,000 $93.35 $1,867,000.00
Disclosure

SEC source: 0001273902-22-000002 · edgardoc.xml · nonDerivative · entry 2

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,083

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 31, 2021.

F2 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.97 to $94.07. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:37 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 20,000 $38.34 $766,800.00
Disclosure

SEC source: 0001273902-22-000002 · edgardoc.xml · nonDerivative · entry 1

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 31, 2021.

Read SEC document
November 07, 2021 Filed Nov 10, 2021 02:11 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionRestricted Stock Units · Derivative 4,125 $0.00 $0.00
Disclosure

SEC source: 0001270350-21-000018 · edgardoc.xml · derivative · entry 6

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,529

Underlying: Common Stock · 4,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock unit vested on November 7, 2021, and the Company withheld sufficient shares for payment of required tax withholdings.

F5 · derivative.expiration_date: Expiration Date of 11/07/21.

Read SEC document
November 07, 2021 Filed Nov 10, 2021 02:11 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionPerformance Shares · Derivative 3,100 $0.00 $0.00
Disclosure

SEC source: 0001270350-21-000018 · edgardoc.xml · derivative · entry 5

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,219

Underlying: Common Stock · 3,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance based RSU (PBRSU) represented the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the PBRSUs was contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on November 7, 2018 and ending November 7, 2021. The number of shares reported here represents the target amount. On November 7, 2021, 31% of the target amount vested, and the Company withheld sufficient shares for payment of required tax obligations.

F3 · derivative.expiration_date: Each performance based RSU (PBRSU) represented the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the PBRSUs was contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on November 7, 2018 and ending November 7, 2021. The number of shares reported here represents the target amount. On November 7, 2021, 31% of the target amount vested, and the Company withheld sufficient shares for payment of required tax obligations.

Read SEC document
November 07, 2021 Filed Nov 10, 2021 02:11 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Tax withholdingCommon Stock 1,624 $78.85 $128,052.40
Disclosure

SEC source: 0001270350-21-000018 · edgardoc.xml · nonDerivative · entry 4

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,083

F2 · security: No shares were sold; these shares were withheld to satisfy tax withholding requirements.

Read SEC document
November 07, 2021 Filed Nov 10, 2021 02:11 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 4,125 $0.00 $0.00
Disclosure

SEC source: 0001270350-21-000018 · edgardoc.xml · nonDerivative · entry 3

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2021 Filed Nov 10, 2021 02:11 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Tax withholdingCommon Stock 379 $78.85 $29,884.15
Disclosure

SEC source: 0001270350-21-000018 · edgardoc.xml · nonDerivative · entry 2

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 582

F2 · security: No shares were sold; these shares were withheld to satisfy tax withholding requirements.

Read SEC document
November 07, 2021 Filed Nov 10, 2021 02:11 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 961 $0.00 $0.00
Disclosure

SEC source: 0001270350-21-000018 · edgardoc.xml · nonDerivative · entry 1

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The number of performance based RSUs (PBRSUs) that vested was determined based on pre-established performance metrics over a three-year period beginning November 7, 2018 and ending November 7, 2021. A total shareholder return (TSR) measurement was made relative to the component companies of the Philadelphia Semiconductor Index, which determined a payout percentage ranging between 0-200%. The payout percentage was then multiplied by a target number of PBRSUs. Mr. Baumgartner?s target number of PBRSUs was 3,100, and Cirrus Logic's TSR for the three-year period resulted in a 31% payout percentage. Therefore 961 shares of common stock vested.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 21:02 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 25,290 $83.24 $2,105,094.08
Disclosure

SEC source: 0001273902-21-000088 · edgardoc.xml · nonDerivative · entry 1

Baumgartner Jeffrey W · CIK 0001777830 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was made pursuant to two Rule 10b5-1 Plans adopted by the reporting person on February 2, 2021 and the other on August 31, 2021.

F2 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.07 to $84.55. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 20:10 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 1,183 $80.00 $94,640.00
Disclosure

SEC source: 0001273902-21-000049 · edgardoc.xml · nonDerivative · entry 2

Baumgartner Jeffrey W · CIK 0001777830 · VP of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,290

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on February 2, 2021.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 20:10 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 1,317 $80.00 $105,362.50
Disclosure

SEC source: 0001273902-21-000049 · edgardoc.xml · nonDerivative · entry 1

Baumgartner Jeffrey W · CIK 0001777830 · VP of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,473

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on February 2, 2021.

F2 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.01. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Read SEC document
May 02, 2021 Filed May 4, 2021 23:47 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionRestricted Stock Units · Derivative 16,500 $0.00 $0.00
Disclosure

SEC source: 0001273902-21-000037 · edgardoc.xml · derivative · entry 6

Baumgartner Jeffrey W · CIK 0001777830 · VP of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,654

Underlying: Common Stock · 16,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock unit vested on May 2, 2021, and the Company withheld sufficient shares for payment of required tax withholdings.

F5 · derivative.expiration_date: Expiration Date of 05/02/21.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.