Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SONO TEK CORPSOTK · Entity 6933 | Director · CEO | October 06, 2026 | October 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SONO TEK CORP
Report date October 06, 2026 · Filed October 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Sono-Tek Common StockSEC Table I · non-derivative | Direct | 272,163 |
Ending reported balance
After 2026-10-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-10-06 · Exercise / conversion · Acquired 13,171 · Balance 278,449 F1: Reporting person exercised 13171 vested options. Row 2 · 2026-10-06 · Tax withholding · Disposed 6,286 · Balance 272,163 F2: Reporting person surrendered 6286 shares of SonoTek common stock as payment for the exercise of options. |
| Sono-Tek OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $3.25 · Expires 2035-08-21 | Direct | 87,304 |
Reported balance
After 2026-10-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-10-06 · Disposition to issuer · Disposed 13,171 · Balance 87,304 F1: Reporting person exercised 13171 vested options. |
Filing footnotes · ownership attribution and instrument terms
F1: Reporting person exercised 13171 vested options.
F2: Reporting person surrendered 6286 shares of SonoTek common stock as payment for the exercise of options.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 06, 2026 Filed Oct 7, 2026 20:15 UTC | SONO TEK CORP SOTK · Entity 6933 | Disposition to issuerSono-Tek Options · Derivative | 13,171 | $3.25 Strike: $3.25 | $42,805.75 |
DisclosureSEC source: 0001171520-26-000292 · ownership.xml · derivative · entry 3 HARSHBARGER R STEPHEN · CIK 0001262184 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,304 Underlying: Sono-Tek Common Stock · 13,171 shares Expires 2035-08-21 F1 · shares: Reporting person exercised 13171 vested options. Read SEC document |
| October 06, 2026 Filed Oct 7, 2026 20:15 UTC | SONO TEK CORP SOTK · Entity 6933 | Tax withholdingSono-Tek Common Stock | 6,286 | $6.81 | $42,807.66 |
DisclosureSEC source: 0001171520-26-000292 · ownership.xml · nonDerivative · entry 2 HARSHBARGER R STEPHEN · CIK 0001262184 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 272,163 F2 · shares: Reporting person surrendered 6286 shares of SonoTek common stock as payment for the exercise of options. Read SEC document |
| October 06, 2026 Filed Oct 7, 2026 20:15 UTC | SONO TEK CORP SOTK · Entity 6933 | Exercise / conversionSono-Tek Common Stock | 13,171 | $3.25 | $42,805.75 |
DisclosureSEC source: 0001171520-26-000292 · ownership.xml · nonDerivative · entry 1 HARSHBARGER R STEPHEN · CIK 0001262184 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 278,449 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reporting person exercised 13171 vested options. Read SEC document |
| August 20, 2026 Filed Aug 24, 2026 20:15 UTC | SONO TEK CORP SOTK · Entity 6933 | GrantSono-Tek Options · Derivative | 17,291 | $5.35 Strike: $5.35 | $92,506.85 |
DisclosureSEC source: 0001171520-26-000247 · doc4_1159.xml · derivative · entry 1 HARSHBARGER R STEPHEN · CIK 0001262184 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,475 Underlying: Sono-Tek Corp Common Stock · 17,291 shares Expires 2036-08-20 Read SEC document |
| August 21, 2025 Filed Aug 25, 2025 20:18 UTC | SONO TEK CORP SOTK · Entity 6933 | GrantSono-Tek Options · Derivative | 29,268 | $3.25 Strike: $3.25 | $95,121.00 |
DisclosureSEC source: 0001420506-25-002384 · doc4_1159.xml · derivative · entry 1 HARSHBARGER R STEPHEN · CIK 0001262184 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,184 Underlying: Sono-Tek Corp Common Stock · 29,268 shares Expires 2035-08-21 Read SEC document |
| January 24, 2025 Filed Jan 28, 2025 13:41 UTC | SONO TEK CORP SOTK · Entity 6933 | GiftSono Tek Corp Common Stock | 8,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001262184-25-000001 · primary_doc.xml · nonDerivative · entry 1 HARSHBARGER R STEPHEN · CIK 0001262184 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 265,278 Read SEC document |
| November 07, 2024 Filed Nov 8, 2024 21:05 UTC | SONO TEK CORP SOTK · Entity 6933 | GiftSono-Tek Corp Common Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001262184-24-000002 · primary_doc.xml · nonDerivative · entry 1 HARSHBARGER R STEPHEN · CIK 0001262184 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 273,778 Read SEC document |
| August 22, 2024 Filed Aug 23, 2024 18:06 UTC | SONO TEK CORP SOTK · Entity 6933 | GrantSono-Tek Options · Derivative | 23,166 | $4.12 Strike: $4.12 | $95,443.92 |
DisclosureSEC source: 0001262184-24-000001 · primary_doc.xml · derivative · entry 1 HARSHBARGER R STEPHEN · CIK 0001262184 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,916 Underlying: Sono-Tek Corp Common Stock · 23,166 shares Expires 2034-08-22 Read SEC document |
| November 16, 2023 Filed Nov 20, 2023 20:28 UTC | SONO TEK CORP SOTK · Entity 6933 | GrantSono-Tek Options · Derivative | 4,658 | $5.00 Strike: $5.00 | $23,290.00 |
DisclosureSEC source: 0001262184-23-000001 · primary_doc.xml · derivative · entry 1 HARSHBARGER R STEPHEN · CIK 0001262184 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,750 Underlying: Sono-Tek Common Stock · 4,658 shares Expires 2033-11-16 F1 · derivative.exercise_date: Subject to vesting schedule. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 21:12 UTC | SONO TEK CORP SOTK · Entity 6933 | GrantSono-Tek Corp Options · Derivative | 3,937 | $5.96 Strike: $5.96 | $23,464.52 |
DisclosureSEC source: 0001262184-22-000004 · primary_doc.xml · derivative · entry 1 HARSHBARGER R STEPHEN · CIK 0001262184 · Director · Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,092 Underlying: Sono-Tek Corp Common Stock · 3,937 shares Expires 2032-11-17 F1 · derivative.exercise_date: Subject to vesting schedule. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 21:47 UTC | SONO TEK CORP SOTK · Entity 6933 | GrantSono-Tek Corp Options · Derivative | 16,340 | $6.26 Strike: $6.26 | $102,288.40 |
DisclosureSEC source: 0001262184-22-000003 · primary_doc.xml · derivative · entry 1 HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,155 Underlying: Sono-Tek Corp Common Stock · 16,340 shares Expires 2032-02-17 F1 · derivative.exercise_date: Subject to standard vesting schedule. Read SEC document |
| January 13, 2022 Filed Jan 14, 2022 22:57 UTC | SONO TEK CORP SOTK · Entity 6933 | GiftSono-Tek Corp Common Stock | 3,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001262184-22-000002 · primary_doc.xml · nonDerivative · entry 1 HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,778 F1 · shares: Reporting person gifted stock. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 21:52 UTC | SONO TEK CORP SOTK · Entity 6933 | GrantSono-Tek Corp Options · Derivative | 5,815 | $6.05 Strike: $6.05 | $35,180.75 |
DisclosureSEC source: 0001262184-21-000002 · primary_doc.xml · derivative · entry 1 HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,815 Underlying: Sono-Tek Corp Common Stock · 5,815 shares Expires 2031-11-18 F1 · derivative.exercise_date: Subject to vesting. Read SEC document |
| March 18, 2021 Filed Mar 18, 2021 19:00 UTC | SONO TEK CORP SOTK · Entity 6933 | GiftSono Tek Corp Common Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001262184-21-000001 · primary_doc.xml · nonDerivative · entry 5 HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,978 F3 · shares: Reporting person gifted stock. Read SEC document |
| March 17, 2021 Filed Mar 18, 2021 19:00 UTC | SONO TEK CORP SOTK · Entity 6933 | GiftSono Tek Corp Common Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001262184-21-000001 · primary_doc.xml · nonDerivative · entry 4 HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,978 F3 · shares: Reporting person gifted stock. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 19:00 UTC | SONO TEK CORP SOTK · Entity 6933 | Exercise / conversionSono Tek Corp Options · Derivative | 36,666 | $1.06 Strike: $1.06 | $38,865.96 |
DisclosureSEC source: 0001262184-21-000001 · primary_doc.xml · derivative · entry 6 HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Sono Tek Corp Common Stock · 36,666 shares Expires 2027-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reporting person exercised 36666 vested options. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 19:00 UTC | SONO TEK CORP SOTK · Entity 6933 | GiftSono Tek Corp Common stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001262184-21-000001 · primary_doc.xml · nonDerivative · entry 3 HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,978 F3 · shares: Reporting person gifted stock. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 19:00 UTC | SONO TEK CORP SOTK · Entity 6933 | Tax withholdingSono Tek Corp Common Stock | 8,269 | $4.70 | $38,864.30 |
DisclosureSEC source: 0001262184-21-000001 · primary_doc.xml · nonDerivative · entry 2 HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,978 F2 · shares: Reporting person surrendered 8269 shares of Sono Tek Corp Common stock as payment for the exercise of options. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 19:00 UTC | SONO TEK CORP SOTK · Entity 6933 | Exercise / conversionSono Tek Corp Common Stock | 36,666 | $1.06 | $38,865.96 |
DisclosureSEC source: 0001262184-21-000001 · primary_doc.xml · nonDerivative · entry 1 HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,247 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reporting person exercised 36666 vested options. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 22:29 UTC | SONO TEK CORP SOTK · Entity 6933 | Exercise / conversionSonoTek Corp Options · Derivative | 36,667 | $1.06 Strike: $1.06 | $38,867.02 |
DisclosureSEC source: 0001262184-20-000001 · primary_doc.xml · derivative · entry 6 HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,666 Underlying: SonoTek Corp Common Stock · 36,667 shares Expires 2027-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Reporting person exercised 36667 vested options. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 22:29 UTC | SONO TEK CORP SOTK · Entity 6933 | Exercise / conversionSonotek Corp Options · Derivative | 34,000 | $0.91 Strike: $0.91 | $30,940.00 |
DisclosureSEC source: 0001262184-20-000001 · primary_doc.xml · derivative · entry 5 HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SonoTek Corp Common Stock · 34,000 shares Expires 2026-07-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reporting person exercised 34000 vested options. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 22:29 UTC | SONO TEK CORP SOTK · Entity 6933 | Exercise / conversionSono-Tek Corp Common Stock | 36,667 | $1.06 | $38,867.02 |
DisclosureSEC source: 0001262184-20-000001 · primary_doc.xml · nonDerivative · entry 3 HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,303 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Reporting person exercised 36667 vested options. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 22:29 UTC | SONO TEK CORP SOTK · Entity 6933 | Tax withholdingSono-Tek Corp Common Stock | 11,720 | $2.64 | $30,940.80 |
DisclosureSEC source: 0001262184-20-000001 · primary_doc.xml · nonDerivative · entry 2 HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,636 F2 · shares: Reporting person surrendered 11720 shares of Sono Tek Corp stock as payment for the exercise of options. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 22:29 UTC | SONO TEK CORP SOTK · Entity 6933 | Exercise / conversionSono-Tek Corp Common Stock | 34,000 | $0.91 | $30,940.00 |
DisclosureSEC source: 0001262184-20-000001 · primary_doc.xml · nonDerivative · entry 1 HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,356 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reporting person exercised 34000 vested options. Read SEC document |
| January 01, 2020 Filed Apr 3, 2020 22:29 UTC | SONO TEK CORP SOTK · Entity 6933 | Tax withholdingSono Tek Corp Common Stock | 14,722 | $2.64 | $38,866.08 |
DisclosureSEC source: 0001262184-20-000001 · primary_doc.xml · nonDerivative · entry 4 HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,581 F4 · shares: Reporting person surrendered 14722 shares of SonoTek common stock as payment for the exercise of options. Read SEC document |
| November 14, 2019 Filed Nov 14, 2019 23:23 UTC | SONO TEK CORP SOTK · Entity 6933 | GiftSono-Tek Corp Common Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001262184-19-000004 · primary_doc.xml · nonDerivative · entry 3 HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,356 Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 23:23 UTC | SONO TEK CORP SOTK · Entity 6933 | Exercise / conversionSono-Tek Corp Options · Derivative | 36,667 | $1.06 Strike: $1.06 | $38,867.02 |
DisclosureSEC source: 0001262184-19-000004 · primary_doc.xml · derivative · entry 4 HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,333 Underlying: Sono-Tek Corp Common Stock · 36,667 shares Expires 2027-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reporting person exercised 36667 vested options Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 23:23 UTC | SONO TEK CORP SOTK · Entity 6933 | Tax withholdingSono-Tek Corp Common Stock | 14,449 | $2.69 | $38,867.81 |
DisclosureSEC source: 0001262184-19-000004 · primary_doc.xml · nonDerivative · entry 2 HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,356 F2 · shares: Reporting person surrendered 14449 shares of SonoTek Corp common stock as payment for the exercise of options. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 23:23 UTC | SONO TEK CORP SOTK · Entity 6933 | Exercise / conversionSono-Tek Corp Comon Stock | 36,667 | $1.06 | $38,867.02 |
DisclosureSEC source: 0001262184-19-000004 · primary_doc.xml · nonDerivative · entry 1 HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reporting person exercised 36667 vested options Read SEC document |
| March 28, 2019 Filed Mar 29, 2019 17:35 UTC | SONO TEK CORP SOTK · Entity 6933 | Exercise / conversionSonoTek Corp Options · Derivative | 67,000 | $0.91 Strike: $0.91 | $60,970.00 |
DisclosureSEC source: 0001262184-19-000001 · primary_doc.xml · derivative · entry 3 HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,000 Underlying: SonoTek Corp Common Stock · 67,000 shares Expires 2026-07-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reporting person exercised 67,000 vested options. Read SEC document |
| March 28, 2019 Filed Mar 29, 2019 17:35 UTC | SONO TEK CORP SOTK · Entity 6933 | Tax withholdingSonoTek Corp Common Stock | 24,388 | $2.50 | $60,970.00 |
DisclosureSEC source: 0001262184-19-000001 · primary_doc.xml · nonDerivative · entry 2 HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,138 F2 · shares: Reporting person surrendered 24,388 shares of SonoTek Corp Stock as payment for the exercise of options. Read SEC document |
| March 28, 2019 Filed Mar 29, 2019 17:35 UTC | SONO TEK CORP SOTK · Entity 6933 | Exercise / conversionSonoTek Corp Common Stock | 67,000 | $0.91 | $60,970.00 |
DisclosureSEC source: 0001262184-19-000001 · primary_doc.xml · nonDerivative · entry 1 HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,526 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reporting person exercised 67,000 vested options. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 00:26 UTC | SONO TEK CORP SOTK · Entity 6933 | Exercise / conversionSono-Tek Corp Options · Derivative | 43,200 | $1.19 Strike: $1.19 | $51,408.00 |
DisclosureSEC source: 0001262184-18-000002 · primary_doc.xml · derivative · entry 3 HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,000 Underlying: Sono-Tek Corp Common Stock · 43,200 shares Expires 2025-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reporting person exercised 43,200 options. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 00:26 UTC | SONO TEK CORP SOTK · Entity 6933 | Tax withholdingSono-Tek Corp Common Stock | 17,136 | $3.00 | $51,408.00 |
DisclosureSEC source: 0001262184-18-000002 · primary_doc.xml · nonDerivative · entry 2 HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,526 F2 · shares: Reporting person surrendered 17,136 shares of Sono-Tek Corp common stock as payment for the exercise of options. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 00:26 UTC | SONO TEK CORP SOTK · Entity 6933 | Exercise / conversionSono-Tek Corp Common Stock | 43,200 | $1.19 | $51,408.00 |
DisclosureSEC source: 0001262184-18-000002 · primary_doc.xml · nonDerivative · entry 1 HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reporting person exercised 43,200 options. Read SEC document |
| July 12, 2018 Filed Jul 16, 2018 18:28 UTC | SONO TEK CORP SOTK · Entity 6933 | Exercise / conversionSono-Tek Corp Options · Derivative | 99,000 | $0.91 Strike: $0.91 | $90,090.00 |
DisclosureSEC source: 0001262184-18-000001 · primary_doc.xml · derivative · entry 6 HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,200 Underlying: Sono-Tek Corp Common Stock · 99,000 shares Expires 2026-07-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Reporting person exercised 99000 vested options. Read SEC document |
| July 12, 2018 Filed Jul 16, 2018 18:28 UTC | SONO TEK CORP SOTK · Entity 6933 | Exercise / conversionSono-Tek Options · Derivative | 36,000 | $1.05 Strike: $1.05 | $37,800.00 |
DisclosureSEC source: 0001262184-18-000001 · primary_doc.xml · derivative · entry 5 HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,200 Underlying: Sono-Tek Common Stock · 36,000 shares Expires 2024-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reporting person exercised 36000 vested options. Read SEC document |
| July 12, 2018 Filed Jul 16, 2018 18:28 UTC | SONO TEK CORP SOTK · Entity 6933 | Tax withholdingSono-Tek Corp Common Stock | 40,219 | $2.24 | $90,090.56 |
DisclosureSEC source: 0001262184-18-000001 · primary_doc.xml · nonDerivative · entry 4 HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,462 F4 · shares: Reporting person surrendered 40219 shares of Sono-Tek Corp common stock as payment for the exercise of options. Read SEC document |
| July 12, 2018 Filed Jul 16, 2018 18:28 UTC | SONO TEK CORP SOTK · Entity 6933 | Exercise / conversionSono-Tek Corp Common Stock | 99,000 | $0.91 | $90,090.00 |
DisclosureSEC source: 0001262184-18-000001 · primary_doc.xml · nonDerivative · entry 3 HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,681 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Reporting person exercised 99000 vested options. Read SEC document |
| July 12, 2018 Filed Jul 16, 2018 18:28 UTC | SONO TEK CORP SOTK · Entity 6933 | Tax withholdingSono-Tek Corp Common Stock | 16,875 | $2.24 | $37,800.00 |
DisclosureSEC source: 0001262184-18-000001 · primary_doc.xml · nonDerivative · entry 2 HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,681 F2 · shares: Reporting person surrendered 16875 shares of Sono-Tek corp common stock as payment for the exercise of options. Read SEC document |
| July 12, 2018 Filed Jul 16, 2018 18:28 UTC | SONO TEK CORP SOTK · Entity 6933 | Exercise / conversionSono-Tek Corp Common Stock | 36,000 | $1.05 | $37,800.00 |
DisclosureSEC source: 0001262184-18-000001 · primary_doc.xml · nonDerivative · entry 1 HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,556 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reporting person exercised 36000 vested options. Read SEC document |
| May 18, 2017 Filed May 22, 2017 21:33 UTC | SONO TEK CORP SOTK · Entity 6933 | GrantSono-Tek Corp Options · Derivative | 110,000 | $1.06 Strike: $1.06 | $116,600.00 |
DisclosureSEC source: 0001262184-17-000001 · primary_doc.xml · derivative · entry 1 HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,200 Underlying: Sono-Tek Corp Common Stock · 110,000 shares Expires 2027-05-18 F1 · derivative.exercise_date: The options are exercisable as follows: 36,667 on March 15, 2019, 36,667 on March 15, 2020 and 36,666 on March 15, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.