Graf R. Mark

SEC source: 0000832988-26-000214 · wk-form4_1787622254.xml · nonDerivative · entry 1

Graf R. Mark · CIK 0001494757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,649.68

F1 · shares: Represents restricted stock units (RSUs) that were acquired through the application of dividend equivalent rights accrued on the RSUs granted after April 2, 2025. RSUs acquired pursuant to the dividend equivalent rights will vest on the same dates as the underlying RSUs to which they relate.

F2 · balance_after: Includes 2,026.67 restricted stock units which are subject to certain vesting and forfeiture provisions.

SEC source: 0001522540-26-000052 · wk-form4_1784923952.xml · derivative · entry 2

Graf R. Mark · CIK 0001494757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,447

Underlying: Class A Common Stock · 6,447 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock.

F3 · derivative.exercise_date: One-third (1/3rd) of the restricted stock units vest on each of July 19, 2025, July 19, 2026 and July 19, 2027, subject to the Reporting Person's continued service with the Issuer as of each vesting date.

F3 · derivative.expiration_date: One-third (1/3rd) of the restricted stock units vest on each of July 19, 2025, July 19, 2026 and July 19, 2027, subject to the Reporting Person's continued service with the Issuer as of each vesting date.

SEC source: 0001522540-26-000052 · wk-form4_1784923952.xml · nonDerivative · entry 1

Graf R. Mark · CIK 0001494757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.

F1 · price: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.

SEC source: 0000832988-26-000176 · wk-form4_1782859279.xml · nonDerivative · entry 1

Graf R. Mark · CIK 0001494757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,641.01

F1 · shares: Represents restricted stock units that were granted on June 26, 2026 and vest 100% on the first anniversary of the grant date. The restricted stock units settle upon vesting for an equivalent number of common shares.

F2 · balance_after: Includes 4,063.01 restricted stock units which are subject to certain vesting and forfeiture provisions.

SEC source: 0001522540-26-000045 · wk-form4_1781212933.xml · derivative · entry 3

Graf R. Mark · CIK 0001494757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,219

Underlying: Class A Common Stock · 52,219 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock.

F4 · derivative.exercise_date: All of the shares vest in full on the earlier of (i) June 10, 2027 or (ii) the Issuer's next annual meeting of stockholders; provided, however, that all vesting will cease if the Reporting Person ceases to provide services to the Issuer, unless the Issuer's Board of Directors determines otherwise prior to the cessation of such services.

F4 · derivative.expiration_date: All of the shares vest in full on the earlier of (i) June 10, 2027 or (ii) the Issuer's next annual meeting of stockholders; provided, however, that all vesting will cease if the Reporting Person ceases to provide services to the Issuer, unless the Issuer's Board of Directors determines otherwise prior to the cessation of such services.

SEC source: 0001522540-26-000045 · wk-form4_1781212933.xml · derivative · entry 2

Graf R. Mark · CIK 0001494757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 36,297 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock.

F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.

F3 · derivative.exercise_date: Restricted stock units granted on June 12, 2025, the date of the Issuer's 2025 Annual Meeting of Stockholders, that vested in full on June 10, 2026, the date of the Issuer's 2026 Annual Meeting of Stockholders.

F3 · derivative.expiration_date: Restricted stock units granted on June 12, 2025, the date of the Issuer's 2025 Annual Meeting of Stockholders, that vested in full on June 10, 2026, the date of the Issuer's 2026 Annual Meeting of Stockholders.

SEC source: 0001522540-26-000045 · wk-form4_1781212933.xml · nonDerivative · entry 1

Graf R. Mark · CIK 0001494757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.

F1 · price: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.

SEC source: 0000832988-26-000144 · wk-form4_1779830502.xml · nonDerivative · entry 1

Graf R. Mark · CIK 0001494757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,623.01

F1 · shares: Represents restricted stock units (RSUs) that were acquired through the application of dividend equivalent rights accrued on the RSUs granted after April 2, 2025. RSUs acquired pursuant to the dividend equivalent rights will vest on the same dates as the underlying RSUs to which they relate.

F2 · balance_after: Includes 2,045.01 restricted stock units which are subject to certain vesting and forfeiture provisions.

SEC source: 0001494757-26-000002 · form4-05182026_080559.xml · derivative · entry 1

Graf R. Mark · CIK 0001494757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,872

Underlying: Common Stock · 21,872 shares

Expires 2036-05-14

F1 · derivative.exercise_date: The stock option shall vest in full on the earlier to occur of (i) May 14, 2027 and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

SEC source: 0000832988-26-000041 · wk-form4_1771884597.xml · nonDerivative · entry 1

Graf R. Mark · CIK 0001494757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,614.18

F1 · shares: Represents restricted stock units (RSUs) that were acquired through the application of dividend equivalent rights accrued on the RSUs granted after April 2, 2025. RSUs acquired pursuant to the dividend equivalent rights will vest on the same dates as the underlying RSUs to which they relate.

F2 · balance_after: Includes 2,036.18 restricted stock units which are subject to certain vesting and forfeiture provisions.

SEC source: 0000832988-25-000216 · wk-form4_1764625678.xml · nonDerivative · entry 1

Graf R. Mark · CIK 0001494757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,607.48

F1 · shares: Represents restricted stock units (RSUs) that were acquired through the application of dividend equivalent rights accrued on the RSUs granted after April 2, 2025. RSUs acquired pursuant to the dividend equivalent rights will vest on the same dates as the underlying RSUs to which they relate.

F2 · balance_after: Includes 2,029.48 restricted stock units which are subject to certain vesting and forfeiture provisions.

SEC source: 0000832988-25-000162 · wk-form4_1756244810.xml · nonDerivative · entry 1

Graf R. Mark · CIK 0001494757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,600.58

F1 · shares: Represents restricted stock units (RSUs) that were acquired through the application of dividend equivalent rights accrued on the RSUs granted on July 1, 2025. RSUs acquired pursuant to the dividend equivalent rights will vest on the same dates as the underlying RSUs to which they relate.

F2 · balance_after: Includes 2,022.58 restricted stock units which are subject to certain vesting and forfeiture provisions.

SEC source: 0001628280-25-035762 · wk-form4_1753303638.xml · derivative · entry 2

Graf R. Mark · CIK 0001494757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,578

Underlying: Class A Common Stock · 25,791 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock.

F3 · derivative.exercise_date: One-third (1/3rd) of the restricted stock units vest on each of July 19, 2025, July 19, 2026 and July 19, 2027, subject to the Reporting Person's continued service with the Issuer as of each vesting date.

F3 · derivative.expiration_date: One-third (1/3rd) of the restricted stock units vest on each of July 19, 2025, July 19, 2026 and July 19, 2027, subject to the Reporting Person's continued service with the Issuer as of each vesting date.

SEC source: 0001628280-25-035762 · wk-form4_1753303638.xml · nonDerivative · entry 1

Graf R. Mark · CIK 0001494757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.

F1 · price: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.

SEC source: 0000832988-25-000124 · wk-form4_1751487555.xml · nonDerivative · entry 1

Graf R. Mark · CIK 0001494757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,593

F1 · shares: Represents restricted stock units that were granted on July 1, 2025 and vest 100% on the first anniversary of the grant date. The restricted stock units settle upon vesting for an equivalent number of common shares.

SEC source: 0001628280-25-031688 · wk-form4_1750112137.xml · derivative · entry 1

Graf R. Mark · CIK 0001494757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,297

Underlying: Class A Common Stock · 36,297 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock.

F2 · derivative.exercise_date: All of the shares vest in full on the earlier of (i) June 12, 2026 or (ii) the Issuer's next annual meeting of stockholders; provided, however, that all vesting will cease if the Reporting Person ceases to provide services to the Issuer, unless the Issuer's Board of Directors determines otherwise prior to the cessation of such services.

F2 · derivative.expiration_date: All of the shares vest in full on the earlier of (i) June 12, 2026 or (ii) the Issuer's next annual meeting of stockholders; provided, however, that all vesting will cease if the Reporting Person ceases to provide services to the Issuer, unless the Issuer's Board of Directors determines otherwise prior to the cessation of such services.

SEC source: 0001415889-25-013399 · form4-05162025_080552.xml · derivative · entry 1

Graf R. Mark · CIK 0001494757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,522

Underlying: Common Stock · 14,522 shares

Expires 2035-05-15

F1 · derivative.exercise_date: The stock option shall vest in full on the earlier to occur of (i) May 15, 2026 and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

SEC source: 0001628280-24-032648 · wk-form4_1721772737.xml · derivative · entry 1

Graf R. Mark · CIK 0001494757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,369

Underlying: Class A Common Stock · 77,369 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock.

F2 · derivative.exercise_date: One-third (1/3rd) of the restricted stock units vest on each of July 19, 2025, July 19, 2026 and July 19, 2027, subject to the Reporting Person's continued service with the Issuer as of each vesting date.

F2 · derivative.expiration_date: One-third (1/3rd) of the restricted stock units vest on each of July 19, 2025, July 19, 2026 and July 19, 2027, subject to the Reporting Person's continued service with the Issuer as of each vesting date.

SEC source: 0000832988-24-000159 · wk-form4_1719870708.xml · nonDerivative · entry 1

Graf R. Mark · CIK 0001494757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,579

F1 · shares: Represents restricted stock units that were granted on June 28, 2024 and vest 100% on the first anniversary of the grant date. The restricted stock units settle upon vesting for an equivalent number of common shares.

SEC source: 0001415889-24-014967 · form4-05312024_120550.xml · derivative · entry 1

Graf R. Mark · CIK 0001494757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,336

Underlying: Common Stock · 6,336 shares

Expires 2034-05-29

F1 · derivative.exercise_date: The stock option shall vest in full on the earlier to occur of (i) May 29, 2025 and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

SEC source: 0000832988-23-000154 · wf-form4_168729192162505.xml · nonDerivative · entry 1

Graf R. Mark · CIK 0001494757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,938

F1 · shares: Represents restricted stock units that were granted on June 16, 2023 and vest 100% on the first anniversary of the grant date. The restricted stock units settle upon vesting for an equivalent number of common shares.

F2 · balance_after: Includes 2,667 restricted stock units that were granted on June 17, 2022 and vested 100% on the first anniversary of the grant date.

SEC source: 0001415889-23-008850 · form4-05262023_040501.xml · derivative · entry 1

Graf R. Mark · CIK 0001494757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,816

Underlying: Common Stock · 5,224 shares

Expires 2033-05-25

F1 · derivative.exercise_date: The stock option shall vest in full on the earlier to occur of (i) May 25, 2024 and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

SEC source: 0000832988-22-000159 · wf-form4_165584288527903.xml · nonDerivative · entry 1

Graf R. Mark · CIK 0001494757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,471

F1 · shares: Represents restricted stock units that were granted on June 17, 2022 and vest 100% on the first anniversary of the grant date. The restricted stock units settle upon vesting for an equivalent number of common shares.

F2 · balance_after: Includes 4,679 restricted stock units, which are subject to certain vesting and forfeiture provisions.

SEC source: 0001104659-22-064243 · tm2216688-2_4seq1.xml · derivative · entry 1

Graf R. Mark · CIK 0001494757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,742

Underlying: Common Stock · 4,742 shares

Expires 2032-05-20

F1 · derivative.exercise_date: The stock option shall vest in full on the earlier to occur of (i) May 20, 2023 and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

SEC source: 0000832988-21-000168 · wf-form4_162493023312102.xml · nonDerivative · entry 1

Graf R. Mark · CIK 0001494757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,804

F1 · shares: Represents restricted stock units that were granted on June 25, 2021 and vest 100% on the first anniversary of the grant date. The restricted stock units settle upon vesting for an equivalent number of common shares.

F2 · balance_after: Includes 2,012 restricted stock units, which are subject to certain vesting and forfeiture provisions.

SEC source: 0000899243-21-023564 · doc4.xml · derivative · entry 1

Graf R. Mark · CIK 0001494757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,246

Underlying: Common Stock · 7,246 shares

Expires 2031-05-20

F1 · derivative.exercise_date: The stock option shall vest in full on the earlier to occur of (i) May 20, 2022 and (ii) the date of the next annual meeting following the grant date, subject to continued service through the applicable vesting date.

SEC source: 0000832988-21-000063 · wf-form4_161679781748293.xml · nonDerivative · entry 1

Graf R. Mark · CIK 0001494757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,792

F1 · shares: Reflects the number of common shares issued in lieu of the reporting person's quarterly board retainer fees that were temporarily reduced in response to the financial impact of the COVID-19 pandemic. Such common shares were issued in accordance with the Signet Jewelers Limited 2018 Omnibus Incentive Plan and were fully vested on the date of issuance.

F2 · balance_after: Includes 5,952 restricted stock units, which are subject to certain vesting and forfeiture provisions.

SEC source: 0000832988-20-000308 · wf-form4_160928422577307.xml · nonDerivative · entry 1

Graf R. Mark · CIK 0001494757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,513

F1 · shares: Reflects the number of common shares issued in lieu of the reporting person's quarterly board retainer fees that were temporarily reduced in response to the ongoing financial impact of the COVID-19 pandemic. Such common shares were issued in accordance with the Signet Jewelers Limited 2018 Omnibus Incentive Plan and were fully vested on the date of issuance.

F2 · balance_after: Includes 5,952 restricted stock units, which are subject to certain vesting and forfeiture provisions.

SEC source: 0000899243-20-030987 · doc4.xml · derivative · entry 1

Graf R. Mark · CIK 0001494757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,604

Underlying: Common Stock · 4,604 shares

Expires 2030-11-11

F1 · derivative.exercise_date: The stock option shall vest in 36 equal monthly installments beginning on December 11, 2020.

SEC source: 0000832988-20-000282 · wf-form4_160141615790813.xml · nonDerivative · entry 1

Graf R. Mark · CIK 0001494757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,965

F1 · shares: Reflects the number of common shares issued in lieu of the reporting person's quarterly board retainer fees that were temporarily reduced in response to the ongoing financial impact of the COVID-19 pandemic. Such common shares were issued in accordance with the Signet Jewelers Limited 2018 Omnibus Incentive Plan and were fully vested on the date of issuance.

F2 · balance_after: Includes 5,952 restricted stock units, which are subject to certain vesting and forfeiture provisions.

SEC source: 0000832988-20-000162 · wf-form4_159348040056178.xml · nonDerivative · entry 1

Graf R. Mark · CIK 0001494757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,236

F1 · shares: Reflects the number of common shares issued in lieu of the reporting person's quarterly board retainer fees that were temporarily reduced in response to the ongoing financial impact of the COVID-19 pandemic. Such common shares were issued in accordance with the Signet Jewelers Limited 2018 Omnibus Incentive Plan and were fully vested on the date of issuance.

F2 · balance_after: Includes 5,952 restricted stock units, which are subject to certain vesting and forfeiture provisions.

SEC source: 0000832988-20-000147 · wf-form4_159234676913270.xml · nonDerivative · entry 1

Graf R. Mark · CIK 0001494757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,168

F1 · shares: Represents restricted stock units that were granted on June 12, 2020 and vest 100% on the first anniversary of the grant date. The restricted stock units settle upon vesting for an equivalent number of common shares.

SEC source: 0001209191-19-043339 · doc4.xml · nonDerivative · entry 1

Graf R. Mark · CIK 0001494757 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,296

SEC source: 0000832988-19-000040 · wf-form4_156080407987641.xml · nonDerivative · entry 1

Graf R. Mark · CIK 0001494757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,216

SEC source: 0001209191-19-026760 · doc4.xml · nonDerivative · entry 1

Graf R. Mark · CIK 0001494757 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,072

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.83 to $81.97, inclusive. The reporting person undertakes to provide to Discover Financial Services, any security holder of Discover Financial Services, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001123292-19-000334 · edgar.xml · nonDerivative · entry 1

Graf R. Mark · CIK 0001494757 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,497

SEC source: 0001209191-19-007596 · doc4.xml · nonDerivative · entry 1

Graf R. Mark · CIK 0001494757 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,768

F1 · shares: Number of shares withheld to pay the tax withholding obligation incurred in connection with the vesting of previously-granted (i) performance stock units, and (ii) restricted stock units.

SEC source: 0001209191-19-028064 · doc4a.xml · nonDerivative · entry 1

Graf R. Mark · CIK 0001494757 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,084

F1 · shares: This amended Form 4 is filed to correct the number of securities reported in Table I, which were previously incorrectly reported due to administrative error.

F2 · shares: Number of shares withheld to pay the tax withholding obligation incurred in connection with the vesting of previously-granted (i) performance stock units, and (ii) restricted stock units.

SEC source: 0001209191-19-005035 · doc4.xml · nonDerivative · entry 1

Graf R. Mark · CIK 0001494757 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,896

F1 · shares: Represents a grant of non-derivative performance stock units, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d). Performance stock units are convertible into shares of common stock at a ratio of 1:1.

SEC source: 0001209191-18-038281 · doc4.xml · nonDerivative · entry 1

Graf R. Mark · CIK 0001494757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,772

SEC source: 0001209191-18-013669 · doc4.xml · nonDerivative · entry 1

Graf R. Mark · CIK 0001494757 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,891

SEC source: 0001209191-18-007688 · doc4.xml · nonDerivative · entry 2

Graf R. Mark · CIK 0001494757 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,547

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.56 to $80.42, inclusive. The reporting person undertakes to provide to Discover Financial Services, any security holder of Discover Financial Services, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-18-007688 · doc4.xml · nonDerivative · entry 1

Graf R. Mark · CIK 0001494757 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,991

F1 · shares: Number of shares withheld to pay the tax withholding obligation incurred in connection with the vesting of previously-granted (i) performance stock units, and (ii) restricted stock units.

SEC source: 0001123292-18-000203 · edgar.xml · nonDerivative · entry 1

Graf R. Mark · CIK 0001494757 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,351

F1 · shares: Represents a grant of non-derivative performance stock units, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d). Performance stock units are convertible into shares of common stock at a ratio of 1:1.

SEC source: 0001209191-17-058468 · doc4.xml · nonDerivative · entry 1

Graf R. Mark · CIK 0001494757 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,402

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.66 to $66.70, inclusive. The reporting person undertakes to provide to Discover Financial Services, any security holder of Discover Financial Services, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-17-042693 · doc4.xml · nonDerivative · entry 1

Graf R. Mark · CIK 0001494757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,258

SEC source: 0001123292-17-000883 · edgar.xml · nonDerivative · entry 1

Graf R. Mark · CIK 0001494757 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,905

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.36 to $64.55, inclusive. The reporting person undertakes to provide to Discover Financial Services, any security holder of Discover Financial Services, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-17-014481 · doc4.xml · nonDerivative · entry 1

Graf R. Mark · CIK 0001494757 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,489

F1 · shares: Restricted stock units are convertible into shares of common stock at a ratio of 1:1.

SEC source: 0001209191-17-007864 · doc4.xml · nonDerivative · entry 2

Graf R. Mark · CIK 0001494757 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,897

F2 · shares: Number of shares withheld to pay the tax withholding obligation incurred in connection with the vesting of previously granted restricted stock units and performance stock units.

SEC source: 0001209191-17-007864 · doc4.xml · nonDerivative · entry 1

Graf R. Mark · CIK 0001494757 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,788

F1 · shares: Shares earned upon vesting of non-derivative performance stock units, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d). Performance stock units are convertible into shares of common stock at a ratio of 1:1.