Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SHIFT TECHNOLOGIES, INC.SFTGQ · Entity 108083 | CFO, CAO | November 16, 2023 | November 20, 2023 |
| U S PHYSICAL THERAPY INC /NVUSPH · Entity 379 | Interim CFO | August 20, 2026 | August 24, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SHIFT TECHNOLOGIES, INC.
Report date November 16, 2023 · Filed November 20, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 5,408 |
Reported balance
After 2023-11-16 transaction · row 1
1 source rowRow 1 · 2023-11-16 · Sale · Disposed 6,596 · Balance 5,408 |
U S PHYSICAL THERAPY INC /NV
Report date August 20, 2026 · Filed August 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,853 |
Reported balance
After 2026-08-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-20 · Tax withholding · Disposed 40 · Balance 3,853 F1: The reporting person surrendered shares to the issuer to satisfy applicable tax withholding obligations upon vesting. F2: Includes 3,425 shares of common stock subject to vesting restrictions. The shares were granted as restricted stock pursuant to the Company's Amended and Restated 2003 Stock Incentive Plan. Restrictions lapse as follows: 171 shares vest on each of November 20, 2026, and March 6, 2027, 1,250 shares vest on May 15, 2027, 171 shares vest on each of May 20, 2027, August 20, 2027, November 20, 2027, March 6, 2028, May 20, 2028, August 20, 2028, November 20, 2028, and March 6, 2029, 178 shares vest on May 20, 2029, 93 shares vest on each of August 20, 2029 and November 20, 2029, and 101 shares vest on March 6, 2030. Vesting is contingent upon the reporting person's continued service with the Company through each applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person surrendered shares to the issuer to satisfy applicable tax withholding obligations upon vesting.
F2: Includes 3,425 shares of common stock subject to vesting restrictions. The shares were granted as restricted stock pursuant to the Company's Amended and Restated 2003 Stock Incentive Plan. Restrictions lapse as follows: 171 shares vest on each of November 20, 2026, and March 6, 2027, 1,250 shares vest on May 15, 2027, 171 shares vest on each of May 20, 2027, August 20, 2027, November 20, 2027, March 6, 2028, May 20, 2028, August 20, 2028, November 20, 2028, and March 6, 2029, 178 shares vest on May 20, 2029, 93 shares vest on each of August 20, 2029 and November 20, 2029, and 101 shares vest on March 6, 2030. Vesting is contingent upon the reporting person's continued service with the Company through each applicable vesting date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
STAGE STORES INC
Report date May 22, 2020 · Filed May 22, 2020
Section 16 reporting ended · disclosed 2020-05-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,706 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 7,706 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 20, 2026 Filed Aug 24, 2026 23:09 UTC | U S PHYSICAL THERAPY INC /NV USPH · Entity 379 | Tax withholdingCommon Stock | 40 | $78.00 | $3,120.00 |
DisclosureSEC source: 0001193125-26-363894 · ownership.xml · nonDerivative · entry 1 CURTIS JASON TRAVIS · CIK 0001750716 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,853 F1 · shares: The reporting person surrendered shares to the issuer to satisfy applicable tax withholding obligations upon vesting. F2 · balance_after: Includes 3,425 shares of common stock subject to vesting restrictions. The shares were granted as restricted stock pursuant to the Company's Amended and Restated 2003 Stock Incentive Plan. Restrictions lapse as follows: 171 shares vest on each of November 20, 2026, and March 6, 2027, 1,250 shares vest on May 15, 2027, 171 shares vest on each of May 20, 2027, August 20, 2027, November 20, 2027, March 6, 2028, May 20, 2028, August 20, 2028, November 20, 2028, and March 6, 2029, 178 shares vest on May 20, 2029, 93 shares vest on each of August 20, 2029 and November 20, 2029, and 101 shares vest on March 6, 2030. Vesting is contingent upon the reporting person's continued service with the Company through each applicable vesting date. Read SEC document |
| May 20, 2026 Filed Jun 22, 2026 21:01 UTC | U S PHYSICAL THERAPY INC /NV USPH · Entity 379 | Tax withholdingCommon Stock | 40 | $62.24 | $2,489.60 |
DisclosureSEC source: 0001193125-26-277664 · ownership.xml · nonDerivative · entry 1 CURTIS JASON TRAVIS · CIK 0001750716 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,893 F1 · shares: The reporting person surrendered shares to the issuer to satisfy applicable tax withholding obligations upon vesting. F2 · balance_after: Includes 3,596 shares of common stock subject to vesting restrictions. The shares were granted as restricted stock pursuant to the Company's Amended and Restated 2003 Stock Incentive Plan. Restriction lapse as follows: 171 shares vest on each of August 20, 2026, November 20, 2026, and March 6, 2027; 1,250 shares vest on May 15, 2027; 171 shares vest on each of May 20, 2027, August 20, 2027, November 20, 2027, March 6, 2028, May 20, 2028, August 20, 2028, November 20, 2028, and March 6, 2029; 178 shares vest on May 20, 2029; 93 shares vest on each of August 20, 2029 and November 20, 2029; and 101 shares vest on March 6, 2030. Vesting is contingent upon the reporting person's continued service with the Company through each applicable vesting date. Read SEC document |
| November 16, 2023 Filed Nov 20, 2023 21:42 UTC | SHIFT TECHNOLOGIES, INC. SFTGQ · Entity 108083 | SaleClass A Common Stock | 6,596 | $0.04 | $249.33 |
DisclosureSEC source: 0001213900-23-088769 · ownership.xml · nonDerivative · entry 1 CURTIS JASON TRAVIS · CIK 0001750716 · CFO, CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,408 Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 18:09 UTC | SHIFT TECHNOLOGIES, INC. SFT · Entity 108083 | Tax withholdingClass A Common Stock | 186 | $1.29 | $239.94 |
DisclosureSEC source: 0001762322-23-000066 · wk-form4_1692814153.xml · nonDerivative · entry 1 CURTIS JASON TRAVIS · CIK 0001750716 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,004 F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the reporting person. The number of shares of Class A Common Stock withheld was determined based on the closing price of the Company's Class A Common Stock on August 21, 2023. Read SEC document |
| May 22, 2023 Filed May 23, 2023 14:01 UTC | SHIFT TECHNOLOGIES, INC. SFT · Entity 108083 | Tax withholdingClass A Common Stock | 648 | $1.44 | $929.88 |
DisclosureSEC source: 0001762322-23-000045 · wk-form4_1684850500.xml · nonDerivative · entry 1 CURTIS JASON TRAVIS · CIK 0001750716 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 127,738 F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the reporting person. The number of shares of Class A Common Stock withheld was determined based on the closing price of the Company's Class A Common Stock on May 22, 2023. Read SEC document |
| February 22, 2023 Filed Mar 7, 2023 14:47 UTC | SHIFT TECHNOLOGIES, INC. SFT · Entity 108083 | Tax withholdingClass A Common Stock | 2,252 | $0.23 | $517.73 |
DisclosureSEC source: 0001762322-23-000005 · wf-form4_167820046717476.xml · nonDerivative · entry 1 CURTIS JASON TRAVIS · CIK 0001750716 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,386 F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the reporting person. The number of shares of Class A Common Stock withheld was determined based on the closing price of the Company's Class A Common Stock on February 22, 2023. Read SEC document |
| November 21, 2022 Filed Nov 22, 2022 17:31 UTC | SHIFT TECHNOLOGIES, INC. SFT · Entity 108083 | Tax withholdingClass A Common Stock | 1,850 | $0.32 | $587.75 |
DisclosureSEC source: 0001762322-22-000118 · wf-form4_166913829101369.xml · nonDerivative · entry 1 CURTIS JASON TRAVIS · CIK 0001750716 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,638 F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the reporting person. The number of shares of Class A Common Stock withheld was determined based on the closing price of the Company's Class A Common Stock on November 21, 2022. Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 19:30 UTC | SHIFT TECHNOLOGIES, INC. SFT · Entity 108083 | Tax withholdingClass A Common Stock | 9,018 | $0.95 | $8,567.10 |
DisclosureSEC source: 0001762322-22-000096 · wf-form4_166136942691647.xml · nonDerivative · entry 1 CURTIS JASON TRAVIS · CIK 0001750716 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,488 F1 · kind: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the reporting person. The number of shares of Class A Common Stock withheld was determined based on the closing price of the Company's Class A Common Stock on August 22, 2022. Read SEC document |
| June 03, 2022 Filed Jun 6, 2022 23:18 UTC | SHIFT TECHNOLOGIES, INC. SFT · Entity 108083 | GrantClass A Common Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001762322-22-000040 · wf-form4_165455747524630.xml · nonDerivative · entry 1 CURTIS JASON TRAVIS · CIK 0001750716 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,506 F1 · kind: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A common stock, par value $0.0001 per share of Shift Technologies, Inc. (the "Company"). F2 · shares: The RSUs vest on May 20, 2023, subject to continued service with the Company or an affiliate of the Company. Vested RSUs will be settled during the first open trading window of the Company following the date of vesting. Read SEC document |
| August 17, 2021 Filed Aug 18, 2021 19:42 UTC | SHIFT TECHNOLOGIES, INC. SFT · Entity 108083 | GrantClass A Common Stock | 121,506 | $0.00 | $0.00 |
DisclosureSEC source: 0001762322-21-000047 · wf-form4_162931571472375.xml · nonDerivative · entry 1 CURTIS JASON TRAVIS · CIK 0001750716 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,506 F1 · kind: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A common stock, par value $0.0001 per share of Shift Technologies, Inc. (the "Company"). F2 · shares: On the first Vest Date falling on or after June 1, 2022, 25% of the award shall vest. The remainder shall vest in equal tranches over three years, with 1/16th of the total award vesting on each subsequent Vest Date (Vest Dates are the 20th of February, May, August and November). However, the first and last quarterly vesting tranches shall be adjusted according to the number of days elapsed during the period from June 1, 2022 to the first Vest Date. Read SEC document |
| March 28, 2020 Filed Mar 30, 2020 20:26 UTC | STAGE STORES INC SSI · Entity 149028 | Exercise / conversion2017 Restricted Stock Unit - 3/28/2017 · Derivative | 9,375 | $0.00 | $0.00 |
DisclosureSEC source: 0000006885-20-000047 · wf-form4_158561439412240.xml · derivative · entry 9 CURTIS JASON TRAVIS · CIK 0001750716 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,375 Underlying: Common Stock · 9,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents the right to receive, at settlement, cash equal to the fair market value of one share of the Issuer's common stock on the vesting date. Upon vesting, each cash settlement shall not exceed five times the per share fair market value of the Issuer's common stock on the grant date multiplied by the number of RSUs vesting. F3 · kind: Represents the vesting and cash settlement of RSUs in accordance with the terms of the award agreement granted on March 28, 2017. F9 · derivative.exercise_date: The RSUs vest 25% per year on the first four anniversary dates from the grant date of March 28, 2017. F9 · derivative.expiration_date: The RSUs vest 25% per year on the first four anniversary dates from the grant date of March 28, 2017. F10 · derivative.underlying_shares: Represents the portion of the cash-settled RSUs granted on March 28, 2017 that vested on March 28, 2020. Read SEC document |
| March 28, 2020 Filed Mar 30, 2020 20:26 UTC | STAGE STORES INC SSI · Entity 149028 | Disposition to issuerCommon Stock | 9,375 | $0.40 | $3,750.00 |
DisclosureSEC source: 0000006885-20-000047 · wf-form4_158561439412240.xml · nonDerivative · entry 6 CURTIS JASON TRAVIS · CIK 0001750716 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,706 F3 · kind: Represents the vesting and cash settlement of RSUs in accordance with the terms of the award agreement granted on March 28, 2017. Read SEC document |
| March 28, 2020 Filed Mar 30, 2020 20:26 UTC | STAGE STORES INC SSI · Entity 149028 | Exercise / conversionCommon Stock | 9,375 | $0.00 | $0.00 |
DisclosureSEC source: 0000006885-20-000047 · wf-form4_158561439412240.xml · nonDerivative · entry 5 CURTIS JASON TRAVIS · CIK 0001750716 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the vesting and cash settlement of RSUs in accordance with the terms of the award agreement granted on March 28, 2017. Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 20:26 UTC | STAGE STORES INC SSI · Entity 149028 | Exercise / conversion2018 Restricted Stock Unit - 3/27/2018 · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000006885-20-000047 · wf-form4_158561439412240.xml · derivative · entry 8 CURTIS JASON TRAVIS · CIK 0001750716 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents the right to receive, at settlement, cash equal to the fair market value of one share of the Issuer's common stock on the vesting date. Upon vesting, each cash settlement shall not exceed five times the per share fair market value of the Issuer's common stock on the grant date multiplied by the number of RSUs vesting. F2 · kind: Represents the vesting and cash settlement of RSUs in accordance with the terms of the award agreement granted on March 27, 2018. F7 · derivative.exercise_date: The RSUs vest 25% per year on the first four anniversary dates from the grant date of March 27, 2018. F7 · derivative.expiration_date: The RSUs vest 25% per year on the first four anniversary dates from the grant date of March 27, 2018. F8 · derivative.underlying_shares: Represents the portion of the cash-settled RSUs granted on March 27, 2018 that vested on March 27, 2020. Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 20:26 UTC | STAGE STORES INC SSI · Entity 149028 | Disposition to issuerCommon Stock | 10,000 | $0.40 | $4,000.00 |
DisclosureSEC source: 0000006885-20-000047 · wf-form4_158561439412240.xml · nonDerivative · entry 4 CURTIS JASON TRAVIS · CIK 0001750716 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,706 F2 · kind: Represents the vesting and cash settlement of RSUs in accordance with the terms of the award agreement granted on March 27, 2018. Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 20:26 UTC | STAGE STORES INC SSI · Entity 149028 | Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000006885-20-000047 · wf-form4_158561439412240.xml · nonDerivative · entry 3 CURTIS JASON TRAVIS · CIK 0001750716 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the vesting and cash settlement of RSUs in accordance with the terms of the award agreement granted on March 27, 2018. Read SEC document |
| March 26, 2020 Filed Mar 30, 2020 20:26 UTC | STAGE STORES INC SSI · Entity 149028 | Exercise / conversion2019 Restricted Stock Unit - 3/26/2019 · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000006885-20-000047 · wf-form4_158561439412240.xml · derivative · entry 7 CURTIS JASON TRAVIS · CIK 0001750716 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents the right to receive, at settlement, cash equal to the fair market value of one share of the Issuer's common stock on the vesting date. Upon vesting, each cash settlement shall not exceed five times the per share fair market value of the Issuer's common stock on the grant date multiplied by the number of RSUs vesting. F1 · kind: Represents the vesting and cash settlement of restricted stock units ("RSU") in accordance with the terms of the award agreement granted on March 26, 2019. F5 · derivative.exercise_date: The RSUs vest 25% per year on the first four anniversary dates from the grant date of March 26, 2019. F5 · derivative.expiration_date: The RSUs vest 25% per year on the first four anniversary dates from the grant date of March 26, 2019. F6 · derivative.underlying_shares: Represents the portion of the cash-settled RSUs granted on March 26, 2019 that vested on March 26, 2020. Read SEC document |
| March 26, 2020 Filed Mar 30, 2020 20:26 UTC | STAGE STORES INC SSI · Entity 149028 | Disposition to issuerCommon Stock | 30,000 | $0.44 | $13,200.00 |
DisclosureSEC source: 0000006885-20-000047 · wf-form4_158561439412240.xml · nonDerivative · entry 2 CURTIS JASON TRAVIS · CIK 0001750716 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,706 F1 · kind: Represents the vesting and cash settlement of restricted stock units ("RSU") in accordance with the terms of the award agreement granted on March 26, 2019. Read SEC document |
| March 26, 2020 Filed Mar 30, 2020 20:26 UTC | STAGE STORES INC SSI · Entity 149028 | Exercise / conversionCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000006885-20-000047 · wf-form4_158561439412240.xml · nonDerivative · entry 1 CURTIS JASON TRAVIS · CIK 0001750716 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting and cash settlement of restricted stock units ("RSU") in accordance with the terms of the award agreement granted on March 26, 2019. Read SEC document |
| March 28, 2019 Filed Mar 29, 2019 17:06 UTC | STAGE STORES INC SSI · Entity 149028 | Exercise / conversion2017 Restricted Stock Unit - 3/28/2017 · Derivative | 9,375 | $0.00 | $0.00 |
DisclosureSEC source: 0000006885-19-000092 · wf-form4_155389359581596.xml · derivative · entry 6 CURTIS JASON TRAVIS · CIK 0001750716 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Underlying: Common Stock · 9,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive, at settlement, cash equal to the fair market value of one share of the Issuer's common stock on the vesting date. Upon vesting, each cash settlement shall not exceed five times the per share fair market value of the Issuer's common stock on the grant date multiplied by the number of RSUs vesting. F2 · kind: Represents the vesting and cash settlement of restricted stock units ("RSU") in accordance with the terms of the award agreement granted on March 28, 2017. F6 · derivative.exercise_date: The RSUs vest 25% per year on the first four anniversary dates from the grant date of March 28, 2017. F6 · derivative.expiration_date: The RSUs vest 25% per year on the first four anniversary dates from the grant date of March 28, 2017. F7 · derivative.underlying_shares: Represents the portion of the cash-settled RSUs granted on March 28, 2017 that vested on March 28, 2019. Read SEC document |
| March 28, 2019 Filed Mar 29, 2019 17:06 UTC | STAGE STORES INC SSI · Entity 149028 | Disposition to issuerCommon Stock | 9,375 | $0.98 | $9,187.50 |
DisclosureSEC source: 0000006885-19-000092 · wf-form4_155389359581596.xml · nonDerivative · entry 4 CURTIS JASON TRAVIS · CIK 0001750716 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,706 F2 · kind: Represents the vesting and cash settlement of restricted stock units ("RSU") in accordance with the terms of the award agreement granted on March 28, 2017. Read SEC document |
| March 28, 2019 Filed Mar 29, 2019 17:06 UTC | STAGE STORES INC SSI · Entity 149028 | Exercise / conversionCommon Stock | 9,375 | $0.00 | $0.00 |
DisclosureSEC source: 0000006885-19-000092 · wf-form4_155389359581596.xml · nonDerivative · entry 3 CURTIS JASON TRAVIS · CIK 0001750716 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the vesting and cash settlement of restricted stock units ("RSU") in accordance with the terms of the award agreement granted on March 28, 2017. Read SEC document |
| March 27, 2019 Filed Mar 29, 2019 17:06 UTC | STAGE STORES INC SSI · Entity 149028 | Exercise / conversion2018 Restricted Stock Unit - 3/27/2018 · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000006885-19-000092 · wf-form4_155389359581596.xml · derivative · entry 5 CURTIS JASON TRAVIS · CIK 0001750716 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive, at settlement, cash equal to the fair market value of one share of the Issuer's common stock on the vesting date. Upon vesting, each cash settlement shall not exceed five times the per share fair market value of the Issuer's common stock on the grant date multiplied by the number of RSUs vesting. F1 · kind: Represents the vesting and cash settlement of restricted stock units ("RSU") in accordance with the terms of the award agreement granted on March 27, 2018. F4 · derivative.exercise_date: The RSUs vest 25% per year on the first four anniversary dates from the grant date of March 27, 2018. F4 · derivative.expiration_date: The RSUs vest 25% per year on the first four anniversary dates from the grant date of March 27, 2018. F5 · derivative.underlying_shares: Represents the portion of the cash-settled RSUs granted on March 27, 2018 that vested on March 27, 2019. Read SEC document |
| March 27, 2019 Filed Mar 29, 2019 17:06 UTC | STAGE STORES INC SSI · Entity 149028 | Disposition to issuerCommon Stock | 10,000 | $0.95 | $9,500.00 |
DisclosureSEC source: 0000006885-19-000092 · wf-form4_155389359581596.xml · nonDerivative · entry 2 CURTIS JASON TRAVIS · CIK 0001750716 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,706 F1 · kind: Represents the vesting and cash settlement of restricted stock units ("RSU") in accordance with the terms of the award agreement granted on March 27, 2018. Read SEC document |
| March 27, 2019 Filed Mar 29, 2019 17:06 UTC | STAGE STORES INC SSI · Entity 149028 | Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000006885-19-000092 · wf-form4_155389359581596.xml · nonDerivative · entry 1 CURTIS JASON TRAVIS · CIK 0001750716 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting and cash settlement of restricted stock units ("RSU") in accordance with the terms of the award agreement granted on March 27, 2018. Read SEC document |
| March 26, 2019 Filed Mar 27, 2019 19:38 UTC | STAGE STORES INC SSI · Entity 149028 | Grant2019 Restricted Stock Unit - 3/26/2019 · Derivative | 120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000006885-19-000062 · wf-form4_155372988862599.xml · derivative · entry 1 CURTIS JASON TRAVIS · CIK 0001750716 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive, at settlement, cash equal to the fair market value of one share of the Issuer's common stock on the vesting date. Upon vesting, each cash settlement shall not exceed five times the per share fair market value of the Issuer's common stock on the grant date multiplied by the number of RSUs vesting. F2 · derivative.exercise_date: The RSUs vest 25% per year on the first four anniversary dates from the grant date of March 26, 2019. F2 · derivative.expiration_date: The RSUs vest 25% per year on the first four anniversary dates from the grant date of March 26, 2019. Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 15:23 UTC | STAGE STORES INC SSI · Entity 149028 | Tax withholdingCommon Stock | 305 | $1.51 | $460.55 |
DisclosureSEC source: 0000006885-18-000306 · wf-form4_154283177608710.xml · nonDerivative · entry 1 CURTIS JASON TRAVIS · CIK 0001750716 · Interim CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,706 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.