Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CHARTER COMMUNICATIONS, INC. /MO/CHTR · Entity 1730 | Director · President and CEO | August 20, 2026 | August 24, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CHARTER COMMUNICATIONS, INC. /MO/
Report date August 20, 2026 · Filed August 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $149.40 · Expires 2036-08-20 | Direct | 297,281 |
Reported balance
After 2026-08-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-20 · Grant · Acquired 297,281 · Balance 297,281 F1: Stock options granted on August 20, 2026 under the Charter Communications, Inc. 2019 Stock Incentive Plan in connection with the closing of the previously announced transactions contemplated by the Transaction Agreement by and among Charter Communications, Inc., Charter Communications Holdings, LLC and Cox Enterprises, Inc. (the "Cox Transactions"); 100% of the grant will vest on the fourth anniversary of the grant date, August 20, 2030. Such options will terminate 10 years from the grant date unless terminated sooner in accordance with the plan or grant agreement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 115,466 |
Reported balance
After 2026-08-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-20 · Grant · Acquired 115,466 · Balance 115,466 F2: Restricted Stock Unit grant - price and expiration date not applicable. F3: Restricted Stock Units granted on August 20, 2026 under the Charter Communications, Inc. 2019 Stock Incentive Plan in connection with the closing of the Cox Transactions; 50% of the grant will vest on the second anniversary of the grant date, August 20, 2028, and 50% of the grant will vest on the fourth anniversary of the grant date, August 20, 2030. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock options granted on August 20, 2026 under the Charter Communications, Inc. 2019 Stock Incentive Plan in connection with the closing of the previously announced transactions contemplated by the Transaction Agreement by and among Charter Communications, Inc., Charter Communications Holdings, LLC and Cox Enterprises, Inc. (the "Cox Transactions"); 100% of the grant will vest on the fourth anniversary of the grant date, August 20, 2030. Such options will terminate 10 years from the grant date unless terminated sooner in accordance with the plan or grant agreement.
F2: Restricted Stock Unit grant - price and expiration date not applicable.
F3: Restricted Stock Units granted on August 20, 2026 under the Charter Communications, Inc. 2019 Stock Incentive Plan in connection with the closing of the Cox Transactions; 50% of the grant will vest on the second anniversary of the grant date, August 20, 2028, and 50% of the grant will vest on the fourth anniversary of the grant date, August 20, 2030.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 30, 2020 Filed Sep 4, 2020 21:08 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | OtherStock Options · Derivative | 165,770 | Not disclosed Strike: $221.25 | Not disclosed |
DisclosureSEC source: 0001091667-20-000179 · wf-form4_159925369663383.xml · derivative · entry 8 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,078 Underlying: Class A Common Stock · 165,770 shares Expires 2026-06-17 F3 · shares: Stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. F4 · price: On July 30, 2020 the reporting person transferred 165,770 stock options to the Christopher L. Winfrey 2020 GRAT I. F3 · derivative.exercise_date: Stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. F4 · derivative.underlying_shares: On July 30, 2020 the reporting person transferred 165,770 stock options to the Christopher L. Winfrey 2020 GRAT I. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 20:35 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionRestricted Stock Units · Derivative | 12,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-20-000139 · wf-form4_159259892484191.xml · derivative · entry 8 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,699 Underlying: Class A Common Stock · 12,280 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 18,419 shares subject to the attainment of a $455.66 per-share hurdle; 18,419 shares subject to the attainment of a $496.58 per-share hurdle; and 18,419 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. F1 · derivative.expiration_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 18,419 shares subject to the attainment of a $455.66 per-share hurdle; 18,419 shares subject to the attainment of a $496.58 per-share hurdle; and 18,419 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 20:35 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 6,014 | $535.97 | $3,223,293.51 |
DisclosureSEC source: 0001091667-20-000139 · wf-form4_159259892484191.xml · nonDerivative · entry 2 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,388 F2 · shares: Withholding of securities for the purpose of paying taxes. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 20:35 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 12,280 | $535.97 | $6,581,650.20 |
DisclosureSEC source: 0001091667-20-000139 · wf-form4_159259892484191.xml · nonDerivative · entry 1 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 18,419 shares subject to the attainment of a $455.66 per-share hurdle; 18,419 shares subject to the attainment of a $496.58 per-share hurdle; and 18,419 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| May 06, 2020 Filed May 7, 2020 21:58 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionStock Options · Derivative | 19,647 | $0.00 Strike: $60.96 | $0.00 |
DisclosureSEC source: 0001091667-20-000116 · wf-form4_158888868295239.xml · derivative · entry 18 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Shares held by Christopher L. Winfrey 2018 GRAT II Disclosed balance after: 0 Underlying: Class A Common Stock · 19,647 shares Expires 2021-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: To address the near-term expiration of ten-year performance-based and ten-year time-based stock options, the reporting person exercised options granted in 2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan. F7 · derivative.exercise_date: Time-vesting stock options granted on April 26, 2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on November 1, 2013. Read SEC document |
| May 06, 2020 Filed May 7, 2020 21:58 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionStock Options · Derivative | 45,845 | $0.00 Strike: $60.96 | $0.00 |
DisclosureSEC source: 0001091667-20-000116 · wf-form4_158888868295239.xml · derivative · entry 17 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Shares held by Christopher L. Winfrey 2018 GRAT II Disclosed balance after: 0 Underlying: Class A Common Stock · 45,845 shares Expires 2021-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: To address the near-term expiration of ten-year performance-based and ten-year time-based stock options, the reporting person exercised options granted in 2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan. F6 · derivative.exercise_date: Performance-vesting stock options granted on April 26, 2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on November 1, 2013. Read SEC document |
| May 06, 2020 Filed May 7, 2020 21:58 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 2,373 | $504.92 | $1,198,168.04 |
DisclosureSEC source: 0001091667-20-000116 · wf-form4_158888868295239.xml · nonDerivative · entry 10 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Shares held by Christopher L. Winfrey 2018 GRAT II Disclosed balance after: 57,583 F5 · shares: Withholding of securities for the purpose of paying the exercise price. Read SEC document |
| May 06, 2020 Filed May 7, 2020 21:58 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 19,647 | $60.96 | $1,197,681.12 |
DisclosureSEC source: 0001091667-20-000116 · wf-form4_158888868295239.xml · nonDerivative · entry 9 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Shares held by Christopher L. Winfrey 2018 GRAT II Disclosed balance after: 59,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: To address the near-term expiration of ten-year performance-based and ten-year time-based stock options, the reporting person exercised options granted in 2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan. Read SEC document |
| May 06, 2020 Filed May 7, 2020 21:58 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 5,536 | $504.85 | $2,794,844.06 |
DisclosureSEC source: 0001091667-20-000116 · wf-form4_158888868295239.xml · nonDerivative · entry 8 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Shares held by Christopher L. Winfrey 2018 GRAT II Disclosed balance after: 40,309 F5 · shares: Withholding of securities for the purpose of paying the exercise price. Read SEC document |
| May 06, 2020 Filed May 7, 2020 21:58 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 45,845 | $60.96 | $2,794,711.20 |
DisclosureSEC source: 0001091667-20-000116 · wf-form4_158888868295239.xml · nonDerivative · entry 7 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Shares held by Christopher L. Winfrey 2018 GRAT II Disclosed balance after: 45,845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: To address the near-term expiration of ten-year performance-based and ten-year time-based stock options, the reporting person exercised options granted in 2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan. Read SEC document |
| May 06, 2020 Filed May 7, 2020 21:58 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 9,239 | $508.51 | $4,698,123.89 |
DisclosureSEC source: 0001091667-20-000116 · wf-form4_158888868295239.xml · nonDerivative · entry 6 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,122 F3 · shares: Based on an estimate of the tax withholding obligation, a portion of May 5, 2020 net settled shares held directly by Mr. Winfrey were sold to fund tax withholding obligations related to the net settlement exercise of 45,845 ten-year performance-based stock options and 19,647 ten-year time-based options held by the Christopher L. Winfrey 2018 GRAT II reported herein. The total net effect of direct and indirect holding of stock options exercised on May 5 and 6, 2020 was that, after settlement of the exercise price and taxes, the residual value of the option exercises to Mr. Winfrey's direct and indirect holdings was over 99% delivered in Charter stock versus cash. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $516.25 to $517.32, inclusive, for sales on May 5, 2020 and prices ranging from $507.00 to $510.335, inclusive, for sales on May 6, 2020. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 05, 2020 Filed May 7, 2020 21:58 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionStock Options · Derivative | 50,428 | $0.00 Strike: $60.96 | $0.00 |
DisclosureSEC source: 0001091667-20-000116 · wf-form4_158888868295239.xml · derivative · entry 16 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 50,428 shares Expires 2021-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: To address the near-term expiration of ten-year performance-based and ten-year time-based stock options, the reporting person exercised options granted in 2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan. F7 · derivative.exercise_date: Time-vesting stock options granted on April 26, 2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on November 1, 2013. Read SEC document |
| May 05, 2020 Filed May 7, 2020 21:58 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionStock Options · Derivative | 117,664 | $0.00 Strike: $60.96 | $0.00 |
DisclosureSEC source: 0001091667-20-000116 · wf-form4_158888868295239.xml · derivative · entry 15 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 117,664 shares Expires 2021-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: To address the near-term expiration of ten-year performance-based and ten-year time-based stock options, the reporting person exercised options granted in 2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan. F6 · derivative.exercise_date: Performance-vesting stock options granted on April 26, 2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on November 1, 2013. Read SEC document |
| May 05, 2020 Filed May 7, 2020 21:58 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 19,552 | $516.44 | $10,097,434.88 |
DisclosureSEC source: 0001091667-20-000116 · wf-form4_158888868295239.xml · nonDerivative · entry 5 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,361 F3 · shares: Based on an estimate of the tax withholding obligation, a portion of May 5, 2020 net settled shares held directly by Mr. Winfrey were sold to fund tax withholding obligations related to the net settlement exercise of 45,845 ten-year performance-based stock options and 19,647 ten-year time-based options held by the Christopher L. Winfrey 2018 GRAT II reported herein. The total net effect of direct and indirect holding of stock options exercised on May 5 and 6, 2020 was that, after settlement of the exercise price and taxes, the residual value of the option exercises to Mr. Winfrey's direct and indirect holdings was over 99% delivered in Charter stock versus cash. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $516.25 to $517.32, inclusive, for sales on May 5, 2020 and prices ranging from $507.00 to $510.335, inclusive, for sales on May 6, 2020. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 05, 2020 Filed May 7, 2020 21:58 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 27,730 | $516.93 | $14,334,468.90 |
DisclosureSEC source: 0001091667-20-000116 · wf-form4_158888868295239.xml · nonDerivative · entry 4 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,913 F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes. Read SEC document |
| May 05, 2020 Filed May 7, 2020 21:58 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 50,428 | $60.96 | $3,074,090.88 |
DisclosureSEC source: 0001091667-20-000116 · wf-form4_158888868295239.xml · nonDerivative · entry 3 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: To address the near-term expiration of ten-year performance-based and ten-year time-based stock options, the reporting person exercised options granted in 2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan. Read SEC document |
| May 05, 2020 Filed May 7, 2020 21:58 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 64,702 | $516.90 | $33,444,463.80 |
DisclosureSEC source: 0001091667-20-000116 · wf-form4_158888868295239.xml · nonDerivative · entry 2 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,215 F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes. Read SEC document |
| May 05, 2020 Filed May 7, 2020 21:58 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 117,664 | $60.96 | $7,172,797.44 |
DisclosureSEC source: 0001091667-20-000116 · wf-form4_158888868295239.xml · nonDerivative · entry 1 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: To address the near-term expiration of ten-year performance-based and ten-year time-based stock options, the reporting person exercised options granted in 2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 22:14 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionRestricted Stock Units · Derivative | 6,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-20-000053 · wf-form4_158266885009198.xml · derivative · entry 7 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,979 Underlying: Class A Common Stock · 6,139 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 18,419 shares subject to the attainment of a $455.66 per-share hurdle; 18,419 shares subject to the attainment of a $496.58 per-share hurdle; and 18,419 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. F1 · derivative.expiration_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 18,419 shares subject to the attainment of a $455.66 per-share hurdle; 18,419 shares subject to the attainment of a $496.58 per-share hurdle; and 18,419 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 22:14 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 3,007 | $533.84 | $1,605,256.88 |
DisclosureSEC source: 0001091667-20-000053 · wf-form4_158266885009198.xml · nonDerivative · entry 2 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,253 F2 · shares: Withholding of securities for the purpose of paying taxes. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 22:14 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 6,139 | $533.84 | $3,277,243.76 |
DisclosureSEC source: 0001091667-20-000053 · wf-form4_158266885009198.xml · nonDerivative · entry 1 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,260 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 18,419 shares subject to the attainment of a $455.66 per-share hurdle; 18,419 shares subject to the attainment of a $496.58 per-share hurdle; and 18,419 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 21:50 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionStock Options · Derivative | 81,378 | Not disclosed Strike: $36.17 | Not disclosed |
DisclosureSEC source: 0001091667-20-000031 · wf-form4_158102579797282.xml · derivative · entry 9 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 81,378 shares Expires 2020-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to a 10b5-1 plan entered into in 2019 to address ten-year options to expire in 2020, the reporting person exercised 81,378 stock options granted in 2010 under the Charter Communications, Inc. 2009 Stock Incentive Plan. F1 · price: Pursuant to a 10b5-1 plan entered into in 2019 to address ten-year options to expire in 2020, the reporting person exercised 81,378 stock options granted in 2010 under the Charter Communications, Inc. 2009 Stock Incentive Plan. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 21:50 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 19,337 | $523.77 | $10,128,140.49 |
DisclosureSEC source: 0001091667-20-000031 · wf-form4_158102579797282.xml · nonDerivative · entry 4 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,121 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions pursuant to the 10b5-1 plan reported in footnote #1 at prices ranging from $519.85 to $528.31, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 21:50 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 21,346 | $528.85 | $11,288,832.10 |
DisclosureSEC source: 0001091667-20-000031 · wf-form4_158102579797282.xml · nonDerivative · entry 3 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,458 F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes from the transactions pursuant to the 10b5-1 plan reported in footnote #1. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 21:50 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 21,352 | $528.64 | $11,287,521.28 |
DisclosureSEC source: 0001091667-20-000031 · wf-form4_158102579797282.xml · nonDerivative · entry 2 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,804 F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes from the transactions pursuant to the 10b5-1 plan reported in footnote #1. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 21:50 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 81,378 | $36.17 | $2,943,442.26 |
DisclosureSEC source: 0001091667-20-000031 · wf-form4_158102579797282.xml · nonDerivative · entry 1 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to a 10b5-1 plan entered into in 2019 to address ten-year options to expire in 2020, the reporting person exercised 81,378 stock options granted in 2010 under the Charter Communications, Inc. 2009 Stock Incentive Plan. Read SEC document |
| January 28, 2020 Filed Feb 6, 2020 21:50 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | OtherStock Options · Derivative | 24,064 | Not disclosed Strike: $150.88 | Not disclosed |
DisclosureSEC source: 0001091667-20-000031 · wf-form4_158102579797282.xml · derivative · entry 13 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 24,064 Underlying: Class A Common Stock · 24,064 shares Expires 2026-01-15 F6 · shares: Stock options granted on January 15, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2019. F7 · price: On January 28, 2020, the reporting person transferred 24,064 stock options to the Christopher L. Winfrey 2019 GRAT I. F6 · derivative.underlying_shares: Stock options granted on January 15, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2019. Read SEC document |
| January 28, 2020 Filed Feb 6, 2020 21:50 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | OtherStock Options · Derivative | 24,064 | Not disclosed Strike: $150.88 | Not disclosed |
DisclosureSEC source: 0001091667-20-000031 · wf-form4_158102579797282.xml · derivative · entry 12 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 24,064 shares Expires 2026-01-15 F6 · shares: Stock options granted on January 15, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2019. F7 · price: On January 28, 2020, the reporting person transferred 24,064 stock options to the Christopher L. Winfrey 2019 GRAT I. F6 · derivative.exercise_date: Stock options granted on January 15, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2019. F6 · derivative.underlying_shares: Stock options granted on January 15, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2019. Read SEC document |
| January 28, 2020 Filed Feb 6, 2020 21:50 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | OtherStock Options · Derivative | 99,461 | $0.00 Strike: $221.25 | $0.00 |
DisclosureSEC source: 0001091667-20-000031 · wf-form4_158102579797282.xml · derivative · entry 11 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 99,461 Underlying: Class A Common Stock · 99,461 shares Expires 2026-06-17 F4 · shares: Stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. F5 · price: On January 28, 2020 the reporting person transferred 99,461 stock options to the Christopher L. Winfrey 2019 GRAT I. F4 · derivative.exercise_date: Stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. F5 · derivative.underlying_shares: On January 28, 2020 the reporting person transferred 99,461 stock options to the Christopher L. Winfrey 2019 GRAT I. Read SEC document |
| January 28, 2020 Filed Feb 6, 2020 21:50 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | OtherStock Options · Derivative | 99,461 | Not disclosed Strike: $221.25 | Not disclosed |
DisclosureSEC source: 0001091667-20-000031 · wf-form4_158102579797282.xml · derivative · entry 10 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,848 Underlying: Class A Common Stock · 99,461 shares Expires 2026-06-17 F4 · shares: Stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. F5 · price: On January 28, 2020 the reporting person transferred 99,461 stock options to the Christopher L. Winfrey 2019 GRAT I. F4 · derivative.exercise_date: Stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. F5 · derivative.underlying_shares: On January 28, 2020 the reporting person transferred 99,461 stock options to the Christopher L. Winfrey 2019 GRAT I. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 23:58 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GrantRestricted Stock Units · Derivative | 1,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-20-000009 · wf-form4_157930549123632.xml · derivative · entry 2 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,758 Underlying: Charter Communications Class A Common Stock · 1,758 shares Expires not disclosed F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable F3 · derivative.exercise_date: Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2023. F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 23:58 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GrantCharter Options · Derivative | 55,758 | $512.06 Strike: $512.06 | $28,551,302.09 |
DisclosureSEC source: 0001091667-20-000009 · wf-form4_157930549123632.xml · derivative · entry 1 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,758 Underlying: Charter Communications Class A Common Stock · 55,758 shares Expires 2030-01-15 F1 · derivative.exercise_date: Stock Options granted on January 15, 2020 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2023. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement. Read SEC document |
| December 20, 2019 Filed Dec 23, 2019 21:44 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionRestricted Stock Units · Derivative | 6,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-19-000139 · wf-form4_157713746967545.xml · derivative · entry 11 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,118 Underlying: Class A Common Stock · 6,139 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 18,419 shares subject to the attainment of a $455.66 per-share hurdle; 18,419 shares subject to the attainment of a $496.58 per-share hurdle; and 18,419 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. F1 · derivative.expiration_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 18,419 shares subject to the attainment of a $455.66 per-share hurdle; 18,419 shares subject to the attainment of a $496.58 per-share hurdle; and 18,419 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| December 20, 2019 Filed Dec 23, 2019 21:44 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 3,007 | $477.17 | $1,434,850.19 |
DisclosureSEC source: 0001091667-19-000139 · wf-form4_157713746967545.xml · nonDerivative · entry 2 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,778 F2 · shares: Withholding of securities for the purpose of paying taxes. Read SEC document |
| December 20, 2019 Filed Dec 23, 2019 21:44 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 6,139 | $477.17 | $2,929,346.63 |
DisclosureSEC source: 0001091667-19-000139 · wf-form4_157713746967545.xml · nonDerivative · entry 1 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,785 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 18,419 shares subject to the attainment of a $455.66 per-share hurdle; 18,419 shares subject to the attainment of a $496.58 per-share hurdle; and 18,419 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| November 27, 2019 Filed Dec 23, 2019 21:44 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | OtherStock Options · Derivative | 2,541 | Not disclosed Strike: $150.88 | Not disclosed |
DisclosureSEC source: 0001091667-19-000139 · wf-form4_157713746967545.xml · derivative · entry 10 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,727 Underlying: Class A Common Stock · 2,541 shares Expires 2024-01-15 F5 · shares: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2017. F6 · price: On November 29, 2019, the Christopher L. Winfrey 2018 GRAT I transferred 2,541 stock options to the reporting person. F5 · derivative.exercise_date: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2017. F6 · derivative.underlying_shares: On November 29, 2019, the Christopher L. Winfrey 2018 GRAT I transferred 2,541 stock options to the reporting person. Read SEC document |
| November 27, 2019 Filed Dec 23, 2019 21:44 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | OtherStock Options · Derivative | 2,541 | Not disclosed Strike: $150.88 | Not disclosed |
DisclosureSEC source: 0001091667-19-000139 · wf-form4_157713746967545.xml · derivative · entry 9 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 12,249 Underlying: Class A Common Stock · 2,541 shares Expires 2024-01-15 F6 · price: On November 29, 2019, the Christopher L. Winfrey 2018 GRAT I transferred 2,541 stock options to the reporting person. F5 · derivative.exercise_date: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2017. F6 · derivative.underlying_shares: On November 29, 2019, the Christopher L. Winfrey 2018 GRAT I transferred 2,541 stock options to the reporting person. Read SEC document |
| November 27, 2019 Filed Dec 23, 2019 21:44 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | OtherStock Options · Derivative | 27,942 | Not disclosed Strike: $60.96 | Not disclosed |
DisclosureSEC source: 0001091667-19-000139 · wf-form4_157713746967545.xml · derivative · entry 8 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,017 Underlying: Class A Common Stock · 27,942 shares Expires 2021-04-26 F3 · shares: Performance-vesting stock options granted on April 26, 2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on November 1, 2013. F4 · price: On November 29, 2019 the Christopher L. Winfrey GRAT II transferred 27,942 stock options to the reporting person. F3 · derivative.exercise_date: Performance-vesting stock options granted on April 26, 2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on November 1, 2013. F4 · derivative.underlying_shares: On November 29, 2019 the Christopher L. Winfrey GRAT II transferred 27,942 stock options to the reporting person. Read SEC document |
| November 27, 2019 Filed Dec 23, 2019 21:44 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | OtherStock Options · Derivative | 27,942 | Not disclosed Strike: $60.96 | Not disclosed |
DisclosureSEC source: 0001091667-19-000139 · wf-form4_157713746967545.xml · derivative · entry 7 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 65,492 Underlying: Class A Common Stock · 27,942 shares Expires 2021-04-26 F4 · price: On November 29, 2019 the Christopher L. Winfrey GRAT II transferred 27,942 stock options to the reporting person. F3 · derivative.exercise_date: Performance-vesting stock options granted on April 26, 2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on November 1, 2013. F4 · derivative.underlying_shares: On November 29, 2019 the Christopher L. Winfrey GRAT II transferred 27,942 stock options to the reporting person. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 21:44 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionRestricted Stock Units · Derivative | 6,798 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-19-000015 · edgar.xml · derivative · entry 15 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,798 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F12 · derivative.exercise_date: On 1/15/2016 the reporting person was granted 7,519 Restricted Stock Units to vest on 1/15/2019. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units. F12 · derivative.expiration_date: On 1/15/2016 the reporting person was granted 7,519 Restricted Stock Units to vest on 1/15/2019. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 21:44 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 2,832 | $292.31 | $827,821.92 |
DisclosureSEC source: 0001091667-19-000015 · edgar.xml · nonDerivative · entry 10 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,646 F7 · shares: Withholding of securities for the purpose of paying taxes. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 21:44 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 6,798 | $292.31 | $1,987,123.38 |
DisclosureSEC source: 0001091667-19-000015 · edgar.xml · nonDerivative · entry 9 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,478 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of Restricted Stock Units as well as the exercise price of options(divided by .9042) and the number of options (multiplied by .9042). F6 · price: Restricted Stock Units convert into common stock on a one-for-one basis. Read SEC document |
| December 07, 2018 Filed Jan 17, 2019 21:44 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | OtherClass A Common Stock | 22,605 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-19-000015 · edgar.xml · nonDerivative · entry 8 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 34,908 F4 · price: On 12/7/2018, Atalaya Management, LLC transferred 22,605 shares of Charter Class A common stock to the Winfrey Dynasty Trust. Read SEC document |
| December 07, 2018 Filed Jan 17, 2019 21:44 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | OtherClass A Common Stock | 22,605 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-19-000015 · edgar.xml · nonDerivative · entry 7 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Atalaya Management, LLC Disclosed balance after: 27,126 F4 · price: On 12/7/2018, Atalaya Management, LLC transferred 22,605 shares of Charter Class A common stock to the Winfrey Dynasty Trust. Read SEC document |
| December 07, 2018 Filed Jan 17, 2019 21:44 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | OtherClass A Common Stock | 12,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-19-000015 · edgar.xml · nonDerivative · entry 6 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 12,303 F3 · price: On 12/7/2018, the reporting person transferred 12,303 shares of Charter Class A common stock to the Winfrey Dynasty Trust. Read SEC document |
| December 07, 2018 Filed Jan 17, 2019 21:44 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | OtherClass A Common Stock | 12,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-19-000015 · edgar.xml · nonDerivative · entry 5 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,680 F3 · price: On 12/7/2018, the reporting person transferred 12,303 shares of Charter Class A common stock to the Winfrey Dynasty Trust. Read SEC document |
| December 07, 2018 Filed Jan 17, 2019 21:44 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | OtherClass A Common Stock | 34,909 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-19-000015 · edgar.xml · nonDerivative · entry 4 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 34,909 F2 · price: On 12/7/2018, the Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001 transferred 34,909 shares of Charter Class A common stock to the Yeniley L Winfrey Irrevocable Trust. Read SEC document |
| December 07, 2018 Filed Jan 17, 2019 21:44 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | OtherClass A Common Stock | 34,909 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-19-000015 · edgar.xml · nonDerivative · entry 3 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 945 F2 · price: On 12/7/2018, the Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001 transferred 34,909 shares of Charter Class A common stock to the Yeniley L Winfrey Irrevocable Trust. Read SEC document |
| October 24, 2018 Filed Jan 17, 2019 21:44 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | OtherClass A Common Stock | 35,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-19-000015 · edgar.xml · nonDerivative · entry 2 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 35,854 F1 · price: On October 24, 2018, the reporting person transferred 35,854 shares of Charter Class A common stock to the Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001. Read SEC document |
| October 24, 2018 Filed Jan 17, 2019 21:44 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | OtherClass A Common Stock | 35,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-19-000015 · edgar.xml · nonDerivative · entry 1 Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,983 F1 · price: On October 24, 2018, the reporting person transferred 35,854 shares of Charter Class A common stock to the Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.