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Winfrey Christopher L

Disclosed activity across 1 company

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20518
SEC CIK
0001504089

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CHARTER COMMUNICATIONS, INC. /MO/CHTR · Entity 1730Director · President and CEOAugust 20, 2026August 24, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CHARTER COMMUNICATIONS, INC. /MO/

Report date August 20, 2026 · Filed August 24, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $149.40 · Expires 2036-08-20Direct297,281 Reported balance After 2026-08-20 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-08-20 · Grant · Acquired 297,281 · Balance 297,281

F1: Stock options granted on August 20, 2026 under the Charter Communications, Inc. 2019 Stock Incentive Plan in connection with the closing of the previously announced transactions contemplated by the Transaction Agreement by and among Charter Communications, Inc., Charter Communications Holdings, LLC and Cox Enterprises, Inc. (the "Cox Transactions"); 100% of the grant will vest on the fourth anniversary of the grant date, August 20, 2030. Such options will terminate 10 years from the grant date unless terminated sooner in accordance with the plan or grant agreement.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect115,466 Reported balance After 2026-08-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-08-20 · Grant · Acquired 115,466 · Balance 115,466

F2: Restricted Stock Unit grant - price and expiration date not applicable.

F3: Restricted Stock Units granted on August 20, 2026 under the Charter Communications, Inc. 2019 Stock Incentive Plan in connection with the closing of the Cox Transactions; 50% of the grant will vest on the second anniversary of the grant date, August 20, 2028, and 50% of the grant will vest on the fourth anniversary of the grant date, August 20, 2030.

Filing footnotes · ownership attribution and instrument terms

F1: Stock options granted on August 20, 2026 under the Charter Communications, Inc. 2019 Stock Incentive Plan in connection with the closing of the previously announced transactions contemplated by the Transaction Agreement by and among Charter Communications, Inc., Charter Communications Holdings, LLC and Cox Enterprises, Inc. (the "Cox Transactions"); 100% of the grant will vest on the fourth anniversary of the grant date, August 20, 2030. Such options will terminate 10 years from the grant date unless terminated sooner in accordance with the plan or grant agreement.

F2: Restricted Stock Unit grant - price and expiration date not applicable.

F3: Restricted Stock Units granted on August 20, 2026 under the Charter Communications, Inc. 2019 Stock Incentive Plan in connection with the closing of the Cox Transactions; 50% of the grant will vest on the second anniversary of the grant date, August 20, 2028, and 50% of the grant will vest on the fourth anniversary of the grant date, August 20, 2030.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 05, 2023 Filed Jan 19, 2023 21:18 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 OtherStock Options · Derivative 50,536 $0.00 Strike: $221.25 $0.00
Disclosure

SEC source: 0001091667-23-000016 · wf-form4_167416310278448.xml · derivative · entry 7

Winfrey Christopher L · CIK 0001504089 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Christopher L. Winfrey 2020 GRAT II

Disclosed balance after: 0

Underlying: Class A Common Stock · 50,536 shares

Expires 2026-06-17

F4 · shares: On January 5, 2023 the Christopher L. Winfrey 2020 GRAT II transferred 50,536 stock options to the reporting person. The stock options were granted June 17, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021.

F4 · derivative.exercise_date: On January 5, 2023 the Christopher L. Winfrey 2020 GRAT II transferred 50,536 stock options to the reporting person. The stock options were granted June 17, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021.

Read SEC document
September 22, 2022 Filed Sep 26, 2022 20:14 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantStock Options · Derivative 17,073 $0.00 Strike: $342.24 $0.00
Disclosure

SEC source: 0001091667-22-000108 · wf-form4_166422327306151.xml · derivative · entry 10

Winfrey Christopher L · CIK 0001504089 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,073

Underlying: Class A Common Stock · 17,073 shares

Expires 2032-09-22

F6 · shares: Stock Options granted on September 22, 2022, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on September 20, 2025. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement.

F6 · derivative.exercise_date: Stock Options granted on September 22, 2022, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on September 20, 2025. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement.

F6 · derivative.expiration_date: Stock Options granted on September 22, 2022, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on September 20, 2025. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement.

Read SEC document
August 23, 2022 Filed Sep 26, 2022 20:14 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 OtherStock Options · Derivative 85,441 $0.00 Strike: $221.25 $0.00
Disclosure

SEC source: 0001091667-22-000108 · wf-form4_166422327306151.xml · derivative · entry 8

Winfrey Christopher L · CIK 0001504089 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,145

Underlying: Class A Common Stock · 85,441 shares

Expires 2026-06-17

F4 · shares: On August 23, 2022 the Christopher L. Winfrey 2021 GRAT I transferred 85,441 stock options to the reporting person. The stock options were granted on June 17, 2016 under the Plan (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021.

F4 · derivative.exercise_date: On August 23, 2022 the Christopher L. Winfrey 2021 GRAT I transferred 85,441 stock options to the reporting person. The stock options were granted on June 17, 2016 under the Plan (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021.

Read SEC document
August 23, 2022 Filed Sep 26, 2022 20:14 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 OtherStock Options · Derivative 85,441 $0.00 Strike: $221.25 $0.00
Disclosure

SEC source: 0001091667-22-000108 · wf-form4_166422327306151.xml · derivative · entry 7

Winfrey Christopher L · CIK 0001504089 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Christopher L. Winfrey 2021 GRAT I

Disclosed balance after: 80,329

Underlying: Class A Common Stock · 85,441 shares

Expires 2026-06-17

F4 · shares: On August 23, 2022 the Christopher L. Winfrey 2021 GRAT I transferred 85,441 stock options to the reporting person. The stock options were granted on June 17, 2016 under the Plan (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021.

F4 · derivative.exercise_date: On August 23, 2022 the Christopher L. Winfrey 2021 GRAT I transferred 85,441 stock options to the reporting person. The stock options were granted on June 17, 2016 under the Plan (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021.

Read SEC document
August 23, 2022 Filed Sep 26, 2022 20:14 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 OtherStock Options · Derivative 80,542 $0.00 Strike: $221.25 $0.00
Disclosure

SEC source: 0001091667-22-000108 · wf-form4_166422327306151.xml · derivative · entry 6

Winfrey Christopher L · CIK 0001504089 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,704

Underlying: Class A Common Stock · 80,542 shares

Expires 2026-06-17

F3 · shares: On August 23, 2022 the Christopher L. Winfrey 2020 GRAT I transferred 80,542 stock options to the reporting person. The stock options were granted on June 17, 2016 under the Plan (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021.

F3 · derivative.exercise_date: On August 23, 2022 the Christopher L. Winfrey 2020 GRAT I transferred 80,542 stock options to the reporting person. The stock options were granted on June 17, 2016 under the Plan (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021.

Read SEC document
August 23, 2022 Filed Sep 26, 2022 20:14 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 OtherStock Options · Derivative 80,542 $0.00 Strike: $221.25 $0.00
Disclosure

SEC source: 0001091667-22-000108 · wf-form4_166422327306151.xml · derivative · entry 5

Winfrey Christopher L · CIK 0001504089 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Christopher L. Winfrey 2020 GRAT I

Disclosed balance after: 53,247

Underlying: Class A Common Stock · 80,542 shares

Expires 2026-06-17

F3 · shares: On August 23, 2022 the Christopher L. Winfrey 2020 GRAT I transferred 80,542 stock options to the reporting person. The stock options were granted on June 17, 2016 under the Plan (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021.

F3 · derivative.exercise_date: On August 23, 2022 the Christopher L. Winfrey 2020 GRAT I transferred 80,542 stock options to the reporting person. The stock options were granted on June 17, 2016 under the Plan (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021.

Read SEC document
April 08, 2022 Filed Sep 26, 2022 20:14 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 OtherStock Options · Derivative 35,409 $0.00 Strike: $221.25 $0.00
Disclosure

SEC source: 0001091667-22-000108 · wf-form4_166422327306151.xml · derivative · entry 4

Winfrey Christopher L · CIK 0001504089 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,162

Underlying: Class A Common Stock · 35,409 shares

Expires 2026-06-17

F2 · shares: On April 8, 2022 the Christopher L. Winfrey 2019 GRAT I transferred 35,409 stock options to the reporting person. The stock options were granted on June 17, 2016 under the Plan (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021.

F2 · derivative.exercise_date: On April 8, 2022 the Christopher L. Winfrey 2019 GRAT I transferred 35,409 stock options to the reporting person. The stock options were granted on June 17, 2016 under the Plan (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021.

Read SEC document
April 08, 2022 Filed Sep 26, 2022 20:14 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 OtherStock Options · Derivative 35,409 $0.00 Strike: $221.25 $0.00
Disclosure

SEC source: 0001091667-22-000108 · wf-form4_166422327306151.xml · derivative · entry 3

Winfrey Christopher L · CIK 0001504089 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Christopher L. Winfrey 2019 GRAT I

Disclosed balance after: 64,052

Underlying: Class A Common Stock · 35,409 shares

Expires 2026-06-17

F2 · shares: On April 8, 2022 the Christopher L. Winfrey 2019 GRAT I transferred 35,409 stock options to the reporting person. The stock options were granted on June 17, 2016 under the Plan (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021.

F2 · derivative.exercise_date: On April 8, 2022 the Christopher L. Winfrey 2019 GRAT I transferred 35,409 stock options to the reporting person. The stock options were granted on June 17, 2016 under the Plan (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021.

Read SEC document
April 08, 2022 Filed Sep 26, 2022 20:14 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 OtherStock Options · Derivative 489 $0.00 Strike: $183.87 $0.00
Disclosure

SEC source: 0001091667-22-000108 · wf-form4_166422327306151.xml · derivative · entry 2

Winfrey Christopher L · CIK 0001504089 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,064

Underlying: Class A Common Stock · 489 shares

Expires 2026-01-15

F1 · shares: On April 8, 2022 the Christopher L. Winfrey 2019 GRAT I transferred 489 stock options to the reporting person. The stock options were granted on January 15, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan (the "Plan") and the options became fully exercisable on January 15, 2019.

Read SEC document
April 08, 2022 Filed Sep 26, 2022 20:14 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 OtherStock Options · Derivative 489 $0.00 Strike: $183.87 $0.00
Disclosure

SEC source: 0001091667-22-000108 · wf-form4_166422327306151.xml · derivative · entry 1

Winfrey Christopher L · CIK 0001504089 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Christopher L. Winfrey 2019 GRAT I

Disclosed balance after: 0

Underlying: Class A Common Stock · 489 shares

Expires 2026-01-15

F1 · shares: On April 8, 2022 the Christopher L. Winfrey 2019 GRAT I transferred 489 stock options to the reporting person. The stock options were granted on January 15, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan (the "Plan") and the options became fully exercisable on January 15, 2019.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 21:02 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 PurchaseClass A Common Stock 1,306 $592.38 $773,647.24
Disclosure

SEC source: 0001091667-22-000028 · wf-form4_164383574519669.xml · nonDerivative · entry 2

Winfrey Christopher L · CIK 0001504089 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,256

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $591.94 to $592.90, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 21:02 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 PurchaseClass A Common Stock 1,444 $591.58 $854,238.49
Disclosure

SEC source: 0001091667-22-000028 · wf-form4_164383574519669.xml · nonDerivative · entry 1

Winfrey Christopher L · CIK 0001504089 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,950

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $590.94 to $591.93, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 21:04 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantStock Options · Derivative 57,356 $588.83 Strike: $588.83 $33,772,646.70
Disclosure

SEC source: 0001091667-22-000012 · wf-form4_164271265100836.xml · derivative · entry 10

Winfrey Christopher L · CIK 0001504089 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,356

Underlying: Class A Common Stock · 57,356 shares

Expires 2032-01-18

F7 · shares: Stock Options granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 18, 2025. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

Read SEC document
October 23, 2021 Filed Jan 20, 2022 21:04 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 OtherStock Options · Derivative 8,065 Not disclosed Strike: $150.88 Not disclosed
Disclosure

SEC source: 0001091667-22-000012 · wf-form4_164271265100836.xml · derivative · entry 6

Winfrey Christopher L · CIK 0001504089 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Winfrey Dynasty Trust

Disclosed balance after: 8,065

Underlying: Stock Options · 8,065 shares

Expires 2024-01-15

F3 · shares: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became exercisable on January 15, 2017.

F5 · price: On October 23, 2021 the Christopher L. Winfrey 2018 GRAT I transferred 8,065 stock options to the Winfrey Dynasty Trust.

F3 · derivative.exercise_date: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became exercisable on January 15, 2017.

F5 · derivative.underlying_shares: On October 23, 2021 the Christopher L. Winfrey 2018 GRAT I transferred 8,065 stock options to the Winfrey Dynasty Trust.

Read SEC document
October 23, 2021 Filed Jan 20, 2022 21:04 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 OtherStock Options · Derivative 8,065 Not disclosed Strike: $150.88 Not disclosed
Disclosure

SEC source: 0001091667-22-000012 · wf-form4_164271265100836.xml · derivative · entry 5

Winfrey Christopher L · CIK 0001504089 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Christopher L. Winfrey 2018 GRAT I

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,065 shares

Expires 2024-01-15

F3 · shares: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became exercisable on January 15, 2017.

F5 · price: On October 23, 2021 the Christopher L. Winfrey 2018 GRAT I transferred 8,065 stock options to the Winfrey Dynasty Trust.

F3 · derivative.exercise_date: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became exercisable on January 15, 2017.

F5 · derivative.underlying_shares: On October 23, 2021 the Christopher L. Winfrey 2018 GRAT I transferred 8,065 stock options to the Winfrey Dynasty Trust.

F6 · balance_after: The Christopher L. Winfrey 2018 GRAT I was terminated and the remaining stock options were distributed from the Christopher L. Winfrey 2018 GRAT I to the Winfrey Dynasty Trust.

Read SEC document
October 22, 2021 Filed Jan 20, 2022 21:04 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 OtherStock Options · Derivative 2,086 Not disclosed Strike: $150.88 Not disclosed
Disclosure

SEC source: 0001091667-22-000012 · wf-form4_164271265100836.xml · derivative · entry 4

Winfrey Christopher L · CIK 0001504089 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,911

Underlying: Class A Common Stock · 2,086 shares

Expires 2024-01-15

F3 · shares: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became exercisable on January 15, 2017.

F4 · price: On October 22, 2021 the Christopher L. Winfrey 2018 GRAT I transferred 2,086 stock options to the reporting person

F3 · derivative.exercise_date: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became exercisable on January 15, 2017.

F4 · derivative.underlying_shares: On October 22, 2021 the Christopher L. Winfrey 2018 GRAT I transferred 2,086 stock options to the reporting person

Read SEC document
October 22, 2021 Filed Jan 20, 2022 21:04 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 OtherStock Options · Derivative 2,086 Not disclosed Strike: $150.88 Not disclosed
Disclosure

SEC source: 0001091667-22-000012 · wf-form4_164271265100836.xml · derivative · entry 3

Winfrey Christopher L · CIK 0001504089 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Christopher L. Winfrey 2018 GRAT I

Disclosed balance after: 8,065

Underlying: Class A Common Stock · 2,086 shares

Expires 2024-01-15

F3 · shares: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became exercisable on January 15, 2017.

F4 · price: On October 22, 2021 the Christopher L. Winfrey 2018 GRAT I transferred 2,086 stock options to the reporting person

F3 · derivative.exercise_date: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became exercisable on January 15, 2017.

F4 · derivative.underlying_shares: On October 22, 2021 the Christopher L. Winfrey 2018 GRAT I transferred 2,086 stock options to the reporting person

Read SEC document
October 19, 2021 Filed Oct 21, 2021 20:08 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantStock Options · Derivative 3,099 $714.99 Strike: $714.99 $2,215,738.52
Disclosure

SEC source: 0001091667-21-000157 · wf-form4_163484688696108.xml · derivative · entry 8

Winfrey Christopher L · CIK 0001504089 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,099

Underlying: Class A Common Stock · 3,099 shares

Expires 2031-10-19

F5 · shares: Stock Options granted on October 19, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, October 19, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. This grant reflects a top up of the previously awarded annual equity award.

F5 · derivative.exercise_date: Stock Options granted on October 19, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, October 19, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. This grant reflects a top up of the previously awarded annual equity award.

F5 · derivative.expiration_date: Stock Options granted on October 19, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, October 19, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. This grant reflects a top up of the previously awarded annual equity award.

Read SEC document
October 18, 2021 Filed Jan 20, 2022 21:04 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 OtherStock Options · Derivative 15,772 Not disclosed Strike: $221.25 Not disclosed
Disclosure

SEC source: 0001091667-22-000012 · wf-form4_164271265100836.xml · derivative · entry 2

Winfrey Christopher L · CIK 0001504089 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,753

Underlying: Class A Common Stock · 15,772 shares

Expires 2026-06-17

F1 · shares: Stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.

F2 · price: On October 18, 2021 the Christopher L. Winfrey 2020 GRAT II transferred 15,772 stock options to the reporting person.

F1 · derivative.exercise_date: Stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.

F2 · derivative.underlying_shares: On October 18, 2021 the Christopher L. Winfrey 2020 GRAT II transferred 15,772 stock options to the reporting person.

Read SEC document
October 18, 2021 Filed Jan 20, 2022 21:04 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 OtherStock Options · Derivative 15,772 Not disclosed Strike: $221.25 Not disclosed
Disclosure

SEC source: 0001091667-22-000012 · wf-form4_164271265100836.xml · derivative · entry 1

Winfrey Christopher L · CIK 0001504089 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Christopher L. Winfrey 2020 GRAT II

Disclosed balance after: 50,536

Underlying: Class A Common Stock · 15,772 shares

Expires 2026-06-17

F1 · shares: Stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.

F2 · price: On October 18, 2021 the Christopher L. Winfrey 2020 GRAT II transferred 15,772 stock options to the reporting person.

F1 · derivative.exercise_date: Stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.

F2 · derivative.underlying_shares: On October 18, 2021 the Christopher L. Winfrey 2020 GRAT II transferred 15,772 stock options to the reporting person.

Read SEC document
August 16, 2021 Filed Oct 21, 2021 20:08 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 OtherStock Options · Derivative 23,575 Not disclosed Strike: $183.87 Not disclosed
Disclosure

SEC source: 0001091667-21-000157 · wf-form4_163484688696108.xml · derivative · entry 7

Winfrey Christopher L · CIK 0001504089 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,575

Underlying: Class A Common Stock · 23,575 shares

Expires 2026-01-15

F3 · shares: Stock options granted on January 15, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2019

F4 · price: On August 16, 2021 the reporting person transferred 23,575 stock options from the Christopher L. Winfrey 2019 GRAT I to himself directly.

F3 · derivative.exercise_date: Stock options granted on January 15, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2019

F4 · derivative.underlying_shares: On August 16, 2021 the reporting person transferred 23,575 stock options from the Christopher L. Winfrey 2019 GRAT I to himself directly.

Read SEC document
August 16, 2021 Filed Oct 21, 2021 20:08 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 OtherStock Options · Derivative 23,575 Not disclosed Strike: $183.87 Not disclosed
Disclosure

SEC source: 0001091667-21-000157 · wf-form4_163484688696108.xml · derivative · entry 6

Winfrey Christopher L · CIK 0001504089 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Christopher L. Winfrey 2019 GRAT I

Disclosed balance after: 489

Underlying: Class A Common Stock · 23,575 shares

Expires 2026-01-15

F3 · shares: Stock options granted on January 15, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2019

F4 · price: On August 16, 2021 the reporting person transferred 23,575 stock options from the Christopher L. Winfrey 2019 GRAT I to himself directly.

F4 · derivative.underlying_shares: On August 16, 2021 the reporting person transferred 23,575 stock options from the Christopher L. Winfrey 2019 GRAT I to himself directly.

Read SEC document
August 16, 2021 Filed Oct 21, 2021 20:08 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 OtherStock Options · Derivative 31,981 Not disclosed Strike: $221.25 Not disclosed
Disclosure

SEC source: 0001091667-21-000157 · wf-form4_163484688696108.xml · derivative · entry 2

Winfrey Christopher L · CIK 0001504089 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,981

Underlying: Class A Common Stock · 31,981 shares

Expires 2026-06-17

F1 · shares: Stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.

F2 · price: On August 16, 2021 the reporting person transferred 31,981 stock options from the Christopher L. Winfrey 2020 GRAT I to himself directly.

F1 · derivative.exercise_date: Stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.

F2 · derivative.underlying_shares: On August 16, 2021 the reporting person transferred 31,981 stock options from the Christopher L. Winfrey 2020 GRAT I to himself directly.

Read SEC document
August 16, 2021 Filed Oct 21, 2021 20:08 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 OtherStock Options · Derivative 31,981 Not disclosed Strike: $221.25 Not disclosed
Disclosure

SEC source: 0001091667-21-000157 · wf-form4_163484688696108.xml · derivative · entry 1

Winfrey Christopher L · CIK 0001504089 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Christopher L. Winfrey 2020 GRAT I

Disclosed balance after: 133,789

Underlying: Class A Common Stock · 31,981 shares

Expires 2026-06-17

F1 · shares: Stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.

F2 · price: On August 16, 2021 the reporting person transferred 31,981 stock options from the Christopher L. Winfrey 2020 GRAT I to himself directly.

F1 · derivative.exercise_date: Stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.

F2 · derivative.underlying_shares: On August 16, 2021 the reporting person transferred 31,981 stock options from the Christopher L. Winfrey 2020 GRAT I to himself directly.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 20:13 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantRestricted Stock Units · Derivative 160 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-21-000124 · wf-form4_162672559534415.xml · derivative · entry 7

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160

Underlying: Class A Common Stock · 160 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable.

F5 · shares: Restricted Stock Units granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, July 15, 2024. This grant reflects a top up of the previously awarded annual equity award.

F4 · price: Restricted Stock Unit grant - price and expiration date not applicable.

F5 · derivative.exercise_date: Restricted Stock Units granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, July 15, 2024. This grant reflects a top up of the previously awarded annual equity award.

F5 · derivative.expiration_date: Restricted Stock Units granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, July 15, 2024. This grant reflects a top up of the previously awarded annual equity award.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 20:13 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantStock Options · Derivative 5,176 $704.21 Strike: $704.21 $3,644,965.08
Disclosure

SEC source: 0001091667-21-000124 · wf-form4_162672559534415.xml · derivative · entry 6

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,176

Underlying: Class A Common Stock · 5,176 shares

Expires 2031-07-15

F3 · shares: Stock Options granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, July 15, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. This grant reflects a top up of the previously awarded annual equity award.

F3 · derivative.exercise_date: Stock Options granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, July 15, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. This grant reflects a top up of the previously awarded annual equity award.

F3 · derivative.expiration_date: Stock Options granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, July 15, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. This grant reflects a top up of the previously awarded annual equity award.

Read SEC document
July 07, 2021 Filed Jul 19, 2021 20:13 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 OtherStock Options · Derivative 165,770 Not disclosed Strike: $221.25 Not disclosed
Disclosure

SEC source: 0001091667-21-000124 · wf-form4_162672559534415.xml · derivative · entry 2

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Christopher L. Winfrey 2021 GRAT I

Disclosed balance after: 165,770

Underlying: Class A Common Stock · 165,770 shares

Expires 2026-06-17

F1 · shares: Stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.

F2 · price: On July 7, 2021 the reporting person transferred 165,770 stock options to the Christopher L. Winfrey 2021 GRAT 1.

F1 · derivative.exercise_date: Stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.

F2 · derivative.underlying_shares: On July 7, 2021 the reporting person transferred 165,770 stock options to the Christopher L. Winfrey 2021 GRAT 1.

Read SEC document
July 07, 2021 Filed Jul 19, 2021 20:13 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 OtherStock Options · Derivative 165,770 Not disclosed Strike: $221.25 Not disclosed
Disclosure

SEC source: 0001091667-21-000124 · wf-form4_162672559534415.xml · derivative · entry 1

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 165,770 shares

Expires 2026-06-17

F1 · shares: Stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.

F2 · price: On July 7, 2021 the reporting person transferred 165,770 stock options to the Christopher L. Winfrey 2021 GRAT 1.

F1 · derivative.exercise_date: Stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.

F2 · derivative.underlying_shares: On July 7, 2021 the reporting person transferred 165,770 stock options to the Christopher L. Winfrey 2021 GRAT 1.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:06 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionRestricted Stock Units · Derivative 18,420 $0.00 $0.00
Disclosure

SEC source: 0001091667-21-000105 · wf-form4_162430593459885.xml · derivative · entry 7

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 18,420 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F1 · shares: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 18,419 shares subject to the attainment of a $455.66 per-share hurdle; 18,419 shares subject to the attainment of a $496.58 per-share hurdle; and 18,419 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that had not vested within 6 years from the date of grant would have been cancelled.

F1 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 18,419 shares subject to the attainment of a $455.66 per-share hurdle; 18,419 shares subject to the attainment of a $496.58 per-share hurdle; and 18,419 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that had not vested within 6 years from the date of grant would have been cancelled.

F1 · derivative.expiration_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 18,419 shares subject to the attainment of a $455.66 per-share hurdle; 18,419 shares subject to the attainment of a $496.58 per-share hurdle; and 18,419 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that had not vested within 6 years from the date of grant would have been cancelled.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:06 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 9,021 $691.87 $6,241,359.27
Disclosure

SEC source: 0001091667-21-000105 · wf-form4_162430593459885.xml · nonDerivative · entry 2

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,506

F2 · shares: Withholding of securities for the purpose of paying taxes.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:06 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 18,420 $691.87 $12,744,245.40
Disclosure

SEC source: 0001091667-21-000105 · wf-form4_162430593459885.xml · nonDerivative · entry 1

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 18,419 shares subject to the attainment of a $455.66 per-share hurdle; 18,419 shares subject to the attainment of a $496.58 per-share hurdle; and 18,419 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that had not vested within 6 years from the date of grant would have been cancelled.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 21:33 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 OtherStock Options · Derivative 2,098 Not disclosed Strike: $150.88 Not disclosed
Disclosure

SEC source: 0001091667-21-000013 · wf-form4_161117837852221.xml · derivative · entry 11

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,825

Underlying: Class A Common Stock · 2,098 shares

Expires 2024-01-15

F6 · shares: Time-vesting stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became exercisable on January 15, 2017.

F7 · price: On January 15, 2021 the Christopher L. Winfrey 2018 GRAT I transferred 2,098 options to the reporting person.

F6 · derivative.exercise_date: Time-vesting stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became exercisable on January 15, 2017.

F7 · derivative.underlying_shares: On January 15, 2021 the Christopher L. Winfrey 2018 GRAT I transferred 2,098 options to the reporting person.

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January 15, 2021 Filed Jan 20, 2021 21:33 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 OtherStock Options · Derivative 2,098 Not disclosed Strike: $150.88 Not disclosed
Disclosure

SEC source: 0001091667-21-000013 · wf-form4_161117837852221.xml · derivative · entry 10

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Christopher L. Winfrey 2018 GRAT I

Disclosed balance after: 10,151

Underlying: Class A Common Stock · 2,098 shares

Expires 2024-01-15

F6 · shares: Time-vesting stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became exercisable on January 15, 2017.

F7 · price: On January 15, 2021 the Christopher L. Winfrey 2018 GRAT I transferred 2,098 options to the reporting person.

F6 · derivative.exercise_date: Time-vesting stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became exercisable on January 15, 2017.

F7 · derivative.underlying_shares: On January 15, 2021 the Christopher L. Winfrey 2018 GRAT I transferred 2,098 options to the reporting person.

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January 15, 2021 Filed Jan 20, 2021 21:33 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantRestricted Stock Units · Derivative 959 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-21-000013 · wf-form4_161117837852221.xml · derivative · entry 9

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 959

Underlying: Class A Common Stock · 959 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable.

F5 · shares: Restricted Stock Units granted on January 15, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024.

F4 · price: Restricted Stock Unit grant - price and expiration date not applicable.

F5 · derivative.exercise_date: Restricted Stock Units granted on January 15, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024.

F4 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable.

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January 15, 2021 Filed Jan 20, 2021 21:33 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantStock Options · Derivative 31,819 $625.55 Strike: $625.55 $19,904,375.45
Disclosure

SEC source: 0001091667-21-000013 · wf-form4_161117837852221.xml · derivative · entry 8

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,819

Underlying: Class A Common Stock · 31,819 shares

Expires 2031-01-15

F3 · shares: Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

F3 · derivative.exercise_date: Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

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December 31, 2020 Filed Jan 20, 2021 21:33 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 OtherClass A Common Stock 47,610 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-21-000013 · wf-form4_161117837852221.xml · nonDerivative · entry 4

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Winfrey Dynasty Trust

Disclosed balance after: 82,518

F2 · shares: On December 31, 2020 the Christopher L. Winfrey 2018 GRAT II transferred 47,610 shares to the Winfrey Dynasty Trust.

F2 · price: On December 31, 2020 the Christopher L. Winfrey 2018 GRAT II transferred 47,610 shares to the Winfrey Dynasty Trust.

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December 31, 2020 Filed Jan 20, 2021 21:33 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 OtherClass A Common Stock 47,610 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-21-000013 · wf-form4_161117837852221.xml · nonDerivative · entry 3

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Christopher L. Winfrey 2018 GRAT II

Disclosed balance after: 0

F2 · shares: On December 31, 2020 the Christopher L. Winfrey 2018 GRAT II transferred 47,610 shares to the Winfrey Dynasty Trust.

F2 · price: On December 31, 2020 the Christopher L. Winfrey 2018 GRAT II transferred 47,610 shares to the Winfrey Dynasty Trust.

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December 09, 2020 Filed Jan 20, 2021 21:33 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 OtherClass A Common Stock 9,973 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-21-000013 · wf-form4_161117837852221.xml · nonDerivative · entry 2

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,107

F1 · shares: On December 9, 2020 the Christopher L. Winfrey 2018 GRAT II transferred 9,973 shares to the Christopher L. Winfrey Revocable Trust.

F1 · price: On December 9, 2020 the Christopher L. Winfrey 2018 GRAT II transferred 9,973 shares to the Christopher L. Winfrey Revocable Trust.

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December 09, 2020 Filed Jan 20, 2021 21:33 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 OtherClass A Common Stock 9,973 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-21-000013 · wf-form4_161117837852221.xml · nonDerivative · entry 1

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Christopher L. Winfrey 2018 GRAT II

Disclosed balance after: 47,610

F1 · shares: On December 9, 2020 the Christopher L. Winfrey 2018 GRAT II transferred 9,973 shares to the Christopher L. Winfrey Revocable Trust.

F1 · price: On December 9, 2020 the Christopher L. Winfrey 2018 GRAT II transferred 9,973 shares to the Christopher L. Winfrey Revocable Trust.

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November 03, 2020 Filed Nov 5, 2020 21:38 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GiftClass A Common Stock 6,452 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000204 · wf-form4_160461218775828.xml · nonDerivative · entry 5

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Atalaya Management, LLC

Disclosed balance after: 20,674

F5 · shares: Charitable gift to donor advised fund.

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November 03, 2020 Filed Nov 5, 2020 21:38 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 SaleClass A Common Stock 58,254 $595.89 $34,712,976.06
Disclosure

SEC source: 0001091667-20-000204 · wf-form4_160461218775828.xml · nonDerivative · entry 4

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,134

F2 · shares: Sales of shares effectively representing shares purchased in the market in 2010, 2011 and 2017 and a portion of an equity grant received in 2010.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $593.03 to $599.01, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 03, 2020 Filed Nov 5, 2020 21:38 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 SaleClass A Common Stock 6,265 $594.99 $3,727,612.35
Disclosure

SEC source: 0001091667-20-000204 · wf-form4_160461218775828.xml · nonDerivative · entry 3

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001

Disclosed balance after: 945

F2 · shares: Sales of shares effectively representing shares purchased in the market in 2010, 2011 and 2017 and a portion of an equity grant received in 2010.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $594.28 to $597.32, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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October 19, 2020 Filed Nov 5, 2020 21:38 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 OtherStock Options · Derivative 66,308 Not disclosed Strike: $221.25 Not disclosed
Disclosure

SEC source: 0001091667-20-000204 · wf-form4_160461218775828.xml · derivative · entry 10

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Christopher L. Winfrey 2020 GRAT II

Disclosed balance after: 66,308

Underlying: Class A Common Stock · 66,308 shares

Expires 2026-06-17

F6 · shares: Stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

F7 · price: On October 19, 2020 the reporting person transferred 66,308 stock options to the Christopher L. Winfrey 2020 GRAT II.

F6 · derivative.exercise_date: Stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

F7 · derivative.underlying_shares: On October 19, 2020 the reporting person transferred 66,308 stock options to the Christopher L. Winfrey 2020 GRAT II.

Read SEC document
October 19, 2020 Filed Nov 5, 2020 21:38 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 OtherStock Options · Derivative 66,308 Not disclosed Strike: $221.25 Not disclosed
Disclosure

SEC source: 0001091667-20-000204 · wf-form4_160461218775828.xml · derivative · entry 9

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,770

Underlying: Class A Common Stock · 66,308 shares

Expires 2026-06-17

F6 · shares: Stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

F7 · price: On October 19, 2020 the reporting person transferred 66,308 stock options to the Christopher L. Winfrey 2020 GRAT II.

F6 · derivative.exercise_date: Stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

F7 · derivative.underlying_shares: On October 19, 2020 the reporting person transferred 66,308 stock options to the Christopher L. Winfrey 2020 GRAT II.

Read SEC document
September 16, 2020 Filed Nov 5, 2020 21:38 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 OtherClass A Common Stock 6,265 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-20-000204 · wf-form4_160461218775828.xml · nonDerivative · entry 2

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001

Disclosed balance after: 7,210

F1 · shares: On September 16, 2020 the reporting person transferred 6,265 shares to the Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001.

F1 · price: On September 16, 2020 the reporting person transferred 6,265 shares to the Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001.

Read SEC document
September 16, 2020 Filed Nov 5, 2020 21:38 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 OtherClass A Common Stock 6,265 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-20-000204 · wf-form4_160461218775828.xml · nonDerivative · entry 1

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,388

F1 · shares: On September 16, 2020 the reporting person transferred 6,265 shares to the Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001.

F1 · price: On September 16, 2020 the reporting person transferred 6,265 shares to the Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 21:08 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionRestricted Stock Units · Derivative 12,279 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000179 · wf-form4_159925369663383.xml · derivative · entry 11

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,420

Underlying: Class A Common Stock · 12,279 shares

Expires 2022-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F1 · shares: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 18,419 shares subject to the attainment of a $455.66 per-share hurdle; 18,419 shares subject to the attainment of a $496.58 per-share hurdle; and 18,419 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F1 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 18,419 shares subject to the attainment of a $455.66 per-share hurdle; 18,419 shares subject to the attainment of a $496.58 per-share hurdle; and 18,419 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

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September 02, 2020 Filed Sep 4, 2020 21:08 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 6,014 $620.34 $3,730,724.76
Disclosure

SEC source: 0001091667-20-000179 · wf-form4_159925369663383.xml · nonDerivative · entry 2

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,653

F2 · shares: Withholding of securities for the purpose of paying taxes.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 21:08 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 12,279 $620.34 $7,617,154.86
Disclosure

SEC source: 0001091667-20-000179 · wf-form4_159925369663383.xml · nonDerivative · entry 1

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 18,419 shares subject to the attainment of a $455.66 per-share hurdle; 18,419 shares subject to the attainment of a $496.58 per-share hurdle; and 18,419 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
July 30, 2020 Filed Sep 4, 2020 21:08 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 OtherStock Options · Derivative 165,770 $0.00 Strike: $221.25 $0.00
Disclosure

SEC source: 0001091667-20-000179 · wf-form4_159925369663383.xml · derivative · entry 9

Winfrey Christopher L · CIK 0001504089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Christopher L. Winfrey 2020 GRAT I

Disclosed balance after: 165,770

Underlying: Class A Common Stock · 165,770 shares

Expires 2026-06-17

F3 · shares: Stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

F4 · price: On July 30, 2020 the reporting person transferred 165,770 stock options to the Christopher L. Winfrey 2020 GRAT I.

F3 · derivative.exercise_date: Stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

F4 · derivative.underlying_shares: On July 30, 2020 the reporting person transferred 165,770 stock options to the Christopher L. Winfrey 2020 GRAT I.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.