Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ESS Tech, Inc.GWH · Entity 7856 | SEE REMARKS | August 21, 2026 | August 24, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ESS Tech, Inc.
Report date August 21, 2026 · Filed August 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 205,220 |
Reported balance
After 2026-08-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-21 · Sale · Disposed 5,400 · Balance 205,220 F1: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). F2: A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs").
F2: A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 21, 2026 Filed Aug 24, 2026 20:08 UTC | ESS Tech, Inc. GWH · Entity 7856 | SaleCommon Stock | 5,400 | $0.40 | $2,171.88 |
DisclosureSEC source: 0002056453-26-000005 · form4-08242026_080833.xml · nonDerivative · entry 1 Goodman Kelly F. · CIK 0002056453 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 205,220 F1 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). F2 · balance_after: A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| May 22, 2026 Filed May 26, 2026 22:57 UTC | ESS Tech, Inc. GWH · Entity 7856 | SaleCommon Stock | 2,751 | $0.93 | $2,571.08 |
DisclosureSEC source: 0002056453-26-000004 · form4-05262026_100524.xml · nonDerivative · entry 2 Goodman Kelly F. · CIK 0002056453 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 210,620 F1 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). F4 · price: The price reported in sold Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.92 to $0.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| May 21, 2026 Filed May 26, 2026 22:57 UTC | ESS Tech, Inc. GWH · Entity 7856 | SaleCommon Stock | 2,482 | $0.92 | $2,278.72 |
DisclosureSEC source: 0002056453-26-000004 · form4-05262026_100524.xml · nonDerivative · entry 1 Goodman Kelly F. · CIK 0002056453 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 213,371 F1 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). F2 · price: The price reported in sold Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.9024 to $0.971, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| February 20, 2026 Filed Feb 27, 2026 02:44 UTC | ESS Tech, Inc. GWH · Entity 7856 | SaleCommon Stock | 2,269 | $1.54 | $3,494.26 |
DisclosureSEC source: 0002056453-26-000003 · form4-02272026_020245.xml · nonDerivative · entry 1 Goodman Kelly F. · CIK 0002056453 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 215,853 F1 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). F2 · balance_after: A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| February 13, 2026 Filed Feb 27, 2026 02:41 UTC | ESS Tech, Inc. GWH · Entity 7856 | GrantStock Option (right to buy) · Derivative | 137,500 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0002056453-26-000002 · form4-02272026_020247.xml · derivative · entry 2 Goodman Kelly F. · CIK 0002056453 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137,500 Underlying: Common Stock · 137,500 shares Expires 2036-02-13 F3 · derivative.exercise_date: 1/16th of the shares subject to the option shall vest on May 20, 2026 and 1/16th of the shares subject to the option shall vest quarterly thereafter, subject to the Reporting Person remaining a Service Provider to the issuer through each such vest date. Read SEC document |
| February 13, 2026 Filed Feb 27, 2026 02:41 UTC | ESS Tech, Inc. GWH · Entity 7856 | GrantCommon Stock | 137,500 | $0.00 | $0.00 |
DisclosureSEC source: 0002056453-26-000002 · form4-02272026_020247.xml · nonDerivative · entry 1 Goodman Kelly F. · CIK 0002056453 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 218,122 F1 · shares: The reported shares are represented by restricted stock units ("RSUs"), which vest as to 1/16th of the RSUs on May 20, 2026 and 1/16th of the RSUs shall vest quarterly thereafter, subject to the Reporting Person remaining a Service Provider to the Issuer through each such vest date. F2 · balance_after: A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| November 20, 2025 Filed Nov 21, 2025 23:13 UTC | ESS Tech, Inc. GWH · Entity 7856 | Tax withholdingCommon Stock | 4,513 | $2.40 | $10,831.20 |
DisclosureSEC source: 0002056453-25-000005 · wk-form4_1763766811.xml · nonDerivative · entry 1 Goodman Kelly F. · CIK 0002056453 · Interim CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,622 F1 · shares: The reported shares were withheld by the Issuer upon vesting of RSUs to satisfy tax withholding obligations. F2 · ownership.direct: portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| August 20, 2025 Filed Aug 21, 2025 22:06 UTC | ESS Tech, Inc. GWH · Entity 7856 | Tax withholdingCommon Stock | 4,326 | $1.61 | $6,964.86 |
DisclosureSEC source: 0002056453-25-000003 · wk-form4_1755813977.xml · nonDerivative · entry 1 Goodman Kelly F. · CIK 0002056453 · Interim CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,135 F1 · shares: The reported shares were withheld by the Issuer upon vesting of RSUs to satisfy tax withholding obligations. F2 · ownership.direct: A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| May 20, 2025 Filed May 22, 2025 20:12 UTC | ESS Tech, Inc. GWH · Entity 7856 | Tax withholdingCommon Stock | 2,164 | $1.96 | $4,241.44 |
DisclosureSEC source: 0001628280-25-027259 · wk-form4_1747944764.xml · nonDerivative · entry 1 Goodman Kelly F. · CIK 0002056453 · Interim CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,461 F1 · shares: The reported shares were withheld by the Issuer upon vesting of restricted stock units, or RSUs, to satisfy tax withholding obligations. F2 · ownership.direct: A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| April 13, 2025 Filed Apr 15, 2025 20:17 UTC | ESS Tech, Inc. GWH · Entity 7856 | GrantCommon Stock | 36,930 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-017854 · wk-form4_1744748256.xml · nonDerivative · entry 1 Goodman Kelly F. · CIK 0002056453 · Interim CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,625 F1 · shares: The reported shares are represented by restricted stock units ("RSUs"), which vest as to 1/16th of the RSUs on May 20, 2025 and 1/16th of the RSUs shall vest quarterly thereafter, subject to the Reporting Person remaining a Service Provider to the Issuer through each such vest date. F2 · balance_after: A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| February 20, 2025 Filed Apr 4, 2025 20:06 UTC | ESS Tech, Inc. GWH · Entity 7856 | Tax withholdingCommon Stock | 1,489 | $4.81 | $7,162.09 |
DisclosureSEC source: 0001628280-25-016780 · wk-form4_1743797209.xml · nonDerivative · entry 2 Goodman Kelly F. · CIK 0002056453 · Interim CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,695 F3 · shares: The reported shares were withheld by the Issuer upon vesting of RSUs to satisfy tax withholding obligations. F2 · balance_after: A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| February 10, 2025 Filed Apr 4, 2025 20:06 UTC | ESS Tech, Inc. GWH · Entity 7856 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-016780 · wk-form4_1743797209.xml · nonDerivative · entry 1 Goodman Kelly F. · CIK 0002056453 · Interim CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,184 F1 · shares: The reported shares are represented by restricted stock units ("RSUs") which vest in 16 equal quarterly installments beginning on February 20, 2025. F2 · balance_after: A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.