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person · Reporting owner

Brown Daniel E

Disclosed activity across 5 companies

Tapewire entity
20337
SEC CIK
0001705952

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Chord Energy CorpCHRD · Entity 630Director · President and CEOAugust 20, 2026August 24, 2026
Oasis Midstream Partners LPOMP · Entity 130813DirectorApril 13, 2021April 16, 2021
Western Midstream Operating, LPWES · Entity 159603DirectorNovember 09, 2017November 13, 2017
Western Midstream Partners, LPWGP · Entity 3258DirectorNovember 09, 2017November 13, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Chord Energy Corp

Report date August 20, 2026 · Filed August 24, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect178,659 Ending reported balance After 2026-08-21 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-08-20 · Sale · Disposed 6,120 · Balance 186,243

F1: The sales reported in this Form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the Reporting Person on March 16, 2026.

F2: Represents a weighted average price of open market same day sales. Sales of shares took place in multiple transactions at actual prices ranging from $150.13 to $151.06 per share, inclusive.

F3: Full information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, Chord Energy Corporation, or a Chord Energy Corporation shareholder.

Row 2 · 2026-08-20 · Sale · Disposed 4,102 · Balance 182,141

F1: The sales reported in this Form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the Reporting Person on March 16, 2026.

F3: Full information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, Chord Energy Corporation, or a Chord Energy Corporation shareholder.

F4: Represents a weighted average price of open market same day sales. Sales of shares took place in multiple transactions at actual prices ranging from $151.17 to $152.15 per share, inclusive.

Row 3 · 2026-08-20 · Sale · Disposed 2,826 · Balance 179,315

F1: The sales reported in this Form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the Reporting Person on March 16, 2026.

F3: Full information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, Chord Energy Corporation, or a Chord Energy Corporation shareholder.

F5: Represents a weighted average price of open market same day sales. Sales of shares took place in multiple transactions at actual prices ranging from $152.18 to $152.98 per share, inclusive.

Row 4 · 2026-08-21 · Sale · Disposed 656 · Balance 178,659

F1: The sales reported in this Form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the Reporting Person on March 16, 2026.

F3: Full information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, Chord Energy Corporation, or a Chord Energy Corporation shareholder.

F6: Represents a weighted average price of open market same day sales. Sales of shares took place in multiple transactions at actual prices ranging from $150.00 to $150.58 per share, inclusive.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the Reporting Person on March 16, 2026.

F2: Represents a weighted average price of open market same day sales. Sales of shares took place in multiple transactions at actual prices ranging from $150.13 to $151.06 per share, inclusive.

F3: Full information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, Chord Energy Corporation, or a Chord Energy Corporation shareholder.

F4: Represents a weighted average price of open market same day sales. Sales of shares took place in multiple transactions at actual prices ranging from $151.17 to $152.15 per share, inclusive.

F5: Represents a weighted average price of open market same day sales. Sales of shares took place in multiple transactions at actual prices ranging from $152.18 to $152.98 per share, inclusive.

F6: Represents a weighted average price of open market same day sales. Sales of shares took place in multiple transactions at actual prices ranging from $150.00 to $150.58 per share, inclusive.

Oasis Midstream Partners LP

Report date April 13, 2021 · Filed April 16, 2021

This filing explicitly reported no securities owned.

Western Midstream Operating, LP

Report date November 09, 2017 · Filed November 13, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Units Representing Limited Partnership InterestsSEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2017-11-09 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

Western Midstream Partners, LP

Report date November 09, 2017 · Filed November 13, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Units representing limited partner interestsSEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2017-11-09 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ANADARKO PETROLEUM CORP

Report date August 08, 2019 · Filed August 09, 2019

Section 16 reporting ended · disclosed 2019-08-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-08-08 transaction · row 1
1 source row

Row 1 · 2019-08-08 · Disposition to issuer · Disposed 26,910 · Balance 0

F1: This Form 4 reports securities disposed upon the effectiveness of the acquisition of Anadarko Petroleum Corporation ("APC") by Occidental Petroleum Corporation ("OXY") on August 8, 2019, pursuant to the Agreement and Plan of Merger, dated as of May 9, 2019, by and among Occidental Petroleum Corporation, Baseball Merger Sub 1, Inc., and Anadarko Petroleum Corporation (the "Merger Agreement"). At the effective time, each outstanding share of APC common stock was converted into the right to receive $59 in cash and 0.2934 of a share of OXY common stock.

Common StockSEC Table I · non-derivativeIndirect401(k)Plan0 Reported balance After 2019-08-08 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2019-08-08 · Disposition to issuer · Disposed 419 · Balance 0

F1: This Form 4 reports securities disposed upon the effectiveness of the acquisition of Anadarko Petroleum Corporation ("APC") by Occidental Petroleum Corporation ("OXY") on August 8, 2019, pursuant to the Agreement and Plan of Merger, dated as of May 9, 2019, by and among Occidental Petroleum Corporation, Baseball Merger Sub 1, Inc., and Anadarko Petroleum Corporation (the "Merger Agreement"). At the effective time, each outstanding share of APC common stock was converted into the right to receive $59 in cash and 0.2934 of a share of OXY common stock.

Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $87.98 · Expires 2020-06-07Direct0 Reported balance After 2019-08-08 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-08-08 · Disposition to issuer · Disposed 1,614 · Balance 0

F3: Pursuant to the Merger Agreement, at the effective time each outstanding stock option was cancelled and converted into the right to receive an amount in cash equal to the product of (a) the number of shares subject to such option multiplied by (b) the excess, if any, of (1) the sum of (i) 0.2934 multiplied by the OXY common stock closing stock price of $46.00 on August 7, 2019 plus (ii) $59 (the sum of (i) and (ii) shall be the "Option Consideration") over (2)the exercise price per share of such option. If the exercise price of an option is equal to or greater than the Option Consideration, the options were automatically cancelled for no consideration.

F2: The option was exercisable in three annual installments beginning one year after the date of grant.

Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $94.02 · Expires 2020-09-09Direct0 Reported balance After 2019-08-08 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-08-08 · Disposition to issuer · Disposed 2,446 · Balance 0

F3: Pursuant to the Merger Agreement, at the effective time each outstanding stock option was cancelled and converted into the right to receive an amount in cash equal to the product of (a) the number of shares subject to such option multiplied by (b) the excess, if any, of (1) the sum of (i) 0.2934 multiplied by the OXY common stock closing stock price of $46.00 on August 7, 2019 plus (ii) $59 (the sum of (i) and (ii) shall be the "Option Consideration") over (2)the exercise price per share of such option. If the exercise price of an option is equal to or greater than the Option Consideration, the options were automatically cancelled for no consideration.

F2: The option was exercisable in three annual installments beginning one year after the date of grant.

Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $92.02 · Expires 2020-11-06Direct0 Reported balance After 2019-08-08 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-08-08 · Disposition to issuer · Disposed 16,155 · Balance 0

F3: Pursuant to the Merger Agreement, at the effective time each outstanding stock option was cancelled and converted into the right to receive an amount in cash equal to the product of (a) the number of shares subject to such option multiplied by (b) the excess, if any, of (1) the sum of (i) 0.2934 multiplied by the OXY common stock closing stock price of $46.00 on August 7, 2019 plus (ii) $59 (the sum of (i) and (ii) shall be the "Option Consideration") over (2)the exercise price per share of such option. If the exercise price of an option is equal to or greater than the Option Consideration, the options were automatically cancelled for no consideration.

F2: The option was exercisable in three annual installments beginning one year after the date of grant.

Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $93.51 · Expires 2021-11-06Direct0 Reported balance After 2019-08-08 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-08-08 · Disposition to issuer · Disposed 23,945 · Balance 0

F3: Pursuant to the Merger Agreement, at the effective time each outstanding stock option was cancelled and converted into the right to receive an amount in cash equal to the product of (a) the number of shares subject to such option multiplied by (b) the excess, if any, of (1) the sum of (i) 0.2934 multiplied by the OXY common stock closing stock price of $46.00 on August 7, 2019 plus (ii) $59 (the sum of (i) and (ii) shall be the "Option Consideration") over (2)the exercise price per share of such option. If the exercise price of an option is equal to or greater than the Option Consideration, the options were automatically cancelled for no consideration.

F2: The option was exercisable in three annual installments beginning one year after the date of grant.

Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $69.00 · Expires 2022-10-26Direct0 Reported balance After 2019-08-08 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2019-08-08 · Disposition to issuer · Disposed 33,160 · Balance 0

F3: Pursuant to the Merger Agreement, at the effective time each outstanding stock option was cancelled and converted into the right to receive an amount in cash equal to the product of (a) the number of shares subject to such option multiplied by (b) the excess, if any, of (1) the sum of (i) 0.2934 multiplied by the OXY common stock closing stock price of $46.00 on August 7, 2019 plus (ii) $59 (the sum of (i) and (ii) shall be the "Option Consideration") over (2)the exercise price per share of such option. If the exercise price of an option is equal to or greater than the Option Consideration, the options were automatically cancelled for no consideration.

F2: The option was exercisable in three annual installments beginning one year after the date of grant.

Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $61.87 · Expires 2023-11-10Direct0 Reported balance After 2019-08-08 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2019-08-08 · Disposition to issuer · Disposed 39,644 · Balance 0

F3: Pursuant to the Merger Agreement, at the effective time each outstanding stock option was cancelled and converted into the right to receive an amount in cash equal to the product of (a) the number of shares subject to such option multiplied by (b) the excess, if any, of (1) the sum of (i) 0.2934 multiplied by the OXY common stock closing stock price of $46.00 on August 7, 2019 plus (ii) $59 (the sum of (i) and (ii) shall be the "Option Consideration") over (2)the exercise price per share of such option. If the exercise price of an option is equal to or greater than the Option Consideration, the options were automatically cancelled for no consideration.

F2: The option was exercisable in three annual installments beginning one year after the date of grant.

Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $48.05 · Expires 2024-11-14Direct0 Reported balance After 2019-08-08 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2019-08-08 · Disposition to issuer · Disposed 74,234 · Balance 0

F3: Pursuant to the Merger Agreement, at the effective time each outstanding stock option was cancelled and converted into the right to receive an amount in cash equal to the product of (a) the number of shares subject to such option multiplied by (b) the excess, if any, of (1) the sum of (i) 0.2934 multiplied by the OXY common stock closing stock price of $46.00 on August 7, 2019 plus (ii) $59 (the sum of (i) and (ii) shall be the "Option Consideration") over (2)the exercise price per share of such option. If the exercise price of an option is equal to or greater than the Option Consideration, the options were automatically cancelled for no consideration.

F2: The option was exercisable in three annual installments beginning one year after the date of grant.

Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $55.51 · Expires 2025-11-15Direct0 Reported balance After 2019-08-08 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2019-08-08 · Disposition to issuer · Disposed 77,570 · Balance 0

F3: Pursuant to the Merger Agreement, at the effective time each outstanding stock option was cancelled and converted into the right to receive an amount in cash equal to the product of (a) the number of shares subject to such option multiplied by (b) the excess, if any, of (1) the sum of (i) 0.2934 multiplied by the OXY common stock closing stock price of $46.00 on August 7, 2019 plus (ii) $59 (the sum of (i) and (ii) shall be the "Option Consideration") over (2)the exercise price per share of such option. If the exercise price of an option is equal to or greater than the Option Consideration, the options were automatically cancelled for no consideration.

F2: The option was exercisable in three annual installments beginning one year after the date of grant.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-08-08 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2019-08-08 · Disposition to issuer · Disposed 3,098 · Balance 0

F4: Each restricted stock unit represented a contingent right to receive one share of APC common stock.

F6: Pursuant to the Merger Agreement, at the effective time each outstanding restricted stock unit was converted into an OXY restricted stock/cash unit equal to (a) the number of outstanding restricted stock units multiplied by 0.2934 and (b) a cash amount equal to the number of outstanding restricted stock units multiplied by $59. The OXY restricted stock/cash unit will otherwise continue on the same terms and conditions as were applicable under such APC restricted stock unit, including any provisions for acceleration of vesting.

F5: The restricted stock units vest in three annual installments beginning one year after the date of grant, or upon an earlier qualifying termination of employment.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-08-08 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2019-08-08 · Disposition to issuer · Disposed 16,163 · Balance 0

F4: Each restricted stock unit represented a contingent right to receive one share of APC common stock.

F6: Pursuant to the Merger Agreement, at the effective time each outstanding restricted stock unit was converted into an OXY restricted stock/cash unit equal to (a) the number of outstanding restricted stock units multiplied by 0.2934 and (b) a cash amount equal to the number of outstanding restricted stock units multiplied by $59. The OXY restricted stock/cash unit will otherwise continue on the same terms and conditions as were applicable under such APC restricted stock unit, including any provisions for acceleration of vesting.

F7: The restricted stock units vest four years after the date of grant or upon an earlier qualifying termination of employment.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-08-08 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2019-08-08 · Disposition to issuer · Disposed 15,435 · Balance 0

F4: Each restricted stock unit represented a contingent right to receive one share of APC common stock.

F6: Pursuant to the Merger Agreement, at the effective time each outstanding restricted stock unit was converted into an OXY restricted stock/cash unit equal to (a) the number of outstanding restricted stock units multiplied by 0.2934 and (b) a cash amount equal to the number of outstanding restricted stock units multiplied by $59. The OXY restricted stock/cash unit will otherwise continue on the same terms and conditions as were applicable under such APC restricted stock unit, including any provisions for acceleration of vesting.

F5: The restricted stock units vest in three annual installments beginning one year after the date of grant, or upon an earlier qualifying termination of employment.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-08-08 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2019-08-08 · Disposition to issuer · Disposed 22,519 · Balance 0

F4: Each restricted stock unit represented a contingent right to receive one share of APC common stock.

F6: Pursuant to the Merger Agreement, at the effective time each outstanding restricted stock unit was converted into an OXY restricted stock/cash unit equal to (a) the number of outstanding restricted stock units multiplied by 0.2934 and (b) a cash amount equal to the number of outstanding restricted stock units multiplied by $59. The OXY restricted stock/cash unit will otherwise continue on the same terms and conditions as were applicable under such APC restricted stock unit, including any provisions for acceleration of vesting.

F5: The restricted stock units vest in three annual installments beginning one year after the date of grant, or upon an earlier qualifying termination of employment.

Dividend Equivalent RightsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-08-08 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2019-08-08 · Disposition to issuer · Disposed 1,537 · Balance 0

F8: The dividend equivalent units are inclusive of all outstanding dividend equivalent units accrued on all outstanding restricted stock units as of the effective time. The dividend equivalent units vest proportionately with the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of APC common stock.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed upon the effectiveness of the acquisition of Anadarko Petroleum Corporation ("APC") by Occidental Petroleum Corporation ("OXY") on August 8, 2019, pursuant to the Agreement and Plan of Merger, dated as of May 9, 2019, by and among Occidental Petroleum Corporation, Baseball Merger Sub 1, Inc., and Anadarko Petroleum Corporation (the "Merger Agreement"). At the effective time, each outstanding share of APC common stock was converted into the right to receive $59 in cash and 0.2934 of a share of OXY common stock.

F2: The option was exercisable in three annual installments beginning one year after the date of grant.

F3: Pursuant to the Merger Agreement, at the effective time each outstanding stock option was cancelled and converted into the right to receive an amount in cash equal to the product of (a) the number of shares subject to such option multiplied by (b) the excess, if any, of (1) the sum of (i) 0.2934 multiplied by the OXY common stock closing stock price of $46.00 on August 7, 2019 plus (ii) $59 (the sum of (i) and (ii) shall be the "Option Consideration") over (2)the exercise price per share of such option. If the exercise price of an option is equal to or greater than the Option Consideration, the options were automatically cancelled for no consideration.

F4: Each restricted stock unit represented a contingent right to receive one share of APC common stock.

F5: The restricted stock units vest in three annual installments beginning one year after the date of grant, or upon an earlier qualifying termination of employment.

F6: Pursuant to the Merger Agreement, at the effective time each outstanding restricted stock unit was converted into an OXY restricted stock/cash unit equal to (a) the number of outstanding restricted stock units multiplied by 0.2934 and (b) a cash amount equal to the number of outstanding restricted stock units multiplied by $59. The OXY restricted stock/cash unit will otherwise continue on the same terms and conditions as were applicable under such APC restricted stock unit, including any provisions for acceleration of vesting.

F7: The restricted stock units vest four years after the date of grant or upon an earlier qualifying termination of employment.

F8: The dividend equivalent units are inclusive of all outstanding dividend equivalent units accrued on all outstanding restricted stock units as of the effective time. The dividend equivalent units vest proportionately with the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of APC common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 21, 2026 Filed Aug 24, 2026 22:29 UTC Chord Energy Corp CHRD · Entity 630 SaleCommon Stock 656 $150.12 $98,478.72
Disclosure

SEC source: 0001705952-26-000011 · wk-form4_1787610571.xml · nonDerivative · entry 4

Brown Daniel E · CIK 0001705952 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,659

F1 · kind: The sales reported in this Form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the Reporting Person on March 16, 2026.

F3 · price: Full information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, Chord Energy Corporation, or a Chord Energy Corporation shareholder.

F6 · price: Represents a weighted average price of open market same day sales. Sales of shares took place in multiple transactions at actual prices ranging from $150.00 to $150.58 per share, inclusive.

Read SEC document
August 20, 2026 Filed Aug 24, 2026 22:29 UTC Chord Energy Corp CHRD · Entity 630 SaleCommon Stock 2,826 $152.34 $430,512.84
Disclosure

SEC source: 0001705952-26-000011 · wk-form4_1787610571.xml · nonDerivative · entry 3

Brown Daniel E · CIK 0001705952 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,315

F1 · kind: The sales reported in this Form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the Reporting Person on March 16, 2026.

F3 · price: Full information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, Chord Energy Corporation, or a Chord Energy Corporation shareholder.

F5 · price: Represents a weighted average price of open market same day sales. Sales of shares took place in multiple transactions at actual prices ranging from $152.18 to $152.98 per share, inclusive.

Read SEC document
August 20, 2026 Filed Aug 24, 2026 22:29 UTC Chord Energy Corp CHRD · Entity 630 SaleCommon Stock 4,102 $151.66 $622,109.32
Disclosure

SEC source: 0001705952-26-000011 · wk-form4_1787610571.xml · nonDerivative · entry 2

Brown Daniel E · CIK 0001705952 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,141

F1 · kind: The sales reported in this Form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the Reporting Person on March 16, 2026.

F3 · price: Full information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, Chord Energy Corporation, or a Chord Energy Corporation shareholder.

F4 · price: Represents a weighted average price of open market same day sales. Sales of shares took place in multiple transactions at actual prices ranging from $151.17 to $152.15 per share, inclusive.

Read SEC document
August 20, 2026 Filed Aug 24, 2026 22:29 UTC Chord Energy Corp CHRD · Entity 630 SaleCommon Stock 6,120 $150.65 $921,978.00
Disclosure

SEC source: 0001705952-26-000011 · wk-form4_1787610571.xml · nonDerivative · entry 1

Brown Daniel E · CIK 0001705952 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,243

F1 · kind: The sales reported in this Form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the Reporting Person on March 16, 2026.

F2 · price: Represents a weighted average price of open market same day sales. Sales of shares took place in multiple transactions at actual prices ranging from $150.13 to $151.06 per share, inclusive.

F3 · price: Full information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, Chord Energy Corporation, or a Chord Energy Corporation shareholder.

Read SEC document
February 20, 2026 Filed Feb 24, 2026 01:33 UTC Chord Energy Corp CHRD · Entity 630 Tax withholdingCommon Stock 1,353 $104.99 $142,051.47
Disclosure

SEC source: 0001705952-26-000008 · wk-form4_1771896793.xml · nonDerivative · entry 1

Brown Daniel E · CIK 0001705952 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,363

F1 · shares: In connection with the vesting and settlement of restricted stock units through the issuance of Issuer's common stock, par value $0.01 per share ("Common Stock") pursuant to the Issuer's 2020 Long Term Incentive Plan, the Issuer withheld Common Stock that would otherwise have been issued to the Reporting Person to satisfy his tax withholding obligations. The number of shares of Common Stock withheld was determined based on the closing price per share of Common Stock on February 19, 2026.

Read SEC document
January 23, 2026 Filed Jan 27, 2026 01:37 UTC Chord Energy Corp CHRD · Entity 630 GrantPerformance Share Units · Derivative 7,017 Not disclosed Not disclosed
Disclosure

SEC source: 0001705952-26-000005 · wk-form4_1769477870.xml · derivative · entry 4

Brown Daniel E · CIK 0001705952 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,539

Underlying: Common Stock · 7,017 shares

Expires not disclosed

F4 · derivative.exercise_price: The Reporting Person was granted 7,017 target Market Stock Units ("Target MSUs") by the Issuer as part of his ordinary course annual compensation package pursuant to the LTIP. Each Market Stock Unit represents a contingent right to receive a number of shares of Common Stock equal to the Target MSUs multiplied by a factor reflecting the cumulative TSR over a three-year period beginning January 1, 2026, which factor is based on the Company's ending stock price plus cumulative dividends paid for such period divided by the Company's beginning stock price for such period. The number of Market Stock units earned by the Reporting Person shall not exceed 200% of the Target MSUs.

F4 · price: The Reporting Person was granted 7,017 target Market Stock Units ("Target MSUs") by the Issuer as part of his ordinary course annual compensation package pursuant to the LTIP. Each Market Stock Unit represents a contingent right to receive a number of shares of Common Stock equal to the Target MSUs multiplied by a factor reflecting the cumulative TSR over a three-year period beginning January 1, 2026, which factor is based on the Company's ending stock price plus cumulative dividends paid for such period divided by the Company's beginning stock price for such period. The number of Market Stock units earned by the Reporting Person shall not exceed 200% of the Target MSUs.

F4 · derivative.exercise_date: The Reporting Person was granted 7,017 target Market Stock Units ("Target MSUs") by the Issuer as part of his ordinary course annual compensation package pursuant to the LTIP. Each Market Stock Unit represents a contingent right to receive a number of shares of Common Stock equal to the Target MSUs multiplied by a factor reflecting the cumulative TSR over a three-year period beginning January 1, 2026, which factor is based on the Company's ending stock price plus cumulative dividends paid for such period divided by the Company's beginning stock price for such period. The number of Market Stock units earned by the Reporting Person shall not exceed 200% of the Target MSUs.

F4 · derivative.expiration_date: The Reporting Person was granted 7,017 target Market Stock Units ("Target MSUs") by the Issuer as part of his ordinary course annual compensation package pursuant to the LTIP. Each Market Stock Unit represents a contingent right to receive a number of shares of Common Stock equal to the Target MSUs multiplied by a factor reflecting the cumulative TSR over a three-year period beginning January 1, 2026, which factor is based on the Company's ending stock price plus cumulative dividends paid for such period divided by the Company's beginning stock price for such period. The number of Market Stock units earned by the Reporting Person shall not exceed 200% of the Target MSUs.

Read SEC document
January 23, 2026 Filed Jan 27, 2026 01:37 UTC Chord Energy Corp CHRD · Entity 630 GrantPerformance Share Units · Derivative 10,525 Not disclosed Not disclosed
Disclosure

SEC source: 0001705952-26-000005 · wk-form4_1769477870.xml · derivative · entry 3

Brown Daniel E · CIK 0001705952 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,522

Underlying: Common Stock · 10,525 shares

Expires not disclosed

F3 · derivative.exercise_price: The Reporting Person was granted 10,525 target Performance Share Units ("Target Performance Units") by the Issuer as part of his ordinary course annual compensation package pursuant to the LTIP. Each Performance Share Unit represents a contingent right to receive a number of shares of Common Stock, ranging from zero to 200% of Target Performance Units ("Earned Performance Units"), depending on the Company's total shareholder return ("TSR") over a three-year measurement period beginning January 1, 2026. However, if the number of Earned Performance Units exceeds the number of Target Performance Units, then such excess will be settled in cash rather than Common Stock.

F3 · price: The Reporting Person was granted 10,525 target Performance Share Units ("Target Performance Units") by the Issuer as part of his ordinary course annual compensation package pursuant to the LTIP. Each Performance Share Unit represents a contingent right to receive a number of shares of Common Stock, ranging from zero to 200% of Target Performance Units ("Earned Performance Units"), depending on the Company's total shareholder return ("TSR") over a three-year measurement period beginning January 1, 2026. However, if the number of Earned Performance Units exceeds the number of Target Performance Units, then such excess will be settled in cash rather than Common Stock.

F3 · derivative.exercise_date: The Reporting Person was granted 10,525 target Performance Share Units ("Target Performance Units") by the Issuer as part of his ordinary course annual compensation package pursuant to the LTIP. Each Performance Share Unit represents a contingent right to receive a number of shares of Common Stock, ranging from zero to 200% of Target Performance Units ("Earned Performance Units"), depending on the Company's total shareholder return ("TSR") over a three-year measurement period beginning January 1, 2026. However, if the number of Earned Performance Units exceeds the number of Target Performance Units, then such excess will be settled in cash rather than Common Stock.

F3 · derivative.expiration_date: The Reporting Person was granted 10,525 target Performance Share Units ("Target Performance Units") by the Issuer as part of his ordinary course annual compensation package pursuant to the LTIP. Each Performance Share Unit represents a contingent right to receive a number of shares of Common Stock, ranging from zero to 200% of Target Performance Units ("Earned Performance Units"), depending on the Company's total shareholder return ("TSR") over a three-year measurement period beginning January 1, 2026. However, if the number of Earned Performance Units exceeds the number of Target Performance Units, then such excess will be settled in cash rather than Common Stock.

Read SEC document
January 23, 2026 Filed Jan 27, 2026 01:37 UTC Chord Energy Corp CHRD · Entity 630 GrantCommon Stock 21,051 Not disclosed Not disclosed
Disclosure

SEC source: 0001705952-26-000005 · wk-form4_1769477870.xml · nonDerivative · entry 2

Brown Daniel E · CIK 0001705952 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,716

F2 · price: The Reporting Person was granted 21,051 Restricted Stock Units by the Issuer as part of his ordinary course annual compensation package pursuant to the Issuer's LTIP. Each Restricted Stock Unit represents a contingent right to receive one share Common Stock.

Read SEC document
January 22, 2026 Filed Jan 27, 2026 01:37 UTC Chord Energy Corp CHRD · Entity 630 Tax withholdingCommon Stock 2,007 $95.17 $191,006.19
Disclosure

SEC source: 0001705952-26-000005 · wk-form4_1769477870.xml · nonDerivative · entry 1

Brown Daniel E · CIK 0001705952 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,665

F1 · shares: In connection with the vesting and settlement of restricted stock units through the issuance of Issuer's common stock, par value $0.01 per share ("Common Stock") pursuant to the Issuer's 2020 Long Term Incentive Plan ("LTIP"), the Issuer withheld Common Stock that would otherwise have been issued to the Reporting Person to satisfy his tax withholding obligations. The number of shares of Common Stock withheld was determined based on the closing price per share of Common stock on January 21, 2026.

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January 01, 2026 Filed Jan 5, 2026 22:10 UTC Chord Energy Corp CHRD · Entity 630 Tax withholdingCommon Stock 2,996 $92.70 $277,729.20
Disclosure

SEC source: 0001705952-26-000003 · wk-form4_1767651033.xml · nonDerivative · entry 1

Brown Daniel E · CIK 0001705952 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,672

F1 · shares: In connection with the vesting and settlement of restricted stock units through the issuance of Issuer's common stock, par value $0.01 per share ("Common Stock") pursuant to the Issuer's 2020 Long Term Incentive Plan, the Issuer withheld Common Stock that would otherwise have been issued to the Reporting Person to satisfy his tax withholding obligations. The number of shares of Common Stock withheld was determined based on the closing price per share of Common stock on December 31, 2025.

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April 15, 2025 Filed Apr 15, 2025 21:32 UTC Chord Energy Corp CHRD · Entity 630 Tax withholdingCommon Stock 71,680 $88.52 $6,345,113.60
Disclosure

SEC source: 0001628280-25-017893 · wk-form4_1744752763.xml · nonDerivative · entry 2

Brown Daniel E · CIK 0001705952 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,668

F2 · shares: In connection with the vesting and settlement of performance share units through the issuance of Issuer's common stock, par value $0.01 per share ("Common Stock") pursuant to the Issuer's 2020 Long Term Incentive Plan, the Issuer withheld Common Stock that would otherwise have been issued to the Reporting Person to satisfy his tax withholding obligations. The number of shares of Common Stock withheld was determined based on the closing price per share of Common stock on April 14, 2025.

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April 13, 2025 Filed Apr 15, 2025 21:32 UTC Chord Energy Corp CHRD · Entity 630 Tax withholdingCommon Stock 7,001 $89.34 $625,469.34
Disclosure

SEC source: 0001628280-25-017893 · wk-form4_1744752763.xml · nonDerivative · entry 1

Brown Daniel E · CIK 0001705952 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,348

F1 · shares: In connection with the vesting and settlement of restricted stock units through the issuance of Issuer's common stock, par value $0.01 per share ("Common Stock") pursuant to the Issuer's 2020 Long Term Incentive Plan, the Issuer withheld Common Stock that would otherwise have been issued to the Reporting Person to satisfy his tax withholding obligations. The number of shares of Common Stock withheld was determined based on the closing price per share of Common stock on April 11, 2025.

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February 20, 2025 Filed Feb 24, 2025 22:23 UTC Chord Energy Corp CHRD · Entity 630 Tax withholdingCommon Stock 1,372 $114.35 $156,888.20
Disclosure

SEC source: 0001628280-25-007447 · wk-form4_1740435822.xml · nonDerivative · entry 1

Brown Daniel E · CIK 0001705952 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,349

F1 · shares: In connection with the vesting and settlement of restricted stock units through the issuance of Issuer's common stock, par value $0.01 per share ("Common Stock") pursuant to the Issuer's Long Term Incentive Plan, the Issuer withheld Common Stock that would otherwise have been issued to the Reporting Person to satisfy his tax withholding obligations. The number of shares of Common Stock withheld was determined based on the closing price per share of Common stock on February 19, 2025.

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January 22, 2025 Filed Jan 24, 2025 23:28 UTC Chord Energy Corp CHRD · Entity 630 GrantPerformance Share Units · Derivative 7,764 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-002532 · wk-form4_1737761312.xml · derivative · entry 2

Brown Daniel E · CIK 0001705952 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,997

Underlying: Common Stock · 7,764 shares

Expires not disclosed

F2 · derivative.exercise_price: The Reporting Person was granted 7,764 target Performance Share Units ("Target Performance Units") by the Issuer as part of his ordinary course annual compensation package pursuant to the LTIP. Each Performance Share Unit represents a contingent right to receive a number of shares of Common Stock, ranging from zero to 300% of Target Performance Units ("Earned Performance Units"), depending on the Company's total shareholder return ("TSR") over a three-year measurement period beginning January 1, 2025. However, if the number of Earned Performance Units exceeds the number of Target Performance Units, then such excess will be settled in cash rather than Common Stock.

F2 · price: The Reporting Person was granted 7,764 target Performance Share Units ("Target Performance Units") by the Issuer as part of his ordinary course annual compensation package pursuant to the LTIP. Each Performance Share Unit represents a contingent right to receive a number of shares of Common Stock, ranging from zero to 300% of Target Performance Units ("Earned Performance Units"), depending on the Company's total shareholder return ("TSR") over a three-year measurement period beginning January 1, 2025. However, if the number of Earned Performance Units exceeds the number of Target Performance Units, then such excess will be settled in cash rather than Common Stock.

F2 · derivative.exercise_date: The Reporting Person was granted 7,764 target Performance Share Units ("Target Performance Units") by the Issuer as part of his ordinary course annual compensation package pursuant to the LTIP. Each Performance Share Unit represents a contingent right to receive a number of shares of Common Stock, ranging from zero to 300% of Target Performance Units ("Earned Performance Units"), depending on the Company's total shareholder return ("TSR") over a three-year measurement period beginning January 1, 2025. However, if the number of Earned Performance Units exceeds the number of Target Performance Units, then such excess will be settled in cash rather than Common Stock.

F2 · derivative.expiration_date: The Reporting Person was granted 7,764 target Performance Share Units ("Target Performance Units") by the Issuer as part of his ordinary course annual compensation package pursuant to the LTIP. Each Performance Share Unit represents a contingent right to receive a number of shares of Common Stock, ranging from zero to 300% of Target Performance Units ("Earned Performance Units"), depending on the Company's total shareholder return ("TSR") over a three-year measurement period beginning January 1, 2025. However, if the number of Earned Performance Units exceeds the number of Target Performance Units, then such excess will be settled in cash rather than Common Stock.

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January 22, 2025 Filed Jan 24, 2025 23:28 UTC Chord Energy Corp CHRD · Entity 630 GrantCommon Stock 15,298 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-002532 · wk-form4_1737761312.xml · nonDerivative · entry 1

Brown Daniel E · CIK 0001705952 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,721

F1 · price: The Reporting Person was granted 15,298 Restricted Stock Units by the Issuer as part of his ordinary course annual compensation package pursuant to the Issuer's Long Term Incentive Plan ("LTIP"). Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock, par value $0.01 per share ("Common Stock").

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December 31, 2024 Filed Jan 3, 2025 23:38 UTC Chord Energy Corp CHRD · Entity 630 Tax withholdingCommon Stock 17,374 $113.88 $1,978,551.12
Disclosure

SEC source: 0001628280-25-000402 · wk-form4_1735947515.xml · nonDerivative · entry 1

Brown Daniel E · CIK 0001705952 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,423

F1 · shares: In connection with the vesting and settlement of performance share units through the issuance of Issuer's common stock, par value $0.01 per share ("Common Stock") pursuant to the Issuer's 2020 Long Term Incentive Plan, the Issuer withheld Common Stock that would otherwise have been issued to the Reporting Person to satisfy his tax withholding obligations. The number of shares of Common Stock withheld was determined based on the closing price per share of Common stock on December 30, 2024.

Read SEC document
April 15, 2024 Filed Apr 16, 2024 23:23 UTC Chord Energy Corp CHRD · Entity 630 Tax withholdingCommon Stock 55,287 $185.31 $10,245,233.97
Disclosure

SEC source: 0001628280-24-016479 · wk-form4_1713309811.xml · nonDerivative · entry 2

Brown Daniel E · CIK 0001705952 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 259,797

F2 · shares: In connection with the vesting and settlement of performance share units through the issuance of Issuer's common stock, par value $0.01 per share ("Common Stock") pursuant to the Issuer's 2020 Long Term Incentive Plan, the Issuer withheld Common Stock that would otherwise have been issued to the Reporting Person to satisfy his tax withholding obligations. The number of shares of Common Stock withheld was determined based on the closing price per share of Common stock on April 15, 2024.

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April 13, 2024 Filed Apr 16, 2024 23:23 UTC Chord Energy Corp CHRD · Entity 630 Tax withholdingCommon Stock 5,414 $187.12 $1,013,067.68
Disclosure

SEC source: 0001628280-24-016479 · wk-form4_1713309811.xml · nonDerivative · entry 1

Brown Daniel E · CIK 0001705952 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 315,084

F1 · shares: In connection with the vesting and settlement of restricted stock units through the issuance of Issuer's common stock, par value $0.01 per share ("Common Stock") pursuant to the Issuer's 2020 Long Term Incentive Plan, the Issuer withheld Common Stock that would otherwise have been issued to the Reporting Person to satisfy his tax withholding obligations. The number of shares of Common Stock withheld was determined based on the closing price per share of Common stock on April 12, 2024.

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February 20, 2024 Filed Feb 22, 2024 23:54 UTC Chord Energy Corp CHRD · Entity 630 GrantPerformance Share Units · Derivative 10,465 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-006465 · wk-form4_1708646039.xml · derivative · entry 2

Brown Daniel E · CIK 0001705952 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,465

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F2 · derivative.exercise_price: The Reporting Person was granted 10,465 target Performance Share Units ("Target Performance Units") by the Issuer as part of his ordinary course annual compensation package pursuant to the 2020 LTIP. Each Performance Share Unit represents a contingent right to receive a number of shares of Common Stock, ranging from zero to 300% of Target Performance Units ("Earned Performance Units"), depending on the Company's total shareholder return ("TSR") over a three-year measurement period beginning January 1, 2024. However, if the number of Earned Performance Units exceeds the number of Target Performance Units, then such excess will be settled in cash rather than Common Stock.

F2 · derivative.exercise_date: The Reporting Person was granted 10,465 target Performance Share Units ("Target Performance Units") by the Issuer as part of his ordinary course annual compensation package pursuant to the 2020 LTIP. Each Performance Share Unit represents a contingent right to receive a number of shares of Common Stock, ranging from zero to 300% of Target Performance Units ("Earned Performance Units"), depending on the Company's total shareholder return ("TSR") over a three-year measurement period beginning January 1, 2024. However, if the number of Earned Performance Units exceeds the number of Target Performance Units, then such excess will be settled in cash rather than Common Stock.

F2 · derivative.expiration_date: The Reporting Person was granted 10,465 target Performance Share Units ("Target Performance Units") by the Issuer as part of his ordinary course annual compensation package pursuant to the 2020 LTIP. Each Performance Share Unit represents a contingent right to receive a number of shares of Common Stock, ranging from zero to 300% of Target Performance Units ("Earned Performance Units"), depending on the Company's total shareholder return ("TSR") over a three-year measurement period beginning January 1, 2024. However, if the number of Earned Performance Units exceeds the number of Target Performance Units, then such excess will be settled in cash rather than Common Stock.

F2 · derivative.underlying_shares: The Reporting Person was granted 10,465 target Performance Share Units ("Target Performance Units") by the Issuer as part of his ordinary course annual compensation package pursuant to the 2020 LTIP. Each Performance Share Unit represents a contingent right to receive a number of shares of Common Stock, ranging from zero to 300% of Target Performance Units ("Earned Performance Units"), depending on the Company's total shareholder return ("TSR") over a three-year measurement period beginning January 1, 2024. However, if the number of Earned Performance Units exceeds the number of Target Performance Units, then such excess will be settled in cash rather than Common Stock.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 23:54 UTC Chord Energy Corp CHRD · Entity 630 GrantCommon Stock 10,309 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-006465 · wk-form4_1708646039.xml · nonDerivative · entry 1

Brown Daniel E · CIK 0001705952 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 320,498

F1 · security: The Reporting Person was granted 10,309 Restricted Stock Units by the Issuer as part of his ordinary course annual compensation package pursuant to the Issuer's 2020 Long Term Incentive Plan (the "2020 LTIP"). Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock, par value $0.01 per share ("Common Stock").

F1 · price: The Reporting Person was granted 10,309 Restricted Stock Units by the Issuer as part of his ordinary course annual compensation package pursuant to the Issuer's 2020 Long Term Incentive Plan (the "2020 LTIP"). Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock, par value $0.01 per share ("Common Stock").

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January 02, 2024 Filed Jan 4, 2024 22:59 UTC Chord Energy Corp CHRD · Entity 630 Tax withholdingCommon Stock 14,903 $168.27 $2,507,727.81
Disclosure

SEC source: 0001628280-24-000487 · wk-form4_1704409185.xml · nonDerivative · entry 1

Brown Daniel E · CIK 0001705952 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,189

F1 · shares: In connection with the vesting and settlement of performance share units through the issuance of Issuer's common stock, par value $0.01 per share ("Common Stock") pursuant to the Issuer's 2020 Long Term Incentive Plan, the Issuer withheld Common Stock that would otherwise have been issued to the Reporting Person to satisfy his tax withholding obligations. The number of shares of Common Stock withheld was determined based on the closing price per share of Common stock on January 2, 2024.

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April 13, 2023 Filed Apr 17, 2023 22:00 UTC Chord Energy Corp CHRD · Entity 630 Tax withholdingCommon Stock 5,442 $142.32 $774,505.44
Disclosure

SEC source: 0001209191-23-024521 · doc4.xml · nonDerivative · entry 1

Brown Daniel E · CIK 0001705952 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 325,092

F1 · shares: In connection with the vesting and settlement of restricted stock units through the issuance of the Issuer's common stock, par value $0.01 per share ("Common Stock") pursuant to the Issuer's 2020 Long Term Incentive Plan, the Issuer withheld Common Stock that would otherwise have been issued to the Reporting Person to satisfy his tax withholding obligations. The number of shares of Common Stock withheld was determined based on the closing price per share of Common Stock on April 13, 2023.

F2 · balance_after: Includes 29,335 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.

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January 01, 2023 Filed Jan 5, 2023 01:15 UTC Chord Energy Corp CHRD · Entity 630 GrantCommon Stock 7,347 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-001477 · doc4.xml · nonDerivative · entry 1

Brown Daniel E · CIK 0001705952 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,534

F1 · security: Represents a grant of Restricted Stock Units to the Reporting Person by the Issuer. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock, par value $0.01 per share.

F1 · price: Represents a grant of Restricted Stock Units to the Reporting Person by the Issuer. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock, par value $0.01 per share.

Read SEC document
July 01, 2022 Filed Jul 7, 2022 01:51 UTC Chord Energy Corp CHRD · Entity 630 Exercise / conversionPerformance Share Units · Derivative 37,292 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-025584 · doc4.xml · derivative · entry 4

Brown Daniel E · CIK 0001705952 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: As a result of the Merger, the performance period associated with the Performance Share Units granted to the Reporting Person under the Plan that were originally subject to a total shareholder return performance goal over a four-year measurement period ended and the Reporting Person earned 111,876 Performance Share Units (which represent 300% of the target number of Performance Share Units (37,292) originally reported by the Reporting Person on a prior Form 4), or an additional 74,584 Performance Share Units, which earned Performance Share Units shall remain subject to time-based vesting through the end of the original measurement period.

F3 · price: As a result of the Merger, the performance period associated with the Performance Share Units granted to the Reporting Person under the Plan that were originally subject to a total shareholder return performance goal over a four-year measurement period ended and the Reporting Person earned 111,876 Performance Share Units (which represent 300% of the target number of Performance Share Units (37,292) originally reported by the Reporting Person on a prior Form 4), or an additional 74,584 Performance Share Units, which earned Performance Share Units shall remain subject to time-based vesting through the end of the original measurement period.

F3 · derivative.exercise_date: As a result of the Merger, the performance period associated with the Performance Share Units granted to the Reporting Person under the Plan that were originally subject to a total shareholder return performance goal over a four-year measurement period ended and the Reporting Person earned 111,876 Performance Share Units (which represent 300% of the target number of Performance Share Units (37,292) originally reported by the Reporting Person on a prior Form 4), or an additional 74,584 Performance Share Units, which earned Performance Share Units shall remain subject to time-based vesting through the end of the original measurement period.

F3 · derivative.expiration_date: As a result of the Merger, the performance period associated with the Performance Share Units granted to the Reporting Person under the Plan that were originally subject to a total shareholder return performance goal over a four-year measurement period ended and the Reporting Person earned 111,876 Performance Share Units (which represent 300% of the target number of Performance Share Units (37,292) originally reported by the Reporting Person on a prior Form 4), or an additional 74,584 Performance Share Units, which earned Performance Share Units shall remain subject to time-based vesting through the end of the original measurement period.

Read SEC document
July 01, 2022 Filed Jul 7, 2022 01:51 UTC Chord Energy Corp CHRD · Entity 630 Exercise / conversionPerformance Share Units · Derivative 37,292 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-025584 · doc4.xml · derivative · entry 3

Brown Daniel E · CIK 0001705952 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,292

Underlying: Common Stock · 37,292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As a result of the merger (the "Merger") between Oasis Petroleum Inc. ("Oasis") and Whiting Petroleum Corporation ("Whiting") contemplated by that certain Agreement and Plan of Merger, dated as of March 7, 2022, by and among Oasis, Ohm Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Oasis, New Ohm LLC, a Delaware limited liability company and a wholly owned subsidiary of Oasis, and Whiting (the "Merger Agreement"), the performance period associated with the Performance Share Units granted to the Reporting Person under Oasis 2020 Long Term Incentive Plan (the "Plan") that were originally subject to a total shareholder return performance goal over a three-year measurement period ended and the Reporting Person earned 111,876 Performance Share Units (which represent 300% of the target number of Performance Share Units (37,292) originally reported by the Reporting Person on a prior Form 4),

F2 · derivative.exercise_price: (Continued from Footnote 1) or an additional 74,584 Performance Share Units, which earned Performance Share Units shall remain subject to time-based vesting through the end of the original measurement period. Following the closing of the Merger, the Issuer changed its name to "Chord Energy Corporation."

F1 · price: As a result of the merger (the "Merger") between Oasis Petroleum Inc. ("Oasis") and Whiting Petroleum Corporation ("Whiting") contemplated by that certain Agreement and Plan of Merger, dated as of March 7, 2022, by and among Oasis, Ohm Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Oasis, New Ohm LLC, a Delaware limited liability company and a wholly owned subsidiary of Oasis, and Whiting (the "Merger Agreement"), the performance period associated with the Performance Share Units granted to the Reporting Person under Oasis 2020 Long Term Incentive Plan (the "Plan") that were originally subject to a total shareholder return performance goal over a three-year measurement period ended and the Reporting Person earned 111,876 Performance Share Units (which represent 300% of the target number of Performance Share Units (37,292) originally reported by the Reporting Person on a prior Form 4),

F2 · price: (Continued from Footnote 1) or an additional 74,584 Performance Share Units, which earned Performance Share Units shall remain subject to time-based vesting through the end of the original measurement period. Following the closing of the Merger, the Issuer changed its name to "Chord Energy Corporation."

F1 · derivative.exercise_date: As a result of the merger (the "Merger") between Oasis Petroleum Inc. ("Oasis") and Whiting Petroleum Corporation ("Whiting") contemplated by that certain Agreement and Plan of Merger, dated as of March 7, 2022, by and among Oasis, Ohm Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Oasis, New Ohm LLC, a Delaware limited liability company and a wholly owned subsidiary of Oasis, and Whiting (the "Merger Agreement"), the performance period associated with the Performance Share Units granted to the Reporting Person under Oasis 2020 Long Term Incentive Plan (the "Plan") that were originally subject to a total shareholder return performance goal over a three-year measurement period ended and the Reporting Person earned 111,876 Performance Share Units (which represent 300% of the target number of Performance Share Units (37,292) originally reported by the Reporting Person on a prior Form 4),

F2 · derivative.exercise_date: (Continued from Footnote 1) or an additional 74,584 Performance Share Units, which earned Performance Share Units shall remain subject to time-based vesting through the end of the original measurement period. Following the closing of the Merger, the Issuer changed its name to "Chord Energy Corporation."

F1 · derivative.expiration_date: As a result of the merger (the "Merger") between Oasis Petroleum Inc. ("Oasis") and Whiting Petroleum Corporation ("Whiting") contemplated by that certain Agreement and Plan of Merger, dated as of March 7, 2022, by and among Oasis, Ohm Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Oasis, New Ohm LLC, a Delaware limited liability company and a wholly owned subsidiary of Oasis, and Whiting (the "Merger Agreement"), the performance period associated with the Performance Share Units granted to the Reporting Person under Oasis 2020 Long Term Incentive Plan (the "Plan") that were originally subject to a total shareholder return performance goal over a three-year measurement period ended and the Reporting Person earned 111,876 Performance Share Units (which represent 300% of the target number of Performance Share Units (37,292) originally reported by the Reporting Person on a prior Form 4),

F2 · derivative.expiration_date: (Continued from Footnote 1) or an additional 74,584 Performance Share Units, which earned Performance Share Units shall remain subject to time-based vesting through the end of the original measurement period. Following the closing of the Merger, the Issuer changed its name to "Chord Energy Corporation."

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July 01, 2022 Filed Jul 7, 2022 01:51 UTC Chord Energy Corp CHRD · Entity 630 GrantCommon Stock 208,954 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-025584 · doc4.xml · nonDerivative · entry 2

Brown Daniel E · CIK 0001705952 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,187

F5 · kind: As a result of the Merger, the performance period associated with the Performance Share Units granted to the Reporting Person under the Plan that were originally subject to a relative total shareholder return performance goal based on the Issuer's performance as compared to a predefined peer group or the Russell 2000 constituent companies, as applicable, over a three- or four-year measurement period, as applicable, ended and the Reporting Person earned a total of 59,786 Performance Share Units, which earned Performance Share Units shall remain subject to time-based vesting through the end of the original measurement period. The amount reported in this row includes the 59,786 Performance Share Units described in this Note 5, as well as the additional 74,584 Performance Share Units described in Note 1 and the additional 74,584 Performance Share Units described in Note 3.

F5 · price: As a result of the Merger, the performance period associated with the Performance Share Units granted to the Reporting Person under the Plan that were originally subject to a relative total shareholder return performance goal based on the Issuer's performance as compared to a predefined peer group or the Russell 2000 constituent companies, as applicable, over a three- or four-year measurement period, as applicable, ended and the Reporting Person earned a total of 59,786 Performance Share Units, which earned Performance Share Units shall remain subject to time-based vesting through the end of the original measurement period. The amount reported in this row includes the 59,786 Performance Share Units described in this Note 5, as well as the additional 74,584 Performance Share Units described in Note 1 and the additional 74,584 Performance Share Units described in Note 3.

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July 01, 2022 Filed Jul 7, 2022 01:51 UTC Chord Energy Corp CHRD · Entity 630 Exercise / conversionCommon Stock 74,584 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-025584 · doc4.xml · nonDerivative · entry 1

Brown Daniel E · CIK 0001705952 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: As a result of the merger (the "Merger") between Oasis Petroleum Inc. ("Oasis") and Whiting Petroleum Corporation ("Whiting") contemplated by that certain Agreement and Plan of Merger, dated as of March 7, 2022, by and among Oasis, Ohm Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Oasis, New Ohm LLC, a Delaware limited liability company and a wholly owned subsidiary of Oasis, and Whiting (the "Merger Agreement"), the performance period associated with the Performance Share Units granted to the Reporting Person under Oasis 2020 Long Term Incentive Plan (the "Plan") that were originally subject to a total shareholder return performance goal over a three-year measurement period ended and the Reporting Person earned 111,876 Performance Share Units (which represent 300% of the target number of Performance Share Units (37,292) originally reported by the Reporting Person on a prior Form 4),

F2 · kind: (Continued from Footnote 1) or an additional 74,584 Performance Share Units, which earned Performance Share Units shall remain subject to time-based vesting through the end of the original measurement period. Following the closing of the Merger, the Issuer changed its name to "Chord Energy Corporation."

F3 · kind: As a result of the Merger, the performance period associated with the Performance Share Units granted to the Reporting Person under the Plan that were originally subject to a total shareholder return performance goal over a four-year measurement period ended and the Reporting Person earned 111,876 Performance Share Units (which represent 300% of the target number of Performance Share Units (37,292) originally reported by the Reporting Person on a prior Form 4), or an additional 74,584 Performance Share Units, which earned Performance Share Units shall remain subject to time-based vesting through the end of the original measurement period.

F1 · price: As a result of the merger (the "Merger") between Oasis Petroleum Inc. ("Oasis") and Whiting Petroleum Corporation ("Whiting") contemplated by that certain Agreement and Plan of Merger, dated as of March 7, 2022, by and among Oasis, Ohm Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Oasis, New Ohm LLC, a Delaware limited liability company and a wholly owned subsidiary of Oasis, and Whiting (the "Merger Agreement"), the performance period associated with the Performance Share Units granted to the Reporting Person under Oasis 2020 Long Term Incentive Plan (the "Plan") that were originally subject to a total shareholder return performance goal over a three-year measurement period ended and the Reporting Person earned 111,876 Performance Share Units (which represent 300% of the target number of Performance Share Units (37,292) originally reported by the Reporting Person on a prior Form 4),

F2 · price: (Continued from Footnote 1) or an additional 74,584 Performance Share Units, which earned Performance Share Units shall remain subject to time-based vesting through the end of the original measurement period. Following the closing of the Merger, the Issuer changed its name to "Chord Energy Corporation."

F3 · price: As a result of the Merger, the performance period associated with the Performance Share Units granted to the Reporting Person under the Plan that were originally subject to a total shareholder return performance goal over a four-year measurement period ended and the Reporting Person earned 111,876 Performance Share Units (which represent 300% of the target number of Performance Share Units (37,292) originally reported by the Reporting Person on a prior Form 4), or an additional 74,584 Performance Share Units, which earned Performance Share Units shall remain subject to time-based vesting through the end of the original measurement period.

F4 · balance_after: Includes 32,982 shares of the Issuer's common stock, par value $0.01 per share, subject to a previously granted restricted stock unit award, which remain subject to the same time-based vesting schedule.

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April 13, 2022 Filed Apr 15, 2022 17:58 UTC Chord Energy Corp OAS · Entity 630 Tax withholdingCommon Stock 4,326 $152.04 $657,725.04
Disclosure

SEC source: 0001209191-22-024505 · doc4.xml · nonDerivative · entry 1

Brown Daniel E · CIK 0001705952 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,649

F1 · shares: In connection with the vesting and settlement of restricted stock units through the issuance of the Issuer's common stock, par value $0.01 per share ("Common Stock") pursuant to the Issuer's 2020 Long Term Incentive Plan, the Issuer withheld Common Stock that would otherwise have been issued to the Reporting Person to satisfy his tax withholding obligations. The number of shares of Common Stock withheld was determined based on the closing price per share of Common Stock on April 13, 2022.

F2 · balance_after: Includes 32,982 shares of Common Stock subject to a previously granted restricted stock unit award that remains subject to vesting.

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April 13, 2021 Filed Apr 17, 2021 00:23 UTC Chord Energy Corp OAS · Entity 630 GrantPerformance Share Units · Derivative 37,292 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027110 · doc4.xml · derivative · entry 3

Brown Daniel E · CIK 0001705952 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,584

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive a number of shares of Common Stock, ranging from zero to 300% of the target number of shares of Common Stock shown in Table II, depending on the Company's TSR over a four-year measurement period beginning on April 15, 2021. For example, at the measurement dates in the last 12 months of the measurement period, TSR must increase by at least (i) 145% to achieve the maximum 300% of target, (ii) 85% to achieve 200% of target, (iii) 25% to achieve 100% of target. However, if at least 25% increase is not achieved on the measurement dates in the last 12 months of the four-year measurement period, no shares of Common Stock are earned. These Performance Share Units were granted as compensation under the 2020 LTIP.

F3 · derivative.exercise_date: Each Performance Share Unit represents a contingent right to receive a number of shares of Common Stock, ranging from zero to 300% of the target number of shares of Common Stock shown in Table II, depending on the Company's TSR over a four-year measurement period beginning on April 15, 2021. For example, at the measurement dates in the last 12 months of the measurement period, TSR must increase by at least (i) 145% to achieve the maximum 300% of target, (ii) 85% to achieve 200% of target, (iii) 25% to achieve 100% of target. However, if at least 25% increase is not achieved on the measurement dates in the last 12 months of the four-year measurement period, no shares of Common Stock are earned. These Performance Share Units were granted as compensation under the 2020 LTIP.

F3 · derivative.expiration_date: Each Performance Share Unit represents a contingent right to receive a number of shares of Common Stock, ranging from zero to 300% of the target number of shares of Common Stock shown in Table II, depending on the Company's TSR over a four-year measurement period beginning on April 15, 2021. For example, at the measurement dates in the last 12 months of the measurement period, TSR must increase by at least (i) 145% to achieve the maximum 300% of target, (ii) 85% to achieve 200% of target, (iii) 25% to achieve 100% of target. However, if at least 25% increase is not achieved on the measurement dates in the last 12 months of the four-year measurement period, no shares of Common Stock are earned. These Performance Share Units were granted as compensation under the 2020 LTIP.

F3 · derivative.underlying_shares: Each Performance Share Unit represents a contingent right to receive a number of shares of Common Stock, ranging from zero to 300% of the target number of shares of Common Stock shown in Table II, depending on the Company's TSR over a four-year measurement period beginning on April 15, 2021. For example, at the measurement dates in the last 12 months of the measurement period, TSR must increase by at least (i) 145% to achieve the maximum 300% of target, (ii) 85% to achieve 200% of target, (iii) 25% to achieve 100% of target. However, if at least 25% increase is not achieved on the measurement dates in the last 12 months of the four-year measurement period, no shares of Common Stock are earned. These Performance Share Units were granted as compensation under the 2020 LTIP.

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April 13, 2021 Filed Apr 17, 2021 00:23 UTC Chord Energy Corp OAS · Entity 630 GrantPerformance Share Units · Derivative 37,292 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027110 · doc4.xml · derivative · entry 2

Brown Daniel E · CIK 0001705952 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,292

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive a number of shares of Common Stock, ranging from zero to 300% of the target number of shares of Common Stock shown in Table II, depending on the Company's total shareholder return ("TSR") over a three-year measurement period beginning on April 15, 2021. For example, at the measurement dates in the last 12 months of the measurement period, TSR must increase at least (i) 145% to achieve the maximum 300% of target, (ii) 85% to achieve 200% of target, (iii) 25% to achieve 100% of target. However, if at least a 25% increase is not achieved on the measurement dates in the last 12 months of the three-year measurement period, no shares of Common Stock are earned. These Performance Share Units were granted as compensation under the 2020 LTIP.

F2 · derivative.exercise_date: Each Performance Share Unit represents a contingent right to receive a number of shares of Common Stock, ranging from zero to 300% of the target number of shares of Common Stock shown in Table II, depending on the Company's total shareholder return ("TSR") over a three-year measurement period beginning on April 15, 2021. For example, at the measurement dates in the last 12 months of the measurement period, TSR must increase at least (i) 145% to achieve the maximum 300% of target, (ii) 85% to achieve 200% of target, (iii) 25% to achieve 100% of target. However, if at least a 25% increase is not achieved on the measurement dates in the last 12 months of the three-year measurement period, no shares of Common Stock are earned. These Performance Share Units were granted as compensation under the 2020 LTIP.

F2 · derivative.expiration_date: Each Performance Share Unit represents a contingent right to receive a number of shares of Common Stock, ranging from zero to 300% of the target number of shares of Common Stock shown in Table II, depending on the Company's total shareholder return ("TSR") over a three-year measurement period beginning on April 15, 2021. For example, at the measurement dates in the last 12 months of the measurement period, TSR must increase at least (i) 145% to achieve the maximum 300% of target, (ii) 85% to achieve 200% of target, (iii) 25% to achieve 100% of target. However, if at least a 25% increase is not achieved on the measurement dates in the last 12 months of the three-year measurement period, no shares of Common Stock are earned. These Performance Share Units were granted as compensation under the 2020 LTIP.

F2 · derivative.underlying_shares: Each Performance Share Unit represents a contingent right to receive a number of shares of Common Stock, ranging from zero to 300% of the target number of shares of Common Stock shown in Table II, depending on the Company's total shareholder return ("TSR") over a three-year measurement period beginning on April 15, 2021. For example, at the measurement dates in the last 12 months of the measurement period, TSR must increase at least (i) 145% to achieve the maximum 300% of target, (ii) 85% to achieve 200% of target, (iii) 25% to achieve 100% of target. However, if at least a 25% increase is not achieved on the measurement dates in the last 12 months of the three-year measurement period, no shares of Common Stock are earned. These Performance Share Units were granted as compensation under the 2020 LTIP.

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April 13, 2021 Filed Apr 17, 2021 00:23 UTC Chord Energy Corp OAS · Entity 630 GrantCommon Stock 43,975 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-027110 · doc4.xml · nonDerivative · entry 1

Brown Daniel E · CIK 0001705952 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,975

F1 · security: The Reporting Person was granted 43,795 Restricted Stock Units by the Issuer as compensation pursuant to the Issuer's 2020 Long Term Incentive Plan (the "2020 LTIP"). Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock, par value $0.01 per share ("Common Stock").

F1 · price: The Reporting Person was granted 43,795 Restricted Stock Units by the Issuer as compensation pursuant to the Issuer's 2020 Long Term Incentive Plan (the "2020 LTIP"). Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock, par value $0.01 per share ("Common Stock").

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August 08, 2019 Filed Aug 9, 2019 20:42 UTC ANADARKO PETROLEUM CORP APC · Entity 67647 Disposition to issuerDividend Equivalent Rights · Derivative 1,537 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-021529 · doc4.xml · derivative · entry 15

Brown Daniel E · CIK 0001705952 · EVP, US Onshore Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,537 shares

Expires not disclosed

F8 · derivative.exercise_price: The dividend equivalent units are inclusive of all outstanding dividend equivalent units accrued on all outstanding restricted stock units as of the effective time. The dividend equivalent units vest proportionately with the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of APC common stock.

F8 · price: The dividend equivalent units are inclusive of all outstanding dividend equivalent units accrued on all outstanding restricted stock units as of the effective time. The dividend equivalent units vest proportionately with the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of APC common stock.

F8 · derivative.exercise_date: The dividend equivalent units are inclusive of all outstanding dividend equivalent units accrued on all outstanding restricted stock units as of the effective time. The dividend equivalent units vest proportionately with the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of APC common stock.

F8 · derivative.expiration_date: The dividend equivalent units are inclusive of all outstanding dividend equivalent units accrued on all outstanding restricted stock units as of the effective time. The dividend equivalent units vest proportionately with the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of APC common stock.

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August 08, 2019 Filed Aug 9, 2019 20:42 UTC ANADARKO PETROLEUM CORP APC · Entity 67647 Disposition to issuerRestricted Stock Units · Derivative 22,519 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-021529 · doc4.xml · derivative · entry 14

Brown Daniel E · CIK 0001705952 · EVP, US Onshore Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,519 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of APC common stock.

F6 · price: Pursuant to the Merger Agreement, at the effective time each outstanding restricted stock unit was converted into an OXY restricted stock/cash unit equal to (a) the number of outstanding restricted stock units multiplied by 0.2934 and (b) a cash amount equal to the number of outstanding restricted stock units multiplied by $59. The OXY restricted stock/cash unit will otherwise continue on the same terms and conditions as were applicable under such APC restricted stock unit, including any provisions for acceleration of vesting.

F5 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning one year after the date of grant, or upon an earlier qualifying termination of employment.

F5 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning one year after the date of grant, or upon an earlier qualifying termination of employment.

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August 08, 2019 Filed Aug 9, 2019 20:42 UTC ANADARKO PETROLEUM CORP APC · Entity 67647 Disposition to issuerRestricted Stock Units · Derivative 15,435 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-021529 · doc4.xml · derivative · entry 13

Brown Daniel E · CIK 0001705952 · EVP, US Onshore Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,435 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of APC common stock.

F6 · price: Pursuant to the Merger Agreement, at the effective time each outstanding restricted stock unit was converted into an OXY restricted stock/cash unit equal to (a) the number of outstanding restricted stock units multiplied by 0.2934 and (b) a cash amount equal to the number of outstanding restricted stock units multiplied by $59. The OXY restricted stock/cash unit will otherwise continue on the same terms and conditions as were applicable under such APC restricted stock unit, including any provisions for acceleration of vesting.

F5 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning one year after the date of grant, or upon an earlier qualifying termination of employment.

F5 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning one year after the date of grant, or upon an earlier qualifying termination of employment.

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August 08, 2019 Filed Aug 9, 2019 20:42 UTC ANADARKO PETROLEUM CORP APC · Entity 67647 Disposition to issuerRestricted Stock Units · Derivative 16,163 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-021529 · doc4.xml · derivative · entry 12

Brown Daniel E · CIK 0001705952 · EVP, US Onshore Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,163 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of APC common stock.

F6 · price: Pursuant to the Merger Agreement, at the effective time each outstanding restricted stock unit was converted into an OXY restricted stock/cash unit equal to (a) the number of outstanding restricted stock units multiplied by 0.2934 and (b) a cash amount equal to the number of outstanding restricted stock units multiplied by $59. The OXY restricted stock/cash unit will otherwise continue on the same terms and conditions as were applicable under such APC restricted stock unit, including any provisions for acceleration of vesting.

F7 · derivative.exercise_date: The restricted stock units vest four years after the date of grant or upon an earlier qualifying termination of employment.

F7 · derivative.expiration_date: The restricted stock units vest four years after the date of grant or upon an earlier qualifying termination of employment.

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August 08, 2019 Filed Aug 9, 2019 20:42 UTC ANADARKO PETROLEUM CORP APC · Entity 67647 Disposition to issuerRestricted Stock Units · Derivative 3,098 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-021529 · doc4.xml · derivative · entry 11

Brown Daniel E · CIK 0001705952 · EVP, US Onshore Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,098 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of APC common stock.

F6 · price: Pursuant to the Merger Agreement, at the effective time each outstanding restricted stock unit was converted into an OXY restricted stock/cash unit equal to (a) the number of outstanding restricted stock units multiplied by 0.2934 and (b) a cash amount equal to the number of outstanding restricted stock units multiplied by $59. The OXY restricted stock/cash unit will otherwise continue on the same terms and conditions as were applicable under such APC restricted stock unit, including any provisions for acceleration of vesting.

F5 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning one year after the date of grant, or upon an earlier qualifying termination of employment.

F5 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning one year after the date of grant, or upon an earlier qualifying termination of employment.

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August 08, 2019 Filed Aug 9, 2019 20:42 UTC ANADARKO PETROLEUM CORP APC · Entity 67647 Disposition to issuerNon Qualified Stock Option (Right to Buy) · Derivative 77,570 Not disclosed Strike: $55.51 Not disclosed
Disclosure

SEC source: 0000899243-19-021529 · doc4.xml · derivative · entry 10

Brown Daniel E · CIK 0001705952 · EVP, US Onshore Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 77,570 shares

Expires 2025-11-15

F3 · price: Pursuant to the Merger Agreement, at the effective time each outstanding stock option was cancelled and converted into the right to receive an amount in cash equal to the product of (a) the number of shares subject to such option multiplied by (b) the excess, if any, of (1) the sum of (i) 0.2934 multiplied by the OXY common stock closing stock price of $46.00 on August 7, 2019 plus (ii) $59 (the sum of (i) and (ii) shall be the "Option Consideration") over (2)the exercise price per share of such option. If the exercise price of an option is equal to or greater than the Option Consideration, the options were automatically cancelled for no consideration.

F2 · derivative.exercise_date: The option was exercisable in three annual installments beginning one year after the date of grant.

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August 08, 2019 Filed Aug 9, 2019 20:42 UTC ANADARKO PETROLEUM CORP APC · Entity 67647 Disposition to issuerNon Qualified Stock Option (Right to Buy) · Derivative 74,234 Not disclosed Strike: $48.05 Not disclosed
Disclosure

SEC source: 0000899243-19-021529 · doc4.xml · derivative · entry 9

Brown Daniel E · CIK 0001705952 · EVP, US Onshore Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Non Qualified Stock Option (Right to Buy) · 74,234 shares

Expires 2024-11-14

F3 · price: Pursuant to the Merger Agreement, at the effective time each outstanding stock option was cancelled and converted into the right to receive an amount in cash equal to the product of (a) the number of shares subject to such option multiplied by (b) the excess, if any, of (1) the sum of (i) 0.2934 multiplied by the OXY common stock closing stock price of $46.00 on August 7, 2019 plus (ii) $59 (the sum of (i) and (ii) shall be the "Option Consideration") over (2)the exercise price per share of such option. If the exercise price of an option is equal to or greater than the Option Consideration, the options were automatically cancelled for no consideration.

F2 · derivative.exercise_date: The option was exercisable in three annual installments beginning one year after the date of grant.

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August 08, 2019 Filed Aug 9, 2019 20:42 UTC ANADARKO PETROLEUM CORP APC · Entity 67647 Disposition to issuerNon Qualified Stock Option (Right to Buy) · Derivative 39,644 Not disclosed Strike: $61.87 Not disclosed
Disclosure

SEC source: 0000899243-19-021529 · doc4.xml · derivative · entry 8

Brown Daniel E · CIK 0001705952 · EVP, US Onshore Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,644 shares

Expires 2023-11-10

F3 · price: Pursuant to the Merger Agreement, at the effective time each outstanding stock option was cancelled and converted into the right to receive an amount in cash equal to the product of (a) the number of shares subject to such option multiplied by (b) the excess, if any, of (1) the sum of (i) 0.2934 multiplied by the OXY common stock closing stock price of $46.00 on August 7, 2019 plus (ii) $59 (the sum of (i) and (ii) shall be the "Option Consideration") over (2)the exercise price per share of such option. If the exercise price of an option is equal to or greater than the Option Consideration, the options were automatically cancelled for no consideration.

F2 · derivative.exercise_date: The option was exercisable in three annual installments beginning one year after the date of grant.

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August 08, 2019 Filed Aug 9, 2019 20:42 UTC ANADARKO PETROLEUM CORP APC · Entity 67647 Disposition to issuerNon Qualified Stock Option (Right to Buy) · Derivative 33,160 Not disclosed Strike: $69.00 Not disclosed
Disclosure

SEC source: 0000899243-19-021529 · doc4.xml · derivative · entry 7

Brown Daniel E · CIK 0001705952 · EVP, US Onshore Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,160 shares

Expires 2022-10-26

F3 · price: Pursuant to the Merger Agreement, at the effective time each outstanding stock option was cancelled and converted into the right to receive an amount in cash equal to the product of (a) the number of shares subject to such option multiplied by (b) the excess, if any, of (1) the sum of (i) 0.2934 multiplied by the OXY common stock closing stock price of $46.00 on August 7, 2019 plus (ii) $59 (the sum of (i) and (ii) shall be the "Option Consideration") over (2)the exercise price per share of such option. If the exercise price of an option is equal to or greater than the Option Consideration, the options were automatically cancelled for no consideration.

F2 · derivative.exercise_date: The option was exercisable in three annual installments beginning one year after the date of grant.

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August 08, 2019 Filed Aug 9, 2019 20:42 UTC ANADARKO PETROLEUM CORP APC · Entity 67647 Disposition to issuerNon Qualified Stock Option (Right to Buy) · Derivative 23,945 Not disclosed Strike: $93.51 Not disclosed
Disclosure

SEC source: 0000899243-19-021529 · doc4.xml · derivative · entry 6

Brown Daniel E · CIK 0001705952 · EVP, US Onshore Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,945 shares

Expires 2021-11-06

F3 · price: Pursuant to the Merger Agreement, at the effective time each outstanding stock option was cancelled and converted into the right to receive an amount in cash equal to the product of (a) the number of shares subject to such option multiplied by (b) the excess, if any, of (1) the sum of (i) 0.2934 multiplied by the OXY common stock closing stock price of $46.00 on August 7, 2019 plus (ii) $59 (the sum of (i) and (ii) shall be the "Option Consideration") over (2)the exercise price per share of such option. If the exercise price of an option is equal to or greater than the Option Consideration, the options were automatically cancelled for no consideration.

F2 · derivative.exercise_date: The option was exercisable in three annual installments beginning one year after the date of grant.

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August 08, 2019 Filed Aug 9, 2019 20:42 UTC ANADARKO PETROLEUM CORP APC · Entity 67647 Disposition to issuerNon Qualified Stock Option (Right to Buy) · Derivative 16,155 Not disclosed Strike: $92.02 Not disclosed
Disclosure

SEC source: 0000899243-19-021529 · doc4.xml · derivative · entry 5

Brown Daniel E · CIK 0001705952 · EVP, US Onshore Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,155 shares

Expires 2020-11-06

F3 · price: Pursuant to the Merger Agreement, at the effective time each outstanding stock option was cancelled and converted into the right to receive an amount in cash equal to the product of (a) the number of shares subject to such option multiplied by (b) the excess, if any, of (1) the sum of (i) 0.2934 multiplied by the OXY common stock closing stock price of $46.00 on August 7, 2019 plus (ii) $59 (the sum of (i) and (ii) shall be the "Option Consideration") over (2)the exercise price per share of such option. If the exercise price of an option is equal to or greater than the Option Consideration, the options were automatically cancelled for no consideration.

F2 · derivative.exercise_date: The option was exercisable in three annual installments beginning one year after the date of grant.

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August 08, 2019 Filed Aug 9, 2019 20:42 UTC ANADARKO PETROLEUM CORP APC · Entity 67647 Disposition to issuerNon Qualified Stock Option (Right to Buy) · Derivative 2,446 Not disclosed Strike: $94.02 Not disclosed
Disclosure

SEC source: 0000899243-19-021529 · doc4.xml · derivative · entry 4

Brown Daniel E · CIK 0001705952 · EVP, US Onshore Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,446 shares

Expires 2020-09-09

F3 · price: Pursuant to the Merger Agreement, at the effective time each outstanding stock option was cancelled and converted into the right to receive an amount in cash equal to the product of (a) the number of shares subject to such option multiplied by (b) the excess, if any, of (1) the sum of (i) 0.2934 multiplied by the OXY common stock closing stock price of $46.00 on August 7, 2019 plus (ii) $59 (the sum of (i) and (ii) shall be the "Option Consideration") over (2)the exercise price per share of such option. If the exercise price of an option is equal to or greater than the Option Consideration, the options were automatically cancelled for no consideration.

F2 · derivative.exercise_date: The option was exercisable in three annual installments beginning one year after the date of grant.

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August 08, 2019 Filed Aug 9, 2019 20:42 UTC ANADARKO PETROLEUM CORP APC · Entity 67647 Disposition to issuerNon Qualified Stock Option (Right to Buy) · Derivative 1,614 Not disclosed Strike: $87.98 Not disclosed
Disclosure

SEC source: 0000899243-19-021529 · doc4.xml · derivative · entry 3

Brown Daniel E · CIK 0001705952 · EVP, US Onshore Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,614 shares

Expires 2020-06-07

F3 · price: Pursuant to the Merger Agreement, at the effective time each outstanding stock option was cancelled and converted into the right to receive an amount in cash equal to the product of (a) the number of shares subject to such option multiplied by (b) the excess, if any, of (1) the sum of (i) 0.2934 multiplied by the OXY common stock closing stock price of $46.00 on August 7, 2019 plus (ii) $59 (the sum of (i) and (ii) shall be the "Option Consideration") over (2)the exercise price per share of such option. If the exercise price of an option is equal to or greater than the Option Consideration, the options were automatically cancelled for no consideration.

F2 · derivative.exercise_date: The option was exercisable in three annual installments beginning one year after the date of grant.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 20:42 UTC ANADARKO PETROLEUM CORP APC · Entity 67647 Disposition to issuerCommon Stock 419 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-021529 · doc4.xml · nonDerivative · entry 2

Brown Daniel E · CIK 0001705952 · EVP, US Onshore Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k)Plan

Disclosed balance after: 0

F1 · price: This Form 4 reports securities disposed upon the effectiveness of the acquisition of Anadarko Petroleum Corporation ("APC") by Occidental Petroleum Corporation ("OXY") on August 8, 2019, pursuant to the Agreement and Plan of Merger, dated as of May 9, 2019, by and among Occidental Petroleum Corporation, Baseball Merger Sub 1, Inc., and Anadarko Petroleum Corporation (the "Merger Agreement"). At the effective time, each outstanding share of APC common stock was converted into the right to receive $59 in cash and 0.2934 of a share of OXY common stock.

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August 08, 2019 Filed Aug 9, 2019 20:42 UTC ANADARKO PETROLEUM CORP APC · Entity 67647 Disposition to issuerCommon Stock 26,910 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-021529 · doc4.xml · nonDerivative · entry 1

Brown Daniel E · CIK 0001705952 · EVP, US Onshore Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This Form 4 reports securities disposed upon the effectiveness of the acquisition of Anadarko Petroleum Corporation ("APC") by Occidental Petroleum Corporation ("OXY") on August 8, 2019, pursuant to the Agreement and Plan of Merger, dated as of May 9, 2019, by and among Occidental Petroleum Corporation, Baseball Merger Sub 1, Inc., and Anadarko Petroleum Corporation (the "Merger Agreement"). At the effective time, each outstanding share of APC common stock was converted into the right to receive $59 in cash and 0.2934 of a share of OXY common stock.

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November 15, 2018 Filed Nov 16, 2018 16:16 UTC ANADARKO PETROLEUM CORP APC · Entity 67647 GrantNon Qualified Stock Option (Right to Buy) · Derivative 77,570 $0.00 Strike: $55.51 $0.00
Disclosure

SEC source: 0001127602-18-033409 · form4.xml · derivative · entry 6

Brown Daniel E · CIK 0001705952 · EVP, US Onshore Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,570

Underlying: Common Stock · 77,570 shares

Expires 2025-11-15

F4 · derivative.exercise_date: The option is exercisable in three annual installments beginning one year after the date of grant.

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November 15, 2018 Filed Nov 16, 2018 16:16 UTC ANADARKO PETROLEUM CORP APC · Entity 67647 GrantRestricted Stock Units · Derivative 22,519 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-033409 · form4.xml · derivative · entry 5

Brown Daniel E · CIK 0001705952 · EVP, US Onshore Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,519

Underlying: Common Stock · 22,519 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of APC common stock.

F3 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning one year after the date of grant.

F3 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning one year after the date of grant.

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November 14, 2018 Filed Nov 16, 2018 16:16 UTC ANADARKO PETROLEUM CORP APC · Entity 67647 Exercise / conversionRestricted Stock Units · Derivative 7,718 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-033409 · form4.xml · derivative · entry 4

Brown Daniel E · CIK 0001705952 · EVP, US Onshore Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,435

Underlying: Common Stock · 7,718 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of APC common stock.

F3 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning one year after the date of grant.

F3 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning one year after the date of grant.

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November 14, 2018 Filed Nov 16, 2018 16:16 UTC ANADARKO PETROLEUM CORP APC · Entity 67647 Tax withholdingCommon Stock 2,397 $54.40 $130,396.80
Disclosure

SEC source: 0001127602-18-033409 · form4.xml · nonDerivative · entry 2

Brown Daniel E · CIK 0001705952 · EVP, US Onshore Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,910

F1 · ownership.direct: Includes 57 shares of common stock acquired as a result of dividend equivalents with respect to restricted stock units. The dividend equivalents were accrued and reinvested in shares of the Company's common stock and paid upon vesting of the underlying award.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.