HATTEN STEVEN M.

SEC source: 0001654954-26-007831 · section16.xml · derivative · entry 3

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 526,572

Underlying: Common Shares · 81,576 shares

Expires 2026-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $1.44 Canadian dollars, $1.0464 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7267).

F3 · derivative.exercise_date: The 81,576 options were granted on 8/27/2021 and vested and became exercisable as follows: 27,192 on 8/27/2022; 27,192 on 8/27/2023; and 27,192 on 8/27/2024.

SEC source: 0001654954-26-007831 · section16.xml · nonDerivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,764

F2 · price: The shares were sold at $1.91 Canadian dollars, $1.3880 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7267).

SEC source: 0001654954-26-007831 · section16.xml · nonDerivative · entry 1

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 427,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $1.44 Canadian dollars, $1.0464 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7267).

SEC source: 0001654954-25-014394 · section16.xml · derivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,332

Underlying: Common Shares · 27,745 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on December 7, 2025 and were released on December 23, 2025.

F4 · derivative.expiration_date: The RSUs became redeemable on December 7, 2025 and were released on December 23, 2025.

SEC source: 0001654954-25-014394 · section16.xml · nonDerivative · entry 1

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 7, 2023, the reporting person was granted 27,745 Restricted Share Units ("RSUs"). On redemption, 6,756 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 20,989 common shares.

F2 · price: The common shares were priced at $2.02 Canadian dollars and $1.4657 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7256) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-25-014377 · section16.xml · derivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,077

Underlying: Common Shares · 38,073 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 12/22/2027 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 12/22/2027 per the terms of the plan.

SEC source: 0001654954-25-014377 · section16.xml · derivative · entry 1

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 608,148

Underlying: Common Shares · 152,295 shares

Expires 2030-12-22

F1 · derivative.exercise_price: The options were priced at $2.02 Canadian dollars; $1.4657 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7256) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 50,765 on 12/22/2026; 50,765 on 12/22/2027; and 50,765 on 12/22/2028.

SEC source: 0001654954-25-010057 · section16.xml · derivative · entry 3

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 455,853

Underlying: Common Shares · 198,618 shares

Expires 2025-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.63 Canadian dollars, $0.4554 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7228).

F3 · derivative.exercise_date: The 198,618 options were granted on 11/13/2020 and vested and became exercisable as follows: 66,206 on 11/13/2021; 66,206 on 11/13/2022; and 66,206 on 11/13/2023.

SEC source: 0001654954-25-010057 · section16.xml · nonDerivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 324,775

F2 · price: The shares were sold at $1.8573 Canadian dollars, $1.3425 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7228).

SEC source: 0001654954-25-010057 · section16.xml · nonDerivative · entry 1

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 523,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.63 Canadian dollars, $0.4554 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7228).

SEC source: 0001654954-25-000616 · section16.xml · derivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,004

Underlying: Common Shares · 29,564 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on January 4, 2025 and were released on January 17, 2025.

F4 · derivative.expiration_date: The RSUs became redeemable on January 4, 2025 and were released on January 17, 2025.

SEC source: 0001654954-25-000616 · section16.xml · nonDerivative · entry 1

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 324,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On January 4, 2023, the reporting person was granted 29,564 Restricted Share Units ("RSUs"). On redemption, 8,766 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 20,798 common shares.

F2 · price: The common shares were priced at $1.61 Canadian dollars and $1.1154 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.6928) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-24-015620 · section16.xml · derivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,568

Underlying: Common Shares · 36,259 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 12/12/2026 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 12/12/2026 per the terms of the plan.

SEC source: 0001654954-24-015620 · section16.xml · derivative · entry 1

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 654,471

Underlying: Common Shares · 145,035 shares

Expires 2029-12-12

F1 · derivative.exercise_price: The options were priced at $1.77 Canadian dollars; $1.2475 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7048) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 48,345 on 12/12/2025; 48,345 on 12/12/2026; and 48,345 on 12/12/2027.

SEC source: 0001654954-24-012182 · section16.xml · derivative · entry 3

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 509,436

Underlying: Common Shares · 179,733 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.79 Canadian dollars, $0.5824 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7372).

F3 · derivative.exercise_date: The 179,733 options were granted on 11/5/2019 and vested and became exercisable as follows: 59,910 on 11/5/2020; 59,911 on 11/5/2021; and 59,912 on 11/5/2022.

SEC source: 0001654954-24-012182 · section16.xml · nonDerivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 303,977

F2 · price: The shares were sold at $1.62 Canadian dollars, $1.1943 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7372).

SEC source: 0001654954-24-012182 · section16.xml · nonDerivative · entry 1

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 483,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.79 Canadian dollars, $0.5824 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7372).

SEC source: 0001654954-23-015378 · section16.xml · derivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,309

Underlying: Common Shares · 27,745 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 12/07/2025 per the terms of the plan

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 12/07/2025 per the terms of the plan

SEC source: 0001654954-23-015378 · section16.xml · derivative · entry 1

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 689,169

Underlying: Common Shares · 110,979 shares

Expires 2028-12-07

F1 · derivative.exercise_price: The options were priced at $2.06 Canadian dollars; $1.5151 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7355) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 36,993 on 12/07/2024; 36,993 on 12/07/2025; and 36,993 on 12/07/2026.

SEC source: 0001654954-23-013782 · section16.xml · derivative · entry 3

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 578,190

Underlying: Common Shares · 58,357 shares

Expires 2023-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.91 Canadian dollars, $0.6605 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7258).

F3 · derivative.exercise_date: The 58,357 options were granted on 12/14/18 and vested and became exercisable as follows: 19,258 on 12/14/19; 19,258 on 12/14/20; and 19,841 on 12/14/21.

SEC source: 0001654954-23-013782 · section16.xml · nonDerivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 303,977

F2 · price: The shares were sold at $2.2611 Canadian dollars, $1.6411 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7258).

SEC source: 0001654954-23-013782 · section16.xml · nonDerivative · entry 1

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 362,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.91 Canadian dollars, $0.6605 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7258).

SEC source: 0001654954-23-011390 · section16.xml · derivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,564

Underlying: Common Shares · 20,393 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on August 27, 2023.

F4 · derivative.expiration_date: The RSUs became redeemable on August 27, 2023.

SEC source: 0001654954-23-011390 · section16.xml · nonDerivative · entry 1

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 303,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 27, 2021, the reporting person was granted 20,393 Restricted Share Units ("RSUs"). On redemption, 4,966 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 15,427 common shares.

F2 · price: The common shares were priced at $1.73 Canadian dollars and $1.2724 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7355) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-23-008786 · section16.xml · derivative · entry 3

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 636,547

Underlying: Common Shares · 62,409 shares

Expires 2023-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.93 Canadian dollars, $0.7024 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7553).

F3 · derivative.exercise_date: The 62,409 options were granted on 8/20/18 and vested and became exercisable as follows: 20,803 on 08/20/19; 20,803 on 08/20/20; and 20,803 on 08/20/21

SEC source: 0001654954-23-008786 · section16.xml · nonDerivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,550

F2 · price: The shares were sold at $1.3637 Canadian dollars, $1.03 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7553).

SEC source: 0001654954-23-008786 · section16.xml · nonDerivative · entry 1

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 350,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.93 Canadian dollars, $0.7024 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7553).

SEC source: 0001654954-23-000215 · section16.xml · derivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,957

Underlying: Common shares · 29,564 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 01/04/2025 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 01/04/2025 per the terms of the plan.

SEC source: 0001654954-23-000215 · section16.xml · derivative · entry 1

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 698,956

Underlying: Common shares · 118,263 shares

Expires 2028-01-04

F1 · derivative.exercise_price: The options were priced at $1.55 Canadian dollars; $1.1475 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7403) www.bankofcanada.ca

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 39,421 on 01/04/24; 39,421 on 01/04/25; and 39,421 on 01/04/26.

SEC source: 0001654954-22-016520 · section16.xml · derivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580,693

Underlying: Common shares · 34,566 shares

Expires 2022-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.90 Canadian dollars; $0.6644 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7382). www.bankofcanada.ca.

F2 · derivative.exercise_date: A total of 134,586 options granted on 12/15/2017 vested and became exercisable as follows: 44,406 on 12/15/2018; 44,407 on 12/15/2019 and 45,753 on 12/15/2020.

SEC source: 0001654954-22-016520 · section16.xml · nonDerivative · entry 1

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.90 Canadian dollars; $0.6644 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7382). www.bankofcanada.ca.

SEC source: 0001654954-22-015454 · section16.xml · derivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,393

Underlying: Common Shares · 49,655 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on November 14, 2022.

F4 · derivative.expiration_date: The RSUs became redeemable on November 14, 2022.

SEC source: 0001654954-22-015454 · section16.xml · nonDerivative · entry 1

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 13, 2020, the reporting person was granted 49,655 Restricted Share Units ("RSUs"). On redemption, 12,091 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 37,564 common shares.

F2 · price: The common shares were priced at $1.83 Canadian dollars and $1.3773 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7526) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-21-011966 · section16.xml · derivative · entry 3

HATTEN STEVEN M. · CIK 0001595544 · VICE PRESIDENT OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 615,259

Underlying: Common shares · 100,000 shares

Expires 2022-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised, and the shares were acquired, at $0.90 Canadian dollars; $0.7229 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.8033).

F3 · derivative.exercise_date: The original 134,566 options granted on 12/15/2017 vested and became exercisable as follows: 44,407 on 12/15/2018; 44,407 on 12/15/19; and 45,752 on 12/15/2020.

SEC source: 0001654954-21-011966 · section16.xml · nonDerivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · VICE PRESIDENT OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,420

F2 · price: The shares were sold at $2.558 Canadian dollars; $2.0548 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.8033).

SEC source: 0001654954-21-011966 · section16.xml · nonDerivative · entry 1

HATTEN STEVEN M. · CIK 0001595544 · VICE PRESIDENT OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised, and the shares were acquired, at $0.90 Canadian dollars; $0.7229 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.8033).

SEC source: 0001654954-21-011858 · section16.xml · derivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · VICE PRESIDENT OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,048

Underlying: Common Shares · 44,934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on November 5, 2021.

F4 · derivative.expiration_date: The RSUs became redeemable on November 5, 2021.

SEC source: 0001654954-21-011858 · section16.xml · nonDerivative · entry 1

HATTEN STEVEN M. · CIK 0001595544 · VICE PRESIDENT OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 5, 2019, the reporting person was granted 44,934 Restricted Share Units ("RSUs"). On redemption, 10,942 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 33,992 common shares.

F2 · price: The common shares were priced at $2.36 Canadian dollars and $1.8953 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.8031) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-21-009589 · section16.xml · derivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · VICE PRESIDENT OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,982

Underlying: Common shares · 20,393 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 08/27/23 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 08/27/23 per the terms of the plan.

SEC source: 0001654954-21-009589 · section16.xml · derivative · entry 1

HATTEN STEVEN M. · CIK 0001595544 · VICE PRESIDENT OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 715,259

Underlying: Common shares · 81,576 shares

Expires 2026-08-27

F1 · derivative.exercise_price: The options were priced at $1.44 Canadian dollars; $1.1398 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 27,192 on 08/27/2022; 27,192 on 08/27/2023; and 27,192 on 08/27/2024.

SEC source: 0001654954-21-000835 · section16.xml · derivative · entry 3

HATTEN STEVEN M. · CIK 0001595544 · VICE PRESIDENT OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 633,683

Underlying: Common shares · 190,040 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised, and the shares were acquired, at $0.73 Canadian dollars; $0.5747 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7873) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F3 · derivative.exercise_date: The options granted on 12/16/2016 vested and became exercisable as follows: 19,004 on 12/16/2016; 41,809 on 5/2/2017; 41,809 on 9/16/2017; 41,808 on 1/31/2018; and 45,610 on 6/16/2018.

SEC source: 0001654954-21-000835 · section16.xml · nonDerivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · VICE PRESIDENT OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,428

F2 · price: The shares were sold at $1.2812 Canadian dollars; $1.0087 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7873) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-21-000835 · section16.xml · nonDerivative · entry 1

HATTEN STEVEN M. · CIK 0001595544 · VICE PRESIDENT OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised, and the shares were acquired, at $0.73 Canadian dollars; $0.5747 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7873) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-20-013635 · section16.xml · derivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · VICE PRESIDENT OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,589

Underlying: Common shares · 14,590 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs become redeemable on December 14, 2020.

F4 · derivative.expiration_date: The RSUs become redeemable on December 14, 2020.

SEC source: 0001654954-20-013635 · section16.xml · nonDerivative · entry 1

HATTEN STEVEN M. · CIK 0001595544 · VICE PRESIDENT OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 14, 2018, the reporting person was granted 14,590 Restricted Share Units ("RSUs"). On redemption, 3,553 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 11,037 common shares.

F2 · price: The common shares were priced at $0.80 Canadian dollars and $0.6271 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7839) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-20-012622 · section16.xml · derivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · VICE PRESIDENT OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,179

Underlying: Common shares · 49,655 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Units vest and become redeemable on November 13, 2022.

F4 · derivative.expiration_date: Units vest and become redeemable on November 13, 2022.

SEC source: 0001654954-20-012622 · section16.xml · derivative · entry 1

HATTEN STEVEN M. · CIK 0001595544 · VICE PRESIDENT OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 892,639

Underlying: Common shares · 198,618 shares

Expires 2025-11-13

F1 · derivative.exercise_price: The options were priced at $0.63 Canadian dollars. This is the $0.4792 U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7606) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 66,206 on November 13, 2021; 66,206 on November 13, 2022 and 66,206 on November 13, 2023.

SEC source: 0001104659-20-098079 · tm2029300d6_form4.xml · derivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,524

Underlying: Common shares · 15,603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share

F2 · derivative.exercise_date: On August 20, 2018, the reporting person was granted 15,603 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F2 · derivative.expiration_date: On August 20, 2018, the reporting person was granted 15,603 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

SEC source: 0001104659-20-098079 · tm2029300d6_form4.xml · nonDerivative · entry 1

HATTEN STEVEN M. · CIK 0001595544 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On August 20, 2018, the reporting person was granted 15,603 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F4 · shares: The 3,800 shares withheld from issuance by the Company were solely for the purpose of satisfying the tax withholding obligation arising in connection with the vesting of the RSUs granted on August 20, 2018 under the terms of the Ur-Energy Inc. Restricted Share Unit Plan.

F3 · price: The common shares were priced at $0.73 Canadian dollars per share. $0.5528 is the U.S. dollar equivalent of the share price pursuant to the exchange rate as of the transaction date (CDN$ 1.00 = US$ 0.7573), as reported by the Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001104659-19-073461 · tv534846_4.xml · derivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,127

Underlying: Common shares · 33,642 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share

F2 · derivative.exercise_date: On December 15, 2017, the reporting person was granted 33,642 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F2 · derivative.expiration_date: On December 15, 2017, the reporting person was granted 33,642 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.