Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alibaba Group Holding LtdBABA · Entity 2820 | Director · Chief Executive Officer | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alibaba Group Holding Ltd
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 1,725,752 |
Ending reported balance
After 2026-10-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-10-01 · Exercise / conversion · Acquired 13,334 · Balance 1,697,752 F1: Reflects restricted share units that vested and settled into ordinary shares. Row 2 · 2026-10-01 · Exercise / conversion · Acquired 28,000 · Balance 1,725,752 F1: Reflects restricted share units that vested and settled into ordinary shares. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 240,000 |
Reported balance
After 2026-10-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-10-01 · Exercise / conversion · Disposed 13,334 · Balance 240,000 F2: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F3: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in twenty-four equal quarterly installments beginning on Jul 1, 2025, subject to the terms and conditions of theunderlying award agreement. The vesting reported herein was as of Oct 1, 2026. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 392,000 |
Reported balance
After 2026-10-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-10-01 · Exercise / conversion · Disposed 28,000 · Balance 392,000 F2: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F4: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jul 1, 2026, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Oct 1, 2026. |
| Ordinary SharesSEC Table I · non-derivative | IndirectBy spouse | 108,000 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 108,000 |
| Ordinary SharesSEC Table I · non-derivative | IndirectBy trust | 12,320,000 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 12,320,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects restricted share units that vested and settled into ordinary shares.
F2: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares.
F3: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in twenty-four equal quarterly installments beginning on Jul 1, 2025, subject to the terms and conditions of theunderlying award agreement. The vesting reported herein was as of Oct 1, 2026.
F4: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jul 1, 2026, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Oct 1, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 5, 2026 10:02 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionRestricted Share Units · Derivative | 28,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-413032 · ownership.xml · derivative · entry 6 Wu Yongming · CIK 0002121606 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 392,000 Underlying: Ordinary Shares · 28,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F4 · derivative.exercise_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jul 1, 2026, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Oct 1, 2026. F4 · derivative.expiration_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jul 1, 2026, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Oct 1, 2026. F2 · derivative.underlying: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F2 · derivative.underlying_shares: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F4 · balance_after: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jul 1, 2026, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Oct 1, 2026. Read SEC document |
| October 01, 2026 Filed Oct 5, 2026 10:02 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionRestricted Share Units · Derivative | 13,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-413032 · ownership.xml · derivative · entry 5 Wu Yongming · CIK 0002121606 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 240,000 Underlying: Ordinary Shares · 13,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F3 · derivative.exercise_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in twenty-four equal quarterly installments beginning on Jul 1, 2025, subject to the terms and conditions of theunderlying award agreement. The vesting reported herein was as of Oct 1, 2026. F3 · derivative.expiration_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in twenty-four equal quarterly installments beginning on Jul 1, 2025, subject to the terms and conditions of theunderlying award agreement. The vesting reported herein was as of Oct 1, 2026. F2 · derivative.underlying: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F2 · derivative.underlying_shares: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F3 · balance_after: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in twenty-four equal quarterly installments beginning on Jul 1, 2025, subject to the terms and conditions of theunderlying award agreement. The vesting reported herein was as of Oct 1, 2026. Read SEC document |
| October 01, 2026 Filed Oct 5, 2026 10:02 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionOrdinary Shares | 28,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-413032 · ownership.xml · nonDerivative · entry 2 Wu Yongming · CIK 0002121606 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,725,752 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects restricted share units that vested and settled into ordinary shares. Read SEC document |
| October 01, 2026 Filed Oct 5, 2026 10:02 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionOrdinary Shares | 13,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-413032 · ownership.xml · nonDerivative · entry 1 Wu Yongming · CIK 0002121606 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,697,752 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects restricted share units that vested and settled into ordinary shares. Read SEC document |
| September 10, 2026 Filed Sep 14, 2026 10:03 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionRestricted Share Units · Derivative | 320,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-389757 · ownership.xml · derivative · entry 4 Wu Yongming · CIK 0002121606 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 640,000 Underlying: Ordinary Shares · 320,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the ADSs in this award. F3 · derivative.exercise_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs that vests in five equal annual installments beginning on Sep 10, 2024, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Sep 10, 2026. F3 · derivative.expiration_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs that vests in five equal annual installments beginning on Sep 10, 2024, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Sep 10, 2026. F2 · derivative.underlying: Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the ADSs in this award. F2 · derivative.underlying_shares: Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the ADSs in this award. F3 · balance_after: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs that vests in five equal annual installments beginning on Sep 10, 2024, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Sep 10, 2026. Read SEC document |
| September 10, 2026 Filed Sep 14, 2026 10:03 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionOrdinary Shares | 320,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-389757 · ownership.xml · nonDerivative · entry 1 Wu Yongming · CIK 0002121606 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,684,418 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects restricted share units that vested and settled into American Depositary Shares ("ADSs"). Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the ADSs acquired in connection with such vesting. Read SEC document |
| August 24, 2026 Filed Aug 24, 2026 10:04 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | PurchaseOrdinary Shares | 350,000 | $14.24 | $4,984,000.00 |
DisclosureSEC source: 0001193125-26-361711 · ownership.xml · nonDerivative · entry 1 Wu Yongming · CIK 0002121606 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,364,418 F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices denominated in Hong Kong dollars ranging from 110.70 to 112.40 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The sales prices reported herein were converted from Hong Kong dollars to United States dollars at a conversion price of HK$7.8412 to US$1.00. Read SEC document |
| July 01, 2026 Filed Jul 6, 2026 10:02 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionRestricted Share Units · Derivative | 28,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-295466 · ownership.xml · derivative · entry 6 Wu Yongming · CIK 0002121606 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 420,000 Underlying: Ordinary Shares · 28,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F4 · derivative.exercise_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jul 1, 2026, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Jul 1, 2026. F4 · derivative.expiration_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jul 1, 2026, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Jul 1, 2026. F2 · derivative.underlying: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F2 · derivative.underlying_shares: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F4 · balance_after: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jul 1, 2026, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Jul 1, 2026. Read SEC document |
| July 01, 2026 Filed Jul 6, 2026 10:02 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionRestricted Share Units · Derivative | 13,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-295466 · ownership.xml · derivative · entry 5 Wu Yongming · CIK 0002121606 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 253,334 Underlying: Ordinary Shares · 13,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F3 · derivative.exercise_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in twenty-four equal quarterly installments beginning on Jul 1, 2025, subject to the terms and conditions of theunderlying award agreement. The vesting reported herein was as of Jul 1, 2026. F3 · derivative.expiration_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in twenty-four equal quarterly installments beginning on Jul 1, 2025, subject to the terms and conditions of theunderlying award agreement. The vesting reported herein was as of Jul 1, 2026. F2 · derivative.underlying: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F2 · derivative.underlying_shares: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F3 · balance_after: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in twenty-four equal quarterly installments beginning on Jul 1, 2025, subject to the terms and conditions of theunderlying award agreement. The vesting reported herein was as of Jul 1, 2026. Read SEC document |
| July 01, 2026 Filed Jul 6, 2026 10:02 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionOrdinary Shares | 28,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-295466 · ownership.xml · nonDerivative · entry 2 Wu Yongming · CIK 0002121606 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,014,418 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects restricted share units that vested and settled into ordinary shares. Read SEC document |
| July 01, 2026 Filed Jul 6, 2026 10:02 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionOrdinary Shares | 13,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-295466 · ownership.xml · nonDerivative · entry 1 Wu Yongming · CIK 0002121606 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 986,418 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects restricted share units that vested and settled into ordinary shares. Read SEC document |
| May 29, 2026 Filed Jun 2, 2026 10:30 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | GrantRestricted Share Units · Derivative | 448,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-252424 · ownership.xml · derivative · entry 1 Wu Yongming · CIK 0002121606 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 448,000 Underlying: Ordinary Shares · 448,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one ordinary share. F2 · derivative.exercise_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jul 1, 2026, subject to the terms and conditions of the underlying award agreement. F2 · derivative.expiration_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jul 1, 2026, subject to the terms and conditions of the underlying award agreement. F1 · derivative.underlying: Each restricted share unit represents a contingent right to receive one ordinary share. F1 · derivative.underlying_shares: Each restricted share unit represents a contingent right to receive one ordinary share. F2 · balance_after: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jul 1, 2026, subject to the terms and conditions of the underlying award agreement. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 10:44 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionRestricted Share Units · Derivative | 13,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-141211 · ownership.xml · derivative · entry 4 Wu Yongming · CIK 0002121606 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 266,667 Underlying: Ordinary Shares · 13,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F3 · derivative.exercise_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in twenty-four equal quarterly installments beginning on Jul 1, 2025, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Apr 1, 2026. F3 · derivative.expiration_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in twenty-four equal quarterly installments beginning on Jul 1, 2025, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Apr 1, 2026. F2 · derivative.underlying: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F2 · derivative.underlying_shares: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F3 · balance_after: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in twenty-four equal quarterly installments beginning on Jul 1, 2025, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Apr 1, 2026. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 10:44 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionOrdinary Shares | 13,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-141211 · ownership.xml · nonDerivative · entry 1 Wu Yongming · CIK 0002121606 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 973,085 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects restricted share units that vested and settled into ordinary shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.