Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Live Oak Bancshares, Inc.LOB · Entity 2023 | Director · Chief Executive Officer · 10% owner | September 09, 2026 | September 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Live Oak Bancshares, Inc.
Report date September 09, 2026 · Filed September 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Voting Common StockSEC Table I · non-derivative | IndirectBy James S. Mahan Revocable Trust | 2,757,844 |
Reported balance
After 2026-09-09 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-09 · Sale · Disposed 10,000 · Balance 2,757,844 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025. F2: This transaction was executed in multiple trades at prices ranging from $38.255 to $39.08. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. |
| Voting Common StockSEC Table I · non-derivative | IndirectBy James S. Mahan Revocable Trust | 2,747,844 |
Reported balance
After 2026-09-10 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-09-10 · Sale · Disposed 10,000 · Balance 2,747,844 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025. F3: This transaction was executed in multiple trades at prices ranging from $38.35 to $39.08. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. |
| Voting Common StockSEC Table I · non-derivative | IndirectBy Marguerite D. Mahan Revocable Trust | 3,032,547 |
Reported balance
Holding disclosure · report date 2026-09-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,032,547 |
| Voting Common StockSEC Table I · non-derivative | IndirectBy 2021 Chip Mahan Family and Charitable Trust | 127,167 |
Reported balance
Holding disclosure · report date 2026-09-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 127,167 |
| Voting Common StockSEC Table I · non-derivative | IndirectBy 2021 Peggy Mahan Family Trust | 127,167 |
Reported balance
Holding disclosure · report date 2026-09-09 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 127,167 |
| Voting Common StockSEC Table I · non-derivative | IndirectBy Peapod II, LLC | 140,150 |
Reported balance
Holding disclosure · report date 2026-09-09 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 140,150 |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.
F2: This transaction was executed in multiple trades at prices ranging from $38.255 to $39.08. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F3: This transaction was executed in multiple trades at prices ranging from $38.35 to $39.08. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 10, 2025 Filed Dec 12, 2025 22:00 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 6,495 | $34.69 | $225,329.09 |
DisclosureSEC source: 0001036743-25-000010 · wk-form4_1765576855.xml · nonDerivative · entry 2 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,097,844 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025. F3 · price: This transaction was executed in multiple trades at prices ranging from $34.1144 to $35.08. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected Read SEC document |
| December 10, 2025 Filed Dec 12, 2025 22:00 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 3,505 | $33.65 | $117,953.41 |
DisclosureSEC source: 0001036743-25-000010 · wk-form4_1765576855.xml · nonDerivative · entry 1 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,104,339 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025. F2 · price: This transaction was executed in multiple trades at prices ranging from $33.10 to $34.06. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| December 05, 2025 Filed Dec 9, 2025 22:08 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 10,000 | $32.81 | $328,090.00 |
DisclosureSEC source: 0001036743-25-000008 · wk-form4_1765318085.xml · nonDerivative · entry 1 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,107,844 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025. F2 · price: This transaction was executed in multiple trades at prices ranging from $32.585 to $33.0238. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| December 03, 2025 Filed Dec 5, 2025 21:54 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 3,918 | $33.24 | $130,239.81 |
DisclosureSEC source: 0001036743-25-000006 · wk-form4_1764971655.xml · nonDerivative · entry 2 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,117,844 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025. F3 · price: This transaction was executed in multiple trades at prices ranging from $33.19 to $33.29. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| December 03, 2025 Filed Dec 5, 2025 21:54 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 6,082 | $32.92 | $200,227.95 |
DisclosureSEC source: 0001036743-25-000006 · wk-form4_1764971655.xml · nonDerivative · entry 1 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,121,762 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025. F2 · price: This transaction was executed in multiple trades at prices ranging from $32.206 to $33.189. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| November 28, 2025 Filed Dec 1, 2025 21:53 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 10,000 | $32.04 | $320,434.00 |
DisclosureSEC source: 0001036743-25-000004 · wk-form4_1764625978.xml · nonDerivative · entry 2 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,127,844 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025. F3 · price: This transaction was executed in multiple trades at prices ranging from $31.78 to $32.29. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| November 26, 2025 Filed Dec 1, 2025 21:53 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 10,000 | $32.17 | $321,723.00 |
DisclosureSEC source: 0001036743-25-000004 · wk-form4_1764625978.xml · nonDerivative · entry 1 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,137,844 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025. F2 · price: This transaction was executed in multiple trades at prices ranging from $31.90 to $32.29. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 01:41 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | GiftVoting Common Stock | 72,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001578563-25-000091 · wk-form4_1739929310.xml · nonDerivative · entry 1 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Peapod II, LLC Disclosed balance after: 140,150 Read SEC document |
| November 30, 2022 Filed Dec 5, 2022 22:24 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | GiftVoting Common Stock | 212,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-059773 · doc4.xml · nonDerivative · entry 2 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Peapod II, LLC Disclosed balance after: 212,150 Read SEC document |
| November 30, 2022 Filed Dec 5, 2022 22:24 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | GiftVoting Common Stock | 212,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-059773 · doc4.xml · nonDerivative · entry 1 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,147,844 Read SEC document |
| December 09, 2021 Filed Feb 4, 2022 22:31 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | GiftVoting Common Stock | 127,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-007276 · doc4.xml · nonDerivative · entry 4 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By 2021 Peggy Mahan Family Trust Disclosed balance after: 127,167 Read SEC document |
| December 09, 2021 Filed Feb 4, 2022 22:31 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | GiftVoting Common Stock | 127,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-007276 · doc4.xml · nonDerivative · entry 3 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Marguerite D. Mahan Revocable Trust Disclosed balance after: 3,032,547 Read SEC document |
| December 09, 2021 Filed Feb 4, 2022 22:31 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | GiftVoting Common Stock | 127,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-007276 · doc4.xml · nonDerivative · entry 2 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By 2021 Chip Mahan Family and Charitable Trust Disclosed balance after: 127,167 Read SEC document |
| December 09, 2021 Filed Feb 4, 2022 22:31 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | GiftVoting Common Stock | 127,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-007276 · doc4.xml · nonDerivative · entry 1 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,359,994 Read SEC document |
| October 29, 2020 Filed Nov 2, 2020 21:52 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseVoting Common Stock | 6,185 | $37.37 | $231,106.24 |
DisclosureSEC source: 0001209191-20-056426 · doc4.xml · nonDerivative · entry 3 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,487,161 F3 · price: This transaction was executed in multiple trades at prices ranging from $37.13 to $37.55. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| October 29, 2020 Filed Nov 2, 2020 21:52 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseVoting Common Stock | 12,215 | $36.61 | $447,171.61 |
DisclosureSEC source: 0001209191-20-056426 · doc4.xml · nonDerivative · entry 2 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,480,976 F2 · price: This transaction was executed in multiple trades at prices ranging from $36.06 to $36.951. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| October 29, 2020 Filed Nov 2, 2020 21:52 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseVoting Common Stock | 5,800 | $35.49 | $205,853.02 |
DisclosureSEC source: 0001209191-20-056426 · doc4.xml · nonDerivative · entry 1 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,468,761 F1 · price: This transaction was executed in multiple trades at prices ranging from $35.05 to $36.02. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| October 28, 2020 Filed Oct 28, 2020 21:25 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseVoting Common Stock | 50,000 | $34.57 | $1,728,520.00 |
DisclosureSEC source: 0001209191-20-056113 · doc4.xml · nonDerivative · entry 4 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,462,961 F4 · price: This transaction was executed in multiple trades at prices ranging from $34.12 to $34.831. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| October 27, 2020 Filed Oct 28, 2020 21:25 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseVoting Common Stock | 25,616 | $34.90 | $894,082.93 |
DisclosureSEC source: 0001209191-20-056113 · doc4.xml · nonDerivative · entry 3 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,412,961 F3 · price: This transaction was executed in multiple trades at prices ranging from $34.78 to $35.00. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| October 27, 2020 Filed Oct 28, 2020 21:25 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseVoting Common Stock | 16,844 | $34.46 | $580,400.45 |
DisclosureSEC source: 0001209191-20-056113 · doc4.xml · nonDerivative · entry 2 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,387,345 F2 · price: This transaction was executed in multiple trades at prices ranging from $33.77 to $34.73. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| October 26, 2020 Filed Oct 28, 2020 21:25 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseVoting Common Stock | 61,924 | $33.50 | $2,074,472.58 |
DisclosureSEC source: 0001209191-20-056113 · doc4.xml · nonDerivative · entry 1 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,370,501 F1 · price: This transaction was executed in multiple trades at prices ranging from $33.02 to $33.85. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| August 27, 2020 Filed Aug 28, 2020 18:38 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseVoting Common Stock | 36,500 | $20.36 | $743,311.55 |
DisclosureSEC source: 0001209191-20-048596 · doc4.xml · nonDerivative · entry 2 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,308,577 F2 · price: This transaction was executed in multiple trades at prices ranging from $20.21 to $20.45. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| August 26, 2020 Filed Aug 28, 2020 18:38 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseVoting Common Stock | 36,827 | $20.62 | $759,254.89 |
DisclosureSEC source: 0001209191-20-048596 · doc4.xml · nonDerivative · entry 1 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,272,077 F1 · price: This transaction was executed in multiple trades at prices ranging from $20.09 to $20.90. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| August 24, 2020 Filed Aug 25, 2020 19:00 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseVoting Common Stock | 18,264 | $19.99 | $365,132.06 |
DisclosureSEC source: 0001209191-20-048202 · doc4.xml · nonDerivative · entry 2 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,235,250 F2 · price: This transaction was executed in multiple trades at prices ranging from $19.95 to $20.00. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 19:00 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseVoting Common Stock | 38,889 | $19.69 | $765,817.74 |
DisclosureSEC source: 0001209191-20-048202 · doc4.xml · nonDerivative · entry 1 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,216,986 F1 · price: This transaction was executed in multiple trades at prices ranging from $19.39 to $19.86. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| August 20, 2020 Filed Aug 21, 2020 14:40 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseVoting Common Stock | 36,301 | $19.65 | $713,347.32 |
DisclosureSEC source: 0001209191-20-047872 · doc4.xml · nonDerivative · entry 2 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,178,097 F2 · price: This transaction was executed in multiple trades at prices ranging from $19.31 to $19.86. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 14:40 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseVoting Common Stock | 21,200 | $19.30 | $409,132.44 |
DisclosureSEC source: 0001209191-20-047872 · doc4.xml · nonDerivative · entry 1 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,141,796 F1 · price: This transaction was executed in multiple trades at prices ranging from $18.82 to $19.50. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| August 18, 2020 Filed Aug 19, 2020 15:58 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseVoting Common Stock | 20,378 | $18.89 | $384,862.98 |
DisclosureSEC source: 0001209191-20-047432 · doc4.xml · nonDerivative · entry 2 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,120,596 F2 · price: This transaction was executed in multiple trades at prices ranging from $18.74 to $18.955. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 15:58 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseVoting Common Stock | 25,000 | $19.25 | $481,197.50 |
DisclosureSEC source: 0001209191-20-047432 · doc4.xml · nonDerivative · entry 1 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,100,218 F1 · price: This transaction was executed in multiple trades at prices ranging from $19.09 to $19.33. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 21:15 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | GiftVoting Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-048925 · doc4.xml · nonDerivative · entry 2 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Marguerite D. Mahan Revocable Trust Disclosed balance after: 3,159,714 Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 21:15 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | GiftVoting Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-048925 · doc4.xml · nonDerivative · entry 1 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,075,218 Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 22:51 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseVoting Common Stock | 310,944 | $16.08 | $4,999,979.52 |
DisclosureSEC source: 0001209191-18-062503 · doc4.xml · nonDerivative · entry 2 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Mageurite D. Mahan Revocable Trust Disclosed balance after: 3,209,714 Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 22:51 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseVoting Common Stock | 23,510 | $16.08 | $378,040.80 |
DisclosureSEC source: 0001209191-18-062503 · doc4.xml · nonDerivative · entry 1 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,125,218 Read SEC document |
| August 03, 2018 Filed Aug 6, 2018 20:29 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseVoting Common Stock | 59,800 | $29.60 | $1,770,080.00 |
DisclosureSEC source: 0001209191-18-045534 · doc4.xml · nonDerivative · entry 1 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · James S. Mahan Revocable Trust Disclosed balance after: 3,101,708 Read SEC document |
| August 02, 2018 Filed Aug 3, 2018 21:07 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseVoting Common Stock | 39,600 | $29.44 | $1,165,824.00 |
DisclosureSEC source: 0001209191-18-045338 · doc4.xml · nonDerivative · entry 2 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,041,908 Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 21:07 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseVoting Common Stock | 600 | $29.00 | $17,400.00 |
DisclosureSEC source: 0001209191-18-045338 · doc4.xml · nonDerivative · entry 1 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,002,308 Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 22:35 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | GiftVoting Common Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-061254 · doc4.xml · nonDerivative · entry 2 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Maguerite D. Mahan Revocable Trust Disclosed balance after: 2,898,770 Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 22:35 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | GiftVoting Common Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-061254 · doc4.xml · nonDerivative · entry 1 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,001,708 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.