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person · Reporting owner

DICKSON RICHARD

Disclosed activity across 2 companies

Tapewire entity
20166
SEC CIK
0001482551

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GAP INCGAP · Entity 3661Director · President & CEO, Gap Inc.August 22, 2026August 25, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GAP INC

Report date August 22, 2026 · Filed August 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect790,555.346 Ending reported balance After 2026-08-22 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-08-22 · Exercise / conversion · Acquired 109,649 · Balance 796,060.346

Row 2 · 2026-08-22 · Tax withholding · Disposed 59,155 · Balance 736,905.346

Row 3 · 2026-08-22 · Exercise / conversion · Acquired 116,502 · Balance 853,407.346

Row 4 · 2026-08-22 · Tax withholding · Disposed 62,852 · Balance 790,555.346

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct607,691 Reported balance After 2026-08-22 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-08-22 · Exercise / conversion · Disposed 109,649 · Balance 607,691

F1: Each restricted stock unit represents a contingent right to receive one share of Gap Inc. Common Stock.

F2: On August 22, 2023, the reporting person was granted 438,596 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct491,189 Reported balance After 2026-08-22 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-08-22 · Exercise / conversion · Disposed 116,502 · Balance 491,189

F1: Each restricted stock unit represents a contingent right to receive one share of Gap Inc. Common Stock.

F3: On August 22, 2023, the reporting person was granted 466,008 restricted stock units, vesting fifty percent of the total grant on the first anniversary of the grant date, twenty-five percent on the second anniversary of the grant date, and the remaining twenty-five percent on the third anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Gap Inc. Common Stock.

F2: On August 22, 2023, the reporting person was granted 438,596 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F3: On August 22, 2023, the reporting person was granted 466,008 restricted stock units, vesting fifty percent of the total grant on the first anniversary of the grant date, twenty-five percent on the second anniversary of the grant date, and the remaining twenty-five percent on the third anniversary of the grant date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

MATTEL INC /DE/

Report date August 02, 2023 · Filed August 04, 2023

Section 16 reporting ended · disclosed 2023-08-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect673,810 Ending reported balance After 2023-08-02 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2023-08-02 · Exercise / conversion · Acquired 16,944 · Balance 682,251

F1: As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 51,346 Restricted Stock Units ("RSUs" or "Units") on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2023, the second 33% of these RSUs vested, resulting in the issuance of 16,944 shares of Mattel, Inc. Common Stock.

Row 2 · 2023-08-02 · Tax withholding · Disposed 8,441 · Balance 673,810

F2: Pursuant to the terms of the August 2, 2021 RSU grant, 8,441 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect17,458 Reported balance After 2023-08-02 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-08-02 · Exercise / conversion · Disposed 16,944 · Balance 17,458

F1: As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 51,346 Restricted Stock Units ("RSUs" or "Units") on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2023, the second 33% of these RSUs vested, resulting in the issuance of 16,944 shares of Mattel, Inc. Common Stock.

Common StockSEC Table I · non-derivativeIndirectIn 401(k)8,812 Reported balance Holding disclosure · report date 2023-08-02 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 8,812

F3: As of August 3, 2023, the Reporting Person had a balance of $180,656.04 in the Mattel Stock Fund of Mattel, Inc.'s 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the third-party administrator for the PIP.

Filing footnotes · ownership attribution and instrument terms

F1: As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 51,346 Restricted Stock Units ("RSUs" or "Units") on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2023, the second 33% of these RSUs vested, resulting in the issuance of 16,944 shares of Mattel, Inc. Common Stock.

F2: Pursuant to the terms of the August 2, 2021 RSU grant, 8,441 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

F3: As of August 3, 2023, the Reporting Person had a balance of $180,656.04 in the Mattel Stock Fund of Mattel, Inc.'s 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the third-party administrator for the PIP.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2020 Filed Feb 25, 2020 20:30 UTC MATTEL INC /DE/ MAT · Entity 1046 OtherPhantom Stock · Derivative 1,932 $12.94 $25,000.08
Disclosure

SEC source: 0001523711-20-000010 · wf-form4_158266262181558.xml · derivative · entry 3

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,518

Underlying: Common Stock · 1,932 shares

Expires not disclosed

F2 · derivative.exercise_price: Distributions from the Reporting Person's phantom stock account will be in the form of shares of Mattel, Inc. Common Stock equal in value to the value of the phantom stock account.

F3 · derivative.exercise_date: The phantom stock units will be settled in shares of Mattel, Inc. Common Stock following the Reporting Person's separation from service with Mattel, Inc.

F3 · derivative.expiration_date: The phantom stock units will be settled in shares of Mattel, Inc. Common Stock following the Reporting Person's separation from service with Mattel, Inc.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 20:30 UTC MATTEL INC /DE/ MAT · Entity 1046 OtherCommon Stock 2,111 $12.94 $27,316.34
Disclosure

SEC source: 0001523711-20-000010 · wf-form4_158266262181558.xml · nonDerivative · entry 1

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · In 401(k)

Disclosed balance after: 5,826

F1 · balance_after: As of February 21, 2020, the Reporting Person had a balance of $75,394.14 in the Mattel Stock Fund of Mattel, Inc.'s 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 20:23 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 10,244 $14.37 $147,206.28
Disclosure

SEC source: 0001523711-20-000006 · wf-form4_158102058646554.xml · nonDerivative · entry 2

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,296

F1 · shares: Represents shares of Mattel, Inc. Common Stock that were automatically withheld to cover required tax withholding.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 20:23 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantCommon Stock 19,455 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000006 · wf-form4_158102058646554.xml · nonDerivative · entry 1

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,540

Read SEC document
January 31, 2020 Filed Feb 3, 2020 21:28 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 32,431 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000002 · wf-form4_158076527127246.xml · derivative · entry 4

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,431 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated January 31, 2017 and filed on February 2, 2017, the Reporting Person received a grant of 95,383 Restricted Stock Units ("RSUs" or "Units") on January 31, 2017. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On January 31, 2020, the final 34% of these RSUs vested, resulting in the issuance of 32,431 shares of Mattel, Inc. Common Stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated January 31, 2017 and filed on February 2, 2017, the Reporting Person received a grant of 95,383 Restricted Stock Units ("RSUs" or "Units") on January 31, 2017. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On January 31, 2020, the final 34% of these RSUs vested, resulting in the issuance of 32,431 shares of Mattel, Inc. Common Stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated January 31, 2017 and filed on February 2, 2017, the Reporting Person received a grant of 95,383 Restricted Stock Units ("RSUs" or "Units") on January 31, 2017. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On January 31, 2020, the final 34% of these RSUs vested, resulting in the issuance of 32,431 shares of Mattel, Inc. Common Stock.

Read SEC document
January 31, 2020 Filed Feb 3, 2020 21:28 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 17,116 $14.63 $250,407.08
Disclosure

SEC source: 0001523711-20-000002 · wf-form4_158076527127246.xml · nonDerivative · entry 2

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,085

F2 · shares: Pursuant to the terms of the January 31, 2017 RSU grant, 17,116 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
January 31, 2020 Filed Feb 3, 2020 21:28 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 32,431 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-20-000002 · wf-form4_158076527127246.xml · nonDerivative · entry 1

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated January 31, 2017 and filed on February 2, 2017, the Reporting Person received a grant of 95,383 Restricted Stock Units ("RSUs" or "Units") on January 31, 2017. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On January 31, 2020, the final 34% of these RSUs vested, resulting in the issuance of 32,431 shares of Mattel, Inc. Common Stock.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 19:53 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantEmployee Stock Option - Right to Buy · Derivative 220,157 $0.00 Strike: $13.59 $0.00
Disclosure

SEC source: 0001523711-19-000052 · wf-form4_156503476512868.xml · derivative · entry 9

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,157

Underlying: Common Stock · 220,157 shares

Expires 2029-08-01

F8 · derivative.exercise_date: The option was granted on August 1, 2019 pursuant to the Plan. The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 19:53 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantRestricted Stock Units · Derivative 82,781 $0.00 $0.00
Disclosure

SEC source: 0001523711-19-000052 · wf-form4_156503476512868.xml · derivative · entry 8

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,781

Underlying: Common Stock · 82,781 shares

Expires not disclosed

F6 · derivative.exercise_price: The RSUs were granted on August 1, 2019 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended (the "Plan"). Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share).

F7 · derivative.exercise_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

F7 · derivative.expiration_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 19:53 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 23,526 $0.00 $0.00
Disclosure

SEC source: 0001523711-19-000052 · wf-form4_156503476512868.xml · derivative · entry 7

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,767

Underlying: Common Stock · 23,526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: As reported on a Form 4 dated August 1, 2018 and filed on August 3, 2018, the Reporting Person received a grant of 71,293 RSUs on August 1, 2018. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2019, the first 33% of these RSUs vested, resulting in the issuance of 23,526 shares of Mattel, Inc. Common Stock.

F3 · derivative.exercise_date: As reported on a Form 4 dated August 1, 2018 and filed on August 3, 2018, the Reporting Person received a grant of 71,293 RSUs on August 1, 2018. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2019, the first 33% of these RSUs vested, resulting in the issuance of 23,526 shares of Mattel, Inc. Common Stock.

F3 · derivative.expiration_date: As reported on a Form 4 dated August 1, 2018 and filed on August 3, 2018, the Reporting Person received a grant of 71,293 RSUs on August 1, 2018. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2019, the first 33% of these RSUs vested, resulting in the issuance of 23,526 shares of Mattel, Inc. Common Stock.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 19:53 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 10,392 $0.00 $0.00
Disclosure

SEC source: 0001523711-19-000052 · wf-form4_156503476512868.xml · derivative · entry 6

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,392 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 30,562 Restricted Stock Units ("RSUs" or "Units") on August 1, 2016. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2019, the final 34% of these RSUs vested, resulting in the issuance of 10,392 shares of Mattel, Inc. Common Stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 30,562 Restricted Stock Units ("RSUs" or "Units") on August 1, 2016. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2019, the final 34% of these RSUs vested, resulting in the issuance of 10,392 shares of Mattel, Inc. Common Stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 30,562 Restricted Stock Units ("RSUs" or "Units") on August 1, 2016. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2019, the final 34% of these RSUs vested, resulting in the issuance of 10,392 shares of Mattel, Inc. Common Stock.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 19:53 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 11,665 $13.59 $158,527.35
Disclosure

SEC source: 0001523711-19-000052 · wf-form4_156503476512868.xml · nonDerivative · entry 4

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,770

F4 · shares: Pursuant to the terms of the August 1, 2018 RSU grant, 11,665 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 19:53 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 23,526 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-19-000052 · wf-form4_156503476512868.xml · nonDerivative · entry 3

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: As reported on a Form 4 dated August 1, 2018 and filed on August 3, 2018, the Reporting Person received a grant of 71,293 RSUs on August 1, 2018. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2019, the first 33% of these RSUs vested, resulting in the issuance of 23,526 shares of Mattel, Inc. Common Stock.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 19:53 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 5,153 $13.59 $70,029.27
Disclosure

SEC source: 0001523711-19-000052 · wf-form4_156503476512868.xml · nonDerivative · entry 2

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,909

F2 · shares: Pursuant to the terms of the August 1, 2016 RSU grant, 5,153 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 19:53 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 10,392 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-19-000052 · wf-form4_156503476512868.xml · nonDerivative · entry 1

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 30,562 Restricted Stock Units ("RSUs" or "Units") on August 1, 2016. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2019, the final 34% of these RSUs vested, resulting in the issuance of 10,392 shares of Mattel, Inc. Common Stock.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:04 UTC MATTEL INC /DE/ MAT · Entity 1046 OtherPhantom Stock · Derivative 7,898 $14.05 $110,966.90
Disclosure

SEC source: 0001523711-19-000014 · wf-form4_155112865656666.xml · derivative · entry 1

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,586

Underlying: Common Stock · 7,898 shares

Expires not disclosed

F1 · derivative.exercise_price: Distributions from the Reporting Person's phantom stock account will be in the form of shares of Mattel, Inc. Common Stock equal in value to the value of the phantom stock account.

F2 · derivative.exercise_date: The phantom stock units will be settled in shares of Mattel, Inc. Common Stock following the Reporting Person's separation from service with Mattel, Inc.

F2 · derivative.expiration_date: The phantom stock units will be settled in shares of Mattel, Inc. Common Stock following the Reporting Person's separation from service with Mattel, Inc.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 21:18 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 31,476 $0.00 $0.00
Disclosure

SEC source: 0001523711-19-000006 · wf-form4_154905588666063.xml · derivative · entry 4

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,431

Underlying: Common Stock · 31,476 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated January 31, 2017 and filed on February 2, 2017, the Reporting Person received a grant of 95,383 Restricted Stock Units ("RSUs" or "Units") on January 31, 2017. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On January 31, 2019, the second 33% of these RSUs vested, resulting in the issuance of 31,476 shares of Mattel, Inc. Common Stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated January 31, 2017 and filed on February 2, 2017, the Reporting Person received a grant of 95,383 Restricted Stock Units ("RSUs" or "Units") on January 31, 2017. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On January 31, 2019, the second 33% of these RSUs vested, resulting in the issuance of 31,476 shares of Mattel, Inc. Common Stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated January 31, 2017 and filed on February 2, 2017, the Reporting Person received a grant of 95,383 Restricted Stock Units ("RSUs" or "Units") on January 31, 2017. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On January 31, 2019, the second 33% of these RSUs vested, resulting in the issuance of 31,476 shares of Mattel, Inc. Common Stock.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 21:18 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 10,903 $11.84 $129,091.52
Disclosure

SEC source: 0001523711-19-000006 · wf-form4_154905588666063.xml · nonDerivative · entry 2

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,670

F2 · shares: Pursuant to the terms of the January 31, 2017 RSU grant, 10,903 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 21:18 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 31,476 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-19-000006 · wf-form4_154905588666063.xml · nonDerivative · entry 1

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated January 31, 2017 and filed on February 2, 2017, the Reporting Person received a grant of 95,383 Restricted Stock Units ("RSUs" or "Units") on January 31, 2017. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On January 31, 2019, the second 33% of these RSUs vested, resulting in the issuance of 31,476 shares of Mattel, Inc. Common Stock.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 19:05 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantEmployee Stock Option - Right to Buy · Derivative 205,292 $0.00 Strike: $15.78 $0.00
Disclosure

SEC source: 0001523711-18-000056 · wf-form4_153332308906441.xml · derivative · entry 6

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,292

Underlying: Common Stock · 205,292 shares

Expires 2028-08-01

F6 · derivative.exercise_date: The option was granted on August 1, 2018 pursuant to the Plan. The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.

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August 01, 2018 Filed Aug 3, 2018 19:05 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantRestricted Stock Units · Derivative 71,293 $0.00 $0.00
Disclosure

SEC source: 0001523711-18-000056 · wf-form4_153332308906441.xml · derivative · entry 5

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,293

Underlying: Common Stock · 71,293 shares

Expires not disclosed

F4 · derivative.exercise_price: The RSUs were granted on August 1, 2018 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended (the "Plan"). Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share).

F5 · derivative.exercise_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

F5 · derivative.expiration_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 19:05 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 10,085 $0.00 $0.00
Disclosure

SEC source: 0001523711-18-000056 · wf-form4_153332308906441.xml · derivative · entry 4

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,392

Underlying: Common Stock · 10,085 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 30,562 Restricted Stock Units ("RSUs" or "Units") on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2018, the second 33% of these RSUs vested, resulting in the issuance of 10,085 shares of Mattel, Inc. Common Stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 30,562 Restricted Stock Units ("RSUs" or "Units") on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2018, the second 33% of these RSUs vested, resulting in the issuance of 10,085 shares of Mattel, Inc. Common Stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 30,562 Restricted Stock Units ("RSUs" or "Units") on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2018, the second 33% of these RSUs vested, resulting in the issuance of 10,085 shares of Mattel, Inc. Common Stock.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 19:05 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 5,001 $15.78 $78,915.78
Disclosure

SEC source: 0001523711-18-000056 · wf-form4_153332308906441.xml · nonDerivative · entry 2

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,097

F2 · shares: Pursuant to the terms of the August 1, 2016 RSU grant, 5,001 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 19:05 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 10,085 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-18-000056 · wf-form4_153332308906441.xml · nonDerivative · entry 1

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 30,562 Restricted Stock Units ("RSUs" or "Units") on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2018, the second 33% of these RSUs vested, resulting in the issuance of 10,085 shares of Mattel, Inc. Common Stock.

Read SEC document
July 27, 2018 Filed Jul 31, 2018 18:27 UTC MATTEL INC /DE/ MAT · Entity 1046 OtherPhantom Stock · Derivative 6,419 $15.58 $100,008.02
Disclosure

SEC source: 0001523711-18-000044 · wf-form4_153306158515380.xml · derivative · entry 1

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,688

Underlying: Common Stock · 6,419 shares

Expires not disclosed

F1 · derivative.exercise_price: Distributions from the Reporting Person's phantom stock account will be in the form of shares of Mattel, Inc. Common Stock equal in value to the value of the phantom stock account.

F2 · derivative.exercise_date: The phantom stock units will be settled in shares of Mattel, Inc. Common Stock following the Reporting Person's separation from service with Mattel, Inc.

F2 · derivative.expiration_date: The phantom stock units will be settled in shares of Mattel, Inc. Common Stock following the Reporting Person's separation from service with Mattel, Inc.

Read SEC document
April 13, 2018 Filed Apr 17, 2018 19:24 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 18,182 $0.00 $0.00
Disclosure

SEC source: 0001523711-18-000016 · wf-form4_152399299532548.xml · derivative · entry 4

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,182 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated April 13, 2015 and filed on April 14, 2015, the Reporting Person received a grant of 53,476 Restricted Stock Units ("RSUs" or "Units") on April 13, 2015. The RSUs vest as to 33% of the Units on the first anniversary of the date of grant, an additional 33% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On the vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On April 13, 2018, the remaining 34% of these RSUs vested, resulting in the issuance of 18,182 shares of Mattel, Inc. Common Stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated April 13, 2015 and filed on April 14, 2015, the Reporting Person received a grant of 53,476 Restricted Stock Units ("RSUs" or "Units") on April 13, 2015. The RSUs vest as to 33% of the Units on the first anniversary of the date of grant, an additional 33% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On the vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On April 13, 2018, the remaining 34% of these RSUs vested, resulting in the issuance of 18,182 shares of Mattel, Inc. Common Stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated April 13, 2015 and filed on April 14, 2015, the Reporting Person received a grant of 53,476 Restricted Stock Units ("RSUs" or "Units") on April 13, 2015. The RSUs vest as to 33% of the Units on the first anniversary of the date of grant, an additional 33% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On the vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On April 13, 2018, the remaining 34% of these RSUs vested, resulting in the issuance of 18,182 shares of Mattel, Inc. Common Stock.

Read SEC document
April 13, 2018 Filed Apr 17, 2018 19:24 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 9,015 $14.64 $131,979.60
Disclosure

SEC source: 0001523711-18-000016 · wf-form4_152399299532548.xml · nonDerivative · entry 2

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,013

F2 · shares: Pursuant to the terms of the April 13, 2015 RSU grant, 9,015 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
April 13, 2018 Filed Apr 17, 2018 19:24 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 18,182 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-18-000016 · wf-form4_152399299532548.xml · nonDerivative · entry 1

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated April 13, 2015 and filed on April 14, 2015, the Reporting Person received a grant of 53,476 Restricted Stock Units ("RSUs" or "Units") on April 13, 2015. The RSUs vest as to 33% of the Units on the first anniversary of the date of grant, an additional 33% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On the vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On April 13, 2018, the remaining 34% of these RSUs vested, resulting in the issuance of 18,182 shares of Mattel, Inc. Common Stock.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 19:47 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 31,476 $0.00 $0.00
Disclosure

SEC source: 0001523711-18-000009 · wf-form4_151760081527886.xml · derivative · entry 4

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,907

Underlying: Common Stock · 31,476 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated January 31, 2017 and filed on February 2, 2017, the Reporting Person received a grant of 95,383 Restricted Stock Units ("RSUs" or "Units") on January 31, 2017. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On January 31, 2018, the first 33% of these RSUs vested, resulting in the issuance of 31,476 shares of Mattel, Inc. Common Stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated January 31, 2017 and filed on February 2, 2017, the Reporting Person received a grant of 95,383 Restricted Stock Units ("RSUs" or "Units") on January 31, 2017. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On January 31, 2018, the first 33% of these RSUs vested, resulting in the issuance of 31,476 shares of Mattel, Inc. Common Stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated January 31, 2017 and filed on February 2, 2017, the Reporting Person received a grant of 95,383 Restricted Stock Units ("RSUs" or "Units") on January 31, 2017. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On January 31, 2018, the first 33% of these RSUs vested, resulting in the issuance of 31,476 shares of Mattel, Inc. Common Stock.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 19:47 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 12,347 $15.84 $195,576.48
Disclosure

SEC source: 0001523711-18-000009 · wf-form4_151760081527886.xml · nonDerivative · entry 2

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,846

F2 · shares: Pursuant to the terms of the January 31, 2017 RSU grant, 12,347 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 19:47 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 31,476 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-18-000009 · wf-form4_151760081527886.xml · nonDerivative · entry 1

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated January 31, 2017 and filed on February 2, 2017, the Reporting Person received a grant of 95,383 Restricted Stock Units ("RSUs" or "Units") on January 31, 2017. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On January 31, 2018, the first 33% of these RSUs vested, resulting in the issuance of 31,476 shares of Mattel, Inc. Common Stock.

Read SEC document
January 29, 2018 Filed Jan 30, 2018 21:10 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 9,481 $0.00 $0.00
Disclosure

SEC source: 0001523711-18-000006 · wf-form4_151734659606376.xml · derivative · entry 4

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,481 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated January 29, 2015 and filed on February 2, 2015, the Reporting Person received a grant of 27,881 Restricted Stock Units ("RSUs" or "Units") on January 29, 2015. The RSUs vest as to 33% of the Units on the first anniversary of the date of grant, 33% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On the vesting date, for each Unit vesting, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On January 29, 2018, the final 34% of these RSUs vested, resulting in the issuance of 9,481 shares of Mattel, Inc. Common Stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated January 29, 2015 and filed on February 2, 2015, the Reporting Person received a grant of 27,881 Restricted Stock Units ("RSUs" or "Units") on January 29, 2015. The RSUs vest as to 33% of the Units on the first anniversary of the date of grant, 33% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On the vesting date, for each Unit vesting, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On January 29, 2018, the final 34% of these RSUs vested, resulting in the issuance of 9,481 shares of Mattel, Inc. Common Stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated January 29, 2015 and filed on February 2, 2015, the Reporting Person received a grant of 27,881 Restricted Stock Units ("RSUs" or "Units") on January 29, 2015. The RSUs vest as to 33% of the Units on the first anniversary of the date of grant, 33% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On the vesting date, for each Unit vesting, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On January 29, 2018, the final 34% of these RSUs vested, resulting in the issuance of 9,481 shares of Mattel, Inc. Common Stock.

Read SEC document
January 29, 2018 Filed Jan 30, 2018 21:10 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 3,279 $16.12 $52,857.48
Disclosure

SEC source: 0001523711-18-000006 · wf-form4_151734659606376.xml · nonDerivative · entry 2

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,717

F2 · shares: Pursuant to the terms of the January 29, 2015 RSU grant, 3,279 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
January 29, 2018 Filed Jan 30, 2018 21:10 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 9,481 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-18-000006 · wf-form4_151734659606376.xml · nonDerivative · entry 1

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated January 29, 2015 and filed on February 2, 2015, the Reporting Person received a grant of 27,881 Restricted Stock Units ("RSUs" or "Units") on January 29, 2015. The RSUs vest as to 33% of the Units on the first anniversary of the date of grant, 33% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On the vesting date, for each Unit vesting, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On January 29, 2018, the final 34% of these RSUs vested, resulting in the issuance of 9,481 shares of Mattel, Inc. Common Stock.

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August 01, 2017 Filed Aug 3, 2017 20:43 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantEmployee Stock Option - Right to Buy · Derivative 544,959 $0.00 Strike: $19.72 $0.00
Disclosure

SEC source: 0001523711-17-000101 · wf-form4_150179299261036.xml · derivative · entry 8

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,959

Underlying: Common Stock · 544,959 shares

Expires 2027-08-01

F6 · derivative.exercise_date: The option was granted on August 1, 2017 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan. The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.

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August 01, 2017 Filed Aug 3, 2017 20:43 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 10,085 $0.00 $0.00
Disclosure

SEC source: 0001523711-17-000101 · wf-form4_150179299261036.xml · derivative · entry 7

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,477

Underlying: Common Stock · 10,085 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 30,562 RSUs on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the first 33% of these RSUs vested, resulting in the issuance of 10,085 shares of Mattel, Inc. Common Stock.

F3 · derivative.exercise_date: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 30,562 RSUs on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the first 33% of these RSUs vested, resulting in the issuance of 10,085 shares of Mattel, Inc. Common Stock.

F3 · derivative.expiration_date: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 30,562 RSUs on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the first 33% of these RSUs vested, resulting in the issuance of 10,085 shares of Mattel, Inc. Common Stock.

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August 01, 2017 Filed Aug 3, 2017 20:43 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 5,674 $0.00 $0.00
Disclosure

SEC source: 0001523711-17-000101 · wf-form4_150179299261036.xml · derivative · entry 6

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,674 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated August 1, 2014 and filed on August 4, 2014, the Reporting Person received a grant of 11,348 Restricted Stock Units ("RSUs" or "Units") on August 1, 2014. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the remaining 50% of these RSUs vested, resulting in the issuance of 5,674 shares of Mattel, Inc. Common Stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated August 1, 2014 and filed on August 4, 2014, the Reporting Person received a grant of 11,348 Restricted Stock Units ("RSUs" or "Units") on August 1, 2014. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the remaining 50% of these RSUs vested, resulting in the issuance of 5,674 shares of Mattel, Inc. Common Stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated August 1, 2014 and filed on August 4, 2014, the Reporting Person received a grant of 11,348 Restricted Stock Units ("RSUs" or "Units") on August 1, 2014. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the remaining 50% of these RSUs vested, resulting in the issuance of 5,674 shares of Mattel, Inc. Common Stock.

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August 01, 2017 Filed Aug 3, 2017 20:43 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 5,263 $19.72 $103,786.36
Disclosure

SEC source: 0001523711-17-000101 · wf-form4_150179299261036.xml · nonDerivative · entry 4

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,515

F4 · shares: Pursuant to the terms of the August 1, 2016 RSU grant, 5,263 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 20:43 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 10,085 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-17-000101 · wf-form4_150179299261036.xml · nonDerivative · entry 3

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 30,562 RSUs on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the first 33% of these RSUs vested, resulting in the issuance of 10,085 shares of Mattel, Inc. Common Stock.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 20:43 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 2,961 $19.72 $58,390.92
Disclosure

SEC source: 0001523711-17-000101 · wf-form4_150179299261036.xml · nonDerivative · entry 2

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,693

F2 · shares: Pursuant to the terms of the August 1, 2014 RSU grant, 2,961 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 20:43 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 5,674 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-17-000101 · wf-form4_150179299261036.xml · nonDerivative · entry 1

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated August 1, 2014 and filed on August 4, 2014, the Reporting Person received a grant of 11,348 Restricted Stock Units ("RSUs" or "Units") on August 1, 2014. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the remaining 50% of these RSUs vested, resulting in the issuance of 5,674 shares of Mattel, Inc. Common Stock.

Read SEC document
May 20, 2017 Filed May 23, 2017 20:43 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 18,168 $0.00 $0.00
Disclosure

SEC source: 0001523711-17-000073 · wf-form4_149557216813005.xml · derivative · entry 4

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,168 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated May 20, 2014 and filed on May 22, 2014, the Reporting Person received a grant of 36,335 Restricted Stock Units ("RSUs" or "Units") on May 20, 2014. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On May 20, 2017, the remaining 50% of these RSUs vested, resulting in the issuance of 18,168 shares of Mattel, Inc. Common Stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated May 20, 2014 and filed on May 22, 2014, the Reporting Person received a grant of 36,335 Restricted Stock Units ("RSUs" or "Units") on May 20, 2014. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On May 20, 2017, the remaining 50% of these RSUs vested, resulting in the issuance of 18,168 shares of Mattel, Inc. Common Stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated May 20, 2014 and filed on May 22, 2014, the Reporting Person received a grant of 36,335 Restricted Stock Units ("RSUs" or "Units") on May 20, 2014. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On May 20, 2017, the remaining 50% of these RSUs vested, resulting in the issuance of 18,168 shares of Mattel, Inc. Common Stock.

Read SEC document
May 20, 2017 Filed May 23, 2017 20:43 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 7,637 $22.15 $169,159.55
Disclosure

SEC source: 0001523711-17-000073 · wf-form4_149557216813005.xml · nonDerivative · entry 2

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,980

F2 · shares: Pursuant to the terms of the May 20, 2014 RSU grant, 7,637 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
May 20, 2017 Filed May 23, 2017 20:43 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 18,168 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-17-000073 · wf-form4_149557216813005.xml · nonDerivative · entry 1

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated May 20, 2014 and filed on May 22, 2014, the Reporting Person received a grant of 36,335 Restricted Stock Units ("RSUs" or "Units") on May 20, 2014. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On May 20, 2017, the remaining 50% of these RSUs vested, resulting in the issuance of 18,168 shares of Mattel, Inc. Common Stock.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 16:11 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 17,647 $0.00 $0.00
Disclosure

SEC source: 0001523711-17-000029 · wf-form4_149244550118793.xml · derivative · entry 4

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,182

Underlying: Common Stock · 17,647 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated April 13, 2015 and filed on April 14, 2015, the Reporting Person received a grant of 53,476 Restricted Stock Units ("RSUs" or "Units") on April 13, 2015. The RSUs vest as to 33% of the Units on the first anniversary of the date of grant, an additional 33% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On the vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On April 13, 2017, the second 33% of these RSUs vested, resulting in the issuance of 17,647 shares of Mattel, Inc. Common Stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated April 13, 2015 and filed on April 14, 2015, the Reporting Person received a grant of 53,476 Restricted Stock Units ("RSUs" or "Units") on April 13, 2015. The RSUs vest as to 33% of the Units on the first anniversary of the date of grant, an additional 33% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On the vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On April 13, 2017, the second 33% of these RSUs vested, resulting in the issuance of 17,647 shares of Mattel, Inc. Common Stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated April 13, 2015 and filed on April 14, 2015, the Reporting Person received a grant of 53,476 Restricted Stock Units ("RSUs" or "Units") on April 13, 2015. The RSUs vest as to 33% of the Units on the first anniversary of the date of grant, an additional 33% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On the vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On April 13, 2017, the second 33% of these RSUs vested, resulting in the issuance of 17,647 shares of Mattel, Inc. Common Stock.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 16:11 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 6,632 $25.01 $165,866.32
Disclosure

SEC source: 0001523711-17-000029 · wf-form4_149244550118793.xml · nonDerivative · entry 2

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,449

F2 · shares: Pursuant to the terms of the April 13, 2015 RSU grant, 6,632 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 16:11 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 17,647 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-17-000029 · wf-form4_149244550118793.xml · nonDerivative · entry 1

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated April 13, 2015 and filed on April 14, 2015, the Reporting Person received a grant of 53,476 Restricted Stock Units ("RSUs" or "Units") on April 13, 2015. The RSUs vest as to 33% of the Units on the first anniversary of the date of grant, an additional 33% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On the vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On April 13, 2017, the second 33% of these RSUs vested, resulting in the issuance of 17,647 shares of Mattel, Inc. Common Stock.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 22:02 UTC MATTEL INC /DE/ MAT · Entity 1046 OtherPhantom Stock · Derivative 3,643 $25.69 $93,588.67
Disclosure

SEC source: 0001523711-17-000021 · wf-form4_148719612442092.xml · derivative · entry 1

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,936

Underlying: Common Stock · 3,643 shares

Expires not disclosed

F1 · derivative.exercise_price: Distributions from the Reporting Person's phantom stock account will be in the form of shares of Mattel, Inc. Common Stock equal in value to the value of the phantom stock account.

F2 · derivative.exercise_date: The phantom stock units will be settled in shares of Mattel, Inc. Common Stock following the Reporting Person's separation from service with Mattel, Inc.

F2 · derivative.expiration_date: The phantom stock units will be settled in shares of Mattel, Inc. Common Stock following the Reporting Person's separation from service with Mattel, Inc.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:23 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantRestricted Stock Units · Derivative 95,383 $0.00 $0.00
Disclosure

SEC source: 0001523711-17-000008 · wf-form4_148607422125943.xml · derivative · entry 2

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,383

Underlying: Common Stock · 95,383 shares

Expires not disclosed

F2 · derivative.exercise_price: The Restricted Stock Units ("RSUs" or "Units") were granted on January 31, 2017 pursuant to the Plan. Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share).

F3 · derivative.exercise_date: The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

F3 · derivative.expiration_date: The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:23 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantEmployee Stock Option - Rght to Buy · Derivative 773,994 $0.00 Strike: $26.21 $0.00
Disclosure

SEC source: 0001523711-17-000008 · wf-form4_148607422125943.xml · derivative · entry 1

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773,994

Underlying: Common Stock · 773,994 shares

Expires 2027-01-31

F1 · derivative.exercise_date: The option was granted on January 31, 2017 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan (the "Plan"). The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.