Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GAP INCGAP · Entity 3661 | Director · President & CEO, Gap Inc. | August 22, 2026 | August 25, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GAP INC
Report date August 22, 2026 · Filed August 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 790,555.346 |
Ending reported balance
After 2026-08-22 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-08-22 · Exercise / conversion · Acquired 109,649 · Balance 796,060.346 Row 2 · 2026-08-22 · Tax withholding · Disposed 59,155 · Balance 736,905.346 Row 3 · 2026-08-22 · Exercise / conversion · Acquired 116,502 · Balance 853,407.346 Row 4 · 2026-08-22 · Tax withholding · Disposed 62,852 · Balance 790,555.346 |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 607,691 |
Reported balance
After 2026-08-22 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-08-22 · Exercise / conversion · Disposed 109,649 · Balance 607,691 F1: Each restricted stock unit represents a contingent right to receive one share of Gap Inc. Common Stock. F2: On August 22, 2023, the reporting person was granted 438,596 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 491,189 |
Reported balance
After 2026-08-22 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-08-22 · Exercise / conversion · Disposed 116,502 · Balance 491,189 F1: Each restricted stock unit represents a contingent right to receive one share of Gap Inc. Common Stock. F3: On August 22, 2023, the reporting person was granted 466,008 restricted stock units, vesting fifty percent of the total grant on the first anniversary of the grant date, twenty-five percent on the second anniversary of the grant date, and the remaining twenty-five percent on the third anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Gap Inc. Common Stock.
F2: On August 22, 2023, the reporting person was granted 438,596 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.
F3: On August 22, 2023, the reporting person was granted 466,008 restricted stock units, vesting fifty percent of the total grant on the first anniversary of the grant date, twenty-five percent on the second anniversary of the grant date, and the remaining twenty-five percent on the third anniversary of the grant date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MATTEL INC /DE/
Report date August 02, 2023 · Filed August 04, 2023
Section 16 reporting ended · disclosed 2023-08-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 673,810 |
Ending reported balance
After 2023-08-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-08-02 · Exercise / conversion · Acquired 16,944 · Balance 682,251 F1: As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 51,346 Restricted Stock Units ("RSUs" or "Units") on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2023, the second 33% of these RSUs vested, resulting in the issuance of 16,944 shares of Mattel, Inc. Common Stock. Row 2 · 2023-08-02 · Tax withholding · Disposed 8,441 · Balance 673,810 F2: Pursuant to the terms of the August 2, 2021 RSU grant, 8,441 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 17,458 |
Reported balance
After 2023-08-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-08-02 · Exercise / conversion · Disposed 16,944 · Balance 17,458 F1: As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 51,346 Restricted Stock Units ("RSUs" or "Units") on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2023, the second 33% of these RSUs vested, resulting in the issuance of 16,944 shares of Mattel, Inc. Common Stock. |
| Common StockSEC Table I · non-derivative | IndirectIn 401(k) | 8,812 |
Reported balance
Holding disclosure · report date 2023-08-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 8,812 F3: As of August 3, 2023, the Reporting Person had a balance of $180,656.04 in the Mattel Stock Fund of Mattel, Inc.'s 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the third-party administrator for the PIP. |
Filing footnotes · ownership attribution and instrument terms
F1: As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 51,346 Restricted Stock Units ("RSUs" or "Units") on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2023, the second 33% of these RSUs vested, resulting in the issuance of 16,944 shares of Mattel, Inc. Common Stock.
F2: Pursuant to the terms of the August 2, 2021 RSU grant, 8,441 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
F3: As of August 3, 2023, the Reporting Person had a balance of $180,656.04 in the Mattel Stock Fund of Mattel, Inc.'s 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the third-party administrator for the PIP.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 22, 2023 Filed Aug 24, 2023 22:58 UTC | GAP INC GPS · Entity 3661 | GrantRestricted Stock Unit · Derivative | 438,596 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000039911-23-000107 · edgardoc.xml · derivative · entry 1 Dickson Richard · CIK 0001482551 · Director · President & CEO, Gap Inc. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 438,596 Underlying: Common Stock · 438,596 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Gap Inc. Common Stock. F2 · derivative.exercise_date: On August 22, 2023, the reporting person was granted 438,596 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: On August 22, 2023, the reporting person was granted 438,596 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 02, 2023 Filed Aug 4, 2023 23:00 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionRestricted Stock Units · Derivative | 16,944 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-23-000097 · wf-form4_169119002251554.xml · derivative · entry 4 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,458 Underlying: Common Stock · 16,944 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 51,346 Restricted Stock Units ("RSUs" or "Units") on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2023, the second 33% of these RSUs vested, resulting in the issuance of 16,944 shares of Mattel, Inc. Common Stock. F1 · derivative.exercise_date: As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 51,346 Restricted Stock Units ("RSUs" or "Units") on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2023, the second 33% of these RSUs vested, resulting in the issuance of 16,944 shares of Mattel, Inc. Common Stock. F1 · derivative.expiration_date: As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 51,346 Restricted Stock Units ("RSUs" or "Units") on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2023, the second 33% of these RSUs vested, resulting in the issuance of 16,944 shares of Mattel, Inc. Common Stock. Read SEC document |
| August 02, 2023 Filed Aug 4, 2023 23:00 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Tax withholdingCommon Stock | 8,441 | $21.25 | $179,371.25 |
DisclosureSEC source: 0001523711-23-000097 · wf-form4_169119002251554.xml · nonDerivative · entry 2 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 673,810 F2 · shares: Pursuant to the terms of the August 2, 2021 RSU grant, 8,441 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| August 02, 2023 Filed Aug 4, 2023 23:00 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionCommon Stock | 16,944 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001523711-23-000097 · wf-form4_169119002251554.xml · nonDerivative · entry 1 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 682,251 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 51,346 Restricted Stock Units ("RSUs" or "Units") on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2023, the second 33% of these RSUs vested, resulting in the issuance of 16,944 shares of Mattel, Inc. Common Stock. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 21:19 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionRestricted Stock Units · Derivative | 34,429 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-23-000086 · wf-form4_169101115980457.xml · derivative · entry 4 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,429 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 101,260 Restricted Stock Units ("RSUs" or "Units") on July 31, 2020. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2023, the remaining 34% of these RSUs vested, resulting in the issuance of 34,429 shares of Mattel, Inc. Common Stock. F1 · derivative.exercise_date: As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 101,260 Restricted Stock Units ("RSUs" or "Units") on July 31, 2020. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2023, the remaining 34% of these RSUs vested, resulting in the issuance of 34,429 shares of Mattel, Inc. Common Stock. F1 · derivative.expiration_date: As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 101,260 Restricted Stock Units ("RSUs" or "Units") on July 31, 2020. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2023, the remaining 34% of these RSUs vested, resulting in the issuance of 34,429 shares of Mattel, Inc. Common Stock. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 21:19 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Tax withholdingCommon Stock | 17,141 | $21.30 | $365,103.30 |
DisclosureSEC source: 0001523711-23-000086 · wf-form4_169101115980457.xml · nonDerivative · entry 2 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 665,307 F2 · shares: Pursuant to the terms of the July 31, 2020 RSU grant, 17,141 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 21:19 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionCommon Stock | 34,429 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001523711-23-000086 · wf-form4_169101115980457.xml · nonDerivative · entry 1 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 682,448 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 101,260 Restricted Stock Units ("RSUs" or "Units") on July 31, 2020. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2023, the remaining 34% of these RSUs vested, resulting in the issuance of 34,429 shares of Mattel, Inc. Common Stock. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 20:34 UTC | GAP INC GPS · Entity 3661 | GrantStock Units · Derivative | 12,204 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000039911-23-000061 · edgardoc.xml · derivative · entry 1 Dickson Richard · CIK 0001482551 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,038 Underlying: Common Stock · 12,204 shares Expires not disclosed F1 · security: Each stock unit represents a contingent right to receive one share of Gap Inc. common stock. F2 · derivative.exercise_date: Each stock unit is immediately vested. However, delivery of the shares is deferred until three years from the date of grant, unless further deferred, or immediately upon cessation of service as a member of the Board, if earlier. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| April 28, 2023 Filed May 3, 2023 01:23 UTC | MATTEL INC /DE/ MAT · Entity 1046 | GrantEmployee Stock Option - Right to Buy · Derivative | 84,877 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0001523711-23-000042 · wf-form4_168307700368894.xml · derivative · entry 6 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,877 Underlying: Common Stock · 84,877 shares Expires 2033-04-28 F6 · derivative.exercise_date: The option was granted on April 28, 2023 pursuant to the Plan. The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant. Read SEC document |
| April 28, 2023 Filed May 3, 2023 01:23 UTC | MATTEL INC /DE/ MAT · Entity 1046 | GrantRestricted Stock Units · Derivative | 126,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-23-000042 · wf-form4_168307700368894.xml · derivative · entry 5 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,042 Underlying: Common Stock · 126,042 shares Expires not disclosed F4 · derivative.exercise_price: The RSUs were granted on April 28, 2023 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended (the "Plan"). Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share). F5 · derivative.exercise_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. F5 · derivative.expiration_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. Read SEC document |
| April 28, 2023 Filed May 3, 2023 01:23 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionRestricted Stock Units · Derivative | 22,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-23-000042 · wf-form4_168307700368894.xml · derivative · entry 4 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,509 Underlying: Common Stock · 22,907 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As reported on a Form 4 dated April 29, 2022 and filed on May 3, 2022, the Reporting Person received a grant of 69,416 Restricted Stock Units ("RSUs" or "Units") on April 29, 2022. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On April 28, 2023, the first 33% of these RSUs vested, resulting in the issuance of 22,907 shares of Mattel, Inc. Common Stock. F1 · derivative.exercise_date: As reported on a Form 4 dated April 29, 2022 and filed on May 3, 2022, the Reporting Person received a grant of 69,416 Restricted Stock Units ("RSUs" or "Units") on April 29, 2022. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On April 28, 2023, the first 33% of these RSUs vested, resulting in the issuance of 22,907 shares of Mattel, Inc. Common Stock. F1 · derivative.expiration_date: As reported on a Form 4 dated April 29, 2022 and filed on May 3, 2022, the Reporting Person received a grant of 69,416 Restricted Stock Units ("RSUs" or "Units") on April 29, 2022. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On April 28, 2023, the first 33% of these RSUs vested, resulting in the issuance of 22,907 shares of Mattel, Inc. Common Stock. Read SEC document |
| April 28, 2023 Filed May 3, 2023 01:23 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Tax withholdingCommon Stock | 11,390 | $18.00 | $205,020.00 |
DisclosureSEC source: 0001523711-23-000042 · wf-form4_168307700368894.xml · nonDerivative · entry 2 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 648,019 F2 · shares: Pursuant to the terms of the April 29, 2022 RSU grant, 11,390 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| April 28, 2023 Filed May 3, 2023 01:23 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionCommon Stock | 22,907 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001523711-23-000042 · wf-form4_168307700368894.xml · nonDerivative · entry 1 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 659,409 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As reported on a Form 4 dated April 29, 2022 and filed on May 3, 2022, the Reporting Person received a grant of 69,416 Restricted Stock Units ("RSUs" or "Units") on April 29, 2022. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On April 28, 2023, the first 33% of these RSUs vested, resulting in the issuance of 22,907 shares of Mattel, Inc. Common Stock. Read SEC document |
| February 07, 2023 Filed Feb 10, 2023 01:02 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Tax withholdingCommon Stock | 154,747 | $20.75 | $3,211,000.25 |
DisclosureSEC source: 0001523711-23-000014 · wf-form4_167599090728159.xml · nonDerivative · entry 2 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636,502 F1 · shares: Represents shares of Mattel, Inc. Common Stock that were automatically withheld to cover required tax withholding. Read SEC document |
| February 07, 2023 Filed Feb 10, 2023 01:02 UTC | MATTEL INC /DE/ MAT · Entity 1046 | GrantCommon Stock | 294,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-23-000014 · wf-form4_167599090728159.xml · nonDerivative · entry 1 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 791,249 Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 21:26 UTC | GAP INC GPS · Entity 3661 | GrantStock Units · Derivative | 14,834 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000039911-22-000085 · edgardoc.xml · derivative · entry 1 Dickson Richard · CIK 0001482551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,834 Underlying: Common Stock · 14,834 shares Expires not disclosed F1 · security: Each stock unit represents a contingent right to receive one share of Gap Inc. common stock. F2 · derivative.exercise_date: Each stock unit is immediately vested. However, delivery of the shares is deferred until three years from the date of grant, unless further deferred, or immediately upon cessation of service as a member of the Board, if earlier. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| August 02, 2022 Filed Aug 4, 2022 01:47 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionRestricted Stock Units · Derivative | 16,944 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-020447 · form4.xml · derivative · entry 7 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,402 Underlying: Common Stock · 16,944 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 51,346 RSUs on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2022, the first 33% of these RSUs vested, resulting in the issuance of 16,944 shares of Mattel, Inc. Common Stock. F3 · derivative.exercise_date: As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 51,346 RSUs on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2022, the first 33% of these RSUs vested, resulting in the issuance of 16,944 shares of Mattel, Inc. Common Stock. F3 · derivative.expiration_date: As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 51,346 RSUs on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2022, the first 33% of these RSUs vested, resulting in the issuance of 16,944 shares of Mattel, Inc. Common Stock. Read SEC document |
| August 02, 2022 Filed Aug 4, 2022 01:47 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Tax withholdingCommon Stock | 8,424 | $23.13 | $194,847.12 |
DisclosureSEC source: 0001127602-22-020447 · form4.xml · nonDerivative · entry 4 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,033 F4 · shares: Pursuant to the terms of the August 2, 2021 RSU grant, 8,424 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| August 02, 2022 Filed Aug 4, 2022 01:47 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionCommon Stock | 16,944 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-020447 · form4.xml · nonDerivative · entry 3 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505,457 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 51,346 RSUs on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2022, the first 33% of these RSUs vested, resulting in the issuance of 16,944 shares of Mattel, Inc. Common Stock. Read SEC document |
| August 01, 2022 Filed Aug 4, 2022 01:47 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionRestricted Stock Units · Derivative | 28,146 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-020447 · form4.xml · derivative · entry 6 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,146 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 82,781 Restricted Stock Units ("RSUs" or "Units") on August 1, 2019. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2022, the final 34% of these RSUs vested, resulting in the issuance of 28,146 shares of Mattel, Inc. Common Stock. F1 · derivative.exercise_date: As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 82,781 Restricted Stock Units ("RSUs" or "Units") on August 1, 2019. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2022, the final 34% of these RSUs vested, resulting in the issuance of 28,146 shares of Mattel, Inc. Common Stock. F1 · derivative.expiration_date: As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 82,781 Restricted Stock Units ("RSUs" or "Units") on August 1, 2019. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2022, the final 34% of these RSUs vested, resulting in the issuance of 28,146 shares of Mattel, Inc. Common Stock. Read SEC document |
| August 01, 2022 Filed Aug 4, 2022 01:47 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Tax withholdingCommon Stock | 13,980 | $23.16 | $323,776.80 |
DisclosureSEC source: 0001127602-22-020447 · form4.xml · nonDerivative · entry 2 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488,513 F2 · shares: Pursuant to the terms of the August 1, 2019 RSU grant, 13,980 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| August 01, 2022 Filed Aug 4, 2022 01:47 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionCommon Stock | 28,146 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-020447 · form4.xml · nonDerivative · entry 1 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,493 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 82,781 Restricted Stock Units ("RSUs" or "Units") on August 1, 2019. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2022, the final 34% of these RSUs vested, resulting in the issuance of 28,146 shares of Mattel, Inc. Common Stock. Read SEC document |
| July 31, 2022 Filed Aug 3, 2022 00:28 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionRestricted Stock Units · Derivative | 33,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-020294 · form4.xml · derivative · entry 4 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,429 Underlying: Common Stock · 33,416 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 101,260 RSUs on July 31, 2020. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2022, the second 33% of these RSUs vested, resulting in the issuance of 33,416 shares of Mattel, Inc. Common Stock. F1 · derivative.exercise_date: As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 101,260 RSUs on July 31, 2020. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2022, the second 33% of these RSUs vested, resulting in the issuance of 33,416 shares of Mattel, Inc. Common Stock. F1 · derivative.expiration_date: As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 101,260 RSUs on July 31, 2020. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2022, the second 33% of these RSUs vested, resulting in the issuance of 33,416 shares of Mattel, Inc. Common Stock. Read SEC document |
| July 31, 2022 Filed Aug 3, 2022 00:28 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Tax withholdingCommon Stock | 16,598 | $23.20 | $385,073.60 |
DisclosureSEC source: 0001127602-22-020294 · form4.xml · nonDerivative · entry 2 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,347 F2 · shares: Pursuant to the terms of the July 31, 2020 RSU grant, 16,598 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| July 31, 2022 Filed Aug 3, 2022 00:28 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionCommon Stock | 33,416 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-020294 · form4.xml · nonDerivative · entry 1 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 101,260 RSUs on July 31, 2020. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2022, the second 33% of these RSUs vested, resulting in the issuance of 33,416 shares of Mattel, Inc. Common Stock. Read SEC document |
| April 29, 2022 Filed May 4, 2022 00:05 UTC | MATTEL INC /DE/ MAT · Entity 1046 | GrantEmployee Stock Option - Right to Buy · Derivative | 48,744 | $0.00 Strike: $24.31 | $0.00 |
DisclosureSEC source: 0001523711-22-000037 · wf-form4_165162271774226.xml · derivative · entry 2 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,744 Underlying: Common Stock · 48,744 shares Expires 2032-04-29 F3 · derivative.exercise_date: The option was granted on April 29, 2022 pursuant to the Plan. The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant. Read SEC document |
| April 29, 2022 Filed May 4, 2022 00:05 UTC | MATTEL INC /DE/ MAT · Entity 1046 | GrantRestricted Stock Units · Derivative | 69,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-22-000037 · wf-form4_165162271774226.xml · derivative · entry 1 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,416 Underlying: Common Stock · 69,416 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs" or "Units") were granted on April 29, 2022 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended (the "Plan"). Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share). F2 · derivative.exercise_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. F2 · derivative.expiration_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. Read SEC document |
| February 07, 2022 Filed Feb 10, 2022 00:21 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Tax withholdingCommon Stock | 120,834 | $21.46 | $2,593,097.64 |
DisclosureSEC source: 0001523711-22-000004 · wf-form4_164445248218797.xml · nonDerivative · entry 2 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,529 F1 · shares: Represents shares of Mattel, Inc. Common Stock that were automatically withheld to cover required tax withholding. Read SEC document |
| February 07, 2022 Filed Feb 10, 2022 00:21 UTC | MATTEL INC /DE/ MAT · Entity 1046 | GrantCommon Stock | 256,884 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-22-000004 · wf-form4_164445248218797.xml · nonDerivative · entry 1 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,363 Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 01:20 UTC | MATTEL INC /DE/ MAT · Entity 1046 | GrantEmployee Stock Option - Right to Buy · Derivative | 119,681 | $0.00 Strike: $21.91 | $0.00 |
DisclosureSEC source: 0001523711-21-000054 · wf-form4_162804002201544.xml · derivative · entry 12 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,392 Underlying: Common Stock · 119,681 shares Expires 2031-08-02 F10 · derivative.exercise_date: The option was granted on August 2, 2021 pursuant to the Plan. The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 01:20 UTC | MATTEL INC /DE/ MAT · Entity 1046 | GrantRestricted Stock Units · Derivative | 51,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-21-000054 · wf-form4_162804002201544.xml · derivative · entry 11 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,606 Underlying: Common Stock · 51,346 shares Expires not disclosed F8 · derivative.exercise_price: The RSUs were granted on August 2, 2021 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended (the "Plan"). Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share). F9 · derivative.exercise_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. F9 · derivative.expiration_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. Read SEC document |
| August 01, 2021 Filed Aug 4, 2021 01:20 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionRestricted Stock Units · Derivative | 27,318 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-21-000054 · wf-form4_162804002201544.xml · derivative · entry 9 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,146 Underlying: Common Stock · 27,318 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 82,781 RSUs on August 1, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2021, the second 33% of these RSUs vested, resulting in the issuance of 27,318 shares of Mattel, Inc. Common Stock. F3 · derivative.exercise_date: As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 82,781 RSUs on August 1, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2021, the second 33% of these RSUs vested, resulting in the issuance of 27,318 shares of Mattel, Inc. Common Stock. F3 · derivative.expiration_date: As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 82,781 RSUs on August 1, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2021, the second 33% of these RSUs vested, resulting in the issuance of 27,318 shares of Mattel, Inc. Common Stock. Read SEC document |
| August 01, 2021 Filed Aug 4, 2021 01:20 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionRestricted Stock Units · Derivative | 24,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-21-000054 · wf-form4_162804002201544.xml · derivative · entry 8 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,240 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As reported on a Form 4 dated August 1, 2018 and filed on August 3, 2018, the Reporting Person received a grant of 71,293 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2021, the remaining 34% of these RSUs vested, resulting in the issuance of 24,240 shares of Mattel, Inc. Common Stock. F1 · derivative.exercise_date: As reported on a Form 4 dated August 1, 2018 and filed on August 3, 2018, the Reporting Person received a grant of 71,293 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2021, the remaining 34% of these RSUs vested, resulting in the issuance of 24,240 shares of Mattel, Inc. Common Stock. F1 · derivative.expiration_date: As reported on a Form 4 dated August 1, 2018 and filed on August 3, 2018, the Reporting Person received a grant of 71,293 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2021, the remaining 34% of these RSUs vested, resulting in the issuance of 24,240 shares of Mattel, Inc. Common Stock. Read SEC document |
| August 01, 2021 Filed Aug 4, 2021 01:20 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Tax withholdingCommon Stock | 13,545 | $21.72 | $294,197.40 |
DisclosureSEC source: 0001523711-21-000054 · wf-form4_162804002201544.xml · nonDerivative · entry 4 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,632 F4 · shares: Pursuant to the terms of the August 1, 2019 RSU grant, 13,545 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| August 01, 2021 Filed Aug 4, 2021 01:20 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionCommon Stock | 27,318 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001523711-21-000054 · wf-form4_162804002201544.xml · nonDerivative · entry 3 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,177 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 82,781 RSUs on August 1, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2021, the second 33% of these RSUs vested, resulting in the issuance of 27,318 shares of Mattel, Inc. Common Stock. Read SEC document |
| August 01, 2021 Filed Aug 4, 2021 01:20 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Tax withholdingCommon Stock | 12,019 | $21.72 | $261,052.68 |
DisclosureSEC source: 0001523711-21-000054 · wf-form4_162804002201544.xml · nonDerivative · entry 2 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,859 F2 · shares: Pursuant to the terms of the August 1, 2018 RSU grant, 12,019 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| August 01, 2021 Filed Aug 4, 2021 01:20 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionCommon Stock | 24,240 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001523711-21-000054 · wf-form4_162804002201544.xml · nonDerivative · entry 1 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As reported on a Form 4 dated August 1, 2018 and filed on August 3, 2018, the Reporting Person received a grant of 71,293 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2021, the remaining 34% of these RSUs vested, resulting in the issuance of 24,240 shares of Mattel, Inc. Common Stock. Read SEC document |
| July 31, 2021 Filed Aug 4, 2021 01:20 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionRestricted Stock Units · Derivative | 33,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-21-000054 · wf-form4_162804002201544.xml · derivative · entry 10 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,845 Underlying: Common Stock · 33,415 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 101,260 RSUs on July 31, 2020. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2021, the first 33% of these RSUs vested, resulting in the issuance of 33,415 shares of Mattel, Inc. Common Stock. F5 · derivative.exercise_date: As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 101,260 RSUs on July 31, 2020. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2021, the first 33% of these RSUs vested, resulting in the issuance of 33,415 shares of Mattel, Inc. Common Stock. F5 · derivative.expiration_date: As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 101,260 RSUs on July 31, 2020. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2021, the first 33% of these RSUs vested, resulting in the issuance of 33,415 shares of Mattel, Inc. Common Stock. Read SEC document |
| July 31, 2021 Filed Aug 4, 2021 01:20 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Tax withholdingCommon Stock | 16,568 | $21.72 | $359,856.96 |
DisclosureSEC source: 0001523711-21-000054 · wf-form4_162804002201544.xml · nonDerivative · entry 6 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,479 F6 · shares: Pursuant to the terms of the July 31, 2020 RSU grant, 16,568 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| July 31, 2021 Filed Aug 4, 2021 01:20 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionCommon Stock | 33,415 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001523711-21-000054 · wf-form4_162804002201544.xml · nonDerivative · entry 5 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 101,260 RSUs on July 31, 2020. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2021, the first 33% of these RSUs vested, resulting in the issuance of 33,415 shares of Mattel, Inc. Common Stock. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 22:15 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Tax withholdingCommon Stock | 72,507 | $18.46 | $1,338,479.22 |
DisclosureSEC source: 0001523711-21-000010 · wf-form4_161299532459230.xml · nonDerivative · entry 2 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,638 F1 · shares: Represents shares of Mattel, Inc. Common Stock that were automatically withheld to cover required tax withholding. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 22:15 UTC | MATTEL INC /DE/ MAT · Entity 1046 | GrantCommon Stock | 162,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-21-000010 · wf-form4_161299532459230.xml · nonDerivative · entry 1 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,145 Read SEC document |
| August 01, 2020 Filed Aug 4, 2020 22:39 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionRestricted Stock Units · Derivative | 27,317 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-20-000049 · wf-form4_159658046015123.xml · derivative · entry 7 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,464 Underlying: Common Stock · 27,317 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 82,781 RSUs on August 1, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the first 33% of these RSUs vested, resulting in the issuance of 27,317 shares of Mattel, Inc. Common Stock. F3 · derivative.exercise_date: As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 82,781 RSUs on August 1, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the first 33% of these RSUs vested, resulting in the issuance of 27,317 shares of Mattel, Inc. Common Stock. F3 · derivative.expiration_date: As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 82,781 RSUs on August 1, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the first 33% of these RSUs vested, resulting in the issuance of 27,317 shares of Mattel, Inc. Common Stock. Read SEC document |
| August 01, 2020 Filed Aug 4, 2020 22:39 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionRestricted Stock Units · Derivative | 23,527 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-20-000049 · wf-form4_159658046015123.xml · derivative · entry 6 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,240 Underlying: Common Stock · 23,527 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As reported on a Form 4 dated August 1, 2018 and filed on August 3, 2018, the Reporting Person received a grant of 71,293 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the second 33% of these RSUs vested, resulting in the issuance of 23,527 shares of Mattel, Inc. Common Stock. F1 · derivative.exercise_date: As reported on a Form 4 dated August 1, 2018 and filed on August 3, 2018, the Reporting Person received a grant of 71,293 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the second 33% of these RSUs vested, resulting in the issuance of 23,527 shares of Mattel, Inc. Common Stock. F1 · derivative.expiration_date: As reported on a Form 4 dated August 1, 2018 and filed on August 3, 2018, the Reporting Person received a grant of 71,293 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the second 33% of these RSUs vested, resulting in the issuance of 23,527 shares of Mattel, Inc. Common Stock. Read SEC document |
| August 01, 2020 Filed Aug 4, 2020 22:39 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Tax withholdingCommon Stock | 13,544 | $11.11 | $150,473.84 |
DisclosureSEC source: 0001523711-20-000049 · wf-form4_159658046015123.xml · nonDerivative · entry 4 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,931 F4 · shares: Pursuant to the terms of the August 1, 2019 RSU grant, 13,544 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| August 01, 2020 Filed Aug 4, 2020 22:39 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionCommon Stock | 27,317 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001523711-20-000049 · wf-form4_159658046015123.xml · nonDerivative · entry 3 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,475 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 82,781 RSUs on August 1, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the first 33% of these RSUs vested, resulting in the issuance of 27,317 shares of Mattel, Inc. Common Stock. Read SEC document |
| August 01, 2020 Filed Aug 4, 2020 22:39 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Tax withholdingCommon Stock | 11,665 | $11.11 | $129,598.15 |
DisclosureSEC source: 0001523711-20-000049 · wf-form4_159658046015123.xml · nonDerivative · entry 2 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,158 F2 · shares: Pursuant to the terms of the August 1, 2018 RSU grant, 11,665 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| August 01, 2020 Filed Aug 4, 2020 22:39 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionCommon Stock | 23,527 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001523711-20-000049 · wf-form4_159658046015123.xml · nonDerivative · entry 1 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As reported on a Form 4 dated August 1, 2018 and filed on August 3, 2018, the Reporting Person received a grant of 71,293 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the second 33% of these RSUs vested, resulting in the issuance of 23,527 shares of Mattel, Inc. Common Stock. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 22:39 UTC | MATTEL INC /DE/ MAT · Entity 1046 | GrantEmployee Stock Option - Right to Buy · Derivative | 246,711 | $0.00 Strike: $11.11 | $0.00 |
DisclosureSEC source: 0001523711-20-000049 · wf-form4_159658046015123.xml · derivative · entry 9 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,711 Underlying: Common Stock · 246,711 shares Expires 2030-07-31 F8 · derivative.exercise_date: The option was granted on July 31, 2020 pursuant to the Plan. The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 22:39 UTC | MATTEL INC /DE/ MAT · Entity 1046 | GrantRestricted Stock Units · Derivative | 101,260 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-20-000049 · wf-form4_159658046015123.xml · derivative · entry 8 Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,260 Underlying: Common Stock · 101,260 shares Expires not disclosed F6 · derivative.exercise_price: The RSUs were granted on July 31, 2020 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended (the "Plan"). Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share). F7 · derivative.exercise_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. F7 · derivative.expiration_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.