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person · Reporting owner

DICKSON RICHARD

Disclosed activity across 2 companies

Tapewire entity
20166
SEC CIK
0001482551

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GAP INCGAP · Entity 3661Director · President & CEO, Gap Inc.August 22, 2026August 25, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GAP INC

Report date August 22, 2026 · Filed August 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect790,555.346 Ending reported balance After 2026-08-22 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-08-22 · Exercise / conversion · Acquired 109,649 · Balance 796,060.346

Row 2 · 2026-08-22 · Tax withholding · Disposed 59,155 · Balance 736,905.346

Row 3 · 2026-08-22 · Exercise / conversion · Acquired 116,502 · Balance 853,407.346

Row 4 · 2026-08-22 · Tax withholding · Disposed 62,852 · Balance 790,555.346

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct607,691 Reported balance After 2026-08-22 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-08-22 · Exercise / conversion · Disposed 109,649 · Balance 607,691

F1: Each restricted stock unit represents a contingent right to receive one share of Gap Inc. Common Stock.

F2: On August 22, 2023, the reporting person was granted 438,596 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct491,189 Reported balance After 2026-08-22 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-08-22 · Exercise / conversion · Disposed 116,502 · Balance 491,189

F1: Each restricted stock unit represents a contingent right to receive one share of Gap Inc. Common Stock.

F3: On August 22, 2023, the reporting person was granted 466,008 restricted stock units, vesting fifty percent of the total grant on the first anniversary of the grant date, twenty-five percent on the second anniversary of the grant date, and the remaining twenty-five percent on the third anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Gap Inc. Common Stock.

F2: On August 22, 2023, the reporting person was granted 438,596 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F3: On August 22, 2023, the reporting person was granted 466,008 restricted stock units, vesting fifty percent of the total grant on the first anniversary of the grant date, twenty-five percent on the second anniversary of the grant date, and the remaining twenty-five percent on the third anniversary of the grant date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

MATTEL INC /DE/

Report date August 02, 2023 · Filed August 04, 2023

Section 16 reporting ended · disclosed 2023-08-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect673,810 Ending reported balance After 2023-08-02 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2023-08-02 · Exercise / conversion · Acquired 16,944 · Balance 682,251

F1: As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 51,346 Restricted Stock Units ("RSUs" or "Units") on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2023, the second 33% of these RSUs vested, resulting in the issuance of 16,944 shares of Mattel, Inc. Common Stock.

Row 2 · 2023-08-02 · Tax withholding · Disposed 8,441 · Balance 673,810

F2: Pursuant to the terms of the August 2, 2021 RSU grant, 8,441 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect17,458 Reported balance After 2023-08-02 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-08-02 · Exercise / conversion · Disposed 16,944 · Balance 17,458

F1: As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 51,346 Restricted Stock Units ("RSUs" or "Units") on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2023, the second 33% of these RSUs vested, resulting in the issuance of 16,944 shares of Mattel, Inc. Common Stock.

Common StockSEC Table I · non-derivativeIndirectIn 401(k)8,812 Reported balance Holding disclosure · report date 2023-08-02 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 8,812

F3: As of August 3, 2023, the Reporting Person had a balance of $180,656.04 in the Mattel Stock Fund of Mattel, Inc.'s 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the third-party administrator for the PIP.

Filing footnotes · ownership attribution and instrument terms

F1: As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 51,346 Restricted Stock Units ("RSUs" or "Units") on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2023, the second 33% of these RSUs vested, resulting in the issuance of 16,944 shares of Mattel, Inc. Common Stock.

F2: Pursuant to the terms of the August 2, 2021 RSU grant, 8,441 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

F3: As of August 3, 2023, the Reporting Person had a balance of $180,656.04 in the Mattel Stock Fund of Mattel, Inc.'s 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the third-party administrator for the PIP.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 22, 2023 Filed Aug 24, 2023 22:58 UTC GAP INC GPS · Entity 3661 GrantRestricted Stock Unit · Derivative 438,596 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000039911-23-000107 · edgardoc.xml · derivative · entry 1

Dickson Richard · CIK 0001482551 · Director · President & CEO, Gap Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 438,596

Underlying: Common Stock · 438,596 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Gap Inc. Common Stock.

F2 · derivative.exercise_date: On August 22, 2023, the reporting person was granted 438,596 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On August 22, 2023, the reporting person was granted 438,596 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 23:00 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 16,944 $0.00 $0.00
Disclosure

SEC source: 0001523711-23-000097 · wf-form4_169119002251554.xml · derivative · entry 4

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,458

Underlying: Common Stock · 16,944 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 51,346 Restricted Stock Units ("RSUs" or "Units") on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2023, the second 33% of these RSUs vested, resulting in the issuance of 16,944 shares of Mattel, Inc. Common Stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 51,346 Restricted Stock Units ("RSUs" or "Units") on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2023, the second 33% of these RSUs vested, resulting in the issuance of 16,944 shares of Mattel, Inc. Common Stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 51,346 Restricted Stock Units ("RSUs" or "Units") on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2023, the second 33% of these RSUs vested, resulting in the issuance of 16,944 shares of Mattel, Inc. Common Stock.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 23:00 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 8,441 $21.25 $179,371.25
Disclosure

SEC source: 0001523711-23-000097 · wf-form4_169119002251554.xml · nonDerivative · entry 2

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 673,810

F2 · shares: Pursuant to the terms of the August 2, 2021 RSU grant, 8,441 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 23:00 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 16,944 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-23-000097 · wf-form4_169119002251554.xml · nonDerivative · entry 1

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 682,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 51,346 Restricted Stock Units ("RSUs" or "Units") on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2023, the second 33% of these RSUs vested, resulting in the issuance of 16,944 shares of Mattel, Inc. Common Stock.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 21:19 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 34,429 $0.00 $0.00
Disclosure

SEC source: 0001523711-23-000086 · wf-form4_169101115980457.xml · derivative · entry 4

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,429 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 101,260 Restricted Stock Units ("RSUs" or "Units") on July 31, 2020. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2023, the remaining 34% of these RSUs vested, resulting in the issuance of 34,429 shares of Mattel, Inc. Common Stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 101,260 Restricted Stock Units ("RSUs" or "Units") on July 31, 2020. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2023, the remaining 34% of these RSUs vested, resulting in the issuance of 34,429 shares of Mattel, Inc. Common Stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 101,260 Restricted Stock Units ("RSUs" or "Units") on July 31, 2020. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2023, the remaining 34% of these RSUs vested, resulting in the issuance of 34,429 shares of Mattel, Inc. Common Stock.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 21:19 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 17,141 $21.30 $365,103.30
Disclosure

SEC source: 0001523711-23-000086 · wf-form4_169101115980457.xml · nonDerivative · entry 2

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 665,307

F2 · shares: Pursuant to the terms of the July 31, 2020 RSU grant, 17,141 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 21:19 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 34,429 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-23-000086 · wf-form4_169101115980457.xml · nonDerivative · entry 1

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 682,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 101,260 Restricted Stock Units ("RSUs" or "Units") on July 31, 2020. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2023, the remaining 34% of these RSUs vested, resulting in the issuance of 34,429 shares of Mattel, Inc. Common Stock.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:34 UTC GAP INC GPS · Entity 3661 GrantStock Units · Derivative 12,204 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000039911-23-000061 · edgardoc.xml · derivative · entry 1

Dickson Richard · CIK 0001482551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,038

Underlying: Common Stock · 12,204 shares

Expires not disclosed

F1 · security: Each stock unit represents a contingent right to receive one share of Gap Inc. common stock.

F2 · derivative.exercise_date: Each stock unit is immediately vested. However, delivery of the shares is deferred until three years from the date of grant, unless further deferred, or immediately upon cessation of service as a member of the Board, if earlier.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
April 28, 2023 Filed May 3, 2023 01:23 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantEmployee Stock Option - Right to Buy · Derivative 84,877 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001523711-23-000042 · wf-form4_168307700368894.xml · derivative · entry 6

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,877

Underlying: Common Stock · 84,877 shares

Expires 2033-04-28

F6 · derivative.exercise_date: The option was granted on April 28, 2023 pursuant to the Plan. The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.

Read SEC document
April 28, 2023 Filed May 3, 2023 01:23 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantRestricted Stock Units · Derivative 126,042 $0.00 $0.00
Disclosure

SEC source: 0001523711-23-000042 · wf-form4_168307700368894.xml · derivative · entry 5

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,042

Underlying: Common Stock · 126,042 shares

Expires not disclosed

F4 · derivative.exercise_price: The RSUs were granted on April 28, 2023 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended (the "Plan"). Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share).

F5 · derivative.exercise_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

F5 · derivative.expiration_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

Read SEC document
April 28, 2023 Filed May 3, 2023 01:23 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 22,907 $0.00 $0.00
Disclosure

SEC source: 0001523711-23-000042 · wf-form4_168307700368894.xml · derivative · entry 4

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,509

Underlying: Common Stock · 22,907 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated April 29, 2022 and filed on May 3, 2022, the Reporting Person received a grant of 69,416 Restricted Stock Units ("RSUs" or "Units") on April 29, 2022. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On April 28, 2023, the first 33% of these RSUs vested, resulting in the issuance of 22,907 shares of Mattel, Inc. Common Stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated April 29, 2022 and filed on May 3, 2022, the Reporting Person received a grant of 69,416 Restricted Stock Units ("RSUs" or "Units") on April 29, 2022. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On April 28, 2023, the first 33% of these RSUs vested, resulting in the issuance of 22,907 shares of Mattel, Inc. Common Stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated April 29, 2022 and filed on May 3, 2022, the Reporting Person received a grant of 69,416 Restricted Stock Units ("RSUs" or "Units") on April 29, 2022. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On April 28, 2023, the first 33% of these RSUs vested, resulting in the issuance of 22,907 shares of Mattel, Inc. Common Stock.

Read SEC document
April 28, 2023 Filed May 3, 2023 01:23 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 11,390 $18.00 $205,020.00
Disclosure

SEC source: 0001523711-23-000042 · wf-form4_168307700368894.xml · nonDerivative · entry 2

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 648,019

F2 · shares: Pursuant to the terms of the April 29, 2022 RSU grant, 11,390 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
April 28, 2023 Filed May 3, 2023 01:23 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 22,907 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-23-000042 · wf-form4_168307700368894.xml · nonDerivative · entry 1

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 659,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated April 29, 2022 and filed on May 3, 2022, the Reporting Person received a grant of 69,416 Restricted Stock Units ("RSUs" or "Units") on April 29, 2022. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On April 28, 2023, the first 33% of these RSUs vested, resulting in the issuance of 22,907 shares of Mattel, Inc. Common Stock.

Read SEC document
February 07, 2023 Filed Feb 10, 2023 01:02 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 154,747 $20.75 $3,211,000.25
Disclosure

SEC source: 0001523711-23-000014 · wf-form4_167599090728159.xml · nonDerivative · entry 2

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636,502

F1 · shares: Represents shares of Mattel, Inc. Common Stock that were automatically withheld to cover required tax withholding.

Read SEC document
February 07, 2023 Filed Feb 10, 2023 01:02 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantCommon Stock 294,216 $0.00 $0.00
Disclosure

SEC source: 0001523711-23-000014 · wf-form4_167599090728159.xml · nonDerivative · entry 1

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 791,249

Read SEC document
November 08, 2022 Filed Nov 10, 2022 21:26 UTC GAP INC GPS · Entity 3661 GrantStock Units · Derivative 14,834 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000039911-22-000085 · edgardoc.xml · derivative · entry 1

Dickson Richard · CIK 0001482551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,834

Underlying: Common Stock · 14,834 shares

Expires not disclosed

F1 · security: Each stock unit represents a contingent right to receive one share of Gap Inc. common stock.

F2 · derivative.exercise_date: Each stock unit is immediately vested. However, delivery of the shares is deferred until three years from the date of grant, unless further deferred, or immediately upon cessation of service as a member of the Board, if earlier.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
August 02, 2022 Filed Aug 4, 2022 01:47 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 16,944 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-020447 · form4.xml · derivative · entry 7

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,402

Underlying: Common Stock · 16,944 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 51,346 RSUs on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2022, the first 33% of these RSUs vested, resulting in the issuance of 16,944 shares of Mattel, Inc. Common Stock.

F3 · derivative.exercise_date: As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 51,346 RSUs on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2022, the first 33% of these RSUs vested, resulting in the issuance of 16,944 shares of Mattel, Inc. Common Stock.

F3 · derivative.expiration_date: As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 51,346 RSUs on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2022, the first 33% of these RSUs vested, resulting in the issuance of 16,944 shares of Mattel, Inc. Common Stock.

Read SEC document
August 02, 2022 Filed Aug 4, 2022 01:47 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 8,424 $23.13 $194,847.12
Disclosure

SEC source: 0001127602-22-020447 · form4.xml · nonDerivative · entry 4

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,033

F4 · shares: Pursuant to the terms of the August 2, 2021 RSU grant, 8,424 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
August 02, 2022 Filed Aug 4, 2022 01:47 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 16,944 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-020447 · form4.xml · nonDerivative · entry 3

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,457

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 51,346 RSUs on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2022, the first 33% of these RSUs vested, resulting in the issuance of 16,944 shares of Mattel, Inc. Common Stock.

Read SEC document
August 01, 2022 Filed Aug 4, 2022 01:47 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 28,146 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-020447 · form4.xml · derivative · entry 6

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,146 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 82,781 Restricted Stock Units ("RSUs" or "Units") on August 1, 2019. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2022, the final 34% of these RSUs vested, resulting in the issuance of 28,146 shares of Mattel, Inc. Common Stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 82,781 Restricted Stock Units ("RSUs" or "Units") on August 1, 2019. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2022, the final 34% of these RSUs vested, resulting in the issuance of 28,146 shares of Mattel, Inc. Common Stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 82,781 Restricted Stock Units ("RSUs" or "Units") on August 1, 2019. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2022, the final 34% of these RSUs vested, resulting in the issuance of 28,146 shares of Mattel, Inc. Common Stock.

Read SEC document
August 01, 2022 Filed Aug 4, 2022 01:47 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 13,980 $23.16 $323,776.80
Disclosure

SEC source: 0001127602-22-020447 · form4.xml · nonDerivative · entry 2

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,513

F2 · shares: Pursuant to the terms of the August 1, 2019 RSU grant, 13,980 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
August 01, 2022 Filed Aug 4, 2022 01:47 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 28,146 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-020447 · form4.xml · nonDerivative · entry 1

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 82,781 Restricted Stock Units ("RSUs" or "Units") on August 1, 2019. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2022, the final 34% of these RSUs vested, resulting in the issuance of 28,146 shares of Mattel, Inc. Common Stock.

Read SEC document
July 31, 2022 Filed Aug 3, 2022 00:28 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 33,416 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-020294 · form4.xml · derivative · entry 4

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,429

Underlying: Common Stock · 33,416 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 101,260 RSUs on July 31, 2020. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2022, the second 33% of these RSUs vested, resulting in the issuance of 33,416 shares of Mattel, Inc. Common Stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 101,260 RSUs on July 31, 2020. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2022, the second 33% of these RSUs vested, resulting in the issuance of 33,416 shares of Mattel, Inc. Common Stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 101,260 RSUs on July 31, 2020. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2022, the second 33% of these RSUs vested, resulting in the issuance of 33,416 shares of Mattel, Inc. Common Stock.

Read SEC document
July 31, 2022 Filed Aug 3, 2022 00:28 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 16,598 $23.20 $385,073.60
Disclosure

SEC source: 0001127602-22-020294 · form4.xml · nonDerivative · entry 2

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,347

F2 · shares: Pursuant to the terms of the July 31, 2020 RSU grant, 16,598 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
July 31, 2022 Filed Aug 3, 2022 00:28 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 33,416 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-020294 · form4.xml · nonDerivative · entry 1

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 101,260 RSUs on July 31, 2020. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2022, the second 33% of these RSUs vested, resulting in the issuance of 33,416 shares of Mattel, Inc. Common Stock.

Read SEC document
April 29, 2022 Filed May 4, 2022 00:05 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantEmployee Stock Option - Right to Buy · Derivative 48,744 $0.00 Strike: $24.31 $0.00
Disclosure

SEC source: 0001523711-22-000037 · wf-form4_165162271774226.xml · derivative · entry 2

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,744

Underlying: Common Stock · 48,744 shares

Expires 2032-04-29

F3 · derivative.exercise_date: The option was granted on April 29, 2022 pursuant to the Plan. The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.

Read SEC document
April 29, 2022 Filed May 4, 2022 00:05 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantRestricted Stock Units · Derivative 69,416 $0.00 $0.00
Disclosure

SEC source: 0001523711-22-000037 · wf-form4_165162271774226.xml · derivative · entry 1

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,416

Underlying: Common Stock · 69,416 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs" or "Units") were granted on April 29, 2022 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended (the "Plan"). Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share).

F2 · derivative.exercise_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

F2 · derivative.expiration_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

Read SEC document
February 07, 2022 Filed Feb 10, 2022 00:21 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 120,834 $21.46 $2,593,097.64
Disclosure

SEC source: 0001523711-22-000004 · wf-form4_164445248218797.xml · nonDerivative · entry 2

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,529

F1 · shares: Represents shares of Mattel, Inc. Common Stock that were automatically withheld to cover required tax withholding.

Read SEC document
February 07, 2022 Filed Feb 10, 2022 00:21 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantCommon Stock 256,884 $0.00 $0.00
Disclosure

SEC source: 0001523711-22-000004 · wf-form4_164445248218797.xml · nonDerivative · entry 1

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578,363

Read SEC document
August 02, 2021 Filed Aug 4, 2021 01:20 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantEmployee Stock Option - Right to Buy · Derivative 119,681 $0.00 Strike: $21.91 $0.00
Disclosure

SEC source: 0001523711-21-000054 · wf-form4_162804002201544.xml · derivative · entry 12

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,392

Underlying: Common Stock · 119,681 shares

Expires 2031-08-02

F10 · derivative.exercise_date: The option was granted on August 2, 2021 pursuant to the Plan. The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 01:20 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantRestricted Stock Units · Derivative 51,346 $0.00 $0.00
Disclosure

SEC source: 0001523711-21-000054 · wf-form4_162804002201544.xml · derivative · entry 11

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,606

Underlying: Common Stock · 51,346 shares

Expires not disclosed

F8 · derivative.exercise_price: The RSUs were granted on August 2, 2021 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended (the "Plan"). Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share).

F9 · derivative.exercise_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

F9 · derivative.expiration_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

Read SEC document
August 01, 2021 Filed Aug 4, 2021 01:20 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 27,318 $0.00 $0.00
Disclosure

SEC source: 0001523711-21-000054 · wf-form4_162804002201544.xml · derivative · entry 9

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,146

Underlying: Common Stock · 27,318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 82,781 RSUs on August 1, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2021, the second 33% of these RSUs vested, resulting in the issuance of 27,318 shares of Mattel, Inc. Common Stock.

F3 · derivative.exercise_date: As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 82,781 RSUs on August 1, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2021, the second 33% of these RSUs vested, resulting in the issuance of 27,318 shares of Mattel, Inc. Common Stock.

F3 · derivative.expiration_date: As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 82,781 RSUs on August 1, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2021, the second 33% of these RSUs vested, resulting in the issuance of 27,318 shares of Mattel, Inc. Common Stock.

Read SEC document
August 01, 2021 Filed Aug 4, 2021 01:20 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 24,240 $0.00 $0.00
Disclosure

SEC source: 0001523711-21-000054 · wf-form4_162804002201544.xml · derivative · entry 8

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,240 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated August 1, 2018 and filed on August 3, 2018, the Reporting Person received a grant of 71,293 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2021, the remaining 34% of these RSUs vested, resulting in the issuance of 24,240 shares of Mattel, Inc. Common Stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated August 1, 2018 and filed on August 3, 2018, the Reporting Person received a grant of 71,293 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2021, the remaining 34% of these RSUs vested, resulting in the issuance of 24,240 shares of Mattel, Inc. Common Stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated August 1, 2018 and filed on August 3, 2018, the Reporting Person received a grant of 71,293 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2021, the remaining 34% of these RSUs vested, resulting in the issuance of 24,240 shares of Mattel, Inc. Common Stock.

Read SEC document
August 01, 2021 Filed Aug 4, 2021 01:20 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 13,545 $21.72 $294,197.40
Disclosure

SEC source: 0001523711-21-000054 · wf-form4_162804002201544.xml · nonDerivative · entry 4

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,632

F4 · shares: Pursuant to the terms of the August 1, 2019 RSU grant, 13,545 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
August 01, 2021 Filed Aug 4, 2021 01:20 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 27,318 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-21-000054 · wf-form4_162804002201544.xml · nonDerivative · entry 3

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 82,781 RSUs on August 1, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2021, the second 33% of these RSUs vested, resulting in the issuance of 27,318 shares of Mattel, Inc. Common Stock.

Read SEC document
August 01, 2021 Filed Aug 4, 2021 01:20 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 12,019 $21.72 $261,052.68
Disclosure

SEC source: 0001523711-21-000054 · wf-form4_162804002201544.xml · nonDerivative · entry 2

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,859

F2 · shares: Pursuant to the terms of the August 1, 2018 RSU grant, 12,019 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
August 01, 2021 Filed Aug 4, 2021 01:20 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 24,240 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-21-000054 · wf-form4_162804002201544.xml · nonDerivative · entry 1

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated August 1, 2018 and filed on August 3, 2018, the Reporting Person received a grant of 71,293 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2021, the remaining 34% of these RSUs vested, resulting in the issuance of 24,240 shares of Mattel, Inc. Common Stock.

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July 31, 2021 Filed Aug 4, 2021 01:20 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 33,415 $0.00 $0.00
Disclosure

SEC source: 0001523711-21-000054 · wf-form4_162804002201544.xml · derivative · entry 10

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,845

Underlying: Common Stock · 33,415 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 101,260 RSUs on July 31, 2020. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2021, the first 33% of these RSUs vested, resulting in the issuance of 33,415 shares of Mattel, Inc. Common Stock.

F5 · derivative.exercise_date: As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 101,260 RSUs on July 31, 2020. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2021, the first 33% of these RSUs vested, resulting in the issuance of 33,415 shares of Mattel, Inc. Common Stock.

F5 · derivative.expiration_date: As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 101,260 RSUs on July 31, 2020. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2021, the first 33% of these RSUs vested, resulting in the issuance of 33,415 shares of Mattel, Inc. Common Stock.

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July 31, 2021 Filed Aug 4, 2021 01:20 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 16,568 $21.72 $359,856.96
Disclosure

SEC source: 0001523711-21-000054 · wf-form4_162804002201544.xml · nonDerivative · entry 6

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,479

F6 · shares: Pursuant to the terms of the July 31, 2020 RSU grant, 16,568 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

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July 31, 2021 Filed Aug 4, 2021 01:20 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 33,415 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-21-000054 · wf-form4_162804002201544.xml · nonDerivative · entry 5

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 101,260 RSUs on July 31, 2020. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2021, the first 33% of these RSUs vested, resulting in the issuance of 33,415 shares of Mattel, Inc. Common Stock.

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February 08, 2021 Filed Feb 10, 2021 22:15 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 72,507 $18.46 $1,338,479.22
Disclosure

SEC source: 0001523711-21-000010 · wf-form4_161299532459230.xml · nonDerivative · entry 2

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,638

F1 · shares: Represents shares of Mattel, Inc. Common Stock that were automatically withheld to cover required tax withholding.

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February 08, 2021 Filed Feb 10, 2021 22:15 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantCommon Stock 162,214 $0.00 $0.00
Disclosure

SEC source: 0001523711-21-000010 · wf-form4_161299532459230.xml · nonDerivative · entry 1

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,145

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August 01, 2020 Filed Aug 4, 2020 22:39 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 27,317 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000049 · wf-form4_159658046015123.xml · derivative · entry 7

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,464

Underlying: Common Stock · 27,317 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 82,781 RSUs on August 1, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the first 33% of these RSUs vested, resulting in the issuance of 27,317 shares of Mattel, Inc. Common Stock.

F3 · derivative.exercise_date: As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 82,781 RSUs on August 1, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the first 33% of these RSUs vested, resulting in the issuance of 27,317 shares of Mattel, Inc. Common Stock.

F3 · derivative.expiration_date: As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 82,781 RSUs on August 1, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the first 33% of these RSUs vested, resulting in the issuance of 27,317 shares of Mattel, Inc. Common Stock.

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August 01, 2020 Filed Aug 4, 2020 22:39 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 23,527 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000049 · wf-form4_159658046015123.xml · derivative · entry 6

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,240

Underlying: Common Stock · 23,527 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated August 1, 2018 and filed on August 3, 2018, the Reporting Person received a grant of 71,293 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the second 33% of these RSUs vested, resulting in the issuance of 23,527 shares of Mattel, Inc. Common Stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated August 1, 2018 and filed on August 3, 2018, the Reporting Person received a grant of 71,293 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the second 33% of these RSUs vested, resulting in the issuance of 23,527 shares of Mattel, Inc. Common Stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated August 1, 2018 and filed on August 3, 2018, the Reporting Person received a grant of 71,293 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the second 33% of these RSUs vested, resulting in the issuance of 23,527 shares of Mattel, Inc. Common Stock.

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August 01, 2020 Filed Aug 4, 2020 22:39 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 13,544 $11.11 $150,473.84
Disclosure

SEC source: 0001523711-20-000049 · wf-form4_159658046015123.xml · nonDerivative · entry 4

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,931

F4 · shares: Pursuant to the terms of the August 1, 2019 RSU grant, 13,544 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

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August 01, 2020 Filed Aug 4, 2020 22:39 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 27,317 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-20-000049 · wf-form4_159658046015123.xml · nonDerivative · entry 3

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 82,781 RSUs on August 1, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the first 33% of these RSUs vested, resulting in the issuance of 27,317 shares of Mattel, Inc. Common Stock.

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August 01, 2020 Filed Aug 4, 2020 22:39 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 11,665 $11.11 $129,598.15
Disclosure

SEC source: 0001523711-20-000049 · wf-form4_159658046015123.xml · nonDerivative · entry 2

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,158

F2 · shares: Pursuant to the terms of the August 1, 2018 RSU grant, 11,665 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

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August 01, 2020 Filed Aug 4, 2020 22:39 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 23,527 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-20-000049 · wf-form4_159658046015123.xml · nonDerivative · entry 1

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated August 1, 2018 and filed on August 3, 2018, the Reporting Person received a grant of 71,293 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the second 33% of these RSUs vested, resulting in the issuance of 23,527 shares of Mattel, Inc. Common Stock.

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July 31, 2020 Filed Aug 4, 2020 22:39 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantEmployee Stock Option - Right to Buy · Derivative 246,711 $0.00 Strike: $11.11 $0.00
Disclosure

SEC source: 0001523711-20-000049 · wf-form4_159658046015123.xml · derivative · entry 9

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,711

Underlying: Common Stock · 246,711 shares

Expires 2030-07-31

F8 · derivative.exercise_date: The option was granted on July 31, 2020 pursuant to the Plan. The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.

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July 31, 2020 Filed Aug 4, 2020 22:39 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantRestricted Stock Units · Derivative 101,260 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000049 · wf-form4_159658046015123.xml · derivative · entry 8

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,260

Underlying: Common Stock · 101,260 shares

Expires not disclosed

F6 · derivative.exercise_price: The RSUs were granted on July 31, 2020 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended (the "Plan"). Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share).

F7 · derivative.exercise_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

F7 · derivative.expiration_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.