Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Hilltop Holdings Inc.HTH · Entity 4450 | 10% owner | May 22, 2026 | August 25, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Hilltop Holdings Inc.
Report date May 22, 2026 · Filed August 25, 2026
Jointly reported with Diamond HTH Stock Company, LP, Turtle Creek Revocable Trust, Diamond HTH Stock Co GP, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,866.9703 |
Last balance in matching sequence
After 2026-08-21 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-05-22 · Grant · Acquired 0.0051 · Balance 7,866.9649 F1: Shares acquired pursuant to the reinvestment of dividends. F2: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement. F3: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust. F4: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5: The reporting persons may be deemed to be a member of a group with respect to Hilltop Holdings Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Row 2 · 2026-08-21 · Grant · Acquired 0.0054 · Balance 7,866.9703 F1: Shares acquired pursuant to the reinvestment of dividends. F2: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement. F3: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust. F4: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5: The reporting persons may be deemed to be a member of a group with respect to Hilltop Holdings Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 98,789 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 98,789 F2: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement. F3: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust. F4: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5: The reporting persons may be deemed to be a member of a group with respect to Hilltop Holdings Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6: Represents shares directly beneficially owned by the Trust. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 15,544,674 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 15,544,674 F2: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement. F3: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust. F4: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5: The reporting persons may be deemed to be a member of a group with respect to Hilltop Holdings Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F7: Represents shares directly beneficially owned by Diamond A. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares acquired pursuant to the reinvestment of dividends.
F2: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement.
F3: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust.
F4: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.
F5: The reporting persons may be deemed to be a member of a group with respect to Hilltop Holdings Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
F6: Represents shares directly beneficially owned by the Trust.
F7: Represents shares directly beneficially owned by Diamond A.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FREEPORT-MCMORAN INC
Report date June 07, 2021 · Filed June 09, 2021
Section 16 reporting ended · disclosed 2021-06-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-06-07 transaction · row 1
1 source rowRow 1 · 2021-06-07 · Sale · Disposed 18,200 · Balance 0 F1: The price reported represents the weighted average price of the shares sold. Shares were sold at varying prices in the range of $40.980 - $41.005. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported represents the weighted average price of the shares sold. Shares were sold at varying prices in the range of $40.980 - $41.005. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Light & Wonder, Inc.
Report date June 10, 2019 · Filed June 12, 2019
Section 16 reporting ended · disclosed 2019-06-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 409,610 |
Ending reported balance
After 2019-06-12 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-06-10 · Exercise / conversion · Acquired 2,485 · Balance 385,771 Row 2 · 2019-06-12 · Exercise / conversion · Acquired 23,839 · Balance 409,610 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-06-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-06-10 · Exercise / conversion · Disposed 2,485 · Balance 0 F1: Represents vesting of one-fourth of restricted stock units granted on June 10, 2015. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-06-12 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-06-12 · Exercise / conversion · Disposed 8,677 · Balance 0 F2: Represents vesting of the remaining restricted stock units granted on June 15, 2016 in connection with the conclusion of Mr. Ford's service as a director on June 12, 2019. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-06-12 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-06-12 · Exercise / conversion · Disposed 4,665 · Balance 0 F3: Represents vesting of the remaining restricted stock units granted on June 19, 2017 in connection with the conclusion of Mr. Ford's service as a director on June 12, 2019. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-06-12 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-06-12 · Exercise / conversion · Disposed 2,787 · Balance 0 F4: Represents vesting of restricted stock units granted on June 13, 2018 in connection with the conclusion of Mr. Ford's service as a director on June 12, 2019. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 7,710 |
Reported balance
After 2019-06-12 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-06-12 · Grant · Acquired 7,710 · Balance 7,710 F5: The restricted stock units will vest immediately in connection with the conclusion of Mr. Ford's service as a director on June 12, 2019. Each unit converts into a share of common stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-06-12 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-06-12 · Exercise / conversion · Disposed 7,710 · Balance 0 F6: Represents vesting of restricted stock units granted on June 12, 2019. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents vesting of one-fourth of restricted stock units granted on June 10, 2015. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.
F2: Represents vesting of the remaining restricted stock units granted on June 15, 2016 in connection with the conclusion of Mr. Ford's service as a director on June 12, 2019. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.
F3: Represents vesting of the remaining restricted stock units granted on June 19, 2017 in connection with the conclusion of Mr. Ford's service as a director on June 12, 2019. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.
F4: Represents vesting of restricted stock units granted on June 13, 2018 in connection with the conclusion of Mr. Ford's service as a director on June 12, 2019. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.
F5: The restricted stock units will vest immediately in connection with the conclusion of Mr. Ford's service as a director on June 12, 2019. Each unit converts into a share of common stock on a one-for-one basis.
F6: Represents vesting of restricted stock units granted on June 12, 2019. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 12, 2018 Filed Jul 17, 2018 00:54 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GiftCommon Stock | 2,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-045334 · a4.xml · nonDerivative · entry 3 FORD GERALD J · CIK 0001021572 · Director · 10% owner Diamond HTH Stock Company, LP · CIK 0001718307 · 10% owner Diamond HTH Stock Co GP, LLC · CIK 0001718156 · 10% owner Turtle Creek Revocable Trust · CIK 0001718194 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 41,380 F7 · shares: In connection with Mr. Ford's receipt of Shares under the 2012 EIP as compensation for services rendered as a director of the Issuer in the second quarter of 2018, Mr. Ford subsequently gifted these Shares to the Trust, which is a revocable trust of Mr. Ford established for the benefit of the members of his family. F3 · ownership.nature: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement. F4 · ownership.nature: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust. F5 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F6 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F8 · ownership.nature: Represents Shares directly beneficially owned by the Trust. Read SEC document |
| July 12, 2018 Filed Jul 17, 2018 00:54 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GiftCommon Stock | 2,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-045334 · a4.xml · nonDerivative · entry 2 FORD GERALD J · CIK 0001021572 · Director · 10% owner Diamond HTH Stock Company, LP · CIK 0001718307 · 10% owner Diamond HTH Stock Co GP, LLC · CIK 0001718156 · 10% owner Turtle Creek Revocable Trust · CIK 0001718194 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,866 F7 · shares: In connection with Mr. Ford's receipt of Shares under the 2012 EIP as compensation for services rendered as a director of the Issuer in the second quarter of 2018, Mr. Ford subsequently gifted these Shares to the Trust, which is a revocable trust of Mr. Ford established for the benefit of the members of his family. F3 · ownership.direct: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement. F4 · ownership.direct: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust. F5 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F6 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| July 12, 2018 Filed Jul 17, 2018 00:54 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 2,333 | $23.03 | $53,728.99 |
DisclosureSEC source: 0001104659-18-045334 · a4.xml · nonDerivative · entry 1 FORD GERALD J · CIK 0001021572 · Director · 10% owner Diamond HTH Stock Company, LP · CIK 0001718307 · 10% owner Diamond HTH Stock Co GP, LLC · CIK 0001718156 · 10% owner Turtle Creek Revocable Trust · CIK 0001718194 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,199 F1 · shares: Represents shares of common stock of Hilltop Holdings Inc. (the "Issuer"), par value $0.01 per share ("Shares"), granted to Gerald J. Ford under the Hilltop Holdings Inc. 2012 Equity Incentive Plan (the "2012 EIP"), as compensation for services rendered as a director of the Issuer in the second calendar quarter of 2018. F2 · price: Price per Share calculated using the average closing price per Share for the period from June 18, 2018 to June 29, 2018. F3 · ownership.direct: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement. F4 · ownership.direct: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust. F5 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F6 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| July 01, 2018 Filed Jul 2, 2018 21:35 UTC | FREEPORT-MCMORAN INC FCX · Entity 2905 | GrantCommon Stock | 2,208 | $17.26 | $38,110.08 |
DisclosureSEC source: 0001246360-18-001799 · form.xml · nonDerivative · entry 3 FORD GERALD J · CIK 0001021572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,909 F1 · security: Amount beneficially owned following the reported transactions includes 13,375 Common Stock Restricted Stock Units. F2 · kind: Represents shares acquired pursuant to the quarterly payment of the non-executive chairman fee payable in common stock and the Reporting Person's previous election to receive shares of common stock in lieu of cash for the remainder of his annual retainer fee. Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 20:33 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionRestricted Stock Units · Derivative | 1,554 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000152 · wf-form4_152961319168769.xml · derivative · entry 2 FORD GERALD J · CIK 0001021572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,665 Underlying: Common Stock · 1,554 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 19, 2017. The balance of the award is scheduled to vest in three equal installments of 1,555 shares on each of June 19, 2019, 2020 and 2021. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 19, 2017. The balance of the award is scheduled to vest in three equal installments of 1,555 shares on each of June 19, 2019, 2020 and 2021. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 19, 2017. The balance of the award is scheduled to vest in three equal installments of 1,555 shares on each of June 19, 2019, 2020 and 2021. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 20:33 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionCommon Stock | 1,554 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000152 · wf-form4_152961319168769.xml · nonDerivative · entry 1 FORD GERALD J · CIK 0001021572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2018 Filed Jun 15, 2018 20:45 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionRestricted Stock Units · Derivative | 4,338 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000134 · wf-form4_152909553606499.xml · derivative · entry 3 FORD GERALD J · CIK 0001021572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,677 Underlying: Common Stock · 4,338 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 15, 2016. The balance of the award is scheduled to vest on June 15, 2019 (4,338 shares) and 2020 (4,339 shares). Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 15, 2016. The balance of the award is scheduled to vest on June 15, 2019 (4,338 shares) and 2020 (4,339 shares). Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 15, 2016. The balance of the award is scheduled to vest on June 15, 2019 (4,338 shares) and 2020 (4,339 shares). Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| June 15, 2018 Filed Jun 15, 2018 20:45 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionCommon Stock | 4,338 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000134 · wf-form4_152909553606499.xml · nonDerivative · entry 1 FORD GERALD J · CIK 0001021572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,732 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 20:45 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | GrantRestricted Stock Units · Derivative | 2,787 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000134 · wf-form4_152909553606499.xml · derivative · entry 2 FORD GERALD J · CIK 0001021572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,787 Underlying: Common Stock · 2,787 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units are scheduled to vest beginning on June 13, 2019 as to 696 shares and the balance in three equal installments as to 697 shares on each of 2020, 2021 and 2022. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.exercise_date: The restricted stock units are scheduled to vest beginning on June 13, 2019 as to 696 shares and the balance in three equal installments as to 697 shares on each of 2020, 2021 and 2022. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.expiration_date: The restricted stock units are scheduled to vest beginning on June 13, 2019 as to 696 shares and the balance in three equal installments as to 697 shares on each of 2020, 2021 and 2022. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| June 11, 2018 Filed Jun 12, 2018 22:56 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionRestricted Stock Units · Derivative | 3,495 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000113 · wf-form4_152884418042348.xml · derivative · entry 4 FORD GERALD J · CIK 0001021572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,495 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 11, 2014. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 11, 2014. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 11, 2014. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. Read SEC document |
| June 11, 2018 Filed Jun 12, 2018 22:56 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionCommon Stock | 3,495 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000113 · wf-form4_152884418042348.xml · nonDerivative · entry 2 FORD GERALD J · CIK 0001021572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 10, 2018 Filed Jun 12, 2018 22:56 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionRestricted Stock Units · Derivative | 2,484 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000113 · wf-form4_152884418042348.xml · derivative · entry 3 FORD GERALD J · CIK 0001021572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,485 Underlying: Common Stock · 2,484 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 10, 2015. The balance of the award (2,485 shares) is scheduled to vest on June 10, 2019. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 10, 2015. The balance of the award (2,485 shares) is scheduled to vest on June 10, 2019. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 10, 2015. The balance of the award (2,485 shares) is scheduled to vest on June 10, 2019. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| June 10, 2018 Filed Jun 12, 2018 22:56 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionCommon Stock | 2,484 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000113 · wf-form4_152884418042348.xml · nonDerivative · entry 1 FORD GERALD J · CIK 0001021572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 21:28 UTC | FREEPORT-MCMORAN INC FCX · Entity 2905 | GrantCommon Stock | 9,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-001720 · form.xml · nonDerivative · entry 3 FORD GERALD J · CIK 0001021572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,701 F1 · security: Amount beneficially owned following the reported transactions includes 13,375 Common Stock Restricted Stock Units. F2 · kind: Represents a grant of Common Stock Restricted Stock Units. Read SEC document |
| April 12, 2018 Filed Apr 16, 2018 21:36 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GiftCommon Stock | 2,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-024269 · a4.xml · nonDerivative · entry 3 FORD GERALD J · CIK 0001021572 · Director · 10% owner Diamond HTH Stock Company, LP · CIK 0001718307 · 10% owner Diamond HTH Stock Co GP, LLC · CIK 0001718156 · 10% owner Turtle Creek Revocable Trust · CIK 0001718194 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 39,047 F7 · shares: In connection with Mr. Ford's receipt of Shares under the 2012 EIP as compensation for services rendered as a director of the Issuer in the first quarter of 2018, Mr. Ford subsequently gifted these Shares to the Trust, which is a revocable trust of Mr. Ford established for the benefit of the members of his family. F3 · ownership.nature: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement. F4 · ownership.nature: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. The Trust is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust. F5 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F6 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F8 · ownership.nature: Represents Shares directly beneficially owned by the Trust. Read SEC document |
| April 12, 2018 Filed Apr 16, 2018 21:36 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GiftCommon Stock | 2,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-024269 · a4.xml · nonDerivative · entry 2 FORD GERALD J · CIK 0001021572 · Director · 10% owner Diamond HTH Stock Company, LP · CIK 0001718307 · 10% owner Diamond HTH Stock Co GP, LLC · CIK 0001718156 · 10% owner Turtle Creek Revocable Trust · CIK 0001718194 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,866 F7 · shares: In connection with Mr. Ford's receipt of Shares under the 2012 EIP as compensation for services rendered as a director of the Issuer in the first quarter of 2018, Mr. Ford subsequently gifted these Shares to the Trust, which is a revocable trust of Mr. Ford established for the benefit of the members of his family. F3 · ownership.direct: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement. F4 · ownership.direct: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. The Trust is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust. F5 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F6 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| April 12, 2018 Filed Apr 16, 2018 21:36 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 2,217 | $24.24 | $53,740.08 |
DisclosureSEC source: 0001104659-18-024269 · a4.xml · nonDerivative · entry 1 FORD GERALD J · CIK 0001021572 · Director · 10% owner Diamond HTH Stock Company, LP · CIK 0001718307 · 10% owner Diamond HTH Stock Co GP, LLC · CIK 0001718156 · 10% owner Turtle Creek Revocable Trust · CIK 0001718194 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,083 F1 · shares: Represents shares of common stock of Hilltop Holdings Inc. (the "Issuer"), par value $0.01 per share ("Shares"), granted to Gerald J. Ford under the Hilltop Holdings Inc. 2012 Equity Incentive Plan (the "2012 EIP"), as compensation for services rendered as a director of the Issuer in the first calendar quarter of 2018. F2 · price: Price per Share calculated using the average closing price per Share for the period from March 16, 2018 to March 29, 2018. F3 · ownership.direct: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement. F4 · ownership.direct: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. The Trust is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust. F5 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F6 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| April 01, 2018 Filed Apr 2, 2018 21:28 UTC | FREEPORT-MCMORAN INC FCX · Entity 2905 | GrantCommon Stock | 2,169 | $17.57 | $38,109.33 |
DisclosureSEC source: 0001246360-18-001211 · form.xml · nonDerivative · entry 3 FORD GERALD J · CIK 0001021572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,801 F1 · security: Amount beneficially owned following the reported transaction includes 23,275 Common Stock Restricted Stock Units. F2 · kind: Represents shares acquired pursuant to the quarterly payment of the non-executive chairman fee payable in common stock and the Reporting Person's previous election to receive shares of common stock in lieu of cash for the remainder of his annual retainer fee. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 22:32 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-015595 · a4.xml · nonDerivative · entry 1 FORD GERALD J · CIK 0001021572 · Director · 10% owner Diamond HTH Stock Co GP, LLC · CIK 0001718156 · 10% owner Diamond HTH Stock Company, LP · CIK 0001718307 · 10% owner Turtle Creek Revocable Trust · CIK 0001718194 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,866 F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, March 5, 2021, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of Hilltop Holdings Inc. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, March 5, 2022, or an earlier "change in control" of Hilltop Holdings Inc. F2 · ownership.direct: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement. F3 · ownership.direct: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. The Trust is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust. F4 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 23:23 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GiftCommon Stock | 2,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-002901 · a4.xml · nonDerivative · entry 3 FORD GERALD J · CIK 0001021572 · Director · 10% owner Diamond HTH Stock Company, LP · CIK 0001718307 · 10% owner Diamond HTH Stock Co GP, LLC · CIK 0001718156 · 10% owner Turtle Creek Revocable Trust · CIK 0001718194 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 36,830 F7 · shares: In connection with Mr. Ford's receipt of Shares under the 2012 EIP as compensation for services rendered as a director of the Issuer in the fourth quarter of 2017, Mr. Ford subsequently gifted these Shares to the Trust, which is a revocable trust of Mr. Ford established for the benefit of the members of his family. F3 · ownership.nature: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement. F4 · ownership.nature: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. The Trust is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust. F5 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F6 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F8 · ownership.nature: Represents Shares directly beneficially owned by the Trust. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 23:23 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GiftCommon Stock | 2,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-002901 · a4.xml · nonDerivative · entry 2 FORD GERALD J · CIK 0001021572 · Director · 10% owner Diamond HTH Stock Company, LP · CIK 0001718307 · 10% owner Diamond HTH Stock Co GP, LLC · CIK 0001718156 · 10% owner Turtle Creek Revocable Trust · CIK 0001718194 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,866 F7 · shares: In connection with Mr. Ford's receipt of Shares under the 2012 EIP as compensation for services rendered as a director of the Issuer in the fourth quarter of 2017, Mr. Ford subsequently gifted these Shares to the Trust, which is a revocable trust of Mr. Ford established for the benefit of the members of his family. F3 · ownership.direct: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement. F4 · ownership.direct: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. The Trust is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust. F5 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F6 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 23:23 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 2,138 | $25.13 | $53,727.94 |
DisclosureSEC source: 0001104659-18-002901 · a4.xml · nonDerivative · entry 1 FORD GERALD J · CIK 0001021572 · Director · 10% owner Diamond HTH Stock Company, LP · CIK 0001718307 · 10% owner Diamond HTH Stock Co GP, LLC · CIK 0001718156 · 10% owner Turtle Creek Revocable Trust · CIK 0001718194 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,004 F1 · shares: Represents shares of common stock of Hilltop Holdings Inc. (the "Issuer"), par value $0.01 per share ("Shares"), granted to Gerald J. Ford under the Hilltop Holdings Inc. 2012 Equity Incentive Plan (the "2012 EIP"), as compensation for services rendered as a director of the Issuer in the fourth calendar quarter of 2017. F2 · price: Price per Share calculated using the average closing price per Share for the period from December 15, 2017 to December 29, 2017. F3 · ownership.direct: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement. F4 · ownership.direct: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. The Trust is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust. F5 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F6 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 22:21 UTC | FREEPORT-MCMORAN INC FCX · Entity 2905 | GrantCommon Stock | 2,010 | $18.96 | $38,109.60 |
DisclosureSEC source: 0001246360-18-000026 · form.xml · nonDerivative · entry 3 FORD GERALD J · CIK 0001021572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,632 F1 · security: Amount beneficially owned following the reported transactions includes 23,725 Common Stock Restricted Stock Units. F2 · kind: Represents shares acquired pursuant to the quarterly payment of the non-executive chairman fee payable in common stock and the Reporting Person's previous election to receive shares of common stock in lieu of cash for the remainder of his annual retainer fee. Read SEC document |
| December 22, 2017 Filed Dec 26, 2017 22:49 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | PurchaseCommon Stock | 10,000 | $25.08 | $250,800.00 |
DisclosureSEC source: 0001104659-17-075070 · a4.xml · nonDerivative · entry 1 FORD GERALD J · CIK 0001021572 · Director · 10% owner Diamond HTH Stock Company, LP · CIK 0001718307 · 10% owner Diamond HTH Stock Co GP, LLC · CIK 0001718156 · 10% owner Turtle Creek Revocable Trust · CIK 0001718194 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 34,692 F1 · ownership.nature: This statement is jointly filed by and on behalf of each of Mr. Gerald J. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement. F2 · ownership.nature: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. The Trust is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust. F3 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F4 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to Hilltop Holdings Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F5 · ownership.nature: Represents shares directly beneficially owned by the Trust, which is a revocable trust of Mr. Ford established for the benefit of the members of his family. Read SEC document |
| October 05, 2017 Filed Oct 10, 2017 23:47 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GiftCommon Stock | 2,129 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-061640 · a4.xml · nonDerivative · entry 3 FORD GERALD J · CIK 0001021572 · Director · 10% owner Diamond HTH Stock Company, LP · CIK 0001718307 · 10% owner Diamond HTH Stock Co GP, LLC · CIK 0001718156 · 10% owner Turtle Creek Revocable Trust · CIK 0001718194 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 24,692 F7 · shares: In connection with Mr. Ford's receipt of Shares under the 2012 EIP as compensation for services rendered as a director of the Issuer in the third quarter of 2017, Mr. Ford subsequently gifted these Shares to the Trust, which is a revocable trust of Mr. Ford established for the benefit of the members of his family. F3 · ownership.nature: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement. F4 · ownership.nature: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. The Trust is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust. F5 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F6 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F8 · ownership.nature: Represents Shares directly beneficially owned by the Trust. Read SEC document |
| October 05, 2017 Filed Oct 10, 2017 23:47 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GiftCommon Stock | 2,129 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-061640 · a4.xml · nonDerivative · entry 2 FORD GERALD J · CIK 0001021572 · Director · 10% owner Diamond HTH Stock Company, LP · CIK 0001718307 · 10% owner Diamond HTH Stock Co GP, LLC · CIK 0001718156 · 10% owner Turtle Creek Revocable Trust · CIK 0001718194 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,866 F7 · shares: In connection with Mr. Ford's receipt of Shares under the 2012 EIP as compensation for services rendered as a director of the Issuer in the third quarter of 2017, Mr. Ford subsequently gifted these Shares to the Trust, which is a revocable trust of Mr. Ford established for the benefit of the members of his family. F3 · ownership.direct: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement. F4 · ownership.direct: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. The Trust is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust. F5 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F6 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| October 05, 2017 Filed Oct 10, 2017 23:47 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 2,129 | $25.24 | $53,735.96 |
DisclosureSEC source: 0001104659-17-061640 · a4.xml · nonDerivative · entry 1 FORD GERALD J · CIK 0001021572 · Director · 10% owner Diamond HTH Stock Company, LP · CIK 0001718307 · 10% owner Diamond HTH Stock Co GP, LLC · CIK 0001718156 · 10% owner Turtle Creek Revocable Trust · CIK 0001718194 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,995 F1 · shares: Represents shares of common stock of Hilltop Holdings Inc. (the "Issuer"), par value $0.01 per share ("Shares"), granted to Gerald J. Ford under the Hilltop Holdings Inc. 2012 Equity Incentive Plan (the "2012 EIP"), as compensation for services rendered as a director of the Issuer in the third calendar quarter of 2017. F2 · price: Price per Share calculated using the average closing price per Share for the period from September 18, 2017 to September 29, 2017. F3 · ownership.direct: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement. F4 · ownership.direct: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. The Trust is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust. F5 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F6 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 21:35 UTC | FREEPORT-MCMORAN INC FCX · Entity 2905 | GrantCommon Stock | 2,715 | $14.04 | $38,118.60 |
DisclosureSEC source: 0001246360-17-002862 · form.xml · nonDerivative · entry 3 FORD GERALD J · CIK 0001021572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,622 F1 · security: Amount beneficially owned following the reported transaction includes 23,725 Common Stock Restricted Stock Units. F2 · kind: Represents quarterly payment of non-executive Chairman of the Board fee payable in stock and shares acquired pursuant to the Reporting Person's previous election to receive shares of common stock in lieu of cash for some or all of the remainder of his annual retainer fee. Read SEC document |
| July 26, 2017 Filed Jul 28, 2017 21:42 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GiftCommon Stock | 2,079 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-047831 · a4.xml · nonDerivative · entry 3 FORD GERALD J · CIK 0001021572 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 22,563 F3 · shares: The reporting person gifted these shares to the Turtle Creek Revocable Trust, a revocable trust for the benefit of the members of his family (the "Trust"). F4 · balance_after: Represents securities owned directly by the Trust and indirectly by the reporting person as the settlor of the Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| July 26, 2017 Filed Jul 28, 2017 21:42 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GiftCommon Stock | 2,079 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-047831 · a4.xml · nonDerivative · entry 2 FORD GERALD J · CIK 0001021572 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,874 F3 · shares: The reporting person gifted these shares to the Turtle Creek Revocable Trust, a revocable trust for the benefit of the members of his family (the "Trust"). Read SEC document |
| July 26, 2017 Filed Jul 28, 2017 21:42 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 2,079 | $25.85 | $53,742.15 |
DisclosureSEC source: 0001104659-17-047831 · a4.xml · nonDerivative · entry 1 FORD GERALD J · CIK 0001021572 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,953 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the second calendar quarter of 2017. F2 · price: Price per share calculated using the average closing price per share for the period from June 19, 2017 to June 30, 2017. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 21:51 UTC | FREEPORT-MCMORAN INC FCX · Entity 2905 | GrantCommon Stock | 3,174 | $12.01 | $38,119.74 |
DisclosureSEC source: 0001209191-17-043456 · doc4.xml · nonDerivative · entry 3 FORD GERALD J · CIK 0001021572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,907 F1 · security: Amount beneficially owned following the reported transaction includes 23,725 Common Stock Restricted Stock Units. F2 · kind: Represents quarterly payment of non-executive Chairman of the Board fee payable in stock and shares acquired pursuant to the Reporting Person's previous election to receive shares of common stock in lieu of cash for some or all of the remainder of his annual retainer fee. Read SEC document |
| June 19, 2017 Filed Jun 21, 2017 20:34 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | GrantRestricted Stock Units · Derivative | 6,219 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000165 · wf-form4_149807727394879.xml · derivative · entry 1 FORD GERALD J · CIK 0001021572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,219 Underlying: Common Stock · 6,219 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units are scheduled to vest beginning on June 19, 2018 as to 1,554 shares. The balance of the award is scheduled to vest in three equal installments as to 1,555 shares on each of June 19, 2019, 2020 and 2021. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.exercise_date: The restricted stock units are scheduled to vest beginning on June 19, 2018 as to 1,554 shares. The balance of the award is scheduled to vest in three equal installments as to 1,555 shares on each of June 19, 2019, 2020 and 2021. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.expiration_date: The restricted stock units are scheduled to vest beginning on June 19, 2018 as to 1,554 shares. The balance of the award is scheduled to vest in three equal installments as to 1,555 shares on each of June 19, 2019, 2020 and 2021. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 22:59 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionRestricted Stock Units · Derivative | 4,338 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000144 · wf-form4_149791313878016.xml · derivative · entry 2 FORD GERALD J · CIK 0001021572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,015 Underlying: Common Stock · 4,338 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 15, 2016. The balance of the award is scheduled to vest on June 15, 2018 (4,338 shares), 2019 (4,338 shares) and 2020 (4,339 shares). Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 15, 2016. The balance of the award is scheduled to vest on June 15, 2018 (4,338 shares), 2019 (4,338 shares) and 2020 (4,339 shares). Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 15, 2016. The balance of the award is scheduled to vest on June 15, 2018 (4,338 shares), 2019 (4,338 shares) and 2020 (4,339 shares). Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 22:59 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionClass A Common Stock | 4,338 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000144 · wf-form4_149791313878016.xml · nonDerivative · entry 1 FORD GERALD J · CIK 0001021572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2017 Filed Jun 13, 2017 20:41 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionRestricted Stock Units · Derivative | 3,495 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000130 · wf-form4_149738648264102.xml · derivative · entry 4 FORD GERALD J · CIK 0001021572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,495 Underlying: Common Stock · 3,495 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 11, 2014. The balance of the award is scheduled to vest on June 11, 2018. Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 11, 2014. The balance of the award is scheduled to vest on June 11, 2018. Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 11, 2014. The balance of the award is scheduled to vest on June 11, 2018. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| June 11, 2017 Filed Jun 13, 2017 20:41 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionClass A Common Stock | 3,495 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000130 · wf-form4_149738648264102.xml · nonDerivative · entry 2 FORD GERALD J · CIK 0001021572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 10, 2017 Filed Jun 13, 2017 20:41 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionRestricted Stock Units · Derivative | 2,484 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000130 · wf-form4_149738648264102.xml · derivative · entry 3 FORD GERALD J · CIK 0001021572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,969 Underlying: Common Stock · 2,484 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 10, 2015. The balance of the award is scheduled to vest on June 10, 2018 (2,484 shares) and 2019 (2,485 shares). Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 10, 2015. The balance of the award is scheduled to vest on June 10, 2018 (2,484 shares) and 2019 (2,485 shares). Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 10, 2015. The balance of the award is scheduled to vest on June 10, 2018 (2,484 shares) and 2019 (2,485 shares). Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| June 10, 2017 Filed Jun 13, 2017 20:41 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionClass A Common Stock | 2,484 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000130 · wf-form4_149738648264102.xml · nonDerivative · entry 1 FORD GERALD J · CIK 0001021572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,582 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2017 Filed Jun 6, 2017 21:52 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionRestricted Stock Units · Derivative | 1,725 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000106 · wf-form4_149678592537486.xml · derivative · entry 2 FORD GERALD J · CIK 0001021572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,725 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 4, 2013. The award has fully vested. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 4, 2013. The award has fully vested. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 4, 2013. The award has fully vested. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| June 04, 2017 Filed Jun 6, 2017 21:52 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionClass A Common Stock | 1,725 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000106 · wf-form4_149678592537486.xml · nonDerivative · entry 1 FORD GERALD J · CIK 0001021572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 21:14 UTC | FREEPORT-MCMORAN INC FCX · Entity 2905 | GrantCommon Stock | 14,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-002111 · form.xml · nonDerivative · entry 3 FORD GERALD J · CIK 0001021572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,733 F1 · security: Amount beneficially owned following the reported transactions includes 23,725 Common Stock Restricted Stock Units. F2 · kind: Represents a grant of Common Stock Restricted Stock Units. Read SEC document |
| April 20, 2017 Filed Apr 24, 2017 23:51 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GiftCommon Stock | 2,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-025542 · a4.xml · nonDerivative · entry 3 FORD GERALD J · CIK 0001021572 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 20,484 F3 · shares: The reporting person gifted these shares to the Turtle Creek Revocable Trust, a revocable trust for the benefit of the members of his family (the "Trust"). F4 · balance_after: Represents securities owned directly by the Trust and indirectly by the reporting person as the settlor of the Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| April 20, 2017 Filed Apr 24, 2017 23:51 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GiftCommon Stock | 2,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-025542 · a4.xml · nonDerivative · entry 2 FORD GERALD J · CIK 0001021572 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,866 F3 · shares: The reporting person gifted these shares to the Turtle Creek Revocable Trust, a revocable trust for the benefit of the members of his family (the "Trust"). Read SEC document |
| April 20, 2017 Filed Apr 24, 2017 23:51 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 2,008 | $26.76 | $53,734.08 |
DisclosureSEC source: 0001104659-17-025542 · a4.xml · nonDerivative · entry 1 FORD GERALD J · CIK 0001021572 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,874 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the first calendar quarter of 2017. F2 · price: Price per share calculated using the average closing price per share for the period from March 20, 2017 to March 31, 2017. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 21:21 UTC | FREEPORT-MCMORAN INC FCX · Entity 2905 | GrantCommon Stock | 2,853 | $13.36 | $38,116.08 |
DisclosureSEC source: 0001246360-17-001559 · form.xml · nonDerivative · entry 3 FORD GERALD J · CIK 0001021572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,933 F1 · security: Amount beneficially owned following the reported transaction includes 32,525 Common Stock Restricted Stock Units. F2 · kind: Represents quarterly payment of non-executive Chairman of the Board fee payable in stock and shares acquired pursuant to the Reporting Person's previous election to receive shares of common stock in lieu of cash for some or all of the remainder of his annual retainer fee. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 01:47 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-012129 · a4.xml · nonDerivative · entry 1 FORD GERALD J · CIK 0001021572 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,866 F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 23, 2020, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of Hilltop Holdings Inc. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 22:18 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GiftCommon Stock | 1,806 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-003113 · a4.xml · nonDerivative · entry 3 FORD GERALD J · CIK 0001021572 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 18,476 F3 · shares: The reporting person gifted these shares to the Turtle Creek Revocable Trust, a revocable trust for the benefit of the members of his family (the "Trust"). F4 · balance_after: Represents securities owned directly by the Trust and indirectly by the reporting person as the settlor of the Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 22:18 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GiftCommon Stock | 1,806 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-003113 · a4.xml · nonDerivative · entry 2 FORD GERALD J · CIK 0001021572 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,866 F3 · shares: The reporting person gifted these shares to the Turtle Creek Revocable Trust, a revocable trust for the benefit of the members of his family (the "Trust"). Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 22:18 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 1,806 | $29.76 | $53,746.56 |
DisclosureSEC source: 0001104659-17-003113 · a4.xml · nonDerivative · entry 1 FORD GERALD J · CIK 0001021572 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,672 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the fourth calendar quarter of 2016. F2 · price: Price per share calculated using the average closing price per share for the period from December 16, 2016 to December 30, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.