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GCM Grosvenor Inc.

Disclosed activity across 3 companies

Tapewire entity
2006
SEC CIK
0001819796

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FTAI Infrastructure Inc.FIP · Entity 5651Director · 10% ownerSeptember 30, 2026October 03, 2026
Maplebear Inc.CART · Entity 3475See Explanation of ResponsesJuly 25, 2025July 29, 2025
SHENANDOAH TELECOMMUNICATIONS CO/VA/SHEN · Entity 2567Director · See Explanation of ResponsesJune 08, 2026June 10, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Series B Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $8.18IndirectSee footnote160,000 Reported balance After 2026-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-30 · Other · Acquired 0 · Balance 160,000

F1: Consists of Series B Convertible Junior Preferred Stock (the "Series B Preferred Stock") of FTAI Infrastructure Inc. (the "Issuer") held by LIF AIV 1, L.P. ("LIF AIV") and Labor Impact Fund, L.P. ("Labor Impact Fund"). Each share of Series B Preferred Stock is convertible at any time at the option of the holder into a number of shares of common stock, par value $0.01 per share ("Common Stock"), of the Issuer equal to the quotient of the Liquidation Value (as defined in the Certificate of Designations governing the Series B Preferred Stock) in effect at the time of conversion divided by the Conversion Price (each as defined in the Certificate of Designations governing the Series B Preferred Stock).

F2: LIF AIV and Labor Impact Fund received a dividend on 160,000 shares of Series B Preferred Stock owned by LIF AIV and Labor Impact Fund on the dividend record date by way of an increase in the Stated Value of such Series B Preferred Stock. Such dividend represents a quarterly compounding regular dividend equal to 10% per annum with respect to the immediately preceding quarter in accordance with the terms of the Certificate of Designations governing the Series B Preferred Stock.

F3: Represents the additional number of shares of Common Stock into which the Series B Preferred Stock owned by LIF AIV and Labor Impact Fund is convertible as a result of the dividend. As of the date hereof, the Series B Preferred Stock owned in the aggregate by LIF AIV and Labor Impact Fund is convertible into a total of 22,941,100 shares of Common Stock; provided that the number of shares of Common Stock deliverable upon conversion of the Series B Preferred Stock shall not cause the aggregate number of shares of Common Stock issued upon the conversion of the Series B Preferred Stock to exceed 22,237,370 shares unless the Issuer obtains stockholder approval, subject to limited exceptions.

F4: The shares of Series B Preferred Stock reported herein are held directly by LIF AIV and Labor Impact Fund, and indirectly by: (i) GCM Investments GP, LLC ("GCM GP") as the general partner of each of LIF AIV and Labor Impact Fund; (ii) Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings") as the sole member of GCM GP; (iii) GCM Grosvenor Holdings, LLC ("GCM Holdings") as the general partner of Grosvenor Capital Holdings; (iv) GCM Grosvenor Inc. ("GCM Grosvenor") as the sole member of GCM Holdings; (v) GCM V, LLC ("GCM V") as a shareholder of GCM Grosvenor; and (vi) Michael J. Sacks, as the manager of GCM V (collectively, the "Reporting Persons").

F5: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock underlying the Series B Preferred Stock except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of Series B Convertible Junior Preferred Stock (the "Series B Preferred Stock") of FTAI Infrastructure Inc. (the "Issuer") held by LIF AIV 1, L.P. ("LIF AIV") and Labor Impact Fund, L.P. ("Labor Impact Fund"). Each share of Series B Preferred Stock is convertible at any time at the option of the holder into a number of shares of common stock, par value $0.01 per share ("Common Stock"), of the Issuer equal to the quotient of the Liquidation Value (as defined in the Certificate of Designations governing the Series B Preferred Stock) in effect at the time of conversion divided by the Conversion Price (each as defined in the Certificate of Designations governing the Series B Preferred Stock).

F2: LIF AIV and Labor Impact Fund received a dividend on 160,000 shares of Series B Preferred Stock owned by LIF AIV and Labor Impact Fund on the dividend record date by way of an increase in the Stated Value of such Series B Preferred Stock. Such dividend represents a quarterly compounding regular dividend equal to 10% per annum with respect to the immediately preceding quarter in accordance with the terms of the Certificate of Designations governing the Series B Preferred Stock.

F3: Represents the additional number of shares of Common Stock into which the Series B Preferred Stock owned by LIF AIV and Labor Impact Fund is convertible as a result of the dividend. As of the date hereof, the Series B Preferred Stock owned in the aggregate by LIF AIV and Labor Impact Fund is convertible into a total of 22,941,100 shares of Common Stock; provided that the number of shares of Common Stock deliverable upon conversion of the Series B Preferred Stock shall not cause the aggregate number of shares of Common Stock issued upon the conversion of the Series B Preferred Stock to exceed 22,237,370 shares unless the Issuer obtains stockholder approval, subject to limited exceptions.

F4: The shares of Series B Preferred Stock reported herein are held directly by LIF AIV and Labor Impact Fund, and indirectly by: (i) GCM Investments GP, LLC ("GCM GP") as the general partner of each of LIF AIV and Labor Impact Fund; (ii) Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings") as the sole member of GCM GP; (iii) GCM Grosvenor Holdings, LLC ("GCM Holdings") as the general partner of Grosvenor Capital Holdings; (iv) GCM Grosvenor Inc. ("GCM Grosvenor") as the sole member of GCM Holdings; (v) GCM V, LLC ("GCM V") as a shareholder of GCM Grosvenor; and (vi) Michael J. Sacks, as the manager of GCM V (collectively, the "Reporting Persons").

F5: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock underlying the Series B Preferred Stock except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Maplebear Inc.

Report date July 25, 2025 · Filed July 29, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy GCM Grosvenor IC SPV, LLC3,653,606 Reported balance After 2025-07-25 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2025-07-25 · Sale · Disposed 4,238,887 · Balance 3,653,606

F1: This Form 4 is filed jointly by GCM Grosvenor IC SPV, LLC ("GCM SPV"), GCM Grosvenor IC SPV 2, LLC ("GCM SPV2"), GCM Grosvenor L.P. ("GCM Grosvenor"), GCM, L.L.C., GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM"), GCM V, L.L.C. ("GCM V"), GCM Special Opportunities Master Fund, Ltd. ("SOF"), and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock.

F2: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission.

F3: Securities owned directly by GCM SPV. GCM GP, as the managing member of GCM SPV, may be deemed to beneficially own such securities. GCM Grosvenor, as the investment manager of GCM SPV, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of GCM Grosvenor, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP and GCM, L.L.C., may be deemed to beneficially own such securities. GCM Holdings, as the general partner of Grosvenor Capital Holdings, may be deemed to beneficially own such securities. GCM, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM, may be deemed to beneficially own such securities. Mr. Sacks, as manager of GCM V, may be deemed to beneficially own such securities.

Common StockSEC Table I · non-derivativeIndirectBy GCM Grosvenor IC SPV 2, LLC487,318 Reported balance After 2025-07-25 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2025-07-25 · Sale · Disposed 565,385 · Balance 487,318

F1: This Form 4 is filed jointly by GCM Grosvenor IC SPV, LLC ("GCM SPV"), GCM Grosvenor IC SPV 2, LLC ("GCM SPV2"), GCM Grosvenor L.P. ("GCM Grosvenor"), GCM, L.L.C., GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM"), GCM V, L.L.C. ("GCM V"), GCM Special Opportunities Master Fund, Ltd. ("SOF"), and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock.

F2: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission.

F4: Securities owned directly by GCM SPV2. GCM GP, as the managing member of GCM SPV2, may be deemed to beneficially own such securities. GCM Grosvenor, as the investment manager of GCM SPV2, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of GCM Grosvenor, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP and GCM, L.L.C., may be deemed to beneficially own such securities. GCM Holdings, as the general partner of Grosvenor Capital Holdings, may be deemed to beneficially own such securities. GCM, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM, may be deemed to beneficially own such securities. Mr. Sacks, as manager of GCM V, may be deemed to beneficially own such securities.

Common StockSEC Table I · non-derivativeIndirectBy GCM Special Opportunities Master Fund, Ltd.0 Reported balance After 2025-07-25 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2025-07-25 · Sale · Disposed 60,000 · Balance 0

F1: This Form 4 is filed jointly by GCM Grosvenor IC SPV, LLC ("GCM SPV"), GCM Grosvenor IC SPV 2, LLC ("GCM SPV2"), GCM Grosvenor L.P. ("GCM Grosvenor"), GCM, L.L.C., GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM"), GCM V, L.L.C. ("GCM V"), GCM Special Opportunities Master Fund, Ltd. ("SOF"), and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock.

F2: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission.

F5: Securities owned directly by SOF. GCM Grosvenor, as the investment manager of SOF, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of GCM Grosvenor, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Holdings, as the general parter of Grosvenor Capital Holdings, may be deemed to beneficially own such securities. GCM, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM, may be deemed to beneficially own such securities. Mr. Sacks, as manager of GCM V, may be deemed to beneficially own such securities.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by GCM Grosvenor IC SPV, LLC ("GCM SPV"), GCM Grosvenor IC SPV 2, LLC ("GCM SPV2"), GCM Grosvenor L.P. ("GCM Grosvenor"), GCM, L.L.C., GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM"), GCM V, L.L.C. ("GCM V"), GCM Special Opportunities Master Fund, Ltd. ("SOF"), and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock.

F2: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission.

F3: Securities owned directly by GCM SPV. GCM GP, as the managing member of GCM SPV, may be deemed to beneficially own such securities. GCM Grosvenor, as the investment manager of GCM SPV, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of GCM Grosvenor, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP and GCM, L.L.C., may be deemed to beneficially own such securities. GCM Holdings, as the general partner of Grosvenor Capital Holdings, may be deemed to beneficially own such securities. GCM, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM, may be deemed to beneficially own such securities. Mr. Sacks, as manager of GCM V, may be deemed to beneficially own such securities.

F4: Securities owned directly by GCM SPV2. GCM GP, as the managing member of GCM SPV2, may be deemed to beneficially own such securities. GCM Grosvenor, as the investment manager of GCM SPV2, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of GCM Grosvenor, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP and GCM, L.L.C., may be deemed to beneficially own such securities. GCM Holdings, as the general partner of Grosvenor Capital Holdings, may be deemed to beneficially own such securities. GCM, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM, may be deemed to beneficially own such securities. Mr. Sacks, as manager of GCM V, may be deemed to beneficially own such securities.

F5: Securities owned directly by SOF. GCM Grosvenor, as the investment manager of SOF, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of GCM Grosvenor, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Holdings, as the general parter of Grosvenor Capital Holdings, may be deemed to beneficially own such securities. GCM, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM, may be deemed to beneficially own such securities. Mr. Sacks, as manager of GCM V, may be deemed to beneficially own such securities.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2027-02-19IndirectSee footnote5,376 Reported balance After 2026-06-08 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-08 · Grant · Acquired 5,376 · Balance 5,376

F1: This Form 4 is filed jointly by LIF Vista, LLC ("LIF Vista"), Labor Impact Fund, L.P. ("Labor Fund"), LIF AIV 1, L.P. ("LIF AIV"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, LLC ("GCM V") and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3: Each restricted stock unit represents a contingent right to receive one share of common stock.

F5: In connection with the resignation of James DiMola, LIF Vista's prior director designee, from the Board of Directors of the Issuer, the 9,863 restricted stock units previously granted to Mr. DiMola on February 19, 2026, were cancelled for no consideration.

F4: Represents securities awarded to Matthew Rinklin in his capacity as a director of the Issuer. Mr. Rinklin currently serves as LIF Vista's director designee on the Board of Directors of the Issuer. In connection with this arrangement, any equity-based securities awarded to Mr. Rinklin in his capacity as a director of the Issuer will be held by Mr. Rinklin on behalf of LIF Vista or its affiliates, transferred by Mr. Rinklin to LIF Vista or its affiliates, and/or sold by Mr. Rinklin, with the proceeds of such sale to be remitted to LIF Vista or its affiliates, in each case as directed by LIF Vista. Accordingly, LIF Vista and the other Reporting Persons may be deemed to have a pecuniary interest in these securities when awarded to Mr. Rinklin for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.

Common StockSEC Table I · non-derivativeIndirectBy LIF Vista, LLC4,116,050 Reported balance Holding disclosure · report date 2026-06-08 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 4,116,050

F1: This Form 4 is filed jointly by LIF Vista, LLC ("LIF Vista"), Labor Impact Fund, L.P. ("Labor Fund"), LIF AIV 1, L.P. ("LIF AIV"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, LLC ("GCM V") and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2: Securities owned directly by LIF Vista. Labor Fund and LIF AIV, as the owners of all the outstanding membership interests of LIF Vista, may be deemed to beneficially own such securities. GCM GP, as the managing member of LIF Vista and the general partner of each of Labor Fund and LIF AIV, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. GCM Holdings, as the general partner of Grosvenor Capital Holdings, may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as the manager of GCM V, may be deemed to beneficially own such securities.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by LIF Vista, LLC ("LIF Vista"), Labor Impact Fund, L.P. ("Labor Fund"), LIF AIV 1, L.P. ("LIF AIV"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, LLC ("GCM V") and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2: Securities owned directly by LIF Vista. Labor Fund and LIF AIV, as the owners of all the outstanding membership interests of LIF Vista, may be deemed to beneficially own such securities. GCM GP, as the managing member of LIF Vista and the general partner of each of Labor Fund and LIF AIV, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. GCM Holdings, as the general partner of Grosvenor Capital Holdings, may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as the manager of GCM V, may be deemed to beneficially own such securities.

F3: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4: Represents securities awarded to Matthew Rinklin in his capacity as a director of the Issuer. Mr. Rinklin currently serves as LIF Vista's director designee on the Board of Directors of the Issuer. In connection with this arrangement, any equity-based securities awarded to Mr. Rinklin in his capacity as a director of the Issuer will be held by Mr. Rinklin on behalf of LIF Vista or its affiliates, transferred by Mr. Rinklin to LIF Vista or its affiliates, and/or sold by Mr. Rinklin, with the proceeds of such sale to be remitted to LIF Vista or its affiliates, in each case as directed by LIF Vista. Accordingly, LIF Vista and the other Reporting Persons may be deemed to have a pecuniary interest in these securities when awarded to Mr. Rinklin for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.

F5: In connection with the resignation of James DiMola, LIF Vista's prior director designee, from the Board of Directors of the Issuer, the 9,863 restricted stock units previously granted to Mr. DiMola on February 19, 2026, were cancelled for no consideration.

Transaction history

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2026 Filed Oct 3, 2026 00:50 UTC FTAI Infrastructure Inc. FIP · Entity 5651 OtherSeries B Preferred Stock · Derivative 0 $0.00 Strike: $8.18 $0.00
Disclosure

SEC source: 0000921895-26-002713 · form410826005_10022026.xml · derivative · entry 1

LIF AIV 1, L.P. · CIK 0002023029 · Director · 10% owner

Labor Impact Fund, L.P. · CIK 0001751369 · Director · 10% owner

GCM Investments GP, LLC · CIK 0001743984 · Director · 10% owner

Grosvenor Capital Management Holdings, LLLP · CIK 0001743986 · Director · 10% owner

GCM Grosvenor Holdings, LLC · CIK 0001939480 · Director · 10% owner

GCM Grosvenor Inc. · CIK 0001819796 · Director · 10% owner

GCM V, LLC · CIK 0001831172 · Director · 10% owner

Sacks Michael Jay · CIK 0001509764 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 160,000

Underlying: Common Stock · 571,664 shares

Expires not disclosed

F1 · security: Consists of Series B Convertible Junior Preferred Stock (the "Series B Preferred Stock") of FTAI Infrastructure Inc. (the "Issuer") held by LIF AIV 1, L.P. ("LIF AIV") and Labor Impact Fund, L.P. ("Labor Impact Fund"). Each share of Series B Preferred Stock is convertible at any time at the option of the holder into a number of shares of common stock, par value $0.01 per share ("Common Stock"), of the Issuer equal to the quotient of the Liquidation Value (as defined in the Certificate of Designations governing the Series B Preferred Stock) in effect at the time of conversion divided by the Conversion Price (each as defined in the Certificate of Designations governing the Series B Preferred Stock).

F2 · kind: LIF AIV and Labor Impact Fund received a dividend on 160,000 shares of Series B Preferred Stock owned by LIF AIV and Labor Impact Fund on the dividend record date by way of an increase in the Stated Value of such Series B Preferred Stock. Such dividend represents a quarterly compounding regular dividend equal to 10% per annum with respect to the immediately preceding quarter in accordance with the terms of the Certificate of Designations governing the Series B Preferred Stock.

F2 · shares: LIF AIV and Labor Impact Fund received a dividend on 160,000 shares of Series B Preferred Stock owned by LIF AIV and Labor Impact Fund on the dividend record date by way of an increase in the Stated Value of such Series B Preferred Stock. Such dividend represents a quarterly compounding regular dividend equal to 10% per annum with respect to the immediately preceding quarter in accordance with the terms of the Certificate of Designations governing the Series B Preferred Stock.

F2 · price: LIF AIV and Labor Impact Fund received a dividend on 160,000 shares of Series B Preferred Stock owned by LIF AIV and Labor Impact Fund on the dividend record date by way of an increase in the Stated Value of such Series B Preferred Stock. Such dividend represents a quarterly compounding regular dividend equal to 10% per annum with respect to the immediately preceding quarter in accordance with the terms of the Certificate of Designations governing the Series B Preferred Stock.

F1 · derivative.expiration_date: Consists of Series B Convertible Junior Preferred Stock (the "Series B Preferred Stock") of FTAI Infrastructure Inc. (the "Issuer") held by LIF AIV 1, L.P. ("LIF AIV") and Labor Impact Fund, L.P. ("Labor Impact Fund"). Each share of Series B Preferred Stock is convertible at any time at the option of the holder into a number of shares of common stock, par value $0.01 per share ("Common Stock"), of the Issuer equal to the quotient of the Liquidation Value (as defined in the Certificate of Designations governing the Series B Preferred Stock) in effect at the time of conversion divided by the Conversion Price (each as defined in the Certificate of Designations governing the Series B Preferred Stock).

F3 · derivative.underlying_shares: Represents the additional number of shares of Common Stock into which the Series B Preferred Stock owned by LIF AIV and Labor Impact Fund is convertible as a result of the dividend. As of the date hereof, the Series B Preferred Stock owned in the aggregate by LIF AIV and Labor Impact Fund is convertible into a total of 22,941,100 shares of Common Stock; provided that the number of shares of Common Stock deliverable upon conversion of the Series B Preferred Stock shall not cause the aggregate number of shares of Common Stock issued upon the conversion of the Series B Preferred Stock to exceed 22,237,370 shares unless the Issuer obtains stockholder approval, subject to limited exceptions.

F4 · ownership.nature: The shares of Series B Preferred Stock reported herein are held directly by LIF AIV and Labor Impact Fund, and indirectly by: (i) GCM Investments GP, LLC ("GCM GP") as the general partner of each of LIF AIV and Labor Impact Fund; (ii) Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings") as the sole member of GCM GP; (iii) GCM Grosvenor Holdings, LLC ("GCM Holdings") as the general partner of Grosvenor Capital Holdings; (iv) GCM Grosvenor Inc. ("GCM Grosvenor") as the sole member of GCM Holdings; (v) GCM V, LLC ("GCM V") as a shareholder of GCM Grosvenor; and (vi) Michael J. Sacks, as the manager of GCM V (collectively, the "Reporting Persons").

F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock underlying the Series B Preferred Stock except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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June 30, 2026 Filed Jul 2, 2026 20:51 UTC FTAI Infrastructure Inc. FIP · Entity 5651 OtherSeries B Preferred Stock · Derivative 0 $0.00 Strike: $8.18 $0.00
Disclosure

SEC source: 0000921895-26-001744 · form410826005_07022026.xml · derivative · entry 1

LIF AIV 1, L.P. · CIK 0002023029 · Director · 10% owner

Labor Impact Fund, L.P. · CIK 0001751369 · Director · 10% owner

GCM Investments GP, LLC · CIK 0001743984 · Director · 10% owner

Grosvenor Capital Management Holdings, LLLP · CIK 0001743986 · Director · 10% owner

GCM Grosvenor Holdings, LLC · CIK 0001939480 · Director · 10% owner

GCM Grosvenor Inc. · CIK 0001819796 · Director · 10% owner

GCM V, LLC · CIK 0001831172 · Director · 10% owner

Sacks Michael Jay · CIK 0001509764 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 160,000

Underlying: Common Stock · 551,509 shares

Expires not disclosed

F1 · security: Consists of Series B Convertible Junior Preferred Stock (the "Series B Preferred Stock") of FTAI Infrastructure Inc. (the "Issuer") held by LIF AIV 1, L.P. ("LIF AIV") and Labor Impact Fund, L.P. ("Labor Impact Fund"). Each share of Series B Preferred Stock is convertible at any time at the option of the holder into a number of shares of common stock, par value $0.01 per share ("Common Stock"), of the Issuer equal to the quotient of the Liquidation Value (as defined in the Certificate of Designations governing the Series B Preferred Stock) in effect at the time of conversion divided by the Conversion Price (each as defined in the Certificate of Designations governing the Series B Preferred Stock).

F2 · kind: LIF AIV and Labor Impact Fund received a dividend on 160,000 shares of Series B Preferred Stock owned by LIF AIV and Labor Impact Fund on the dividend record date by way of an increase in the Stated Value of such Series B Preferred Stock. Such dividend represents a quarterly compounding regular dividend equal to 10% per annum with respect to the immediately preceding quarter in accordance with the terms of the Certificate of Designations governing the Series B Preferred Stock.

F2 · shares: LIF AIV and Labor Impact Fund received a dividend on 160,000 shares of Series B Preferred Stock owned by LIF AIV and Labor Impact Fund on the dividend record date by way of an increase in the Stated Value of such Series B Preferred Stock. Such dividend represents a quarterly compounding regular dividend equal to 10% per annum with respect to the immediately preceding quarter in accordance with the terms of the Certificate of Designations governing the Series B Preferred Stock.

F2 · price: LIF AIV and Labor Impact Fund received a dividend on 160,000 shares of Series B Preferred Stock owned by LIF AIV and Labor Impact Fund on the dividend record date by way of an increase in the Stated Value of such Series B Preferred Stock. Such dividend represents a quarterly compounding regular dividend equal to 10% per annum with respect to the immediately preceding quarter in accordance with the terms of the Certificate of Designations governing the Series B Preferred Stock.

F1 · derivative.expiration_date: Consists of Series B Convertible Junior Preferred Stock (the "Series B Preferred Stock") of FTAI Infrastructure Inc. (the "Issuer") held by LIF AIV 1, L.P. ("LIF AIV") and Labor Impact Fund, L.P. ("Labor Impact Fund"). Each share of Series B Preferred Stock is convertible at any time at the option of the holder into a number of shares of common stock, par value $0.01 per share ("Common Stock"), of the Issuer equal to the quotient of the Liquidation Value (as defined in the Certificate of Designations governing the Series B Preferred Stock) in effect at the time of conversion divided by the Conversion Price (each as defined in the Certificate of Designations governing the Series B Preferred Stock).

F3 · derivative.underlying_shares: Represents the additional number of shares of Common Stock into which the Series B Preferred Stock owned by LIF AIV and Labor Impact Fund is convertible as a result of the dividend. As of the date hereof, the Series B Preferred Stock owned in the aggregate by LIF AIV and Labor Impact Fund is convertible into a total of 22,369,436 shares of Common Stock; provided that the number of shares of Common Stock deliverable upon conversion of the Series B Preferred Stock shall not cause the aggregate number of shares of Common Stock issued upon the conversion of the Series B Preferred Stock to exceed 22,237,370 shares unless the Issuer obtains stockholder approval, subject to limited exceptions.

F4 · ownership.nature: The shares of Series B Preferred Stock reported herein are held directly by LIF AIV and Labor Impact Fund, and indirectly by: (i) GCM Investments GP, LLC ("GCM GP") as the general partner of each of LIF AIV and Labor Impact Fund; (ii) Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings") as the sole member of GCM GP; (iii) GCM Grosvenor Holdings, LLC ("GCM Holdings") as the general partner of Grosvenor Capital Holdings; (iv) GCM Grosvenor Inc. ("GCM Grosvenor") as the sole member of GCM Holdings; (v) GCM V, LLC ("GCM V") as a shareholder of GCM Grosvenor; and (vi) Michael J. Sacks, as the manager of GCM V (collectively, the "Reporting Persons").

F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock underlying the Series B Preferred Stock except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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June 08, 2026 Filed Jun 10, 2026 21:35 UTC SHENANDOAH TELECOMMUNICATIONS CO/VA/ SHEN · Entity 2567 GrantRestricted Stock Unit · Derivative 5,376 $0.00 $0.00
Disclosure

SEC source: 0000921895-26-001598 · form410826she_06102026.xml · derivative · entry 2

GCM Grosvenor Inc. · CIK 0001819796 · Director · See Explanation of Responses

LIF Vista, LLC · CIK 0002023024 · Director · See Explanation of Responses

Labor Impact Fund, L.P. · CIK 0001751369 · Director · See Explanation of Responses

LIF AIV 1, L.P. · CIK 0002023029 · Director · See Explanation of Responses

GCM Investments GP, LLC · CIK 0001743984 · Director · See Explanation of Responses

Grosvenor Capital Management Holdings, LLLP · CIK 0001743986 · Director · See Explanation of Responses

GCM Grosvenor Holdings, LLC · CIK 0001939480 · Director · See Explanation of Responses

GCM V, LLC · CIK 0001831172 · Director · See Explanation of Responses

Sacks Michael Jay · CIK 0001509764 · Director · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 5,376

Underlying: Common Stock · 5,376 shares

Expires 2027-02-19

F1 · security: This Form 4 is filed jointly by LIF Vista, LLC ("LIF Vista"), Labor Impact Fund, L.P. ("Labor Fund"), LIF AIV 1, L.P. ("LIF AIV"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, LLC ("GCM V") and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F5 · balance_after: In connection with the resignation of James DiMola, LIF Vista's prior director designee, from the Board of Directors of the Issuer, the 9,863 restricted stock units previously granted to Mr. DiMola on February 19, 2026, were cancelled for no consideration.

F4 · ownership.nature: Represents securities awarded to Matthew Rinklin in his capacity as a director of the Issuer. Mr. Rinklin currently serves as LIF Vista's director designee on the Board of Directors of the Issuer. In connection with this arrangement, any equity-based securities awarded to Mr. Rinklin in his capacity as a director of the Issuer will be held by Mr. Rinklin on behalf of LIF Vista or its affiliates, transferred by Mr. Rinklin to LIF Vista or its affiliates, and/or sold by Mr. Rinklin, with the proceeds of such sale to be remitted to LIF Vista or its affiliates, in each case as directed by LIF Vista. Accordingly, LIF Vista and the other Reporting Persons may be deemed to have a pecuniary interest in these securities when awarded to Mr. Rinklin for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.

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March 31, 2026 Filed Apr 2, 2026 20:24 UTC FTAI Infrastructure Inc. FIP · Entity 5651 OtherSeries B Preferred Stock · Derivative 0 $0.00 Strike: $8.18 $0.00
Disclosure

SEC source: 0000921895-26-000888 · form410826005_04022026.xml · derivative · entry 1

LIF AIV 1, L.P. · CIK 0002023029 · Director · 10% owner

Labor Impact Fund, L.P. · CIK 0001751369 · Director · 10% owner

GCM Investments GP, LLC · CIK 0001743984 · Director · 10% owner

Grosvenor Capital Management Holdings, LLLP · CIK 0001743986 · Director · 10% owner

GCM Grosvenor Holdings, LLC · CIK 0001939480 · Director · 10% owner

GCM Grosvenor Inc. · CIK 0001819796 · Director · 10% owner

GCM V, LLC · CIK 0001831172 · Director · 10% owner

Sacks Michael Jay · CIK 0001509764 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 160,000

Underlying: Common Stock · 532,146 shares

Expires not disclosed

F1 · security: Consists of Series B Convertible Junior Preferred Stock (the "Series B Preferred Stock") of FTAI Infrastructure Inc. (the "Issuer") held by LIF AIV 1, L.P. ("LIF AIV") and Labor Impact Fund, L.P. ("Labor Impact Fund"). Each share of Series B Preferred Stock is convertible at any time at the option of the holder into a number of shares of common stock, par value $0.01 per share ("Common Stock"), of the Issuer equal to the quotient of the Liquidation Value (as defined in the Certificate of Designations governing the Series B Preferred Stock) in effect at the time of conversion divided by the Conversion Price (each as defined in the Certificate of Designations governing the Series B Preferred Stock).

F2 · kind: LIF AIV and Labor Impact Fund received a dividend on 160,000 shares of Series B Preferred Stock owned by LIF AIV and Labor Impact Fund on the dividend record date by way of an increase in the Stated Value of such Series B Preferred Stock. Such dividend represents a quarterly compounding regular dividend equal to 10% per annum with respect to the immediately preceding quarter in accordance with the terms of the Certificate of Designations governing the Series B Preferred Stock.

F2 · shares: LIF AIV and Labor Impact Fund received a dividend on 160,000 shares of Series B Preferred Stock owned by LIF AIV and Labor Impact Fund on the dividend record date by way of an increase in the Stated Value of such Series B Preferred Stock. Such dividend represents a quarterly compounding regular dividend equal to 10% per annum with respect to the immediately preceding quarter in accordance with the terms of the Certificate of Designations governing the Series B Preferred Stock.

F2 · price: LIF AIV and Labor Impact Fund received a dividend on 160,000 shares of Series B Preferred Stock owned by LIF AIV and Labor Impact Fund on the dividend record date by way of an increase in the Stated Value of such Series B Preferred Stock. Such dividend represents a quarterly compounding regular dividend equal to 10% per annum with respect to the immediately preceding quarter in accordance with the terms of the Certificate of Designations governing the Series B Preferred Stock.

F1 · derivative.expiration_date: Consists of Series B Convertible Junior Preferred Stock (the "Series B Preferred Stock") of FTAI Infrastructure Inc. (the "Issuer") held by LIF AIV 1, L.P. ("LIF AIV") and Labor Impact Fund, L.P. ("Labor Impact Fund"). Each share of Series B Preferred Stock is convertible at any time at the option of the holder into a number of shares of common stock, par value $0.01 per share ("Common Stock"), of the Issuer equal to the quotient of the Liquidation Value (as defined in the Certificate of Designations governing the Series B Preferred Stock) in effect at the time of conversion divided by the Conversion Price (each as defined in the Certificate of Designations governing the Series B Preferred Stock).

F3 · derivative.underlying_shares: Represents the additional number of shares of Common Stock into which the Series B Preferred Stock owned by LIF AIV and Labor Impact Fund is convertible as a result of the dividend. As of the date hereof, the Series B Preferred Stock owned in the aggregate by LIF AIV and Labor Impact Fund is convertible into a total of 21,817,927 shares of Common Stock.

F4 · ownership.nature: The shares of Series B Preferred Stock reported herein are held directly by LIF AIV and Labor Impact Fund, and indirectly by: (i) GCM Investments GP, LLC ("GCM GP") as the general partner of each of LIF AIV and Labor Impact Fund; (ii) Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings") as the sole member of GCM GP; (iii) GCM Grosvenor Holdings, LLC ("GCM Holdings") as the general partner of Grosvenor Capital Holdings; (iv) GCM Grosvenor Inc. ("GCM Grosvenor") as the sole member of GCM Holdings; (v) GCM V, LLC ("GCM V") as a shareholder of GCM Grosvenor; and (vi) Michael J. Sacks, as the manager of GCM V (collectively, the "Reporting Persons").

F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock underlying the Series B Preferred Stock except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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February 19, 2026 Filed Feb 23, 2026 23:44 UTC SHENANDOAH TELECOMMUNICATIONS CO/VA/ SHEN · Entity 2567 GrantRestricted Stock Unit · Derivative 9,863 $0.00 $0.00
Disclosure

SEC source: 0000921895-26-000541 · form410826004she_02232026.xml · derivative · entry 2

GCM Grosvenor Inc. · CIK 0001819796 · Director · See Explanation of Responses

LIF Vista, LLC · CIK 0002023024 · Director · See Explanation of Responses

Labor Impact Fund, L.P. · CIK 0001751369 · Director · See Explanation of Responses

LIF AIV 1, L.P. · CIK 0002023029 · Director · See Explanation of Responses

GCM Investments GP, LLC · CIK 0001743984 · Director · See Explanation of Responses

Grosvenor Capital Management Holdings, LLLP · CIK 0001743986 · Director · See Explanation of Responses

GCM Grosvenor Holdings, LLC · CIK 0001939480 · Director · See Explanation of Responses

GCM V, LLC · CIK 0001831172 · Director · See Explanation of Responses

Sacks Michael Jay · CIK 0001509764 · Director · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 9,863

Underlying: Common Stock · 9,863 shares

Expires 2027-02-19

F1 · security: This Form 4 is filed jointly by LIF Vista, LLC ("LIF Vista"), Labor Impact Fund, L.P. ("Labor Fund"), LIF AIV 1, L.P. ("LIF AIV"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, LLC ("GCM V") and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · ownership.nature: Represents securities awarded to James DiMola in his capacity as a director of the Issuer. Mr. DiMola currently serves as LIF Vista's director designee on the Board of Directors of the Issuer. In connection with this arrangement, any equity-based securities awarded to Mr. DiMola in his capacity as a director of the Issuer will be held by Mr. DiMola on behalf of LIF Vista or its affiliates, transferred by Mr. DiMola to LIF Vista or its affiliates, and/or sold by Mr. DiMola, with the proceeds of such sale to be remitted to LIF Vista or its affiliates, in each case as directed by LIF Vista. Accordingly, LIF Vista and the other Reporting Persons may be deemed to have a pecuniary interest in these securities when awarded to Mr. DiMola for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.

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February 18, 2026 Filed Feb 19, 2026 22:02 UTC SHENANDOAH TELECOMMUNICATIONS CO/VA/ SHEN · Entity 2567 Disposition to issuerRestricted Stock Unit · Derivative 10,924 $0.00 $0.00
Disclosure

SEC source: 0000921895-26-000510 · form410826004gcm_02192026.xml · derivative · entry 3

GCM Grosvenor Inc. · CIK 0001819796 · Director · See Explanation of Responses

LIF Vista, LLC · CIK 0002023024 · Director · See Explanation of Responses

Labor Impact Fund, L.P. · CIK 0001751369 · Director · See Explanation of Responses

LIF AIV 1, L.P. · CIK 0002023029 · Director · See Explanation of Responses

GCM Investments GP, LLC · CIK 0001743984 · Director · See Explanation of Responses

Grosvenor Capital Management Holdings, LLLP · CIK 0001743986 · Director · See Explanation of Responses

GCM Grosvenor Holdings, LLC · CIK 0001939480 · Director · See Explanation of Responses

GCM V, LLC · CIK 0001831172 · Director · See Explanation of Responses

Sacks Michael Jay · CIK 0001509764 · Director · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 10,924 shares

Expires 2026-02-18

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · ownership.nature: Represents securities awarded to James DiMola in his capacity as a director of the Issuer. Mr. DiMola currently serves as LIF Vista's director designee on the Board of Directors of the Issuer. In connection with this arrangement, any equity-based securities awarded to Mr. DiMola in his capacity as a director of the Issuer will be held by Mr. DiMola on behalf of LIF Vista or its affiliates, transferred by Mr. DiMola to LIF Vista or its affiliates, and/or sold by Mr. DiMola, with the proceeds of such sale to be remitted to LIF Vista or its affiliates, in each case as directed by LIF Vista. Accordingly, LIF Vista and the other Reporting Persons may be deemed to have a pecuniary interest in these securities when awarded to Mr. DiMola for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, and such securities were transferred by Mr. DiMola to LIF Vista upon vesting at the direction of LIF Vista.

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February 18, 2026 Filed Feb 19, 2026 22:02 UTC SHENANDOAH TELECOMMUNICATIONS CO/VA/ SHEN · Entity 2567 Exercise / conversionCommon Stock 10,924 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-26-000510 · form410826004gcm_02192026.xml · nonDerivative · entry 1

GCM Grosvenor Inc. · CIK 0001819796 · Director · See Explanation of Responses

LIF Vista, LLC · CIK 0002023024 · Director · See Explanation of Responses

Labor Impact Fund, L.P. · CIK 0001751369 · Director · See Explanation of Responses

LIF AIV 1, L.P. · CIK 0002023029 · Director · See Explanation of Responses

GCM Investments GP, LLC · CIK 0001743984 · Director · See Explanation of Responses

Grosvenor Capital Management Holdings, LLLP · CIK 0001743986 · Director · See Explanation of Responses

GCM Grosvenor Holdings, LLC · CIK 0001939480 · Director · See Explanation of Responses

GCM V, LLC · CIK 0001831172 · Director · See Explanation of Responses

Sacks Michael Jay · CIK 0001509764 · Director · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 10,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This Form 4 is filed jointly by LIF Vista, LLC ("LIF Vista"), Labor Impact Fund, L.P. ("Labor Fund"), LIF AIV 1, L.P. ("LIF AIV"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, LLC ("GCM V") and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · ownership.nature: Represents securities awarded to James DiMola in his capacity as a director of the Issuer. Mr. DiMola currently serves as LIF Vista's director designee on the Board of Directors of the Issuer. In connection with this arrangement, any equity-based securities awarded to Mr. DiMola in his capacity as a director of the Issuer will be held by Mr. DiMola on behalf of LIF Vista or its affiliates, transferred by Mr. DiMola to LIF Vista or its affiliates, and/or sold by Mr. DiMola, with the proceeds of such sale to be remitted to LIF Vista or its affiliates, in each case as directed by LIF Vista. Accordingly, LIF Vista and the other Reporting Persons may be deemed to have a pecuniary interest in these securities when awarded to Mr. DiMola for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, and such securities were transferred by Mr. DiMola to LIF Vista upon vesting at the direction of LIF Vista.

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December 31, 2025 Filed Jan 5, 2026 21:05 UTC FTAI Infrastructure Inc. FIP · Entity 5651 OtherSeries B Preferred Stock · Derivative 0 $0.00 Strike: $8.18 $0.00
Disclosure

SEC source: 0000921895-26-000014 · form410826005_01052026.xml · derivative · entry 1

LIF AIV 1, L.P. · CIK 0002023029 · Director · 10% owner

Labor Impact Fund, L.P. · CIK 0001751369 · Director · 10% owner

GCM Investments GP, LLC · CIK 0001743984 · Director · 10% owner

Grosvenor Capital Management Holdings, LLLP · CIK 0001743986 · Director · 10% owner

GCM Grosvenor Holdings, LLC · CIK 0001939480 · Director · 10% owner

GCM Grosvenor Inc. · CIK 0001819796 · Director · 10% owner

GCM V, LLC · CIK 0001831172 · Director · 10% owner

Sacks Michael Jay · CIK 0001509764 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 160,000

Underlying: Common Stock · 530,416 shares

Expires not disclosed

F1 · security: Consists of Series B Convertible Junior Preferred Stock (the "Series B Preferred Stock") of FTAI Infrastructure Inc. (the "Issuer") held by LIF AIV 1, L.P. ("LIF AIV") and Labor Impact Fund, L.P. ("Labor Impact Fund"). Each share of Series B Preferred Stock is convertible at any time at the option of the holder into a number of shares of common stock, par value $0.01 per share ("Common Stock"), of the Issuer equal to the quotient of the Liquidation Value (as defined in the Certificate of Designations governing the Series B Preferred Stock) in effect at the time of conversion divided by the Conversion Price (each as defined in the Certificate of Designations governing the Series B Preferred Stock).

F2 · kind: LIF AIV and Labor Impact Fund received a dividend on 160,000 shares of Series B Preferred Stock owned by LIF AIV and Labor Impact Fund on the dividend record date by way of an increase in the Stated Value of such Series B Preferred Stock. Such dividend represents a quarterly compounding regular dividend equal to 10% per annum with respect to the immediately preceding quarter in accordance with the terms of the certificate of designations governing the Series B Preferred Stock.

F2 · shares: LIF AIV and Labor Impact Fund received a dividend on 160,000 shares of Series B Preferred Stock owned by LIF AIV and Labor Impact Fund on the dividend record date by way of an increase in the Stated Value of such Series B Preferred Stock. Such dividend represents a quarterly compounding regular dividend equal to 10% per annum with respect to the immediately preceding quarter in accordance with the terms of the certificate of designations governing the Series B Preferred Stock.

F2 · price: LIF AIV and Labor Impact Fund received a dividend on 160,000 shares of Series B Preferred Stock owned by LIF AIV and Labor Impact Fund on the dividend record date by way of an increase in the Stated Value of such Series B Preferred Stock. Such dividend represents a quarterly compounding regular dividend equal to 10% per annum with respect to the immediately preceding quarter in accordance with the terms of the certificate of designations governing the Series B Preferred Stock.

F1 · derivative.expiration_date: Consists of Series B Convertible Junior Preferred Stock (the "Series B Preferred Stock") of FTAI Infrastructure Inc. (the "Issuer") held by LIF AIV 1, L.P. ("LIF AIV") and Labor Impact Fund, L.P. ("Labor Impact Fund"). Each share of Series B Preferred Stock is convertible at any time at the option of the holder into a number of shares of common stock, par value $0.01 per share ("Common Stock"), of the Issuer equal to the quotient of the Liquidation Value (as defined in the Certificate of Designations governing the Series B Preferred Stock) in effect at the time of conversion divided by the Conversion Price (each as defined in the Certificate of Designations governing the Series B Preferred Stock).

F3 · derivative.underlying_shares: Represents the additional number of shares of Common Stock into which the Series B Preferred Stock owned by LIF AIV and Labor Impact Fund is convertible as a result of the dividend. As of the date hereof, the Series B Preferred Stock owned in the aggregate by LIF AIV and Labor Impact Fund is convertible into a total of 21,285,781 shares of Common Stock.

F4 · ownership.nature: The shares of Series B Preferred Stock reported herein are held directly by LIF AIV and Labor Impact Fund, and indirectly by: (i) GCM Investments GP, LLC ("GCM GP") as the general partner of each of LIF AIV and Labor Impact Fund; (ii) Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings") as the sole member of GCM GP; (iii) GCM Grosvenor Holdings, LLC ("GCM Holdings") as the general partner of Grosvenor Capital Holdings; (iv) GCM Grosvenor Inc. ("GCM Grosvenor") as the sole member of GCM Holdings; (v) GCM V, LLC ("GCM V") as a shareholder of GCM Grosvenor; and (vi) Michael J. Sacks, as the manager of GCM V (collectively, the "Reporting Persons").

F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock underlying the Series B Preferred Stock except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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September 30, 2025 Filed Oct 2, 2025 20:02 UTC FTAI Infrastructure Inc. FIP · Entity 5651 OtherSeries B Preferred Stock · Derivative 0 $0.00 Strike: $8.18 $0.00
Disclosure

SEC source: 0000921895-25-002675 · form410826005_10012025.xml · derivative · entry 1

LIF AIV 1, L.P. · CIK 0002023029 · Director · 10% owner

Labor Impact Fund, L.P. · CIK 0001751369 · Director · 10% owner

GCM Investments GP, LLC · CIK 0001743984 · Director · 10% owner

Grosvenor Capital Management Holdings, LLLP · CIK 0001743986 · Director · 10% owner

GCM Grosvenor Holdings, LLC · CIK 0001939480 · Director · 10% owner

GCM Grosvenor Inc. · CIK 0001819796 · Director · 10% owner

GCM V, LLC · CIK 0001831172 · Director · 10% owner

Sacks Michael Jay · CIK 0001509764 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 160,000

Underlying: Common Stock · 517,199 shares

Expires not disclosed

F1 · security: Consists of Series B Convertible Junior Preferred Stock (the "Series B Preferred Stock") of FTAI Infrastructure Inc. (the "Issuer") held by LIF AIV 1, L.P. ("LIF AIV") and Labor Impact Fund, L.P. ("Labor Impact Fund"). Each share of Series B Preferred Stock is convertible at any time at the option of the holder into a number of shares of common stock, par value $0.01 per share ("Common Stock"), of the Issuer equal to the quotient of the Liquidation Value (as defined in the Certificate of Designations governing the Series B Preferred Stock) in effect at the time of conversion divided by the Conversion Price (each as defined in the Certificate of Designations governing the Series B Preferred Stock).

F2 · kind: LIF AIV and Labor Impact Fund received a dividend on 160,000 shares of Series B Preferred Stock owned by LIF AIV and Labor Impact Fund on the dividend record date by way of an increase in the Stated Value of such Series B Preferred Stock. Such dividend represents a quarterly compounding regular dividend equal to 10% per annum with respect to the immediately preceding quarter in accordance with the terms of the certificate of designations governing the Series B Preferred Stock.

F2 · shares: LIF AIV and Labor Impact Fund received a dividend on 160,000 shares of Series B Preferred Stock owned by LIF AIV and Labor Impact Fund on the dividend record date by way of an increase in the Stated Value of such Series B Preferred Stock. Such dividend represents a quarterly compounding regular dividend equal to 10% per annum with respect to the immediately preceding quarter in accordance with the terms of the certificate of designations governing the Series B Preferred Stock.

F2 · price: LIF AIV and Labor Impact Fund received a dividend on 160,000 shares of Series B Preferred Stock owned by LIF AIV and Labor Impact Fund on the dividend record date by way of an increase in the Stated Value of such Series B Preferred Stock. Such dividend represents a quarterly compounding regular dividend equal to 10% per annum with respect to the immediately preceding quarter in accordance with the terms of the certificate of designations governing the Series B Preferred Stock.

F1 · derivative.expiration_date: Consists of Series B Convertible Junior Preferred Stock (the "Series B Preferred Stock") of FTAI Infrastructure Inc. (the "Issuer") held by LIF AIV 1, L.P. ("LIF AIV") and Labor Impact Fund, L.P. ("Labor Impact Fund"). Each share of Series B Preferred Stock is convertible at any time at the option of the holder into a number of shares of common stock, par value $0.01 per share ("Common Stock"), of the Issuer equal to the quotient of the Liquidation Value (as defined in the Certificate of Designations governing the Series B Preferred Stock) in effect at the time of conversion divided by the Conversion Price (each as defined in the Certificate of Designations governing the Series B Preferred Stock).

F3 · derivative.underlying_shares: Represents the additional number of shares of Common Stock into which the Series B Preferred Stock owned by LIF AIV and Labor Impact Fund is convertible as a result of the dividend. As of the date hereof, the Series B Preferred Stock owned in the aggregate by LIF AIV and Labor Impact Fund is convertible into a total of 20,755,365 shares of Common Stock.

F4 · ownership.nature: The shares of Series B Preferred Stock reported herein are held directly by LIF AIV and Labor Impact Fund, and indirectly by: (i) GCM Investments GP, LLC ("GCM GP") as the general partner of each of LIF AIV and Labor Impact Fund; (ii) Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings") as the sole member of GCM GP; (iii) GCM Grosvenor Holdings, LLC ("GCM Holdings") as the general partner of Grosvenor Capital Holdings; (iv) GCM Grosvenor Inc. ("GCM Grosvenor") as the sole member of GCM Holdings; (v) GCM V, LLC ("GCM V") as a shareholder of GCM Grosvenor; and (vi) Michael J. Sacks, as the manager of GCM V (collectively, the "Reporting Persons").

F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock underlying the Series B Preferred Stock except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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July 25, 2025 Filed Jul 29, 2025 23:01 UTC Maplebear Inc. CART · Entity 3475 SaleCommon Stock 60,000 $47.75 $2,865,000.00
Disclosure

SEC source: 0000921895-25-002036 · form410826003b_07292025.xml · nonDerivative · entry 3

GCM Grosvenor Inc. · CIK 0001819796 · See Explanation of Responses

10b5-1 filing: No plan indicated

Ownership: Indirect · By GCM Special Opportunities Master Fund, Ltd.

Disclosed balance after: 0

F1 · security: This Form 4 is filed jointly by GCM Grosvenor IC SPV, LLC ("GCM SPV"), GCM Grosvenor IC SPV 2, LLC ("GCM SPV2"), GCM Grosvenor L.P. ("GCM Grosvenor"), GCM, L.L.C., GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM"), GCM V, L.L.C. ("GCM V"), GCM Special Opportunities Master Fund, Ltd. ("SOF"), and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock.

F2 · security: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission.

F5 · ownership.nature: Securities owned directly by SOF. GCM Grosvenor, as the investment manager of SOF, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of GCM Grosvenor, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Holdings, as the general parter of Grosvenor Capital Holdings, may be deemed to beneficially own such securities. GCM, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM, may be deemed to beneficially own such securities. Mr. Sacks, as manager of GCM V, may be deemed to beneficially own such securities.

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July 25, 2025 Filed Jul 29, 2025 23:01 UTC Maplebear Inc. CART · Entity 3475 SaleCommon Stock 565,385 $47.75 $26,997,133.75
Disclosure

SEC source: 0000921895-25-002036 · form410826003b_07292025.xml · nonDerivative · entry 2

GCM Grosvenor Inc. · CIK 0001819796 · See Explanation of Responses

10b5-1 filing: No plan indicated

Ownership: Indirect · By GCM Grosvenor IC SPV 2, LLC

Disclosed balance after: 487,318

F1 · security: This Form 4 is filed jointly by GCM Grosvenor IC SPV, LLC ("GCM SPV"), GCM Grosvenor IC SPV 2, LLC ("GCM SPV2"), GCM Grosvenor L.P. ("GCM Grosvenor"), GCM, L.L.C., GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM"), GCM V, L.L.C. ("GCM V"), GCM Special Opportunities Master Fund, Ltd. ("SOF"), and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock.

F2 · security: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission.

F4 · ownership.nature: Securities owned directly by GCM SPV2. GCM GP, as the managing member of GCM SPV2, may be deemed to beneficially own such securities. GCM Grosvenor, as the investment manager of GCM SPV2, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of GCM Grosvenor, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP and GCM, L.L.C., may be deemed to beneficially own such securities. GCM Holdings, as the general partner of Grosvenor Capital Holdings, may be deemed to beneficially own such securities. GCM, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM, may be deemed to beneficially own such securities. Mr. Sacks, as manager of GCM V, may be deemed to beneficially own such securities.

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July 25, 2025 Filed Jul 29, 2025 23:01 UTC Maplebear Inc. CART · Entity 3475 SaleCommon Stock 4,238,887 $47.75 $202,406,854.25
Disclosure

SEC source: 0000921895-25-002036 · form410826003b_07292025.xml · nonDerivative · entry 1

GCM Grosvenor Inc. · CIK 0001819796 · See Explanation of Responses

10b5-1 filing: No plan indicated

Ownership: Indirect · By GCM Grosvenor IC SPV, LLC

Disclosed balance after: 3,653,606

F1 · security: This Form 4 is filed jointly by GCM Grosvenor IC SPV, LLC ("GCM SPV"), GCM Grosvenor IC SPV 2, LLC ("GCM SPV2"), GCM Grosvenor L.P. ("GCM Grosvenor"), GCM, L.L.C., GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM"), GCM V, L.L.C. ("GCM V"), GCM Special Opportunities Master Fund, Ltd. ("SOF"), and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock.

F2 · security: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission.

F3 · ownership.nature: Securities owned directly by GCM SPV. GCM GP, as the managing member of GCM SPV, may be deemed to beneficially own such securities. GCM Grosvenor, as the investment manager of GCM SPV, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of GCM Grosvenor, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP and GCM, L.L.C., may be deemed to beneficially own such securities. GCM Holdings, as the general partner of Grosvenor Capital Holdings, may be deemed to beneficially own such securities. GCM, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM, may be deemed to beneficially own such securities. Mr. Sacks, as manager of GCM V, may be deemed to beneficially own such securities.

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June 30, 2025 Filed Jul 2, 2025 18:04 UTC FTAI Infrastructure Inc. FIP · Entity 5651 OtherSeries B Preferred Stock · Derivative 0 $0.00 Strike: $8.18 $0.00
Disclosure

SEC source: 0000921895-25-001927 · form410826005_07022025.xml · derivative · entry 1

LIF AIV 1, L.P. · CIK 0002023029 · Director · 10% owner

Labor Impact Fund, L.P. · CIK 0001751369 · Director · 10% owner

GCM Investments GP, LLC · CIK 0001743984 · Director · 10% owner

Grosvenor Capital Management Holdings, LLLP · CIK 0001743986 · Director · 10% owner

GCM Grosvenor Holdings, LLC · CIK 0001939480 · Director · 10% owner

GCM Grosvenor Inc. · CIK 0001819796 · Director · 10% owner

GCM V, LLC · CIK 0001831172 · Director · 10% owner

Sacks Michael Jay · CIK 0001509764 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 160,000

Underlying: Common Stock · 498,964 shares

Expires not disclosed

F1 · security: Consists of Series B Convertible Junior Preferred Stock (the "Series B Preferred Stock") of FTAI Infrastructure Inc. (the "Issuer") held by LIF AIV 1, L.P. ("LIF AIV") and Labor Impact Fund, L.P. ("Labor Impact Fund"). Each share of Series B Preferred Stock is convertible at any time at the option of the holder into a number of shares of common stock, par value $0.01 per share ("Common Stock"), of the Issuer equal to the quotient of the Liquidation Value (as defined in the Certificate of Designations governing the Series B Preferred Stock) in effect at the time of conversion divided by the Conversion Price (each as defined in the Certificate of Designations governing the Series B Preferred Stock).

F2 · kind: LIF AIV and Labor Impact Fund received a dividend on 160,000 shares of Series B Preferred Stock owned by LIF AIV and Labor Impact Fund on the dividend record date by way of an increase in the Stated Value of such Series B Preferred Stock. Such dividend represents a quarterly compounding regular dividend equal to 10% per annum with respect to the immediately preceding quarter in accordance with the terms of the certificate of designations governing the Series B Preferred Stock.

F2 · shares: LIF AIV and Labor Impact Fund received a dividend on 160,000 shares of Series B Preferred Stock owned by LIF AIV and Labor Impact Fund on the dividend record date by way of an increase in the Stated Value of such Series B Preferred Stock. Such dividend represents a quarterly compounding regular dividend equal to 10% per annum with respect to the immediately preceding quarter in accordance with the terms of the certificate of designations governing the Series B Preferred Stock.

F2 · price: LIF AIV and Labor Impact Fund received a dividend on 160,000 shares of Series B Preferred Stock owned by LIF AIV and Labor Impact Fund on the dividend record date by way of an increase in the Stated Value of such Series B Preferred Stock. Such dividend represents a quarterly compounding regular dividend equal to 10% per annum with respect to the immediately preceding quarter in accordance with the terms of the certificate of designations governing the Series B Preferred Stock.

F1 · derivative.expiration_date: Consists of Series B Convertible Junior Preferred Stock (the "Series B Preferred Stock") of FTAI Infrastructure Inc. (the "Issuer") held by LIF AIV 1, L.P. ("LIF AIV") and Labor Impact Fund, L.P. ("Labor Impact Fund"). Each share of Series B Preferred Stock is convertible at any time at the option of the holder into a number of shares of common stock, par value $0.01 per share ("Common Stock"), of the Issuer equal to the quotient of the Liquidation Value (as defined in the Certificate of Designations governing the Series B Preferred Stock) in effect at the time of conversion divided by the Conversion Price (each as defined in the Certificate of Designations governing the Series B Preferred Stock).

F3 · derivative.underlying_shares: Represents the additional number of shares of Common Stock into which the Series B Preferred Stock owned by LIF AIV and Labor Impact Fund is convertible as a result of the dividend. As of the date hereof, the Series B Preferred Stock owned in the aggregate by LIF AIV and Labor Impact Fund is convertible into a total of 20,238,166 shares of Common Stock.

F4 · ownership.nature: The shares of Series B Preferred Stock reported herein are held directly by LIF AIV and Labor Impact Fund, and indirectly by: (i) GCM Investments GP, LLC ("GCM GP") as the general partner of each of LIF AIV and Labor Impact Fund; (ii) Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings") as the sole member of GCM GP; (iii) GCM Grosvenor Holdings, LLC ("GCM Holdings") as the general partner of Grosvenor Capital Holdings; (iv) GCM Grosvenor Inc. ("GCM Grosvenor") as the sole member of GCM Holdings; (v) GCM V, LLC ("GCM V") as a shareholder of GCM Grosvenor; and (vi) Michael J. Sacks, as the manager of GCM V (collectively, the "Reporting Persons").

F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock underlying the Series B Preferred Stock except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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March 31, 2025 Filed Apr 2, 2025 23:02 UTC FTAI Infrastructure Inc. FIP · Entity 5651 OtherSeries B Preferred Stock · Derivative 0 $0.00 Strike: $8.18 $0.00
Disclosure

SEC source: 0000921895-25-000953 · form410826005_04022025.xml · derivative · entry 1

LIF AIV 1, L.P. · CIK 0002023029 · Director · 10% owner

Labor Impact Fund, L.P. · CIK 0001751369 · Director · 10% owner

GCM Investments GP, LLC · CIK 0001743984 · Director · 10% owner

Grosvenor Capital Management Holdings, LLLP · CIK 0001743986 · Director · 10% owner

GCM Grosvenor Holdings, LLC · CIK 0001939480 · Director · 10% owner

GCM Grosvenor Inc. · CIK 0001819796 · Director · 10% owner

GCM V, LLC · CIK 0001831172 · Director · 10% owner

Sacks Michael Jay · CIK 0001509764 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 160,000

Underlying: Common Stock · 179,299 shares

Expires not disclosed

F1 · security: Consists of Series B Convertible Junior Preferred Stock (the "Series B Preferred Stock") of FTAI Infrastructure Inc. (the "Issuer") held by LIF AIV 1, L.P. ("LIF AIV") and Labor Impact Fund, L.P. ("Labor Impact Fund"). Each share of Series B Preferred Stock is convertible at any time at the option of the holder into a number of shares of common stock, par value $0.01 per share ("Common Stock"), of the Issuer equal to the quotient of the Liquidation Value (as defined in the Certificate of Designations governing the Series B Preferred Stock) in effect at the time of conversion divided by the Conversion Price (each as defined in the Certificate of Designations governing the Series B Preferred Stock).

F2 · kind: LIF AIV and Labor Impact Fund received a dividend on 160,000 shares of Series B Preferred Stock owned by LIF AIV and Labor Impact Fund on the dividend record date by way of an increase in the Stated Value of such Series B Preferred Stock. Such dividend represents a quarterly compounding regular dividend equal to 10% per annum with respect to the immediately preceding quarter in accordance with the terms of the certificate of designations governing the Series B Preferred Stock.

F2 · shares: LIF AIV and Labor Impact Fund received a dividend on 160,000 shares of Series B Preferred Stock owned by LIF AIV and Labor Impact Fund on the dividend record date by way of an increase in the Stated Value of such Series B Preferred Stock. Such dividend represents a quarterly compounding regular dividend equal to 10% per annum with respect to the immediately preceding quarter in accordance with the terms of the certificate of designations governing the Series B Preferred Stock.

F2 · price: LIF AIV and Labor Impact Fund received a dividend on 160,000 shares of Series B Preferred Stock owned by LIF AIV and Labor Impact Fund on the dividend record date by way of an increase in the Stated Value of such Series B Preferred Stock. Such dividend represents a quarterly compounding regular dividend equal to 10% per annum with respect to the immediately preceding quarter in accordance with the terms of the certificate of designations governing the Series B Preferred Stock.

F1 · derivative.expiration_date: Consists of Series B Convertible Junior Preferred Stock (the "Series B Preferred Stock") of FTAI Infrastructure Inc. (the "Issuer") held by LIF AIV 1, L.P. ("LIF AIV") and Labor Impact Fund, L.P. ("Labor Impact Fund"). Each share of Series B Preferred Stock is convertible at any time at the option of the holder into a number of shares of common stock, par value $0.01 per share ("Common Stock"), of the Issuer equal to the quotient of the Liquidation Value (as defined in the Certificate of Designations governing the Series B Preferred Stock) in effect at the time of conversion divided by the Conversion Price (each as defined in the Certificate of Designations governing the Series B Preferred Stock).

F3 · derivative.underlying_shares: Represents the additional number of shares of Common Stock into which the Series B Preferred Stock owned by LIF AIV and Labor Impact Fund is convertible as a result of the dividend. As of the date hereof, the Series B Preferred Stock owned in the aggregate by LIF AIV and Labor Impact Fund is convertible into a total of 19,739,202 shares of Common Stock.

F4 · ownership.nature: The shares of Series B Preferred Stock reported herein are held directly by LIF AIV and Labor Impact Fund, and indirectly by: (i) GCM Investments GP, LLC ("GCM GP") as the general partner of each of LIF AIV and Labor Impact Fund; (ii) Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings") as the sole member of GCM GP; (iii) GCM Grosvenor Holdings, LLC ("GCM Holdings") as the general partner of Grosvenor Capital Holdings; (iv) GCM Grosvenor Inc. ("GCM Grosvenor") as the sole member of GCM Holdings; (v) GCM V, LLC ("GCM V") as a shareholder of GCM Grosvenor; and (vi) Michael J. Sacks, as the manager of GCM V (collectively, the "Reporting Persons").

F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock underlying the Series B Preferred Stock except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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February 18, 2025 Filed Feb 20, 2025 21:58 UTC SHENANDOAH TELECOMMUNICATIONS CO/VA/ SHEN · Entity 2567 GrantRestricted Stock Unit · Derivative 10,924 $0.00 $0.00
Disclosure

SEC source: 0000921895-25-000554 · form410826004she_02202025.xml · derivative · entry 2

GCM Grosvenor Inc. · CIK 0001819796 · Director · See Explanation of Responses

LIF Vista, LLC · CIK 0002023024 · Director · See Explanation of Responses

Labor Impact Fund, L.P. · CIK 0001751369 · Director · See Explanation of Responses

LIF AIV 1, L.P. · CIK 0002023029 · Director · See Explanation of Responses

GCM Investments GP, LLC · CIK 0001743984 · Director · See Explanation of Responses

Grosvenor Capital Management Holdings, LLLP · CIK 0001743986 · Director · See Explanation of Responses

GCM Grosvenor Holdings, LLC · CIK 0001939480 · Director · See Explanation of Responses

GCM V, LLC · CIK 0001831172 · Director · See Explanation of Responses

Sacks Michael Jay · CIK 0001509764 · Director · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 10,924

Underlying: Common Stock · 10,924 shares

Expires 2026-02-18

F1 · security: This Form 4 is filed jointly by LIF Vista, LLC ("LIF Vista"), Labor Impact Fund, L.P. ("Labor Fund"), LIF AIV 1, L.P. ("LIF AIV"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, LLC ("GCM V") and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · ownership.nature: Represents securities awarded to James DiMola in his capacity as a director of the Issuer. Mr. DiMola currently serves as LIF Vista's director designee on the Board of Directors of the Issuer. In connection with this arrangement, any equity-based securities awarded to Mr. DiMola in his capacity as a director of the Issuer will be held by Mr. DiMola on behalf of LIF Vista or its affiliates, transferred by Mr. DiMola to LIF Vista or its affiliates, and/or sold by Mr. DiMola, with the proceeds of such sale to be remitted to LIF Vista or its affiliates, in each case as directed by LIF Vista. Accordingly, LIF Vista and the other Reporting Persons may be deemed to have a pecuniary interest in these securities when awarded to Mr. DiMola for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.

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February 13, 2025 Filed Feb 18, 2025 22:27 UTC SHENANDOAH TELECOMMUNICATIONS CO/VA/ SHEN · Entity 2567 Disposition to issuerRestricted Stock Unit · Derivative 4,751 $0.00 $0.00
Disclosure

SEC source: 0000921895-25-000527 · form410826004she_02182025.xml · derivative · entry 3

GCM Grosvenor Inc. · CIK 0001819796 · Director · See Explanation of Responses

LIF Vista, LLC · CIK 0002023024 · Director · See Explanation of Responses

Labor Impact Fund, L.P. · CIK 0001751369 · Director · See Explanation of Responses

LIF AIV 1, L.P. · CIK 0002023029 · Director · See Explanation of Responses

GCM Investments GP, LLC · CIK 0001743984 · Director · See Explanation of Responses

Grosvenor Capital Management Holdings, LLLP · CIK 0001743986 · Director · See Explanation of Responses

GCM Grosvenor Holdings, LLC · CIK 0001939480 · Director · See Explanation of Responses

GCM V, LLC · CIK 0001831172 · Director · See Explanation of Responses

Sacks Michael Jay · CIK 0001509764 · Director · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 4,751 shares

Expires 2025-02-13

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · ownership.nature: Represents securities awarded to James DiMola in his capacity as a director of the Issuer. Mr. DiMola currently serves as LIF Vista's director designee on the Board of Directors of the Issuer. In connection with this arrangement, any equity-based securities awarded to Mr. DiMola in his capacity as a director of the Issuer will be held by Mr. DiMola on behalf of LIF Vista or its affiliates, transferred by Mr. DiMola to LIF Vista or its affiliates, and/or sold by Mr. DiMola, with the proceeds of such sale to be remitted to LIF Vista or its affiliates, in each case as directed by LIF Vista. Accordingly, LIF Vista and the other Reporting Persons may be deemed to have a pecuniary interest in these securities when awarded to Mr. DiMola for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, and such securities were transferred by Mr. DiMola to LIF Vista upon vesting at the direction of LIF Vista.

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February 13, 2025 Filed Feb 18, 2025 22:27 UTC SHENANDOAH TELECOMMUNICATIONS CO/VA/ SHEN · Entity 2567 Exercise / conversionCommon Stock 4,751 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-25-000527 · form410826004she_02182025.xml · nonDerivative · entry 1

GCM Grosvenor Inc. · CIK 0001819796 · Director · See Explanation of Responses

LIF Vista, LLC · CIK 0002023024 · Director · See Explanation of Responses

Labor Impact Fund, L.P. · CIK 0001751369 · Director · See Explanation of Responses

LIF AIV 1, L.P. · CIK 0002023029 · Director · See Explanation of Responses

GCM Investments GP, LLC · CIK 0001743984 · Director · See Explanation of Responses

Grosvenor Capital Management Holdings, LLLP · CIK 0001743986 · Director · See Explanation of Responses

GCM Grosvenor Holdings, LLC · CIK 0001939480 · Director · See Explanation of Responses

GCM V, LLC · CIK 0001831172 · Director · See Explanation of Responses

Sacks Michael Jay · CIK 0001509764 · Director · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 4,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This Form 4 is filed jointly by LIF Vista, LLC ("LIF Vista"), Labor Impact Fund, L.P. ("Labor Fund"), LIF AIV 1, L.P. ("LIF AIV"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, LLC ("GCM V") and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · ownership.nature: Represents securities awarded to James DiMola in his capacity as a director of the Issuer. Mr. DiMola currently serves as LIF Vista's director designee on the Board of Directors of the Issuer. In connection with this arrangement, any equity-based securities awarded to Mr. DiMola in his capacity as a director of the Issuer will be held by Mr. DiMola on behalf of LIF Vista or its affiliates, transferred by Mr. DiMola to LIF Vista or its affiliates, and/or sold by Mr. DiMola, with the proceeds of such sale to be remitted to LIF Vista or its affiliates, in each case as directed by LIF Vista. Accordingly, LIF Vista and the other Reporting Persons may be deemed to have a pecuniary interest in these securities when awarded to Mr. DiMola for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, and such securities were transferred by Mr. DiMola to LIF Vista upon vesting at the direction of LIF Vista.

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July 30, 2024 Filed Aug 1, 2024 21:28 UTC SHENANDOAH TELECOMMUNICATIONS CO/VA/ SHEN · Entity 2567 GrantRestricted Stock Unit · Derivative 4,751 $0.00 $0.00
Disclosure

SEC source: 0000921895-24-001670 · form410826004she_08012024.xml · derivative · entry 2

GCM Grosvenor Inc. · CIK 0001819796 · Director · See Explanation of Responses

LIF Vista, LLC · CIK 0002023024 · Director · See Explanation of Responses

Labor Impact Fund, L.P. · CIK 0001751369 · Director · See Explanation of Responses

LIF AIV 1, L.P. · CIK 0002023029 · Director · See Explanation of Responses

GCM Investments GP, LLC · CIK 0001743984 · Director · See Explanation of Responses

Grosvenor Capital Management Holdings, LLLP · CIK 0001743986 · Director · See Explanation of Responses

GCM Grosvenor Holdings, LLC · CIK 0001939480 · Director · See Explanation of Responses

GCM V, LLC · CIK 0001831172 · Director · See Explanation of Responses

Sacks Michael Jay · CIK 0001509764 · Director · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 4,751

Underlying: Common Stock · 4,751 shares

Expires 2025-02-13

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · ownership.nature: Represents securities awarded to James DiMola in his capacity as a director of the Issuer. Mr. DiMola currently serves as LIF Vista's director designee on the Board of Directors of the Issuer. In connection with this arrangement, any equity-based securities awarded to Mr. DiMola in his capacity as a director of the Issuer will be held by Mr. DiMola on behalf of LIF Vista or its affiliates, transferred by Mr. DiMola to LIF Vista or its affiliates, and/or sold by Mr. DiMola, with the proceeds of such sale to be remitted to LIF Vista or its affiliates, in each case as directed by LIF Vista. Accordingly, LIF Vista and the other Reporting Persons may be deemed to have a pecuniary interest in these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.

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September 21, 2023 Filed Sep 25, 2023 23:59 UTC Maplebear Inc. CART · Entity 3475 ConversionSeries G Preferred Stock · Derivative 519,838 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-23-002235 · form410826003b_09252023.xml · derivative · entry 9

GCM Grosvenor Inc. · CIK 0001819796 · See Explanation of Responses

10b5-1 filing: No plan indicated

Ownership: Indirect · By GCM Grosvenor IC SPV 2, LLC

Disclosed balance after: 0

Underlying: Common Stock · 519,838 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This Form 4 is filed jointly by GCM Grosvenor IC SPV, LLC ("GCM SPV"), GCM Grosvenor IC SPV 2, LLC ("GCM SPV2"), Grosvenor Capital Management, L.P. ("Grosvenor Capital Management"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM, L.L.C., GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, L.L.C. ("GCM V"), GCM Special Opportunities Master Fund, Ltd. ("SOF"), and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock (the "Shares").

F2 · security: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission.

F3 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted into Shares on a 1:1 basis.

F3 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted into Shares on a 1:1 basis.

F3 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted into Shares on a 1:1 basis.

F3 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted into Shares on a 1:1 basis.

F5 · ownership.nature: Securities owned directly by GCM SPV2. GCM GP, as the managing member of GCM SPV2, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. Grosvenor Capital Management, as the investment manager of GCM SPV2, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities.

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September 21, 2023 Filed Sep 25, 2023 23:59 UTC Maplebear Inc. CART · Entity 3475 ConversionSeries F Preferred Stock · Derivative 6,725,378 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-23-002235 · form410826003b_09252023.xml · derivative · entry 8

GCM Grosvenor Inc. · CIK 0001819796 · See Explanation of Responses

10b5-1 filing: No plan indicated

Ownership: Indirect · By GCM Grosvenor IC SPV, LLC

Disclosed balance after: 0

Underlying: Common Stock · 6,725,378 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This Form 4 is filed jointly by GCM Grosvenor IC SPV, LLC ("GCM SPV"), GCM Grosvenor IC SPV 2, LLC ("GCM SPV2"), Grosvenor Capital Management, L.P. ("Grosvenor Capital Management"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM, L.L.C., GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, L.L.C. ("GCM V"), GCM Special Opportunities Master Fund, Ltd. ("SOF"), and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock (the "Shares").

F2 · security: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission.

F3 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted into Shares on a 1:1 basis.

F3 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted into Shares on a 1:1 basis.

F3 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted into Shares on a 1:1 basis.

F3 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted into Shares on a 1:1 basis.

F4 · ownership.nature: Securities owned directly by GCM SPV. GCM GP, as the managing member of GCM SPV, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. Grosvenor Capital Management, as the investment manager of GCM SPV, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities.

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September 21, 2023 Filed Sep 25, 2023 23:59 UTC Maplebear Inc. CART · Entity 3475 ConversionSeries A Preferred Stock · Derivative 1,167,115 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-23-002235 · form410826003b_09252023.xml · derivative · entry 7

GCM Grosvenor Inc. · CIK 0001819796 · See Explanation of Responses

10b5-1 filing: No plan indicated

Ownership: Indirect · By GCM Grosvenor IC SPV, LLC

Disclosed balance after: 0

Underlying: Common Stock · 1,167,115 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This Form 4 is filed jointly by GCM Grosvenor IC SPV, LLC ("GCM SPV"), GCM Grosvenor IC SPV 2, LLC ("GCM SPV2"), Grosvenor Capital Management, L.P. ("Grosvenor Capital Management"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM, L.L.C., GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, L.L.C. ("GCM V"), GCM Special Opportunities Master Fund, Ltd. ("SOF"), and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock (the "Shares").

F2 · security: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission.

F3 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted into Shares on a 1:1 basis.

F3 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted into Shares on a 1:1 basis.

F3 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted into Shares on a 1:1 basis.

F3 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted into Shares on a 1:1 basis.

F4 · ownership.nature: Securities owned directly by GCM SPV. GCM GP, as the managing member of GCM SPV, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. Grosvenor Capital Management, as the investment manager of GCM SPV, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities.

Read SEC document
September 21, 2023 Filed Sep 25, 2023 23:59 UTC Maplebear Inc. CART · Entity 3475 PurchaseCommon Stock 60,000 $30.00 $1,800,000.00
Disclosure

SEC source: 0000921895-23-002235 · form410826003b_09252023.xml · nonDerivative · entry 6

GCM Grosvenor Inc. · CIK 0001819796 · See Explanation of Responses

10b5-1 filing: No plan indicated

Ownership: Indirect · By GCM Special Opportunities Master Fund, Ltd.

Disclosed balance after: 60,000

F1 · security: This Form 4 is filed jointly by GCM Grosvenor IC SPV, LLC ("GCM SPV"), GCM Grosvenor IC SPV 2, LLC ("GCM SPV2"), Grosvenor Capital Management, L.P. ("Grosvenor Capital Management"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM, L.L.C., GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, L.L.C. ("GCM V"), GCM Special Opportunities Master Fund, Ltd. ("SOF"), and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock (the "Shares").

F2 · security: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission.

F6 · ownership.nature: Securities owned directly by SOF. Grosvenor Capital Management, as the investment manager of SOF, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities.

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September 21, 2023 Filed Sep 25, 2023 23:59 UTC Maplebear Inc. CART · Entity 3475 OtherCommon Stock 26,456 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-23-002235 · form410826003b_09252023.xml · nonDerivative · entry 5

GCM Grosvenor Inc. · CIK 0001819796 · See Explanation of Responses

10b5-1 filing: No plan indicated

Ownership: Indirect · By GCM Grosvenor IC SPV 2, LLC

Disclosed balance after: 1,052,703

F1 · security: This Form 4 is filed jointly by GCM Grosvenor IC SPV, LLC ("GCM SPV"), GCM Grosvenor IC SPV 2, LLC ("GCM SPV2"), Grosvenor Capital Management, L.P. ("Grosvenor Capital Management"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM, L.L.C., GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, L.L.C. ("GCM V"), GCM Special Opportunities Master Fund, Ltd. ("SOF"), and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock (the "Shares").

F2 · security: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission.

F7 · kind: Each share of Non-Voting Common Stock was automatically converted into one Share in connection with the closing of the Issuer's initial public offering.

F7 · price: Each share of Non-Voting Common Stock was automatically converted into one Share in connection with the closing of the Issuer's initial public offering.

F5 · ownership.nature: Securities owned directly by GCM SPV2. GCM GP, as the managing member of GCM SPV2, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. Grosvenor Capital Management, as the investment manager of GCM SPV2, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities.

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September 21, 2023 Filed Sep 25, 2023 23:59 UTC Maplebear Inc. CART · Entity 3475 OtherNon-Voting Common Stock 26,456 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-23-002235 · form410826003b_09252023.xml · nonDerivative · entry 4

GCM Grosvenor Inc. · CIK 0001819796 · See Explanation of Responses

10b5-1 filing: No plan indicated

Ownership: Indirect · By GCM Grosvenor IC SPV 2, LLC

Disclosed balance after: 0

F1 · security: This Form 4 is filed jointly by GCM Grosvenor IC SPV, LLC ("GCM SPV"), GCM Grosvenor IC SPV 2, LLC ("GCM SPV2"), Grosvenor Capital Management, L.P. ("Grosvenor Capital Management"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM, L.L.C., GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, L.L.C. ("GCM V"), GCM Special Opportunities Master Fund, Ltd. ("SOF"), and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock (the "Shares").

F2 · security: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission.

F7 · kind: Each share of Non-Voting Common Stock was automatically converted into one Share in connection with the closing of the Issuer's initial public offering.

F7 · price: Each share of Non-Voting Common Stock was automatically converted into one Share in connection with the closing of the Issuer's initial public offering.

F5 · ownership.nature: Securities owned directly by GCM SPV2. GCM GP, as the managing member of GCM SPV2, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. Grosvenor Capital Management, as the investment manager of GCM SPV2, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities.

Read SEC document
September 21, 2023 Filed Sep 25, 2023 23:59 UTC Maplebear Inc. CART · Entity 3475 ConversionCommon Stock 519,838 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-23-002235 · form410826003b_09252023.xml · nonDerivative · entry 3

GCM Grosvenor Inc. · CIK 0001819796 · See Explanation of Responses

10b5-1 filing: No plan indicated

Ownership: Indirect · By GCM Grosvenor IC SPV 2, LLC

Disclosed balance after: 1,026,247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This Form 4 is filed jointly by GCM Grosvenor IC SPV, LLC ("GCM SPV"), GCM Grosvenor IC SPV 2, LLC ("GCM SPV2"), Grosvenor Capital Management, L.P. ("Grosvenor Capital Management"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM, L.L.C., GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, L.L.C. ("GCM V"), GCM Special Opportunities Master Fund, Ltd. ("SOF"), and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock (the "Shares").

F2 · security: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission.

F3 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted into Shares on a 1:1 basis.

F5 · ownership.nature: Securities owned directly by GCM SPV2. GCM GP, as the managing member of GCM SPV2, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. Grosvenor Capital Management, as the investment manager of GCM SPV2, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities.

Read SEC document
September 21, 2023 Filed Sep 25, 2023 23:59 UTC Maplebear Inc. CART · Entity 3475 ConversionCommon Stock 6,725,378 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-23-002235 · form410826003b_09252023.xml · nonDerivative · entry 2

GCM Grosvenor Inc. · CIK 0001819796 · See Explanation of Responses

10b5-1 filing: No plan indicated

Ownership: Indirect · By GCM Grosvenor IC SPV, LLC

Disclosed balance after: 7,892,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This Form 4 is filed jointly by GCM Grosvenor IC SPV, LLC ("GCM SPV"), GCM Grosvenor IC SPV 2, LLC ("GCM SPV2"), Grosvenor Capital Management, L.P. ("Grosvenor Capital Management"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM, L.L.C., GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, L.L.C. ("GCM V"), GCM Special Opportunities Master Fund, Ltd. ("SOF"), and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock (the "Shares").

F2 · security: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission.

F3 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted into Shares on a 1:1 basis.

F4 · ownership.nature: Securities owned directly by GCM SPV. GCM GP, as the managing member of GCM SPV, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. Grosvenor Capital Management, as the investment manager of GCM SPV, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities.

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September 21, 2023 Filed Sep 25, 2023 23:59 UTC Maplebear Inc. CART · Entity 3475 ConversionCommon Stock 1,167,115 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-23-002235 · form410826003b_09252023.xml · nonDerivative · entry 1

GCM Grosvenor Inc. · CIK 0001819796 · See Explanation of Responses

10b5-1 filing: No plan indicated

Ownership: Indirect · By GCM Grosvenor IC SPV, LLC

Disclosed balance after: 1,167,115

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This Form 4 is filed jointly by GCM Grosvenor IC SPV, LLC ("GCM SPV"), GCM Grosvenor IC SPV 2, LLC ("GCM SPV2"), Grosvenor Capital Management, L.P. ("Grosvenor Capital Management"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM, L.L.C., GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, L.L.C. ("GCM V"), GCM Special Opportunities Master Fund, Ltd. ("SOF"), and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock (the "Shares").

F2 · security: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission.

F3 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted into Shares on a 1:1 basis.

F4 · ownership.nature: Securities owned directly by GCM SPV. GCM GP, as the managing member of GCM SPV, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. Grosvenor Capital Management, as the investment manager of GCM SPV, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities.

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September 20, 2023 Filed Sep 22, 2023 01:21 UTC Maplebear Inc. CART · Entity 3475 SaleCommon Stock 50 $32.05 $1,602.52
Disclosure

SEC source: 0001193805-23-001311 · e618953_4-maplebear.xml · nonDerivative · entry 12

Grosvenor Capital Management, L.P. · CIK 0001403169 · See Explanation of Responses

GCM Investments GP, LLC · CIK 0001743984 · See Explanation of Responses

Grosvenor Capital Management Holdings, LLLP · CIK 0001743986 · See Explanation of Responses

GCM, L.L.C. · CIK 0001744289 · See Explanation of Responses

GCM Grosvenor Holdings, LLC · CIK 0001939480 · See Explanation of Responses

GCM Grosvenor Inc. · CIK 0001819796 · See Explanation of Responses

GCM V, LLC · CIK 0001831172 · See Explanation of Responses

Sacks Michael Jay · CIK 0001509764 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GCM Grosvenor Equity Opportunities Master Fund, L.P.

Disclosed balance after: 0

F1 · security: This Form 4 is filed jointly by GCM Grosvenor Equity Opportunities Master Fund, L.P. ("EOM"), Grosvenor Capital Management, L.P. ("Grosvenor Capital Management"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM, L.L.C., GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, L.L.C. ("GCM V") and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock (the "Shares").

F2 · security: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Securities owned directly by EOM. GCM GP, as the general partner of EOM, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. Grosvenor Capital Management, as the investment manager of EOM, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities.

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September 20, 2023 Filed Sep 22, 2023 01:21 UTC Maplebear Inc. CART · Entity 3475 SaleCommon Stock 21 $32.05 $673.06
Disclosure

SEC source: 0001193805-23-001311 · e618953_4-maplebear.xml · nonDerivative · entry 11

Grosvenor Capital Management, L.P. · CIK 0001403169 · See Explanation of Responses

GCM Investments GP, LLC · CIK 0001743984 · See Explanation of Responses

Grosvenor Capital Management Holdings, LLLP · CIK 0001743986 · See Explanation of Responses

GCM, L.L.C. · CIK 0001744289 · See Explanation of Responses

GCM Grosvenor Holdings, LLC · CIK 0001939480 · See Explanation of Responses

GCM Grosvenor Inc. · CIK 0001819796 · See Explanation of Responses

GCM V, LLC · CIK 0001831172 · See Explanation of Responses

Sacks Michael Jay · CIK 0001509764 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GCM Grosvenor Equity Opportunities Master Fund, L.P.

Disclosed balance after: 50

F1 · security: This Form 4 is filed jointly by GCM Grosvenor Equity Opportunities Master Fund, L.P. ("EOM"), Grosvenor Capital Management, L.P. ("Grosvenor Capital Management"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM, L.L.C., GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, L.L.C. ("GCM V") and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock (the "Shares").

F2 · security: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Securities owned directly by EOM. GCM GP, as the general partner of EOM, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. Grosvenor Capital Management, as the investment manager of EOM, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities.

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September 19, 2023 Filed Sep 22, 2023 01:21 UTC Maplebear Inc. CART · Entity 3475 SaleCommon Stock 253 $42.00 $10,626.00
Disclosure

SEC source: 0001193805-23-001311 · e618953_4-maplebear.xml · nonDerivative · entry 10

Grosvenor Capital Management, L.P. · CIK 0001403169 · See Explanation of Responses

GCM Investments GP, LLC · CIK 0001743984 · See Explanation of Responses

Grosvenor Capital Management Holdings, LLLP · CIK 0001743986 · See Explanation of Responses

GCM, L.L.C. · CIK 0001744289 · See Explanation of Responses

GCM Grosvenor Holdings, LLC · CIK 0001939480 · See Explanation of Responses

GCM Grosvenor Inc. · CIK 0001819796 · See Explanation of Responses

GCM V, LLC · CIK 0001831172 · See Explanation of Responses

Sacks Michael Jay · CIK 0001509764 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GCM Grosvenor Equity Opportunities Master Fund, L.P.

Disclosed balance after: 71

F1 · security: This Form 4 is filed jointly by GCM Grosvenor Equity Opportunities Master Fund, L.P. ("EOM"), Grosvenor Capital Management, L.P. ("Grosvenor Capital Management"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM, L.L.C., GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, L.L.C. ("GCM V") and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock (the "Shares").

F2 · security: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Securities owned directly by EOM. GCM GP, as the general partner of EOM, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. Grosvenor Capital Management, as the investment manager of EOM, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities.

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September 19, 2023 Filed Sep 22, 2023 01:21 UTC Maplebear Inc. CART · Entity 3475 SaleCommon Stock 5,753 $34.21 $196,792.87
Disclosure

SEC source: 0001193805-23-001311 · e618953_4-maplebear.xml · nonDerivative · entry 9

Grosvenor Capital Management, L.P. · CIK 0001403169 · See Explanation of Responses

GCM Investments GP, LLC · CIK 0001743984 · See Explanation of Responses

Grosvenor Capital Management Holdings, LLLP · CIK 0001743986 · See Explanation of Responses

GCM, L.L.C. · CIK 0001744289 · See Explanation of Responses

GCM Grosvenor Holdings, LLC · CIK 0001939480 · See Explanation of Responses

GCM Grosvenor Inc. · CIK 0001819796 · See Explanation of Responses

GCM V, LLC · CIK 0001831172 · See Explanation of Responses

Sacks Michael Jay · CIK 0001509764 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GCM Grosvenor Equity Opportunities Master Fund, L.P.

Disclosed balance after: 324

F1 · security: This Form 4 is filed jointly by GCM Grosvenor Equity Opportunities Master Fund, L.P. ("EOM"), Grosvenor Capital Management, L.P. ("Grosvenor Capital Management"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM, L.L.C., GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, L.L.C. ("GCM V") and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock (the "Shares").

F2 · security: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Securities owned directly by EOM. GCM GP, as the general partner of EOM, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. Grosvenor Capital Management, as the investment manager of EOM, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities.

Read SEC document
September 19, 2023 Filed Sep 22, 2023 01:21 UTC Maplebear Inc. CART · Entity 3475 SaleCommon Stock 184 $42.00 $7,728.00
Disclosure

SEC source: 0001193805-23-001311 · e618953_4-maplebear.xml · nonDerivative · entry 8

Grosvenor Capital Management, L.P. · CIK 0001403169 · See Explanation of Responses

GCM Investments GP, LLC · CIK 0001743984 · See Explanation of Responses

Grosvenor Capital Management Holdings, LLLP · CIK 0001743986 · See Explanation of Responses

GCM, L.L.C. · CIK 0001744289 · See Explanation of Responses

GCM Grosvenor Holdings, LLC · CIK 0001939480 · See Explanation of Responses

GCM Grosvenor Inc. · CIK 0001819796 · See Explanation of Responses

GCM V, LLC · CIK 0001831172 · See Explanation of Responses

Sacks Michael Jay · CIK 0001509764 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GCM Grosvenor Equity Opportunities Master Fund, L.P.

Disclosed balance after: 6,077

F1 · security: This Form 4 is filed jointly by GCM Grosvenor Equity Opportunities Master Fund, L.P. ("EOM"), Grosvenor Capital Management, L.P. ("Grosvenor Capital Management"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM, L.L.C., GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, L.L.C. ("GCM V") and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock (the "Shares").

F2 · security: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Securities owned directly by EOM. GCM GP, as the general partner of EOM, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. Grosvenor Capital Management, as the investment manager of EOM, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities.

Read SEC document
September 19, 2023 Filed Sep 22, 2023 01:21 UTC Maplebear Inc. CART · Entity 3475 SaleCommon Stock 46 $41.78 $1,921.81
Disclosure

SEC source: 0001193805-23-001311 · e618953_4-maplebear.xml · nonDerivative · entry 7

Grosvenor Capital Management, L.P. · CIK 0001403169 · See Explanation of Responses

GCM Investments GP, LLC · CIK 0001743984 · See Explanation of Responses

Grosvenor Capital Management Holdings, LLLP · CIK 0001743986 · See Explanation of Responses

GCM, L.L.C. · CIK 0001744289 · See Explanation of Responses

GCM Grosvenor Holdings, LLC · CIK 0001939480 · See Explanation of Responses

GCM Grosvenor Inc. · CIK 0001819796 · See Explanation of Responses

GCM V, LLC · CIK 0001831172 · See Explanation of Responses

Sacks Michael Jay · CIK 0001509764 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GCM Grosvenor Equity Opportunities Master Fund, L.P.

Disclosed balance after: 6,261

F1 · security: This Form 4 is filed jointly by GCM Grosvenor Equity Opportunities Master Fund, L.P. ("EOM"), Grosvenor Capital Management, L.P. ("Grosvenor Capital Management"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM, L.L.C., GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, L.L.C. ("GCM V") and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock (the "Shares").

F2 · security: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Securities owned directly by EOM. GCM GP, as the general partner of EOM, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. Grosvenor Capital Management, as the investment manager of EOM, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities.

Read SEC document
September 19, 2023 Filed Sep 22, 2023 01:21 UTC Maplebear Inc. CART · Entity 3475 SaleCommon Stock 20 $41.78 $835.57
Disclosure

SEC source: 0001193805-23-001311 · e618953_4-maplebear.xml · nonDerivative · entry 6

Grosvenor Capital Management, L.P. · CIK 0001403169 · See Explanation of Responses

GCM Investments GP, LLC · CIK 0001743984 · See Explanation of Responses

Grosvenor Capital Management Holdings, LLLP · CIK 0001743986 · See Explanation of Responses

GCM, L.L.C. · CIK 0001744289 · See Explanation of Responses

GCM Grosvenor Holdings, LLC · CIK 0001939480 · See Explanation of Responses

GCM Grosvenor Inc. · CIK 0001819796 · See Explanation of Responses

GCM V, LLC · CIK 0001831172 · See Explanation of Responses

Sacks Michael Jay · CIK 0001509764 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GCM Grosvenor Equity Opportunities Master Fund, L.P.

Disclosed balance after: 6,307

F1 · security: This Form 4 is filed jointly by GCM Grosvenor Equity Opportunities Master Fund, L.P. ("EOM"), Grosvenor Capital Management, L.P. ("Grosvenor Capital Management"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM, L.L.C., GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, L.L.C. ("GCM V") and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock (the "Shares").

F2 · security: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Securities owned directly by EOM. GCM GP, as the general partner of EOM, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. Grosvenor Capital Management, as the investment manager of EOM, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities.

Read SEC document
September 19, 2023 Filed Sep 22, 2023 01:21 UTC Maplebear Inc. CART · Entity 3475 PurchaseCommon Stock 253 $30.00 $7,590.00
Disclosure

SEC source: 0001193805-23-001311 · e618953_4-maplebear.xml · nonDerivative · entry 5

Grosvenor Capital Management, L.P. · CIK 0001403169 · See Explanation of Responses

GCM Investments GP, LLC · CIK 0001743984 · See Explanation of Responses

Grosvenor Capital Management Holdings, LLLP · CIK 0001743986 · See Explanation of Responses

GCM, L.L.C. · CIK 0001744289 · See Explanation of Responses

GCM Grosvenor Holdings, LLC · CIK 0001939480 · See Explanation of Responses

GCM Grosvenor Inc. · CIK 0001819796 · See Explanation of Responses

GCM V, LLC · CIK 0001831172 · See Explanation of Responses

Sacks Michael Jay · CIK 0001509764 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GCM Grosvenor Equity Opportunities Master Fund, L.P.

Disclosed balance after: 6,327

F1 · security: This Form 4 is filed jointly by GCM Grosvenor Equity Opportunities Master Fund, L.P. ("EOM"), Grosvenor Capital Management, L.P. ("Grosvenor Capital Management"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM, L.L.C., GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, L.L.C. ("GCM V") and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock (the "Shares").

F2 · security: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Securities owned directly by EOM. GCM GP, as the general partner of EOM, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. Grosvenor Capital Management, as the investment manager of EOM, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities.

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September 19, 2023 Filed Sep 22, 2023 01:21 UTC Maplebear Inc. CART · Entity 3475 PurchaseCommon Stock 5,753 $30.00 $172,590.00
Disclosure

SEC source: 0001193805-23-001311 · e618953_4-maplebear.xml · nonDerivative · entry 4

Grosvenor Capital Management, L.P. · CIK 0001403169 · See Explanation of Responses

GCM Investments GP, LLC · CIK 0001743984 · See Explanation of Responses

Grosvenor Capital Management Holdings, LLLP · CIK 0001743986 · See Explanation of Responses

GCM, L.L.C. · CIK 0001744289 · See Explanation of Responses

GCM Grosvenor Holdings, LLC · CIK 0001939480 · See Explanation of Responses

GCM Grosvenor Inc. · CIK 0001819796 · See Explanation of Responses

GCM V, LLC · CIK 0001831172 · See Explanation of Responses

Sacks Michael Jay · CIK 0001509764 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GCM Grosvenor Equity Opportunities Master Fund, L.P.

Disclosed balance after: 6,074

F1 · security: This Form 4 is filed jointly by GCM Grosvenor Equity Opportunities Master Fund, L.P. ("EOM"), Grosvenor Capital Management, L.P. ("Grosvenor Capital Management"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM, L.L.C., GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, L.L.C. ("GCM V") and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock (the "Shares").

F2 · security: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Securities owned directly by EOM. GCM GP, as the general partner of EOM, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. Grosvenor Capital Management, as the investment manager of EOM, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities.

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September 19, 2023 Filed Sep 22, 2023 01:21 UTC Maplebear Inc. CART · Entity 3475 PurchaseCommon Stock 184 $30.00 $5,520.00
Disclosure

SEC source: 0001193805-23-001311 · e618953_4-maplebear.xml · nonDerivative · entry 3

Grosvenor Capital Management, L.P. · CIK 0001403169 · See Explanation of Responses

GCM Investments GP, LLC · CIK 0001743984 · See Explanation of Responses

Grosvenor Capital Management Holdings, LLLP · CIK 0001743986 · See Explanation of Responses

GCM, L.L.C. · CIK 0001744289 · See Explanation of Responses

GCM Grosvenor Holdings, LLC · CIK 0001939480 · See Explanation of Responses

GCM Grosvenor Inc. · CIK 0001819796 · See Explanation of Responses

GCM V, LLC · CIK 0001831172 · See Explanation of Responses

Sacks Michael Jay · CIK 0001509764 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GCM Grosvenor Equity Opportunities Master Fund, L.P.

Disclosed balance after: 321

F1 · security: This Form 4 is filed jointly by GCM Grosvenor Equity Opportunities Master Fund, L.P. ("EOM"), Grosvenor Capital Management, L.P. ("Grosvenor Capital Management"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM, L.L.C., GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, L.L.C. ("GCM V") and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock (the "Shares").

F2 · security: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Securities owned directly by EOM. GCM GP, as the general partner of EOM, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. Grosvenor Capital Management, as the investment manager of EOM, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities.

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September 19, 2023 Filed Sep 22, 2023 01:21 UTC Maplebear Inc. CART · Entity 3475 PurchaseCommon Stock 41 $30.00 $1,230.00
Disclosure

SEC source: 0001193805-23-001311 · e618953_4-maplebear.xml · nonDerivative · entry 2

Grosvenor Capital Management, L.P. · CIK 0001403169 · See Explanation of Responses

GCM Investments GP, LLC · CIK 0001743984 · See Explanation of Responses

Grosvenor Capital Management Holdings, LLLP · CIK 0001743986 · See Explanation of Responses

GCM, L.L.C. · CIK 0001744289 · See Explanation of Responses

GCM Grosvenor Holdings, LLC · CIK 0001939480 · See Explanation of Responses

GCM Grosvenor Inc. · CIK 0001819796 · See Explanation of Responses

GCM V, LLC · CIK 0001831172 · See Explanation of Responses

Sacks Michael Jay · CIK 0001509764 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GCM Grosvenor Equity Opportunities Master Fund, L.P.

Disclosed balance after: 137

F1 · security: This Form 4 is filed jointly by GCM Grosvenor Equity Opportunities Master Fund, L.P. ("EOM"), Grosvenor Capital Management, L.P. ("Grosvenor Capital Management"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM, L.L.C., GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, L.L.C. ("GCM V") and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock (the "Shares").

F2 · security: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Securities owned directly by EOM. GCM GP, as the general partner of EOM, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. Grosvenor Capital Management, as the investment manager of EOM, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities.

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September 19, 2023 Filed Sep 22, 2023 01:21 UTC Maplebear Inc. CART · Entity 3475 PurchaseCommon Stock 96 $30.00 $2,880.00
Disclosure

SEC source: 0001193805-23-001311 · e618953_4-maplebear.xml · nonDerivative · entry 1

Grosvenor Capital Management, L.P. · CIK 0001403169 · See Explanation of Responses

GCM Investments GP, LLC · CIK 0001743984 · See Explanation of Responses

Grosvenor Capital Management Holdings, LLLP · CIK 0001743986 · See Explanation of Responses

GCM, L.L.C. · CIK 0001744289 · See Explanation of Responses

GCM Grosvenor Holdings, LLC · CIK 0001939480 · See Explanation of Responses

GCM Grosvenor Inc. · CIK 0001819796 · See Explanation of Responses

GCM V, LLC · CIK 0001831172 · See Explanation of Responses

Sacks Michael Jay · CIK 0001509764 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GCM Grosvenor Equity Opportunities Master Fund, L.P.

Disclosed balance after: 96

F1 · security: This Form 4 is filed jointly by GCM Grosvenor Equity Opportunities Master Fund, L.P. ("EOM"), Grosvenor Capital Management, L.P. ("Grosvenor Capital Management"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM, L.L.C., GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, L.L.C. ("GCM V") and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock (the "Shares").

F2 · security: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Securities owned directly by EOM. GCM GP, as the general partner of EOM, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. Grosvenor Capital Management, as the investment manager of EOM, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.