TapewireFind a company

person · Reporting owner

Keeney Scott H

Disclosed activity across 1 company

Tapewire entity
20033
SEC CIK
0001738235

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NLIGHT, INC.LASR · Entity 4397Director · President and CEOSeptember 08, 2026September 10, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NLIGHT, INC.

Report date September 08, 2026 · Filed September 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,960,034 Last balance in matching sequence After 2026-09-09 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rows

Row 1 · 2026-09-08 · Sale · Disposed 46,521 · Balance 2,128,765

F2: The reported transaction involves sale transactions from $40.18 to $41.17 per share. The weighted average price per share was $40.75. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

F1: This reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2026.

F3: Includes common stock owned and unvested restricted stock units.

Row 2 · 2026-09-08 · Sale · Disposed 67,651 · Balance 2,061,114

F4: The reported transaction involves sale transactions from $41.18 to $42.17 per share. The weighted average price per share was $41.69. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

F1: This reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2026.

F3: Includes common stock owned and unvested restricted stock units.

Row 3 · 2026-09-08 · Sale · Disposed 1,080 · Balance 2,060,034

F5: The reported transaction involves sale transactions from $42.18 to $42.27 per share. The weighted average price per share was $42.20. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

F1: This reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2026.

F3: Includes common stock owned and unvested restricted stock units.

Row 4 · 2026-09-09 · Sale · Disposed 100,000 · Balance 1,960,034

F6: The reported transaction involves sale transactions from $40.69 to $41.62 per share. The weighted average price per share was $41.01. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

F1: This reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2026.

F3: Includes common stock owned and unvested restricted stock units.

Common StockSEC Table I · non-derivativeIndirectBy Keeney Family Revocable Trust501 Reported balance Holding disclosure · report date 2026-09-08 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 501

F7: Keeney Family Revocable Trust is a revocable living trust for which the reporting person and his spouse are trustees.

Filing footnotes · ownership attribution and instrument terms

F1: This reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2026.

F2: The reported transaction involves sale transactions from $40.18 to $41.17 per share. The weighted average price per share was $40.75. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

F3: Includes common stock owned and unvested restricted stock units.

F4: The reported transaction involves sale transactions from $41.18 to $42.17 per share. The weighted average price per share was $41.69. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

F5: The reported transaction involves sale transactions from $42.18 to $42.27 per share. The weighted average price per share was $42.20. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

F6: The reported transaction involves sale transactions from $40.69 to $41.62 per share. The weighted average price per share was $41.01. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

F7: Keeney Family Revocable Trust is a revocable living trust for which the reporting person and his spouse are trustees.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2021 Filed Feb 5, 2021 17:18 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionCommon Stock 133,596 $0.75 $100,197.00
Disclosure

SEC source: 0001124796-21-000034 · wf-form4_161254549294458.xml · nonDerivative · entry 3

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 568,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes vested and unvested awards of restricted stock.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 17:18 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionCommon Stock 6,404 $0.75 $4,803.00
Disclosure

SEC source: 0001124796-21-000034 · wf-form4_161254549294458.xml · nonDerivative · entry 2

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes vested and unvested awards of restricted stock.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 17:18 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionCommon Stock 60,000 $0.75 $45,000.00
Disclosure

SEC source: 0001124796-21-000034 · wf-form4_161254549294458.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes vested and unvested awards of restricted stock.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 17:45 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-21-000018 · wf-form4_161012792299415.xml · derivative · entry 3

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,025

Underlying: Common Stock · 50,000 shares

Expires 2025-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 17:45 UTC NLIGHT, INC. LASR · Entity 4397 SaleCommon Stock 50,000 $32.25 $1,612,500.00
Disclosure

SEC source: 0001124796-21-000018 · wf-form4_161012792299415.xml · nonDerivative · entry 2

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,665

F2 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported transaction involves sale transactions from $31.61 to $32.83 per share. The weighted average price per share was $32.25. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

F1 · balance_after: Includes vested and unvested awards of restricted stock.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 17:45 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionCommon Stock 50,000 $0.75 $37,500.00
Disclosure

SEC source: 0001124796-21-000018 · wf-form4_161012792299415.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes vested and unvested awards of restricted stock.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 17:01 UTC NLIGHT, INC. LASR · Entity 4397 Tax withholdingCommon Stock 1,279 $32.65 $41,759.35
Disclosure

SEC source: 0001124796-21-000002 · wf-form4_160977967147763.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,665

F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person.

F2 · balance_after: Includes vested and unvested shares of restricted stock.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 15:58 UTC NLIGHT, INC. LASR · Entity 4397 SaleCommon Stock 109,162 $33.70 $3,678,759.40
Disclosure

SEC source: 0001124796-20-000172 · wf-form4_160865269683435.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,944

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported transaction involves sale transactions from $33.21 to $34.49 per share. The weighted average price per share was $33.70. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 16:32 UTC NLIGHT, INC. LASR · Entity 4397 GiftCommon Stock 3,782 $0.00 $0.00
Disclosure

SEC source: 0001124796-20-000170 · wf-form4_160822273162560.xml · nonDerivative · entry 2

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,106

F2 · kind: This transaction represents a gift/charitable donation. No value was received for the gifted shares.

F3 · acquired: Transaction was voluntarily reported.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 16:32 UTC NLIGHT, INC. LASR · Entity 4397 SaleCommon Stock 5,000 $33.35 $166,750.00
Disclosure

SEC source: 0001124796-20-000170 · wf-form4_160822273162560.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,888

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 21:04 UTC NLIGHT, INC. LASR · Entity 4397 SaleCommon Stock 5,000 $27.71 $138,550.00
Disclosure

SEC source: 0001124796-20-000166 · wf-form4_160564707043704.xml · nonDerivative · entry 2

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,888

F2 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported transaction involves sale transactions from $27.48 to $28.29 per share. The weighted average price per share was $27.71. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 21:04 UTC NLIGHT, INC. LASR · Entity 4397 GrantCommon Stock 429 $18.17 $7,794.93
Disclosure

SEC source: 0001124796-20-000166 · wf-form4_160564707043704.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,888

F1 · shares: Shares purchased pursuant to the nLIGHT, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of May 15, 2020 through November 13, 2020. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on May 15, 2020.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 19:09 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-20-000149 · wf-form4_160460335346346.xml · derivative · entry 2

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2025-04-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option vested on March 6, 2016, and five percent (5%) of the shares subject to the option vested quarterly thereafter, for a period of four years. This option became fully vested on March 6, 2020.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 19:09 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionCommon Stock 100,000 $0.75 $75,000.00
Disclosure

SEC source: 0001124796-20-000149 · wf-form4_160460335346346.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2020 Filed Oct 28, 2020 22:42 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionStock Option (Right to Buy) · Derivative 18,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-20-000139 · wf-form4_160392495787218.xml · derivative · entry 2

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,404

Underlying: Common Stock · 18,000 shares

Expires 2025-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option became fully vested and exercisable on February 26, 2016.

Read SEC document
October 27, 2020 Filed Oct 28, 2020 22:42 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionCommon Stock 18,000 $0.75 $13,500.00
Disclosure

SEC source: 0001124796-20-000139 · wf-form4_160392495787218.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 19:50 UTC NLIGHT, INC. LASR · Entity 4397 SaleCommon Stock 5,000 $22.68 $113,400.00
Disclosure

SEC source: 0001124796-20-000137 · wf-form4_160313702234718.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,459

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported transaction involves sale transactions from $22.27 to $22.97 per share. The weighted average price per share was $22.68. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes vested and unvested shares of restricted stock.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 23:44 UTC NLIGHT, INC. LASR · Entity 4397 Tax withholdingCommon Stock 1,278 $23.48 $30,007.44
Disclosure

SEC source: 0001124796-20-000135 · wf-form4_160159586351558.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,459

F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person.

F2 · balance_after: Includes vested and unvested shares of restricted stock.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 19:41 UTC NLIGHT, INC. LASR · Entity 4397 SaleCommon Stock 5,000 $22.16 $110,800.00
Disclosure

SEC source: 0001124796-20-000131 · wf-form4_160037165689687.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,737

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported transaction involves sale transactions from $21.62 to $22.45 per share. The weighted average price per share was $22.16. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes vested and unvested awards of restricted stock.

Read SEC document
September 03, 2020 Filed Sep 4, 2020 20:07 UTC NLIGHT, INC. LASR · Entity 4397 SaleCommon Stock 14,554 $22.39 $325,864.06
Disclosure

SEC source: 0001124796-20-000129 · wf-form4_159925004252026.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,737

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported transaction involves sale transactions from $21.84 to $23.38 per share. The weighted average price per share was $22.39. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes vested and unvested awards of restricted stock.

Read SEC document
August 17, 2020 Filed Aug 20, 2020 01:20 UTC NLIGHT, INC. LASR · Entity 4397 Tax withholdingCommon Stock 9,445 $24.62 $232,535.90
Disclosure

SEC source: 0001124796-20-000125 · wf-form4_159788641508973.xml · nonDerivative · entry 3

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,291

F5 · shares: Shares withheld to cover tax liability in connection with the vesting of performance restricted stock awards reported above. These shares were not issued to or sold by the reporting person.

F3 · balance_after: Includes vested and unvested awards of restricted stock.

Read SEC document
August 17, 2020 Filed Aug 20, 2020 01:20 UTC NLIGHT, INC. LASR · Entity 4397 GrantCommon Stock 48,000 $0.00 $0.00
Disclosure

SEC source: 0001124796-20-000125 · wf-form4_159788641508973.xml · nonDerivative · entry 2

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,736

F4 · shares: Vesting of performance restricted stock awards (PRSAs) issued in 2018, and total achievement at 120% as of June 30, 2020 performance measurement date. PRSAs vesting schedule as follows: 50% of total achievement on August 17, 2020 and remaining 50% on August 17, 2021.

F3 · balance_after: Includes vested and unvested awards of restricted stock.

Read SEC document
August 17, 2020 Filed Aug 20, 2020 01:20 UTC NLIGHT, INC. LASR · Entity 4397 SaleCommon Stock 5,000 $24.66 $123,300.00
Disclosure

SEC source: 0001124796-20-000125 · wf-form4_159788641508973.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,736

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported transaction involves sale transactions from $24.49 to $24.76 per share. The weighted average price per share was $24.66. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes vested and unvested awards of restricted stock.

Read SEC document
July 15, 2020 Filed Jul 21, 2020 19:01 UTC NLIGHT, INC. LASR · Entity 4397 SaleCommon Stock 5,000 $22.88 $114,400.00
Disclosure

SEC source: 0001124796-20-000116 · wf-form4_159535804650862.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,736

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported transaction involves sale transactions from $22.42 to $23.22 per share. The weighted average price per share was $22.88. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

Read SEC document
July 14, 2020 Filed Jul 16, 2020 22:53 UTC NLIGHT, INC. LASR · Entity 4397 GrantCommon Stock 120,000 $0.00 $0.00
Disclosure

SEC source: 0001124796-20-000112 · wf-form4_159493984532197.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,736

F1 · shares: Acquisition represents award of restricted stock for no cash consideration. One-fourth of the shares subject to the award vest on June 1, 2021, and one-fourth of the shares subject to the award vest in yearly installments thereafter, subject to continued service with the Company through each such vesting date.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:00 UTC NLIGHT, INC. LASR · Entity 4397 Tax withholdingCommon Stock 950 $22.26 $21,147.00
Disclosure

SEC source: 0001124796-20-000104 · wf-form4_159372004334022.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,736

F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person.

F2 · balance_after: Includes vested and unvested shares of restricted stock.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 22:31 UTC NLIGHT, INC. LASR · Entity 4397 SaleCommon Stock 5,000 $22.58 $112,900.00
Disclosure

SEC source: 0001124796-20-000100 · wf-form4_159243307554864.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,686

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported transaction involves sale transactions from $21.34 to $23.13 per share. The weighted average price per share was $22.58. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 22:16 UTC NLIGHT, INC. LASR · Entity 4397 SaleCommon Stock 26,477 $22.40 $593,084.80
Disclosure

SEC source: 0001124796-20-000078 · wf-form4_159139536831964.xml · nonDerivative · entry 3

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,686

F3 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The reported transaction involves sale transactions from $21.05 to $22.76 per share. The weighted average price per share was $22.40. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes vested and unvested awards of restricted stock.

Read SEC document
June 01, 2020 Filed Jun 5, 2020 22:16 UTC NLIGHT, INC. LASR · Entity 4397 Tax withholdingCommon Stock 8,523 $21.81 $185,886.63
Disclosure

SEC source: 0001124796-20-000078 · wf-form4_159139536831964.xml · nonDerivative · entry 2

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,163

F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock awards previously reported. These shares were not issued to or sold by the reporting person.

F2 · balance_after: Includes vested and unvested awards of restricted stock.

Read SEC document
May 18, 2020 Filed May 19, 2020 21:15 UTC NLIGHT, INC. LASR · Entity 4397 SaleCommon Stock 445 $21.49 $9,563.05
Disclosure

SEC source: 0001124796-20-000072 · wf-form4_158992294151779.xml · nonDerivative · entry 3

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,904

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
May 15, 2020 Filed May 19, 2020 21:15 UTC NLIGHT, INC. LASR · Entity 4397 GrantCommon Stock 445 $17.53 $7,800.85
Disclosure

SEC source: 0001124796-20-000072 · wf-form4_158992294151779.xml · nonDerivative · entry 2

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,349

F3 · shares: Shares purchased pursuant to the nLIGHT, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of November 15, 2019 through May 15, 2020. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on November 15, 2019.

Read SEC document
May 15, 2020 Filed May 19, 2020 21:15 UTC NLIGHT, INC. LASR · Entity 4397 SaleCommon Stock 15,000 $21.45 $321,750.00
Disclosure

SEC source: 0001124796-20-000072 · wf-form4_158992294151779.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,904

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported transaction involves sale transactions from $21.12 to $21.80 per share. The weighted average price per share was $21.45. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

Read SEC document
April 07, 2020 Filed Apr 9, 2020 21:08 UTC NLIGHT, INC. LASR · Entity 4397 GrantCommon Stock 9,742 $0.00 $0.00
Disclosure

SEC source: 0001124796-20-000049 · wf-form4_158646652123561.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,904

F1 · shares: Represents an award of restricted stock units ("RSUs") representing the contingent right to receive one share of the Issuer's common stock. One-third of RSUs vest on each of the following dates: June 30, 2020; September 30, 2020; and December 31, 2020, subject to continued service with the Company through each such vesting date.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 20:56 UTC NLIGHT, INC. LASR · Entity 4397 SaleCommon Stock 5,000 $20.02 $100,100.00
Disclosure

SEC source: 0001124796-20-000021 · wf-form4_158214580197037.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,162

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported transaction involves sale transactions from $19.48 to $20.63 per share. The weighted average price per share was $20.02. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

Read SEC document
January 15, 2020 Filed Jan 16, 2020 21:42 UTC NLIGHT, INC. LASR · Entity 4397 SaleCommon Stock 5,000 $21.16 $105,800.00
Disclosure

SEC source: 0001124796-20-000014 · wf-form4_157921091557794.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,162

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported transaction involves sale transactions from $20.90 to $21.42 per share. The weighted average price per share was $21.16. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:08 UTC NLIGHT, INC. LASR · Entity 4397 SaleCommon Stock 445 $20.11 $8,948.95
Disclosure

SEC source: 0001124796-19-000124 · wf-form4_157419769409902.xml · nonDerivative · entry 2

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,162

F2 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:08 UTC NLIGHT, INC. LASR · Entity 4397 GrantCommon Stock 445 $17.53 $7,800.85
Disclosure

SEC source: 0001124796-19-000124 · wf-form4_157419769409902.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,607

F1 · shares: Shares purchased pursuant to the nLIGHT, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of May 15, 2019 through November 15, 2019. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on November 15, 2019.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 16:58 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionStock Option (Right to Buy) · Derivative 36,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-19-000110 · wf-form4_157366432262266.xml · derivative · entry 6

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,000 shares

Expires 2025-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 16:58 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionStock Option (Right to Buy) · Derivative 24,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-19-000110 · wf-form4_157366432262266.xml · derivative · entry 5

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,000 shares

Expires 2025-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 16:58 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionStock Option (Right to Buy) · Derivative 36,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-19-000110 · wf-form4_157366432262266.xml · derivative · entry 4

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,000 shares

Expires 2025-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option became fully vested and exercisable on January 21, 2016.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 16:58 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionCommon Stock 36,000 $0.75 $27,000.00
Disclosure

SEC source: 0001124796-19-000110 · wf-form4_157366432262266.xml · nonDerivative · entry 3

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 16:58 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionCommon Stock 24,000 $0.75 $18,000.00
Disclosure

SEC source: 0001124796-19-000110 · wf-form4_157366432262266.xml · nonDerivative · entry 2

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 16:58 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionCommon Stock 36,000 $0.75 $27,000.00
Disclosure

SEC source: 0001124796-19-000110 · wf-form4_157366432262266.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2019 Filed Jun 5, 2020 22:16 UTC NLIGHT, INC. LASR · Entity 4397 Tax withholdingCommon Stock 1,218 $18.69 $22,764.42
Disclosure

SEC source: 0001124796-20-000078 · wf-form4_159139536831964.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,686

F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock awards previously reported. These shares were not issued to or sold by the reporting person.

F2 · balance_after: Includes vested and unvested awards of restricted stock.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 22:34 UTC NLIGHT, INC. LASR · Entity 4397 GrantCommon Stock 120,000 $0.00 $0.00
Disclosure

SEC source: 0001124796-19-000066 · wf-form4_155968764745680.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,162

F1 · shares: Acquisition represents award of restricted stock for no cash consideration. One-fourth of the shares subject to the award vest on June 1, 2020, and one-fourth of the shares subject to the award vest in yearly installments thereafter, subject to continued service with the Company through each such vesting date.

Read SEC document
May 17, 2019 Filed May 17, 2019 22:52 UTC NLIGHT, INC. LASR · Entity 4397 SaleCommon Stock 435 $21.33 $9,278.55
Disclosure

SEC source: 0001124796-19-000063 · wf-form4_155813352812936.xml · nonDerivative · entry 3

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,162

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The reported transaction involves sale transactions from $20.98 to $21.72 per share. The weighted average price per share was $21.33. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

Read SEC document
May 15, 2019 Filed May 17, 2019 22:52 UTC NLIGHT, INC. LASR · Entity 4397 GrantCommon Stock 435 $17.91 $7,790.85
Disclosure

SEC source: 0001124796-19-000063 · wf-form4_155813352812936.xml · nonDerivative · entry 2

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,597

F3 · shares: Shares purchased pursuant to the nLIGHT, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of November 15, 2018 through May 15, 2019. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on November 15, 2018.

Read SEC document
May 15, 2019 Filed May 17, 2019 22:52 UTC NLIGHT, INC. LASR · Entity 4397 SaleCommon Stock 4,500 $23.28 $104,760.00
Disclosure

SEC source: 0001124796-19-000063 · wf-form4_155813352812936.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,162

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported transaction involves sale transactions from $22.73 to $23.76 per share. The weighted average price per share was $23.28. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 21:02 UTC NLIGHT, INC. LASR · Entity 4397 SaleCommon Stock 4,500 $23.76 $106,920.00
Disclosure

SEC source: 0001124796-19-000042 · wf-form4_155553495502910.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,662

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported transaction involves sale transactions from $23.44 to $24.01 per share. The weighted average price per share was $23.76. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares purchased at each separate price.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:24 UTC NLIGHT, INC. LASR · Entity 4397 SaleCommon Stock 13,500 $22.01 $297,135.00
Disclosure

SEC source: 0001124796-19-000035 · wf-form4_155303066208005.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,162

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported transaction involves sale transactions from $22.00 to $22.11 per share. The weighted average price per share was $22.01. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares purchased at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.