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person · Reporting owner

Wu Steven

Disclosed activity across 1 company

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20005
SEC CIK
0002037821

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMERICAN BATTERY TECHNOLOGY CoABAT · Entity 5759Chief Operating OfficerSeptember 16, 2026September 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMERICAN BATTERY TECHNOLOGY Co

Report date September 16, 2026 · Filed September 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect474,629 Ending reported balance After 2026-09-17 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-16 · Grant · Acquired 111,667 · Balance 533,309

F1: Represents the vesting of Common Stock awarded pursuant to the terms of terms of the Reporting Person's employment agreement.

Row 2 · 2026-09-17 · Tax withholding · Disposed 58,680 · Balance 474,629

F2: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the vesting of Common Stock awarded pursuant to the terms of terms of the Reporting Person's employment agreement.

F2: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 17, 2026 Filed Sep 18, 2026 21:00 UTC AMERICAN BATTERY TECHNOLOGY Co ABAT · Entity 5759 Tax withholdingCommon Stock 58,680 $2.18 $127,922.40
Disclosure

SEC source: 0001493152-26-043378 · ownership.xml · nonDerivative · entry 2

Wu Steven · CIK 0002037821 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 474,629

F2 · shares: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

Read SEC document
September 16, 2026 Filed Sep 18, 2026 21:00 UTC AMERICAN BATTERY TECHNOLOGY Co ABAT · Entity 5759 GrantCommon Stock 111,667 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-043378 · ownership.xml · nonDerivative · entry 1

Wu Steven · CIK 0002037821 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 533,309

F1 · shares: Represents the vesting of Common Stock awarded pursuant to the terms of terms of the Reporting Person's employment agreement.

Read SEC document
August 25, 2026 Filed Aug 25, 2026 21:00 UTC AMERICAN BATTERY TECHNOLOGY Co ABAT · Entity 5759 PurchaseWarrants · Derivative 291,540 $1.07 Strike: $1.07 $311,947.80
Disclosure

SEC source: 0001493152-26-040072 · ownership.xml · derivative · entry 3

Wu Steven · CIK 0002037821 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291,540

Underlying: Common Stock · 291,540 shares

Expires not disclosed

F3 · shares: Represents the issuance of Warrants pursuant to the terms of terms of the Reporting Person's employment agreement.

F4 · derivative.exercise_date: The Warrants vest 4/16 on September 16, 2025, and thereafter 1/16th quarterly until fully vested.

F5 · derivative.expiration_date: The Warrants expire five years after issuance or vesting, whichever is later, beginning August 24, 2031.

Read SEC document
August 24, 2026 Filed Aug 25, 2026 21:00 UTC AMERICAN BATTERY TECHNOLOGY Co ABAT · Entity 5759 Tax withholdingCommon Stock 31,344 $2.40 $75,225.60
Disclosure

SEC source: 0001493152-26-040072 · ownership.xml · nonDerivative · entry 2

Wu Steven · CIK 0002037821 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 421,642

F2 · shares: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

Read SEC document
August 22, 2026 Filed Aug 25, 2026 21:00 UTC AMERICAN BATTERY TECHNOLOGY Co ABAT · Entity 5759 GrantCommon Stock 63,373 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-040072 · ownership.xml · nonDerivative · entry 1

Wu Steven · CIK 0002037821 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 452,986

F1 · shares: Represents the vesting of Common Stock awarded pursuant to the terms of terms of the Reporting Person's employment agreement.

Read SEC document
June 17, 2026 Filed Jun 18, 2026 20:45 UTC AMERICAN BATTERY TECHNOLOGY Co ABAT · Entity 5759 Tax withholdingCommon Stock 55,680 $3.18 $177,062.40
Disclosure

SEC source: 0001493152-26-029360 · ownership.xml · nonDerivative · entry 2

Wu Steven · CIK 0002037821 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 389,613

F2 · shares: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

Read SEC document
June 16, 2026 Filed Jun 18, 2026 20:45 UTC AMERICAN BATTERY TECHNOLOGY Co ABAT · Entity 5759 GrantCommon Stock 102,598 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-029360 · ownership.xml · nonDerivative · entry 1

Wu Steven · CIK 0002037821 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 445,293

F1 · shares: Represents the vesting of Common Stock previously awarded pursuant to the terms of terms of the Reporting Person's employment agreement.

Read SEC document
June 15, 2026 Filed Jun 15, 2026 20:45 UTC AMERICAN BATTERY TECHNOLOGY Co ABAT · Entity 5759 SaleCommon Stock 115,480 $3.56 $411,108.80
Disclosure

SEC source: 0001493152-26-028706 · ownership.xml · nonDerivative · entry 1

Wu Steven · CIK 0002037821 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 342,695

Read SEC document
June 08, 2026 Filed Jun 8, 2026 20:45 UTC AMERICAN BATTERY TECHNOLOGY Co ABAT · Entity 5759 Tax withholdingCommon Stock 107,760 $3.49 $376,082.40
Disclosure

SEC source: 0001493152-26-027745 · ownership.xml · nonDerivative · entry 2

Wu Steven · CIK 0002037821 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 458,175

F2 · shares: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

Read SEC document
June 05, 2026 Filed Jun 8, 2026 20:45 UTC AMERICAN BATTERY TECHNOLOGY Co ABAT · Entity 5759 PurchaseWarrants · Derivative 1,093,275 $1.07 Strike: $1.07 $1,169,804.25
Disclosure

SEC source: 0001493152-26-027745 · ownership.xml · derivative · entry 3

Wu Steven · CIK 0002037821 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,093,275

Underlying: Common Stock · 1,093,275 shares

Expires not disclosed

F3 · shares: Represents the issuance of Warrants pursuant to the terms of terms of the Reporting Person's employment agreement.

F4 · derivative.exercise_date: The Warrants vest 4/16 on September 16, 2025, and thereafter 1/16th quarterly until fully vested.

F5 · derivative.expiration_date: The Warrants expire five years after issuance or vesting, whichever is later, beginning June 5, 2031.

Read SEC document
June 04, 2026 Filed Jun 8, 2026 20:45 UTC AMERICAN BATTERY TECHNOLOGY Co ABAT · Entity 5759 GrantCommon Stock 203,700 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-027745 · ownership.xml · nonDerivative · entry 1

Wu Steven · CIK 0002037821 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 565,935

F1 · shares: Represents the vesting of Common Stock awarded pursuant to the terms of terms of the Reporting Person's employment agreement.

Read SEC document
March 17, 2026 Filed Mar 18, 2026 20:51 UTC AMERICAN BATTERY TECHNOLOGY Co ABAT · Entity 5759 Tax withholdingCommon Stock 27,635 $3.22 $88,984.70
Disclosure

SEC source: 0001493152-26-011268 · ownership.xml · nonDerivative · entry 3

Wu Steven · CIK 0002037821 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 362,235

F3 · shares: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

Read SEC document
March 16, 2026 Filed Mar 18, 2026 20:51 UTC AMERICAN BATTERY TECHNOLOGY Co ABAT · Entity 5759 GrantCommon Stock 38,476 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-011268 · ownership.xml · nonDerivative · entry 2

Wu Steven · CIK 0002037821 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 389,870

F2 · shares: Represents the vesting of Common Stock awarded pursuant to the Company's employee equity compensation plan.

Read SEC document
March 16, 2026 Filed Mar 18, 2026 20:51 UTC AMERICAN BATTERY TECHNOLOGY Co ABAT · Entity 5759 GrantCommon Stock 30,178 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-011268 · ownership.xml · nonDerivative · entry 1

Wu Steven · CIK 0002037821 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 351,394

F1 · shares: Represents the vesting of Common Stock awarded pursuant to the terms of terms of the Reporting Person's employment agreement.

Read SEC document
December 17, 2025 Filed Dec 18, 2025 22:00 UTC AMERICAN BATTERY TECHNOLOGY Co ABAT · Entity 5759 Tax withholdingCommon Stock 33,675 $3.79 $127,628.25
Disclosure

SEC source: 0001493152-25-028371 · ownership.xml · nonDerivative · entry 3

Wu Steven · CIK 0002037821 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 321,216

F3 · shares: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

Read SEC document
December 16, 2025 Filed Dec 18, 2025 22:00 UTC AMERICAN BATTERY TECHNOLOGY Co ABAT · Entity 5759 GrantCommon Stock 38,478 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-028371 · ownership.xml · nonDerivative · entry 2

Wu Steven · CIK 0002037821 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 354,891

F2 · shares: Represents the vesting of Common Stock awarded pursuant to the Company's employee equity compensation plan.

Read SEC document
December 16, 2025 Filed Dec 18, 2025 22:00 UTC AMERICAN BATTERY TECHNOLOGY Co ABAT · Entity 5759 GrantCommon Stock 30,177 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-028371 · ownership.xml · nonDerivative · entry 1

Wu Steven · CIK 0002037821 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316,413

F1 · shares: Represents the vesting of Common Stock awarded pursuant to the terms of terms of the Reporting Person's employment agreement.

Read SEC document
December 04, 2025 Filed Dec 8, 2025 22:00 UTC AMERICAN BATTERY TECHNOLOGY Co ABAT · Entity 5759 OtherWarrants to Purchase Common Stock · Derivative 50,000 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001493152-25-026671 · ownership.xml · derivative · entry 3

Wu Steven · CIK 0002037821 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2025-12-23

Read SEC document
December 04, 2025 Filed Dec 8, 2025 22:00 UTC AMERICAN BATTERY TECHNOLOGY Co ABAT · Entity 5759 SaleCommon Stock 12,333 $4.05 $49,997.98
Disclosure

SEC source: 0001493152-25-026671 · ownership.xml · nonDerivative · entry 2

Wu Steven · CIK 0002037821 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,236

F1 · kind: The reporting person exercised warrants to purchase 50,000 shares of common stock with an exercise price of $1.00 per share on a cashless basis. This resulted in a withholding of 12,333 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 37,667 shares.

Read SEC document
December 04, 2025 Filed Dec 8, 2025 22:00 UTC AMERICAN BATTERY TECHNOLOGY Co ABAT · Entity 5759 OtherCommon Stock 50,000 $1.00 $50,000.00
Disclosure

SEC source: 0001493152-25-026671 · ownership.xml · nonDerivative · entry 1

Wu Steven · CIK 0002037821 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 298,569

Read SEC document
September 18, 2025 Filed Sep 18, 2025 21:00 UTC AMERICAN BATTERY TECHNOLOGY Co ABAT · Entity 5759 Tax withholdingCommon Stock 117,400 $2.63 $308,762.00
Disclosure

SEC source: 0001493152-25-014088 · ownership.xml · nonDerivative · entry 2

Wu Steven · CIK 0002037821 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,596

F2 · shares: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

Read SEC document
September 16, 2025 Filed Sep 18, 2025 21:00 UTC AMERICAN BATTERY TECHNOLOGY Co ABAT · Entity 5759 PurchaseWarrants · Derivative 1,240,709 $1.07 Strike: $1.07 $1,327,558.63
Disclosure

SEC source: 0001493152-25-014088 · ownership.xml · derivative · entry 3

Wu Steven · CIK 0002037821 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,240,709

Underlying: Common Stock · 1,240,709 shares

Expires not disclosed

F3 · shares: Represents the issuance of Warrants pursuant to the terms of terms of the Reporting Person's employment agreement.

F4 · derivative.exercise_date: The Warrants vest 1/16th quarterly, beginning September 16, 2024, and thereafter until fully vested.

F5 · derivative.expiration_date: The Warrants expire five years after issuance or vesting, whichever is later, beginning September 16, 2030.

Read SEC document
September 16, 2025 Filed Sep 18, 2025 21:00 UTC AMERICAN BATTERY TECHNOLOGY Co ABAT · Entity 5759 GrantCommon Stock 274,617 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-014088 · ownership.xml · nonDerivative · entry 1

Wu Steven · CIK 0002037821 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 365,996

F1 · shares: Represents the vesting of Common Stock awarded pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.