Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| C1 Fund Inc.CFND · Entity 1368 | Chief Investment Officer | December 17, 2025 | September 29, 2026 |
| Phunware, Inc.PHUN · Entity 7291 | Director | August 21, 2026 | August 26, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
C1 Fund Inc.
Report date December 17, 2025 · Filed September 29, 2026 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,000 |
Reported balance
After 2025-12-17 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2025-12-17 · Purchase · Acquired 5,000 · Balance 5,000 |
| Common StockSEC Table I · non-derivative | IndirectVia C1 Group LLC | 27,047 |
Reported balance
After 2025-09-05 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2025-09-05 · Other · Disposed 4,057 · Balance 27,047 F1: Elliot Han beneficially owns the reported shares through the Issuer's sponsor, C1 Group LLC. On September 5, 2025, 100,000 shares of common stock held by C1 Group LLC was cancelled because the underwriters did not exercise their over-allotment option, as described in the Issuer's IPO Prospectus. The number of shares reported herein reflect Mr. Han indirect ownership through C1 Group LLC. F2: This Form 4 Amendment is being filed to identify shares indirectly owned by Elliot Han through C1 Group LLC, which was not reflected in Mr. Han's prior beneficial ownership filings. |
Filing footnotes · ownership attribution and instrument terms
F1: Elliot Han beneficially owns the reported shares through the Issuer's sponsor, C1 Group LLC. On September 5, 2025, 100,000 shares of common stock held by C1 Group LLC was cancelled because the underwriters did not exercise their over-allotment option, as described in the Issuer's IPO Prospectus. The number of shares reported herein reflect Mr. Han indirect ownership through C1 Group LLC.
F2: This Form 4 Amendment is being filed to identify shares indirectly owned by Elliot Han through C1 Group LLC, which was not reflected in Mr. Han's prior beneficial ownership filings.
Phunware, Inc.
Report date August 21, 2026 · Filed August 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 180,582 |
Reported balance
After 2026-08-21 transaction · row 1
1 source rowRow 1 · 2026-08-21 · Grant · Acquired 70,912 · Balance 180,582 F1: On August 21, 2026, the Reporting Person was granted the number of restricted stock units ("RSUs") in Table I, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs were granted pursuant to the Issuer's Outside Director Compensation Policy for services rendered in 2026. The RSUs vest immediately. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 21, 2026, the Reporting Person was granted the number of restricted stock units ("RSUs") in Table I, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs were granted pursuant to the Issuer's Outside Director Compensation Policy for services rendered in 2026. The RSUs vest immediately.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 21, 2026 Filed Aug 26, 2026 01:16 UTC | Phunware, Inc. PHUN · Entity 7291 | GrantCommon Stock | 70,912 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-365673 · ownership.xml · nonDerivative · entry 1 Han Elliot Jin · CIK 0002013209 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180,582 F1 · kind: On August 21, 2026, the Reporting Person was granted the number of restricted stock units ("RSUs") in Table I, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs were granted pursuant to the Issuer's Outside Director Compensation Policy for services rendered in 2026. The RSUs vest immediately. Read SEC document |
| April 03, 2026 Filed Apr 8, 2026 01:00 UTC | Phunware, Inc. PHUN · Entity 7291 | GrantCommon Stock | 84,651 | $0.00 | $0.00 |
DisclosureSEC source: 0002013209-26-000002 · ownership.xml · nonDerivative · entry 1 Han Elliot Jin · CIK 0002013209 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,670 F1 · acquired: On April 3, 2026, the Reporting Person was granted the number of restricted stock units ("RSUs") in Table I, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs were granted pursuant to the Issuer's Outside Director Compensation Policy for services rendered in 2025. The RSUs vest immediately. Read SEC document |
| December 17, 2025 Filed Sep 29, 2026 01:57 UTC Amendment | C1 Fund Inc. CFND · Entity 1368 | PurchaseCommon Stock | 5,000 | $4.81 | $24,050.00 |
DisclosureSEC source: 0001104659-26-111497 · tm2626505-2_4aseq1.xml · nonDerivative · entry 1 Han Elliot Jin · CIK 0002013209 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| December 17, 2025 Filed Dec 18, 2025 21:35 UTC | C1 Fund Inc. CFND · Entity 1368 | PurchaseCommon Stock | 5,000 | $4.81 | $24,050.00 |
DisclosureSEC source: 0001104659-25-122570 · tm2533916-2_4seq1.xml · nonDerivative · entry 1 Han Elliot Jin · CIK 0002013209 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| September 05, 2025 Filed Sep 29, 2026 01:57 UTC Amendment | C1 Fund Inc. CFND · Entity 1368 | OtherCommon Stock | 4,057 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-111497 · tm2626505-2_4aseq1.xml · nonDerivative · entry 2 Han Elliot Jin · CIK 0002013209 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Indirect · Via C1 Group LLC Disclosed balance after: 27,047 F1 · kind: Elliot Han beneficially owns the reported shares through the Issuer's sponsor, C1 Group LLC. On September 5, 2025, 100,000 shares of common stock held by C1 Group LLC was cancelled because the underwriters did not exercise their over-allotment option, as described in the Issuer's IPO Prospectus. The number of shares reported herein reflect Mr. Han indirect ownership through C1 Group LLC. F2 · balance_after: This Form 4 Amendment is being filed to identify shares indirectly owned by Elliot Han through C1 Group LLC, which was not reflected in Mr. Han's prior beneficial ownership filings. Read SEC document |
| June 13, 2024 Filed Nov 27, 2024 02:20 UTC | Phunware, Inc. PHUN · Entity 7291 | GrantCommon Stock | 25,019 | $5.81 | $145,360.39 |
DisclosureSEC source: 0000950170-24-131225 · ownership.xml · nonDerivative · entry 1 Han Elliot Jin · CIK 0002013209 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,019 F1 · acquired: On June 13, 2024, the Reporting Person was granted the number of restricted stock units ("RSUs") in Table I, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs vest iimmediately. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.