Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Beeline Holdings, Inc.EAST · Entity 7378 | Interim CEO and CFO | August 29, 2019 | September 03, 2019 |
| Expion Energy, Inc.XPON · Entity 8198 | Director | August 13, 2026 | August 26, 2026 |
| INVO Fertility, Inc.IVF · Entity 8473 | Director · Chief Executive Officer | August 26, 2025 | October 03, 2025 |
| TerraVolt Holdings, Inc.GEDC · Entity 7663 | Director | January 24, 2025 | April 01, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Beeline Holdings, Inc.
Report date August 29, 2019 · Filed September 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 42,896 |
Reported balance
After 2019-08-29 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2019-08-29 · Exercise / conversion · Acquired 10,000 · Balance 42,896 F1: Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on August 29, 2019. |
| Common StockSEC Table I · non-derivative | Direct | 40,396 |
Reported balance
After 2019-08-29 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2019-08-29 · Tax withholding · Disposed 2,500 · Balance 40,396 F2: The reporting person is reporting the withholding by the Issuer of an aggregate of 2,500 shares of common stock that vested on August 29, 2019 but that were not issued in order to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person upon vesting of RSUs. |
| Common StockSEC Table I · non-derivative | Direct | 35,396 |
Reported balance
After 2019-06-20 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2019-06-20 · Gift · Disposed 5,000 · Balance 35,396 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2019-08-29 | Direct | 10,000 |
Reported balance
After 2019-08-29 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-08-29 · Grant · Acquired 10,000 · Balance 10,000 F3: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of EAST on August 29, 2019 was $5.17. F4: All 10,000 RSUs vested immediately upon grant. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2019-08-29 | Direct | 0 |
Reported balance
After 2019-08-29 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-08-29 · Exercise / conversion · Disposed 10,000 · Balance 0 F3: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of EAST on August 29, 2019 was $5.17. F4: All 10,000 RSUs vested immediately upon grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on August 29, 2019.
F2: The reporting person is reporting the withholding by the Issuer of an aggregate of 2,500 shares of common stock that vested on August 29, 2019 but that were not issued in order to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person upon vesting of RSUs.
F3: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of EAST on August 29, 2019 was $5.17.
F4: All 10,000 RSUs vested immediately upon grant.
Expion Energy, Inc.
Report date August 13, 2026 · Filed August 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,876 |
Reported balance
After 2026-08-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-13 · Grant · Acquired 5,000 · Balance 5,876 F1: Reflects a grant of restricted stock units ("RSUs") made to the Reporting Person under the Issuer's 2021 Incentive Award Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock, par value $0.001 per share. The RSUs vested in full on the grant date. F2: Includes (i) 5,427 shares of Common Stock, and (ii) 449 shares of Common Stock which the Reporting Person has the right to acquire upon the exercise of stock options exercisable within 60 days of August 25, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects a grant of restricted stock units ("RSUs") made to the Reporting Person under the Issuer's 2021 Incentive Award Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock, par value $0.001 per share. The RSUs vested in full on the grant date.
F2: Includes (i) 5,427 shares of Common Stock, and (ii) 449 shares of Common Stock which the Reporting Person has the right to acquire upon the exercise of stock options exercisable within 60 days of August 25, 2026.
INVO Fertility, Inc.
Report date August 26, 2025 · Filed October 03, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.01 · Expires 2035-08-26 | Direct | 42,451 |
Reported balance
After 2025-08-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-08-26 · Grant · Acquired 42,000 · Balance 42,451 F1: The option vests in four equal installments beginning on the first day of the calendar quarter following August 26, 2025 and on the first day of each calendar quarter thereafter until fully vested. |
| Common StockSEC Table I · non-derivative | Direct | 674 |
Reported balance
Holding disclosure · report date 2025-08-26 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 674 |
Filing footnotes · ownership attribution and instrument terms
F1: The option vests in four equal installments beginning on the first day of the calendar quarter following August 26, 2025 and on the first day of each calendar quarter thereafter until fully vested.
TerraVolt Holdings, Inc.
Report date January 24, 2025 · Filed April 01, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 165,665 |
Reported balance
After 2025-01-24 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-01-24 · Gift · Disposed 35,000 · Balance 165,665 F1: The reported securities were owned by Core Fund Management LLC, a limited liability company of which the reporting person is the principal member ("Core Fund"). The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. F2: Of the shares reported herein, 161,010 are owned indirectly through Core Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities were owned by Core Fund Management LLC, a limited liability company of which the reporting person is the principal member ("Core Fund"). The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
F2: Of the shares reported herein, 161,010 are owned indirectly through Core Fund.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 14, 2017 Filed Dec 18, 2017 22:12 UTC | Beeline Holdings, Inc. ESDI · Entity 7378 | Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001249155-17-000077 · primary_doc.xml · derivative · entry 4 Shum Steve · CIK 0001578898 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2017-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of ESDI on December 14, 2017 was $4.33. F5 · price: The RSUs were granted pursuant to the Issuer's 2016 Equity Incentive Plan. F4 · derivative.exercise_date: All 10,000 RSUs vested immediately upon grant. F4 · derivative.expiration_date: All 10,000 RSUs vested immediately upon grant. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 22:12 UTC | Beeline Holdings, Inc. ESDI · Entity 7378 | GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001249155-17-000077 · primary_doc.xml · derivative · entry 3 Shum Steve · CIK 0001578898 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2017-12-14 F3 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of ESDI on December 14, 2017 was $4.33. F5 · price: The RSUs were granted pursuant to the Issuer's 2016 Equity Incentive Plan. F4 · derivative.exercise_date: All 10,000 RSUs vested immediately upon grant. F4 · derivative.expiration_date: All 10,000 RSUs vested immediately upon grant. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 22:12 UTC | Beeline Holdings, Inc. ESDI · Entity 7378 | Tax withholdingCommon Stock | 2,000 | $4.33 | $8,660.00 |
DisclosureSEC source: 0001249155-17-000077 · primary_doc.xml · nonDerivative · entry 2 Shum Steve · CIK 0001578898 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 F2 · kind: The reporting person is reporting the withholding by the Issuer of an aggregate of 2,000 shares of common stock that vested on December 14, 2017 but that were not issued in order to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person upon vesting of RSUs. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 22:12 UTC | Beeline Holdings, Inc. ESDI · Entity 7378 | Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001249155-17-000077 · primary_doc.xml · nonDerivative · entry 1 Shum Steve · CIK 0001578898 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the settlement of restricted stock units ("RSUs") that vested on December 14, 2017 through the issuance of shares of common stock. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 22:22 UTC | Beeline Holdings, Inc. ESDI · Entity 7378 | Exercise / conversionRestricted Stock Units · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001249155-17-000060 · primary_doc.xml · derivative · entry 3 Shum Steve · CIK 0001578898 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2017-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of ESDI on September 1, 2017 (the vesting date) was $3.90. F1 · shares: Reflects the adjustment in the share numbers resulting from the three-for-one reverse stock split effected on June 15, 2017. F1 · derivative.underlying_shares: Reflects the adjustment in the share numbers resulting from the three-for-one reverse stock split effected on June 15, 2017. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 22:22 UTC | Beeline Holdings, Inc. ESDI · Entity 7378 | Exercise / conversionCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001249155-17-000060 · primary_doc.xml · nonDerivative · entry 2 Shum Steve · CIK 0001578898 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the settlement of restricted stock units ("RSUs") that vested on September 1, 2017 through the issuance of shares of common stock. The RSU award was reported on a Form 4 filed on May 26, 2017. F1 · shares: Reflects the adjustment in the share numbers resulting from the three-for-one reverse stock split effected on June 15, 2017. Read SEC document |
| June 23, 2017 Filed Sep 6, 2017 22:22 UTC | Beeline Holdings, Inc. ESDI · Entity 7378 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001249155-17-000060 · primary_doc.xml · nonDerivative · entry 1 Shum Steve · CIK 0001578898 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,500 F1 · balance_after: Reflects the adjustment in the share numbers resulting from the three-for-one reverse stock split effected on June 15, 2017. Read SEC document |
| May 24, 2017 Filed May 26, 2017 21:15 UTC | Beeline Holdings, Inc. ESDI · Entity 7378 | Exercise / conversionRestricted Stock Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001249155-17-000041 · primary_doc.xml · derivative · entry 3 Shum Steve · CIK 0001578898 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of ESDI on May 24, 2017 (the grant date and the date of the first vesting installment) was $2.04. F4 · price: Awarded under the Issuer's equity incentive plan. F3 · derivative.exercise_date: The RSUs vest on the following schedule: (i) 7,500 immediately; and (ii) 7,500 upon the closing of an equity financing of at least $5.0 million. F3 · derivative.expiration_date: The RSUs vest on the following schedule: (i) 7,500 immediately; and (ii) 7,500 upon the closing of an equity financing of at least $5.0 million. Read SEC document |
| May 24, 2017 Filed May 26, 2017 21:15 UTC | Beeline Holdings, Inc. ESDI · Entity 7378 | GrantRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001249155-17-000041 · primary_doc.xml · derivative · entry 2 Shum Steve · CIK 0001578898 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of ESDI on May 24, 2017 (the grant date and the date of the first vesting installment) was $2.04. F4 · price: Awarded under the Issuer's equity incentive plan. F3 · derivative.exercise_date: The RSUs vest on the following schedule: (i) 7,500 immediately; and (ii) 7,500 upon the closing of an equity financing of at least $5.0 million. F3 · derivative.expiration_date: The RSUs vest on the following schedule: (i) 7,500 immediately; and (ii) 7,500 upon the closing of an equity financing of at least $5.0 million. Read SEC document |
| May 24, 2017 Filed May 26, 2017 21:15 UTC | Beeline Holdings, Inc. ESDI · Entity 7378 | Exercise / conversionCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001249155-17-000041 · primary_doc.xml · nonDerivative · entry 1 Shum Steve · CIK 0001578898 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 22:40 UTC | Beeline Holdings, Inc. ESDI · Entity 7378 | GrantEmployee Stock Options (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001249155-17-000020 · primary_doc.xml · derivative · entry 1 Shum Steve · CIK 0001578898 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2027-03-14 F2 · price: The options were granted pursuant to the Issuer's 2016 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest in 12 quarterly installments over three years, commencing on June 30, 2017 and continuing thereafter on the last day of each succeeding fiscal quarter to and including March 31, 2019, subject to continued service with the Issuer on each respective vesting date. Of the quarterly vesting installments, 11 will vest an aggregate of 416 options, and the 12th installment will vest an aggregate of 424 options. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 22:00 UTC | Beeline Holdings, Inc. ESDI · Entity 7378 | Disposition to issuerWarrants · Derivative | 64,660 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001615774-16-008107 · s104579_form4.xml · derivative · entry 3 Shum Steve · CIK 0001578898 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 64,660 shares Expires 2019-04-04 F2 · shares: The warrants were cancelled and returned to the Issuer. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 22:00 UTC | Beeline Holdings, Inc. ESDI · Entity 7378 | ConversionSeries A Preferred Stock · Derivative | 97 | $1,000.00 Strike: $1.50 | $97,000.00 |
DisclosureSEC source: 0001615774-16-008107 · s104579_form4.xml · derivative · entry 2 Shum Steve · CIK 0001578898 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 64,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Not applicable. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 22:00 UTC | Beeline Holdings, Inc. ESDI · Entity 7378 | ConversionCommon Stock | 64,666 | $1.50 | $96,999.00 |
DisclosureSEC source: 0001615774-16-008107 · s104579_form4.xml · nonDerivative · entry 1 Shum Steve · CIK 0001578898 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 20, 2016 Filed Nov 8, 2016 22:00 UTC | Beeline Holdings, Inc. ESDI · Entity 7378 | GrantIncentive Stock Option · Derivative | 60,000 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001615774-16-008107 · s104579_form4.xml · derivative · entry 4 Shum Steve · CIK 0001578898 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2026-09-20 F4 · price: The options were issued pursuant to the Issuer's 2016 Equity Incentive Plan. F3 · derivative.exercise_date: The Incentive Stock Options vest quarterly for three years, commencing on January 1, 2017 and the first day of each quarter thereafter. Read SEC document |
| July 07, 2016 Filed Sep 22, 2016 20:28 UTC | Beeline Holdings, Inc. ESDI · Entity 7378 | GrantCommon Stock | 26,666 | $0.07 | $1,847.95 |
DisclosureSEC source: 0001615774-16-007322 · s10397_form4.xml · nonDerivative · entry 1 Shum Steve · CIK 0001578898 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,666 F1 · shares: Shares received in respect of paid-in-kind dividend on Series A Preferred stock Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.