Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alibaba Group Holding LtdBABA · Entity 2820 | Director | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alibaba Group Holding Ltd
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 836,072 |
Ending reported balance
After 2026-10-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-10-01 · Exercise / conversion · Acquired 3,334 · Balance 828,572 F1: Reflects restricted share units that vested and settled into ordinary shares. Row 2 · 2026-10-01 · Exercise / conversion · Acquired 7,500 · Balance 836,072 F1: Reflects restricted share units that vested and settled into ordinary shares. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 60,000 |
Reported balance
After 2026-10-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-10-01 · Exercise / conversion · Disposed 3,334 · Balance 60,000 F2: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F3: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in twenty-four equal quarterly installments beginning on Jul 1, 2025, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Oct 1, 2026. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 105,000 |
Reported balance
After 2026-10-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-10-01 · Exercise / conversion · Disposed 7,500 · Balance 105,000 F2: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F4: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jul 1, 2026, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Oct 1, 2026. |
| Ordinary SharesSEC Table I · non-derivative | IndirectBy spouse | 1,280,000 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,280,000 |
| Ordinary SharesSEC Table I · non-derivative | IndirectBy corporation | 114,979,168 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 114,979,168 |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects restricted share units that vested and settled into ordinary shares.
F2: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares.
F3: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in twenty-four equal quarterly installments beginning on Jul 1, 2025, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Oct 1, 2026.
F4: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jul 1, 2026, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Oct 1, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 5, 2026 10:03 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionRestricted Share Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-413036 · ownership.xml · derivative · entry 6 Tsai Joseph C · CIK 0001633999 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,000 Underlying: Ordinary Shares · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F4 · derivative.exercise_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jul 1, 2026, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Oct 1, 2026. F4 · derivative.expiration_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jul 1, 2026, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Oct 1, 2026. F2 · derivative.underlying: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F2 · derivative.underlying_shares: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F4 · balance_after: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jul 1, 2026, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Oct 1, 2026. Read SEC document |
| October 01, 2026 Filed Oct 5, 2026 10:03 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionRestricted Share Units · Derivative | 3,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-413036 · ownership.xml · derivative · entry 5 Tsai Joseph C · CIK 0001633999 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,000 Underlying: Ordinary Shares · 3,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F3 · derivative.exercise_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in twenty-four equal quarterly installments beginning on Jul 1, 2025, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Oct 1, 2026. F3 · derivative.expiration_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in twenty-four equal quarterly installments beginning on Jul 1, 2025, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Oct 1, 2026. F2 · derivative.underlying: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F2 · derivative.underlying_shares: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F3 · balance_after: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in twenty-four equal quarterly installments beginning on Jul 1, 2025, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Oct 1, 2026. Read SEC document |
| October 01, 2026 Filed Oct 5, 2026 10:03 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionOrdinary Shares | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-413036 · ownership.xml · nonDerivative · entry 2 Tsai Joseph C · CIK 0001633999 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 836,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects restricted share units that vested and settled into ordinary shares. Read SEC document |
| October 01, 2026 Filed Oct 5, 2026 10:03 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionOrdinary Shares | 3,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-413036 · ownership.xml · nonDerivative · entry 1 Tsai Joseph C · CIK 0001633999 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 828,572 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects restricted share units that vested and settled into ordinary shares. Read SEC document |
| August 25, 2026 Filed Aug 25, 2026 10:01 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | PurchaseOrdinary Shares | 720,000 | $14.47 | $10,418,400.00 |
DisclosureSEC source: 0001193125-26-364044 · ownership.xml · nonDerivative · entry 1 Tsai Joseph C · CIK 0001633999 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By corporation Disclosed balance after: 114,979,168 F1 · price: The sales prices reported herein were converted from Hong Kong dollars to United States dollars at a conversion price of HK$7.8412 to US$1.00. Read SEC document |
| August 24, 2026 Filed Aug 24, 2026 12:17 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | PurchaseOrdinary Shares | 720,000 | $14.29 | $10,288,800.00 |
DisclosureSEC source: 0001193125-26-361902 · ownership.xml · nonDerivative · entry 1 Tsai Joseph C · CIK 0001633999 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By corporation Disclosed balance after: 114,259,168 F1 · price: The sales prices reported herein were converted from Hong Kong dollars to United States dollars at a conversion price of HK$7.8412 to US$1.00. Read SEC document |
| July 01, 2026 Filed Jul 6, 2026 10:03 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionRestricted Share Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-295478 · ownership.xml · derivative · entry 6 Tsai Joseph C · CIK 0001633999 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,500 Underlying: Ordinary Shares · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F4 · derivative.exercise_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jul 1, 2026, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Jul 1, 2026. F4 · derivative.expiration_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jul 1, 2026, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Jul 1, 2026. F2 · derivative.underlying: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F2 · derivative.underlying_shares: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F4 · balance_after: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jul 1, 2026, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Jul 1, 2026. Read SEC document |
| July 01, 2026 Filed Jul 6, 2026 10:03 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionRestricted Share Units · Derivative | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-295478 · ownership.xml · derivative · entry 5 Tsai Joseph C · CIK 0001633999 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,334 Underlying: Ordinary Shares · 3,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F3 · derivative.exercise_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in twenty-four equal quarterly installments beginning on Jul 1, 2025, subject to the terms and conditions of theunderlying award agreement. The vesting reported herein was as of Jul 1, 2026. F3 · derivative.expiration_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in twenty-four equal quarterly installments beginning on Jul 1, 2025, subject to the terms and conditions of theunderlying award agreement. The vesting reported herein was as of Jul 1, 2026. F2 · derivative.underlying: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F2 · derivative.underlying_shares: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F3 · balance_after: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in twenty-four equal quarterly installments beginning on Jul 1, 2025, subject to the terms and conditions of theunderlying award agreement. The vesting reported herein was as of Jul 1, 2026. Read SEC document |
| July 01, 2026 Filed Jul 6, 2026 10:03 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionOrdinary Shares | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-295478 · ownership.xml · nonDerivative · entry 2 Tsai Joseph C · CIK 0001633999 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 825,238 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects restricted share units that vested and settled into ordinary shares. Read SEC document |
| July 01, 2026 Filed Jul 6, 2026 10:03 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionOrdinary Shares | 3,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-295478 · ownership.xml · nonDerivative · entry 1 Tsai Joseph C · CIK 0001633999 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 817,738 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects restricted share units that vested and settled into ordinary shares. Read SEC document |
| May 29, 2026 Filed Jun 2, 2026 10:28 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | GrantRestricted Share Units · Derivative | 120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-252419 · ownership.xml · derivative · entry 1 Tsai Joseph C · CIK 0001633999 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,000 Underlying: Ordinary Shares · 120,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one ordinary share. F1 · shares: Each restricted share unit represents a contingent right to receive one ordinary share. F2 · derivative.exercise_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jul 1, 2026, subject to the terms and conditions of the underlying award agreement. F2 · derivative.expiration_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jul 1, 2026, subject to the terms and conditions of the underlying award agreement. F1 · derivative.underlying: Each restricted share unit represents a contingent right to receive one ordinary share. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 10:46 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionRestricted Share Units · Derivative | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-141217 · ownership.xml · derivative · entry 4 Tsai Joseph C · CIK 0001633999 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,667 Underlying: Ordinary Shares · 3,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F3 · derivative.exercise_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in twenty-four equal quarterly installments beginning on Jul 1, 2025, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Apr 1, 2026. F3 · derivative.expiration_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in twenty-four equal quarterly installments beginning on Jul 1, 2025, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Apr 1, 2026. F2 · derivative.underlying: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F2 · derivative.underlying_shares: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F3 · balance_after: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in twenty-four equal quarterly installments beginning on Jul 1, 2025, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Apr 1, 2026. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 10:46 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionOrdinary Shares | 3,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-141217 · ownership.xml · nonDerivative · entry 1 Tsai Joseph C · CIK 0001633999 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 814,405 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects restricted share units that vested and settled into ordinary shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.