Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Armour Residential REIT, Inc.ARR · Entity 4416 | Director · CEO | August 21, 2026 | August 25, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Armour Residential REIT, Inc.
Report date August 21, 2026 · Filed August 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 83,386 |
Ending reported balance
After 2026-08-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-21 · Exercise / conversion · Acquired 10,880 · Balance 87,738 F1: On August 21, 2026, the reporting person elected to convert 6,528 of the 10,880 shares of vested phantom stock into 6,528 shares of ARMOUR common stock. The reporting person elected to convert the remaining 4,352 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 10,880 shares are part of, and relate to phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021, phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023, and phantom stock vesting over a five-year period, which was reported on a Form 4 report filed by the reporting person on June 18, 2026. Row 2 · 2026-08-21 · Tax withholding · Disposed 4,352 · Balance 83,386 F1: On August 21, 2026, the reporting person elected to convert 6,528 of the 10,880 shares of vested phantom stock into 6,528 shares of ARMOUR common stock. The reporting person elected to convert the remaining 4,352 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 10,880 shares are part of, and relate to phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021, phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023, and phantom stock vesting over a five-year period, which was reported on a Form 4 report filed by the reporting person on June 18, 2026. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 172,610 |
Reported balance
After 2026-08-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-21 · Exercise / conversion · Disposed 10,880 · Balance 172,610 F2: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1: On August 21, 2026, the reporting person elected to convert 6,528 of the 10,880 shares of vested phantom stock into 6,528 shares of ARMOUR common stock. The reporting person elected to convert the remaining 4,352 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 10,880 shares are part of, and relate to phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021, phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023, and phantom stock vesting over a five-year period, which was reported on a Form 4 report filed by the reporting person on June 18, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 21, 2026, the reporting person elected to convert 6,528 of the 10,880 shares of vested phantom stock into 6,528 shares of ARMOUR common stock. The reporting person elected to convert the remaining 4,352 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 10,880 shares are part of, and relate to phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021, phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023, and phantom stock vesting over a five-year period, which was reported on a Form 4 report filed by the reporting person on June 18, 2026.
F2: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 23, 2022 Filed Aug 25, 2022 20:46 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 18,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-22-000136 · wf-form4_166146038517481.xml · derivative · entry 3 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,590 Underlying: Common Stock · 18,540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On August 23, 2022, the reporting person elected to convert 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock and to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over a five-year period, reported on Form 4s filed on November 22, 2017 and January 2020, phantom stock vesting over a two-and-a-half year period, reported on Form 4 filed on May 19, 2020, and phantom stock vesting over a six-and-a-half year periods, reported on a Form 4 filed on January 14, 2021. F1 · derivative.expiration_date: On August 23, 2022, the reporting person elected to convert 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock and to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over a five-year period, reported on Form 4s filed on November 22, 2017 and January 2020, phantom stock vesting over a two-and-a-half year period, reported on Form 4 filed on May 19, 2020, and phantom stock vesting over a six-and-a-half year periods, reported on a Form 4 filed on January 14, 2021. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 20:46 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock, par value $0.001 per share | 7,416 | $7.06 | $52,356.96 |
DisclosureSEC source: 0001428205-22-000136 · wf-form4_166146038517481.xml · nonDerivative · entry 2 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,207 F1 · shares: On August 23, 2022, the reporting person elected to convert 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock and to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over a five-year period, reported on Form 4s filed on November 22, 2017 and January 2020, phantom stock vesting over a two-and-a-half year period, reported on Form 4 filed on May 19, 2020, and phantom stock vesting over a six-and-a-half year periods, reported on a Form 4 filed on January 14, 2021. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 20:46 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 18,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-22-000136 · wf-form4_166146038517481.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 23, 2022, the reporting person elected to convert 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock and to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over a five-year period, reported on Form 4s filed on November 22, 2017 and January 2020, phantom stock vesting over a two-and-a-half year period, reported on Form 4 filed on May 19, 2020, and phantom stock vesting over a six-and-a-half year periods, reported on a Form 4 filed on January 14, 2021. Read SEC document |
| May 23, 2022 Filed May 25, 2022 21:21 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 18,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-22-000083 · wf-form4_165351364656570.xml · derivative · entry 3 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,130 Underlying: Common Stock · 18,540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On May 23, 2022, the reporting person elected to convert 11,124 of the 18,540 shares shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The reporting person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. F1 · derivative.expiration_date: On May 23, 2022, the reporting person elected to convert 11,124 of the 18,540 shares shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The reporting person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| May 23, 2022 Filed May 25, 2022 21:21 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock, par value $0.001 per share | 7,416 | $7.33 | $54,359.28 |
DisclosureSEC source: 0001428205-22-000083 · wf-form4_165351364656570.xml · nonDerivative · entry 2 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,083 Read SEC document |
| May 23, 2022 Filed May 25, 2022 21:21 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 18,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-22-000083 · wf-form4_165351364656570.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 23, 2022, the reporting person elected to convert 11,124 of the 18,540 shares shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The reporting person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 22:48 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 18,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-004052 · wf-form4_164582925894498.xml · derivative · entry 3 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,670 Underlying: Common Stock · 18,540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On February 23, 2022, the reporting person elected to convert 11,124 of the 18,540 shares shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The reporting person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. F1 · derivative.expiration_date: On February 23, 2022, the reporting person elected to convert 11,124 of the 18,540 shares shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The reporting person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 22:48 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock, par value $0.001 per share | 7,416 | $8.27 | $61,330.32 |
DisclosureSEC source: 0001628280-22-004052 · wf-form4_164582925894498.xml · nonDerivative · entry 2 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,959 F1 · shares: On February 23, 2022, the reporting person elected to convert 11,124 of the 18,540 shares shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The reporting person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 22:48 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 18,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-004052 · wf-form4_164582925894498.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 23, 2022, the reporting person elected to convert 11,124 of the 18,540 shares shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The reporting person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 22:24 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 18,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000275 · wf-form4_163796546433468.xml · derivative · entry 3 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,210 Underlying: Common Stock · 18,540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · kind: On November 23, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The reporting person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. F1 · derivative.exercise_date: On November 23, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The reporting person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. F1 · derivative.expiration_date: On November 23, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The reporting person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 22:24 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock, par value $0.001 per share | 7,416 | $10.13 | $75,124.08 |
DisclosureSEC source: 0001428205-21-000275 · wf-form4_163796546433468.xml · nonDerivative · entry 2 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,835 F1 · shares: On November 23, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The reporting person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 22:24 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 18,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000275 · wf-form4_163796546433468.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,251 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 23, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The reporting person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 21:13 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | SaleCommon Stock, par value $0.001 per share | 27,478 | $10.80 | $296,866.82 |
DisclosureSEC source: 0001428205-21-000234 · wf-form4_163312279084299.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By ARMOUR Capital Management LP Disclosed balance after: 0 F1 · shares: The shares were part of 80,000 shares sold by ARMOUR Capital Management LP ("ACM"), a limited partnership that is the external manager of the issuer. Mr. Ulm is reporting a sale by ACM of the shares in which he has a pecuniary interest based on his proportionate ownership interest in ACM. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.77 to $10.84, inclusive. The reporting person undertakes to provide ARMOUR Residential REIT, Inc., any security holder of ARMOUR Residential REIT, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The reported shares were held directly by ACM. The 80,000 shares held by ACM were reported in the aggregate for both Mr. Ulm and Mr. Zimmer, a Co-CEO of the issuer, in previous Form 4 reports. Mr. Ulm is the sole controlling member of Stacumny LLC, which is one of the general partners of ACM, along with an entity controlled by Mr. Zimmer. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:44 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 18,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000226 · wf-form4_163001063145542.xml · derivative · entry 4 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,750 Underlying: Common Stock · 18,540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On August 24, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. F1 · derivative.exercise_date: On August 24, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. F1 · derivative.expiration_date: On August 24, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. F1 · balance_after: On August 24, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:44 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock, par value $0.001 per share | 7,416 | $10.50 | $77,868.00 |
DisclosureSEC source: 0001428205-21-000226 · wf-form4_163001063145542.xml · nonDerivative · entry 2 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,711 F1 · shares: On August 24, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:44 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 18,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000226 · wf-form4_163001063145542.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,127 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 24, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| May 24, 2021 Filed May 27, 2021 01:49 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 18,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000176 · wf-form4_162208012827146.xml · derivative · entry 4 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,290 Underlying: Common Stock · 18,540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On May 24, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. F1 · derivative.exercise_date: On May 24, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. F1 · derivative.expiration_date: On May 24, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. F1 · balance_after: On May 24, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| May 24, 2021 Filed May 27, 2021 01:49 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock, par value $0.001 per share | 7,416 | $11.99 | $88,917.84 |
DisclosureSEC source: 0001428205-21-000176 · wf-form4_162208012827146.xml · nonDerivative · entry 2 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,587 F1 · shares: On May 24, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| May 24, 2021 Filed May 27, 2021 01:49 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 18,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000176 · wf-form4_162208012827146.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,003 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 24, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 02:17 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 18,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000074 · wf-form4_161465143781462.xml · derivative · entry 4 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,830 Underlying: Common Stock · 18,540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On February 25, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. F1 · derivative.exercise_date: On February 25, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. F1 · derivative.expiration_date: On February 25, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. F1 · balance_after: On February 25, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 02:17 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock, par value $0.001 per share | 7,416 | $12.02 | $89,140.32 |
DisclosureSEC source: 0001428205-21-000074 · wf-form4_161465143781462.xml · nonDerivative · entry 2 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,463 F1 · shares: On February 25, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 02:17 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 18,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000074 · wf-form4_161465143781462.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,879 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 25, 2021, the reporting person elected to convert 11,124 shares out of 18,540 shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| January 12, 2021 Filed Jan 15, 2021 01:59 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | GrantPhantom Stock · Derivative | 179,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-21-000025 · wf-form4_161067593685289.xml · derivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,370 Underlying: Common Stock · 179,250 shares Expires not disclosed F1 · security: The reporting person was granted an aggregate of 179,250 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 6,900 phantom shares will vest on February 20, 2021 with an additional 6,900 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through February 20, 2027. 6,750 phantom shares will vest on May 20, 2027, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · security: Upon ARMOUR Capital Management LP, ARMOUR's manager ("Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and the Manager ("Management Agreement"), or ARMOUR terminating the Management Agreement for cause, the reporting person shall forfeit all unvested phantom stock. The reporting person's unvested phantom stock will automatically fully vest upon the reporting person's termination with the Manager due to death, disability, or the earlier of ARMOUR terminating the Management Agreement without cause or notice by ARMOUR of terminating the Management Agreement without cause. If the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · security: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. The reporting person's unvested phantom stock will automatically vest upon a change in control of ARMOUR. F4 · security: The reporting person also has the right to elect to have withholding taxes or a portion thereof, as the case may be, satisfied by reducing the number of shares of common stock to be issued to the reporting person by some or all of such shares. With respect to each phantom share, the reporting person will receive a cash payment in an amount equal to the cash dividend distributions paid in the ordinary course on a share of ARMOUR common stock. The reporting person also has the right to elect in lieu of the cash dividend payment a number of shares of common stock equal to the dividend payment payable divided by the fair market value of a share of ARMOUR common stock on the date of the dividend payment. F1 · derivative.exercise_price: The reporting person was granted an aggregate of 179,250 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 6,900 phantom shares will vest on February 20, 2021 with an additional 6,900 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through February 20, 2027. 6,750 phantom shares will vest on May 20, 2027, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F5 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · price: The reporting person was granted an aggregate of 179,250 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 6,900 phantom shares will vest on February 20, 2021 with an additional 6,900 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through February 20, 2027. 6,750 phantom shares will vest on May 20, 2027, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F5 · price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: The reporting person was granted an aggregate of 179,250 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 6,900 phantom shares will vest on February 20, 2021 with an additional 6,900 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through February 20, 2027. 6,750 phantom shares will vest on May 20, 2027, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.exercise_date: Upon ARMOUR Capital Management LP, ARMOUR's manager ("Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and the Manager ("Management Agreement"), or ARMOUR terminating the Management Agreement for cause, the reporting person shall forfeit all unvested phantom stock. The reporting person's unvested phantom stock will automatically fully vest upon the reporting person's termination with the Manager due to death, disability, or the earlier of ARMOUR terminating the Management Agreement without cause or notice by ARMOUR of terminating the Management Agreement without cause. If the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · derivative.exercise_date: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. The reporting person's unvested phantom stock will automatically vest upon a change in control of ARMOUR. F1 · derivative.expiration_date: The reporting person was granted an aggregate of 179,250 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 6,900 phantom shares will vest on February 20, 2021 with an additional 6,900 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through February 20, 2027. 6,750 phantom shares will vest on May 20, 2027, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.expiration_date: Upon ARMOUR Capital Management LP, ARMOUR's manager ("Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and the Manager ("Management Agreement"), or ARMOUR terminating the Management Agreement for cause, the reporting person shall forfeit all unvested phantom stock. The reporting person's unvested phantom stock will automatically fully vest upon the reporting person's termination with the Manager due to death, disability, or the earlier of ARMOUR terminating the Management Agreement without cause or notice by ARMOUR of terminating the Management Agreement without cause. If the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · derivative.expiration_date: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. The reporting person's unvested phantom stock will automatically vest upon a change in control of ARMOUR. F1 · balance_after: The reporting person was granted an aggregate of 179,250 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 6,900 phantom shares will vest on February 20, 2021 with an additional 6,900 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through February 20, 2027. 6,750 phantom shares will vest on May 20, 2027, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. Read SEC document |
| November 24, 2020 Filed Nov 24, 2020 22:17 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | SaleCommon Stock, par value $0.001 per share | 14,655 | $11.00 | $161,248.97 |
DisclosureSEC source: 0001428205-20-000316 · wf-form4_160625624712431.xml · nonDerivative · entry 4 ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,339 F2 · shares: The reporting person sold these shares in open market transactions for 2020 tax planning purposes. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.87 to $11.07, inclusive. The reporting person undertakes to provide ARMOUR Residential REIT, Inc., any security holder of ARMOUR Residential REIT, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (4). Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 22:17 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 11,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000316 · wf-form4_160625624712431.xml · derivative · entry 6 ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,120 Underlying: Common Stock · 11,640 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On November 23, 2020, the reporting person elected to convert 7,000 shares out of 11,640 shares of vested phantom stock into 7,000 shares of ARMOUR common stock. The person elected to convert the remaining 4,640 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 11,640 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, and phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020. F1 · derivative.exercise_date: On November 23, 2020, the reporting person elected to convert 7,000 shares out of 11,640 shares of vested phantom stock into 7,000 shares of ARMOUR common stock. The person elected to convert the remaining 4,640 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 11,640 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, and phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020. F1 · derivative.expiration_date: On November 23, 2020, the reporting person elected to convert 7,000 shares out of 11,640 shares of vested phantom stock into 7,000 shares of ARMOUR common stock. The person elected to convert the remaining 4,640 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 11,640 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, and phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020. F1 · balance_after: On November 23, 2020, the reporting person elected to convert 7,000 shares out of 11,640 shares of vested phantom stock into 7,000 shares of ARMOUR common stock. The person elected to convert the remaining 4,640 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 11,640 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, and phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020. Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 22:17 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | SaleCommon Stock, par value $0.001 per share | 32,000 | $10.69 | $342,099.20 |
DisclosureSEC source: 0001428205-20-000316 · wf-form4_160625624712431.xml · nonDerivative · entry 3 ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,994 F2 · shares: The reporting person sold these shares in open market transactions for 2020 tax planning purposes. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.5399 to $10.7328, inclusive. The reporting person undertakes to provide ARMOUR Residential REIT, Inc., any security holder of ARMOUR Residential REIT, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3). Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 22:17 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock, par value $0.001 per share | 4,640 | $10.51 | $48,766.40 |
DisclosureSEC source: 0001428205-20-000316 · wf-form4_160625624712431.xml · nonDerivative · entry 2 ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,994 F1 · shares: On November 23, 2020, the reporting person elected to convert 7,000 shares out of 11,640 shares of vested phantom stock into 7,000 shares of ARMOUR common stock. The person elected to convert the remaining 4,640 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 11,640 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, and phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020. Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 22:17 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 11,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000316 · wf-form4_160625624712431.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,634 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 23, 2020, the reporting person elected to convert 7,000 shares out of 11,640 shares of vested phantom stock into 7,000 shares of ARMOUR common stock. The person elected to convert the remaining 4,640 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 11,640 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, and phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 23:38 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 11,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000279 · wf-form4_159848511855249.xml · derivative · entry 4 ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,760 Underlying: Common Stock · 11,640 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On August 24, 2020, the reporting person elected to convert 7,080 shares out of 11,640 shares of vested phantom stock into 7,080 shares of ARMOUR common stock. The person elected to convert the remaining 4,560 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 11,640 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, and phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020. F1 · derivative.exercise_date: On August 24, 2020, the reporting person elected to convert 7,080 shares out of 11,640 shares of vested phantom stock into 7,080 shares of ARMOUR common stock. The person elected to convert the remaining 4,560 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 11,640 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, and phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020. F1 · derivative.expiration_date: On August 24, 2020, the reporting person elected to convert 7,080 shares out of 11,640 shares of vested phantom stock into 7,080 shares of ARMOUR common stock. The person elected to convert the remaining 4,560 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 11,640 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, and phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020. F1 · balance_after: On August 24, 2020, the reporting person elected to convert 7,080 shares out of 11,640 shares of vested phantom stock into 7,080 shares of ARMOUR common stock. The person elected to convert the remaining 4,560 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 11,640 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, and phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 23:38 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock, par value $0.001 per share | 4,560 | $9.61 | $43,821.60 |
DisclosureSEC source: 0001428205-20-000279 · wf-form4_159848511855249.xml · nonDerivative · entry 2 ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,994 F1 · shares: On August 24, 2020, the reporting person elected to convert 7,080 shares out of 11,640 shares of vested phantom stock into 7,080 shares of ARMOUR common stock. The person elected to convert the remaining 4,560 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 11,640 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, and phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 23:38 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 11,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000279 · wf-form4_159848511855249.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 24, 2020, the reporting person elected to convert 7,080 shares out of 11,640 shares of vested phantom stock into 7,080 shares of ARMOUR common stock. The person elected to convert the remaining 4,560 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 11,640 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, and phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020. Read SEC document |
| May 22, 2020 Filed May 27, 2020 20:16 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 11,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000206 · wf-form4_159061055524393.xml · derivative · entry 4 ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,400 Underlying: Common Stock · 11,700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On May 22, 2020, the reporting person elected to convert 7,050 shares out of 11,700 shares of vested phantom stock into 7,050 shares of ARMOUR common stock. The person elected to convert the remaining 4,650 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 11,700 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, and phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020. F1 · derivative.exercise_date: On May 22, 2020, the reporting person elected to convert 7,050 shares out of 11,700 shares of vested phantom stock into 7,050 shares of ARMOUR common stock. The person elected to convert the remaining 4,650 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 11,700 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, and phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020. F1 · derivative.expiration_date: On May 22, 2020, the reporting person elected to convert 7,050 shares out of 11,700 shares of vested phantom stock into 7,050 shares of ARMOUR common stock. The person elected to convert the remaining 4,650 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 11,700 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, and phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020. F1 · balance_after: On May 22, 2020, the reporting person elected to convert 7,050 shares out of 11,700 shares of vested phantom stock into 7,050 shares of ARMOUR common stock. The person elected to convert the remaining 4,650 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 11,700 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, and phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020. Read SEC document |
| May 22, 2020 Filed May 27, 2020 20:16 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock, par value $0.001 per share | 4,650 | $8.16 | $37,944.00 |
DisclosureSEC source: 0001428205-20-000206 · wf-form4_159061055524393.xml · nonDerivative · entry 2 ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,914 F1 · shares: On May 22, 2020, the reporting person elected to convert 7,050 shares out of 11,700 shares of vested phantom stock into 7,050 shares of ARMOUR common stock. The person elected to convert the remaining 4,650 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 11,700 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, and phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020. Read SEC document |
| May 22, 2020 Filed May 27, 2020 20:16 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 11,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000206 · wf-form4_159061055524393.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,564 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 22, 2020, the reporting person elected to convert 7,050 shares out of 11,700 shares of vested phantom stock into 7,050 shares of ARMOUR common stock. The person elected to convert the remaining 4,650 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 11,700 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, and phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020. Read SEC document |
| May 18, 2020 Filed May 19, 2020 21:32 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | GrantPhantom Stock · Derivative | 6,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-20-000180 · wf-form4_158992394356206.xml · derivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,100 Underlying: Common Stock · 6,000 shares Expires not disclosed F1 · security: The reporting person was granted an aggregate of 6,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 600 phantom shares will vest on May 20, 2020 with an additional 540 phantom shares vesting on each following August 20, November 20, February 20, and May 20, through November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · security: Upon ARMOUR Capital Management LP, ARMOUR's manager ("Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and the Manager ("Management Agreement"), or ARMOUR terminating the Management Agreement for cause, the reporting person shall forfeit all unvested phantom stock. The reporting person's unvested phantom stock will automatically fully vest upon the reporting person's termination with the Manager due to death, disability, or the earlier of ARMOUR terminating the Management Agreement without cause or notice by ARMOUR of terminating the Management Agreement without cause. If the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · security: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F4 · security: The reporting person also has the right to elect to have withholding taxes or a portion thereof, as the case may be, satisfied by reducing the number of shares of common stock to be issued to the reporting person by some or all of such shares. With respect to each phantom share, the reporting person will receive a cash payment in an amount equal to the cash dividend distributions paid in the ordinary course on a share of ARMOUR common stock. The reporting person also has the right to elect in lieu of the cash dividend payment a number of shares of common stock equal to the dividend payment payable divided by the fair market value of a share of ARMOUR common stock on the date of the dividend payment. F1 · derivative.exercise_price: The reporting person was granted an aggregate of 6,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 600 phantom shares will vest on May 20, 2020 with an additional 540 phantom shares vesting on each following August 20, November 20, February 20, and May 20, through November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F5 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · price: The reporting person was granted an aggregate of 6,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 600 phantom shares will vest on May 20, 2020 with an additional 540 phantom shares vesting on each following August 20, November 20, February 20, and May 20, through November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F5 · price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: The reporting person was granted an aggregate of 6,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 600 phantom shares will vest on May 20, 2020 with an additional 540 phantom shares vesting on each following August 20, November 20, February 20, and May 20, through November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.exercise_date: Upon ARMOUR Capital Management LP, ARMOUR's manager ("Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and the Manager ("Management Agreement"), or ARMOUR terminating the Management Agreement for cause, the reporting person shall forfeit all unvested phantom stock. The reporting person's unvested phantom stock will automatically fully vest upon the reporting person's termination with the Manager due to death, disability, or the earlier of ARMOUR terminating the Management Agreement without cause or notice by ARMOUR of terminating the Management Agreement without cause. If the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · derivative.exercise_date: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · derivative.expiration_date: The reporting person was granted an aggregate of 6,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 600 phantom shares will vest on May 20, 2020 with an additional 540 phantom shares vesting on each following August 20, November 20, February 20, and May 20, through November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.expiration_date: Upon ARMOUR Capital Management LP, ARMOUR's manager ("Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and the Manager ("Management Agreement"), or ARMOUR terminating the Management Agreement for cause, the reporting person shall forfeit all unvested phantom stock. The reporting person's unvested phantom stock will automatically fully vest upon the reporting person's termination with the Manager due to death, disability, or the earlier of ARMOUR terminating the Management Agreement without cause or notice by ARMOUR of terminating the Management Agreement without cause. If the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · derivative.expiration_date: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · balance_after: The reporting person was granted an aggregate of 6,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 600 phantom shares will vest on May 20, 2020 with an additional 540 phantom shares vesting on each following August 20, November 20, February 20, and May 20, through November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. Read SEC document |
| April 06, 2020 Filed Apr 6, 2020 18:04 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | PurchaseCommon Stock, par value $0.001 per share | 10,000 | $6.90 | $69,000.00 |
DisclosureSEC source: 0001428205-20-000147 · wf-form4_158619623578634.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,864 Read SEC document |
| March 13, 2020 Filed Mar 13, 2020 17:48 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | PurchaseCommon Stock, par value $0.001 per share | 10,000 | $13.88 | $138,800.00 |
DisclosureSEC source: 0001428205-20-000117 · wf-form4_158412166911617.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,864 Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:23 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 11,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000103 · wf-form4_158268021920211.xml · derivative · entry 4 ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,100 Underlying: Common Stock · 11,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On February 21, 2020, the reporting person elected to convert 6,700 shares out of 11,100 shares of vested phantom stock into 6,700 shares of ARMOUR common stock. The person elected to convert the remaining 4,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 11,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. F1 · derivative.exercise_date: On February 21, 2020, the reporting person elected to convert 6,700 shares out of 11,100 shares of vested phantom stock into 6,700 shares of ARMOUR common stock. The person elected to convert the remaining 4,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 11,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. F1 · derivative.expiration_date: On February 21, 2020, the reporting person elected to convert 6,700 shares out of 11,100 shares of vested phantom stock into 6,700 shares of ARMOUR common stock. The person elected to convert the remaining 4,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 11,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. F1 · balance_after: On February 21, 2020, the reporting person elected to convert 6,700 shares out of 11,100 shares of vested phantom stock into 6,700 shares of ARMOUR common stock. The person elected to convert the remaining 4,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 11,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:23 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock, par value $0.001 per share | 4,400 | $21.13 | $92,972.00 |
DisclosureSEC source: 0001428205-20-000103 · wf-form4_158268021920211.xml · nonDerivative · entry 2 ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,864 F1 · shares: On February 21, 2020, the reporting person elected to convert 6,700 shares out of 11,100 shares of vested phantom stock into 6,700 shares of ARMOUR common stock. The person elected to convert the remaining 4,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 11,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:23 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 11,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000103 · wf-form4_158268021920211.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 21, 2020, the reporting person elected to convert 6,700 shares out of 11,100 shares of vested phantom stock into 6,700 shares of ARMOUR common stock. The person elected to convert the remaining 4,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 11,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. Read SEC document |
| January 28, 2020 Filed Jan 29, 2020 02:05 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Purchase7.00% Series C Cumulative Redeemable Preferred Stock · Derivative | 1,000 | $25.00 | $25,000.00 |
DisclosureSEC source: 0001428205-20-000064 · wf-form4_158026352183010.xml · derivative · entry 3 ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock, par value $0.001 per share · 2,613.696 shares Expires not disclosed F2 · derivative.exercise_price: Upon the occurrence of a Change of Control (as defined in the Articles Supplementary relating to the Series C Preferred Stock) of the issuer, the reporting person will have the right to convert the shares of Series C Preferred Stock into a number of shares of common stock of the issuer per share of Series C Preferred Stock equal to the lesser of: (i) the quotient obtained by dividing (x) the sum of the $25.00 liquidation preference per share of Series C Preferred Stock plus the amount of any accumulated and unpaid dividends by (y) the Common Stock Price (as defined in the Articles Supplementary relating to the Series C Preferred Stock); and (ii) 2.613696, subject to certain adjustments indicated in the Articles Supplementary relating to the Series C Preferred Stock. F2 · derivative.exercise_date: Upon the occurrence of a Change of Control (as defined in the Articles Supplementary relating to the Series C Preferred Stock) of the issuer, the reporting person will have the right to convert the shares of Series C Preferred Stock into a number of shares of common stock of the issuer per share of Series C Preferred Stock equal to the lesser of: (i) the quotient obtained by dividing (x) the sum of the $25.00 liquidation preference per share of Series C Preferred Stock plus the amount of any accumulated and unpaid dividends by (y) the Common Stock Price (as defined in the Articles Supplementary relating to the Series C Preferred Stock); and (ii) 2.613696, subject to certain adjustments indicated in the Articles Supplementary relating to the Series C Preferred Stock. F3 · derivative.expiration_date: The Series C Preferred Stock has no expiration date. F2 · derivative.underlying_shares: Upon the occurrence of a Change of Control (as defined in the Articles Supplementary relating to the Series C Preferred Stock) of the issuer, the reporting person will have the right to convert the shares of Series C Preferred Stock into a number of shares of common stock of the issuer per share of Series C Preferred Stock equal to the lesser of: (i) the quotient obtained by dividing (x) the sum of the $25.00 liquidation preference per share of Series C Preferred Stock plus the amount of any accumulated and unpaid dividends by (y) the Common Stock Price (as defined in the Articles Supplementary relating to the Series C Preferred Stock); and (ii) 2.613696, subject to certain adjustments indicated in the Articles Supplementary relating to the Series C Preferred Stock. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 22:56 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | GrantPhantom Stock · Derivative | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-20-000034 · wf-form4_157921536076952.xml · derivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,200 Underlying: Common Stock · 100,000 shares Expires not disclosed F1 · security: The reporting person was granted an aggregate of 100,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 5,000 phantom shares will vest on February 20, 2020 with an additional 5,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · security: Upon ARMOUR Capital Management LP, ARMOUR's manager ("Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and the Manager ("Management Agreement"), or ARMOUR terminating the Management Agreement for cause, the reporting person shall forfeit all unvested phantom stock. The reporting person's unvested phantom stock will automatically fully vest upon the reporting person's termination with the Manager due to death, disability, or the earlier of ARMOUR terminating the Management Agreement without cause or notice by ARMOUR of terminating the Management Agreement without cause. If the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · security: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F4 · security: The reporting person also has the right to elect to have withholding taxes or a portion thereof, as the case may be, satisfied by reducing the number of shares of common stock to be issued to the reporting person by some or all of such shares. With respect to each phantom share, the reporting person will receive a cash payment in an amount equal to the cash dividend distributions paid in the ordinary course on a share of ARMOUR common stock. The reporting person also has the right to elect in lieu of the cash dividend payment a number of shares of common stock equal to the dividend payment payable divided by the fair market value of a share of ARMOUR common stock on the date of the dividend payment. F1 · derivative.exercise_price: The reporting person was granted an aggregate of 100,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 5,000 phantom shares will vest on February 20, 2020 with an additional 5,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F5 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · price: The reporting person was granted an aggregate of 100,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 5,000 phantom shares will vest on February 20, 2020 with an additional 5,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F5 · price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: The reporting person was granted an aggregate of 100,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 5,000 phantom shares will vest on February 20, 2020 with an additional 5,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.exercise_date: Upon ARMOUR Capital Management LP, ARMOUR's manager ("Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and the Manager ("Management Agreement"), or ARMOUR terminating the Management Agreement for cause, the reporting person shall forfeit all unvested phantom stock. The reporting person's unvested phantom stock will automatically fully vest upon the reporting person's termination with the Manager due to death, disability, or the earlier of ARMOUR terminating the Management Agreement without cause or notice by ARMOUR of terminating the Management Agreement without cause. If the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · derivative.exercise_date: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · derivative.expiration_date: The reporting person was granted an aggregate of 100,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 5,000 phantom shares will vest on February 20, 2020 with an additional 5,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.expiration_date: Upon ARMOUR Capital Management LP, ARMOUR's manager ("Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and the Manager ("Management Agreement"), or ARMOUR terminating the Management Agreement for cause, the reporting person shall forfeit all unvested phantom stock. The reporting person's unvested phantom stock will automatically fully vest upon the reporting person's termination with the Manager due to death, disability, or the earlier of ARMOUR terminating the Management Agreement without cause or notice by ARMOUR of terminating the Management Agreement without cause. If the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · derivative.expiration_date: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · balance_after: The reporting person was granted an aggregate of 100,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 5,000 phantom shares will vest on February 20, 2020 with an additional 5,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 21:05 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 6,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-19-000311 · wf-form4_157471593487205.xml · derivative · entry 4 ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,200 Underlying: Common Stock · 6,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On November 21, 2019, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. F1 · derivative.exercise_date: On November 21, 2019, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. F1 · derivative.expiration_date: On November 21, 2019, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. F1 · balance_after: On November 21, 2019, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 21:05 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock, par value $0.001 per share | 2,400 | $17.00 | $40,800.00 |
DisclosureSEC source: 0001428205-19-000311 · wf-form4_157471593487205.xml · nonDerivative · entry 2 ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,164 F1 · shares: On November 21, 2019, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 21:05 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 6,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-19-000311 · wf-form4_157471593487205.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,564 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 21, 2019, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 20:02 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 6,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-19-000233 · wf-form4_156659052101540.xml · derivative · entry 4 ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,300 Underlying: Common Stock · 6,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On August 21, 2019, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. F1 · derivative.exercise_date: On August 21, 2019, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. F1 · derivative.expiration_date: On August 21, 2019, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. F1 · balance_after: On August 21, 2019, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 20:02 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock, par value $0.001 per share | 2,400 | $17.11 | $41,064.00 |
DisclosureSEC source: 0001428205-19-000233 · wf-form4_156659052101540.xml · nonDerivative · entry 2 ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,464 F1 · shares: On August 21, 2019, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 20:02 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 6,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-19-000233 · wf-form4_156659052101540.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 21, 2019, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. Read SEC document |
| May 22, 2019 Filed May 23, 2019 12:26 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | PurchaseCommon Stock, par value $0.001 per share | 80,000 | $17.93 | $1,434,600.00 |
DisclosureSEC source: 0001428205-19-000167 · wf-form4_155861437344704.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By ARMOUR Capital Management LP Disclosed balance after: 80,000 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $17.84 to $18.02, inclusive. The reporting person undertakes to provide ARMOUR Residential REIT, Inc., any security holder of ARMOUR Residential REIT, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1). F2 · balance_after: The reported shares were purchased and are owned directly by ARMOUR Capital Management LP ("ACM"), a limited partnership that is the external manager of the issuer. The shares have been reported in the aggregate for both Mr. Ulm herein and Mr. Jeffrey Zimmer, a Co-CEO of the issuer, in a separate Form 4 report. Mr. Ulm is the sole controlling member of Stacumny LLC, which is one of the general partners of ACM, along with an entity controlled by Mr. Zimmer. Mr. Ulm disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 21, 2019 Filed May 22, 2019 20:13 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 6,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-19-000160 · wf-form4_155855601908716.xml · derivative · entry 3 ULM SCOTT · CIK 0001469064 · Director · Co-CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,400 Underlying: Common Stock · 6,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On May 21, 2019, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. F1 · derivative.exercise_date: On May 21, 2019, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. F1 · derivative.expiration_date: On May 21, 2019, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. F1 · balance_after: On May 21, 2019, the reporting person elected to convert 3,700 shares out of 6,100 shares of vested phantom stock into 3,700 shares of ARMOUR common stock. The person elected to convert the remaining 2,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 6,100 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.