Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Armour Residential REIT, Inc.ARR · Entity 4416 | Director · CEO | August 21, 2026 | August 25, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Armour Residential REIT, Inc.
Report date August 21, 2026 · Filed August 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 83,386 |
Ending reported balance
After 2026-08-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-21 · Exercise / conversion · Acquired 10,880 · Balance 87,738 F1: On August 21, 2026, the reporting person elected to convert 6,528 of the 10,880 shares of vested phantom stock into 6,528 shares of ARMOUR common stock. The reporting person elected to convert the remaining 4,352 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 10,880 shares are part of, and relate to phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021, phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023, and phantom stock vesting over a five-year period, which was reported on a Form 4 report filed by the reporting person on June 18, 2026. Row 2 · 2026-08-21 · Tax withholding · Disposed 4,352 · Balance 83,386 F1: On August 21, 2026, the reporting person elected to convert 6,528 of the 10,880 shares of vested phantom stock into 6,528 shares of ARMOUR common stock. The reporting person elected to convert the remaining 4,352 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 10,880 shares are part of, and relate to phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021, phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023, and phantom stock vesting over a five-year period, which was reported on a Form 4 report filed by the reporting person on June 18, 2026. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 172,610 |
Reported balance
After 2026-08-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-21 · Exercise / conversion · Disposed 10,880 · Balance 172,610 F2: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1: On August 21, 2026, the reporting person elected to convert 6,528 of the 10,880 shares of vested phantom stock into 6,528 shares of ARMOUR common stock. The reporting person elected to convert the remaining 4,352 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 10,880 shares are part of, and relate to phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021, phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023, and phantom stock vesting over a five-year period, which was reported on a Form 4 report filed by the reporting person on June 18, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 21, 2026, the reporting person elected to convert 6,528 of the 10,880 shares of vested phantom stock into 6,528 shares of ARMOUR common stock. The reporting person elected to convert the remaining 4,352 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 10,880 shares are part of, and relate to phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021, phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023, and phantom stock vesting over a five-year period, which was reported on a Form 4 report filed by the reporting person on June 18, 2026.
F2: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 21, 2026 Filed Aug 25, 2026 20:14 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 10,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001469064-26-000008 · wk-form4_1787688885.xml · derivative · entry 3 ULM SCOTT · CIK 0001469064 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 172,610 Underlying: Common Stock · 10,880 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On August 21, 2026, the reporting person elected to convert 6,528 of the 10,880 shares of vested phantom stock into 6,528 shares of ARMOUR common stock. The reporting person elected to convert the remaining 4,352 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 10,880 shares are part of, and relate to phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021, phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023, and phantom stock vesting over a five-year period, which was reported on a Form 4 report filed by the reporting person on June 18, 2026. F1 · derivative.expiration_date: On August 21, 2026, the reporting person elected to convert 6,528 of the 10,880 shares of vested phantom stock into 6,528 shares of ARMOUR common stock. The reporting person elected to convert the remaining 4,352 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 10,880 shares are part of, and relate to phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021, phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023, and phantom stock vesting over a five-year period, which was reported on a Form 4 report filed by the reporting person on June 18, 2026. Read SEC document |
| August 21, 2026 Filed Aug 25, 2026 20:14 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Tax withholdingCommon Stock, par value $0.001 per share | 4,352 | $16.32 | $71,024.64 |
DisclosureSEC source: 0001469064-26-000008 · wk-form4_1787688885.xml · nonDerivative · entry 2 ULM SCOTT · CIK 0001469064 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,386 F1 · kind: On August 21, 2026, the reporting person elected to convert 6,528 of the 10,880 shares of vested phantom stock into 6,528 shares of ARMOUR common stock. The reporting person elected to convert the remaining 4,352 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 10,880 shares are part of, and relate to phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021, phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023, and phantom stock vesting over a five-year period, which was reported on a Form 4 report filed by the reporting person on June 18, 2026. Read SEC document |
| August 21, 2026 Filed Aug 25, 2026 20:14 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 10,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001469064-26-000008 · wk-form4_1787688885.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,738 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On August 21, 2026, the reporting person elected to convert 6,528 of the 10,880 shares of vested phantom stock into 6,528 shares of ARMOUR common stock. The reporting person elected to convert the remaining 4,352 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 10,880 shares are part of, and relate to phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021, phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023, and phantom stock vesting over a five-year period, which was reported on a Form 4 report filed by the reporting person on June 18, 2026. Read SEC document |
| June 16, 2026 Filed Jun 18, 2026 20:03 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | GrantPhantom Stock · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001469064-26-000006 · wk-form4_1781813018.xml · derivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 183,490 Underlying: Common Stock · 150,000 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F2 · derivative.exercise_date: On June 16, 2026, the reporting person was granted an aggregate of 150,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Fourth Amended and Restated 2009 Stock Incentive Plan (the "Plan") pursuant to the time-based vesting schedule described as follows: 7,500 phantom shares will vest on each of August 20, November 20, February 20, and May 20, through May 20, 2031, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.expiration_date: On June 16, 2026, the reporting person was granted an aggregate of 150,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Fourth Amended and Restated 2009 Stock Incentive Plan (the "Plan") pursuant to the time-based vesting schedule described as follows: 7,500 phantom shares will vest on each of August 20, November 20, February 20, and May 20, through May 20, 2031, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. Read SEC document |
| May 21, 2026 Filed May 26, 2026 20:30 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 3,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001469064-26-000004 · wk-form4_1779827404.xml · derivative · entry 3 ULM SCOTT · CIK 0001469064 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,490 Underlying: Common Stock · 3,380 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On May 21, 2026, the reporting person elected to convert 2,028 of the 3,380 shares of vested phantom stock into 2,028 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,352 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,380 shares are part of, and relate to phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. F1 · derivative.expiration_date: On May 21, 2026, the reporting person elected to convert 2,028 of the 3,380 shares of vested phantom stock into 2,028 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,352 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,380 shares are part of, and relate to phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| May 21, 2026 Filed May 26, 2026 20:30 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Tax withholdingCommon Stock, par value $0.001 per share | 1,352 | $16.47 | $22,267.44 |
DisclosureSEC source: 0001469064-26-000004 · wk-form4_1779827404.xml · nonDerivative · entry 2 ULM SCOTT · CIK 0001469064 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,858 F1 · kind: On May 21, 2026, the reporting person elected to convert 2,028 of the 3,380 shares of vested phantom stock into 2,028 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,352 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,380 shares are part of, and relate to phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| May 21, 2026 Filed May 26, 2026 20:30 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 3,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001469064-26-000004 · wk-form4_1779827404.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 21, 2026, the reporting person elected to convert 2,028 of the 3,380 shares of vested phantom stock into 2,028 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,352 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,380 shares are part of, and relate to phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| February 24, 2026 Filed Feb 26, 2026 21:00 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 3,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001469064-26-000002 · wk-form4_1772139652.xml · derivative · entry 3 ULM SCOTT · CIK 0001469064 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,870 Underlying: Common Stock · 3,380 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On February 24, 2026, the reporting person elected to convert 2,028 of the 3,380 shares of vested phantom stock into 2,028 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,352 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,380 shares are part of, and relate to phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. F1 · derivative.expiration_date: On February 24, 2026, the reporting person elected to convert 2,028 of the 3,380 shares of vested phantom stock into 2,028 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,352 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,380 shares are part of, and relate to phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| February 24, 2026 Filed Feb 26, 2026 21:00 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Tax withholdingCommon Stock, par value $0.001 per share | 1,352 | $17.89 | $24,187.28 |
DisclosureSEC source: 0001469064-26-000002 · wk-form4_1772139652.xml · nonDerivative · entry 2 ULM SCOTT · CIK 0001469064 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,830 F1 · kind: On February 24, 2026, the reporting person elected to convert 2,028 of the 3,380 shares of vested phantom stock into 2,028 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,352 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,380 shares are part of, and relate to phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| February 24, 2026 Filed Feb 26, 2026 21:00 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 3,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001469064-26-000002 · wk-form4_1772139652.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On February 24, 2026, the reporting person elected to convert 2,028 of the 3,380 shares of vested phantom stock into 2,028 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,352 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,380 shares are part of, and relate to phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| November 21, 2025 Filed Nov 25, 2025 22:40 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 3,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001469064-25-000003 · wk-form4_1764110417.xml · derivative · entry 3 ULM SCOTT · CIK 0001469064 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,250 Underlying: Common Stock · 3,380 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On November 21, 2025, the reporting person elected to convert 2,028 of the 3,380 shares of vested phantom stock into 2,028 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,352 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,380 shares are part of, and relate to phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. F1 · derivative.expiration_date: On November 21, 2025, the reporting person elected to convert 2,028 of the 3,380 shares of vested phantom stock into 2,028 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,352 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,380 shares are part of, and relate to phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| November 21, 2025 Filed Nov 25, 2025 22:40 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Tax withholdingCommon Stock, par value $0.001 per share | 1,352 | $16.31 | $22,051.12 |
DisclosureSEC source: 0001469064-25-000003 · wk-form4_1764110417.xml · nonDerivative · entry 2 ULM SCOTT · CIK 0001469064 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,802 F1 · kind: On November 21, 2025, the reporting person elected to convert 2,028 of the 3,380 shares of vested phantom stock into 2,028 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,352 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,380 shares are part of, and relate to phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| November 21, 2025 Filed Nov 25, 2025 22:40 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 3,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001469064-25-000003 · wk-form4_1764110417.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,154 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 21, 2025, the reporting person elected to convert 2,028 of the 3,380 shares of vested phantom stock into 2,028 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,352 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,380 shares are part of, and relate to phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| August 21, 2025 Filed Aug 22, 2025 20:55 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 3,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-25-000200 · wk-form4_1755896113.xml · derivative · entry 3 ULM SCOTT · CIK 0001469064 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,630 Underlying: Common Stock · 3,380 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On August 21, 2025, the reporting person elected to convert 2,028 of the 3,380 shares of vested phantom stock into 2,028 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,352 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,380 shares are part of, and relate to phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. F1 · derivative.expiration_date: On August 21, 2025, the reporting person elected to convert 2,028 of the 3,380 shares of vested phantom stock into 2,028 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,352 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,380 shares are part of, and relate to phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| August 21, 2025 Filed Aug 22, 2025 20:55 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Tax withholdingCommon Stock, par value $0.001 per share | 1,352 | $14.81 | $20,023.12 |
DisclosureSEC source: 0001428205-25-000200 · wk-form4_1755896113.xml · nonDerivative · entry 2 ULM SCOTT · CIK 0001469064 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,774 F1 · kind: On August 21, 2025, the reporting person elected to convert 2,028 of the 3,380 shares of vested phantom stock into 2,028 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,352 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,380 shares are part of, and relate to phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| August 21, 2025 Filed Aug 22, 2025 20:55 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 3,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-25-000200 · wk-form4_1755896113.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On August 21, 2025, the reporting person elected to convert 2,028 of the 3,380 shares of vested phantom stock into 2,028 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,352 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,380 shares are part of, and relate to phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| May 21, 2025 Filed May 22, 2025 20:07 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 3,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-25-000121 · wk-form4_1747944440.xml · derivative · entry 3 ULM SCOTT · CIK 0001469064 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,010 Underlying: Common Stock · 3,380 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On May 21, 2025, the reporting person elected to convert 2,028 of the 3,380 shares of vested phantom stock into 2,028 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,352 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,380 shares are part of, and relate to phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. F1 · derivative.expiration_date: On May 21, 2025, the reporting person elected to convert 2,028 of the 3,380 shares of vested phantom stock into 2,028 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,352 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,380 shares are part of, and relate to phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| May 21, 2025 Filed May 22, 2025 20:07 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Tax withholdingCommon Stock, par value $0.001 per share | 1,352 | $16.72 | $22,605.44 |
DisclosureSEC source: 0001428205-25-000121 · wk-form4_1747944440.xml · nonDerivative · entry 2 ULM SCOTT · CIK 0001469064 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,746 F1 · kind: On May 21, 2025, the reporting person elected to convert 2,028 of the 3,380 shares of vested phantom stock into 2,028 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,352 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,380 shares are part of, and relate to phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| May 21, 2025 Filed May 22, 2025 20:07 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 3,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-25-000121 · wk-form4_1747944440.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 21, 2025, the reporting person elected to convert 2,028 of the 3,380 shares of vested phantom stock into 2,028 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,352 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,380 shares are part of, and relate to phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| February 21, 2025 Filed Feb 25, 2025 21:50 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 3,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-25-000040 · wk-form4_1740520212.xml · derivative · entry 3 ULM SCOTT · CIK 0001469064 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,390 Underlying: Common Stock · 3,380 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On February 21, 2025, the reporting person elected to convert 2,028 of the 3,380 shares of vested phantom stock into 2,028 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,352 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,380 shares are part of, and relate to phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. F1 · derivative.expiration_date: On February 21, 2025, the reporting person elected to convert 2,028 of the 3,380 shares of vested phantom stock into 2,028 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,352 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,380 shares are part of, and relate to phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| February 21, 2025 Filed Feb 25, 2025 21:50 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Tax withholdingCommon Stock, par value $0.001 per share | 1,352 | $18.94 | $25,606.88 |
DisclosureSEC source: 0001428205-25-000040 · wk-form4_1740520212.xml · nonDerivative · entry 2 ULM SCOTT · CIK 0001469064 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,718 F1 · kind: On February 21, 2025, the reporting person elected to convert 2,028 of the 3,380 shares of vested phantom stock into 2,028 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,352 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,380 shares are part of, and relate to phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| February 21, 2025 Filed Feb 25, 2025 21:50 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 3,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-25-000040 · wk-form4_1740520212.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,070 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On February 21, 2025, the reporting person elected to convert 2,028 of the 3,380 shares of vested phantom stock into 2,028 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,352 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,380 shares are part of, and relate to phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 22:37 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 4,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-24-000250 · wk-form4_1732315055.xml · derivative · entry 3 ULM SCOTT · CIK 0001469064 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,770 Underlying: Common Stock · 4,380 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On November 20, 2024, the reporting person elected to convert 2,628 of the 4,380 shares of vested phantom stock into 2,628 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,752 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,380 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. F1 · derivative.expiration_date: On November 20, 2024, the reporting person elected to convert 2,628 of the 4,380 shares of vested phantom stock into 2,628 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,752 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,380 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 22:37 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Tax withholdingCommon Stock, par value $0.001 per share | 1,752 | $18.43 | $32,289.36 |
DisclosureSEC source: 0001428205-24-000250 · wk-form4_1732315055.xml · nonDerivative · entry 2 ULM SCOTT · CIK 0001469064 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,690 F1 · kind: On November 20, 2024, the reporting person elected to convert 2,628 of the 4,380 shares of vested phantom stock into 2,628 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,752 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,380 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 22:37 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 4,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-24-000250 · wk-form4_1732315055.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,442 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 20, 2024, the reporting person elected to convert 2,628 of the 4,380 shares of vested phantom stock into 2,628 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,752 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,380 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| August 22, 2024 Filed Aug 23, 2024 20:58 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 4,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-24-000195 · wk-form4_1724446688.xml · derivative · entry 3 ULM SCOTT · CIK 0001469064 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,150 Underlying: Common Stock · 4,380 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On August 22, 2024, the reporting person elected to convert 2,628 of the 4,380 shares of vested phantom stock into 2,628 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,752 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,380 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. F1 · derivative.expiration_date: On August 22, 2024, the reporting person elected to convert 2,628 of the 4,380 shares of vested phantom stock into 2,628 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,752 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,380 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| August 22, 2024 Filed Aug 23, 2024 20:58 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Tax withholdingCommon Stock, par value $0.001 per share | 1,752 | $20.16 | $35,320.32 |
DisclosureSEC source: 0001428205-24-000195 · wk-form4_1724446688.xml · nonDerivative · entry 2 ULM SCOTT · CIK 0001469064 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,062 F1 · kind: On August 22, 2024, the reporting person elected to convert 2,628 of the 4,380 shares of vested phantom stock into 2,628 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,752 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,380 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| August 22, 2024 Filed Aug 23, 2024 20:58 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 4,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-24-000195 · wk-form4_1724446688.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,814 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On August 22, 2024, the reporting person elected to convert 2,628 of the 4,380 shares of vested phantom stock into 2,628 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,752 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,380 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| May 22, 2024 Filed May 23, 2024 20:37 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 4,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-24-000115 · wk-form4_1716496650.xml · derivative · entry 3 ULM SCOTT · CIK 0001469064 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,530 Underlying: Common Stock · 4,380 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On May 22, 2024, the reporting person elected to convert 2,628 of the 4,380 shares of vested phantom stock into 2,628 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,752 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,380 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. F1 · derivative.expiration_date: On May 22, 2024, the reporting person elected to convert 2,628 of the 4,380 shares of vested phantom stock into 2,628 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,752 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,380 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| May 22, 2024 Filed May 23, 2024 20:37 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Tax withholdingCommon Stock, par value $0.001 per share | 1,752 | $19.26 | $33,743.52 |
DisclosureSEC source: 0001428205-24-000115 · wk-form4_1716496650.xml · nonDerivative · entry 2 ULM SCOTT · CIK 0001469064 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,434 F1 · kind: On May 22, 2024, the reporting person elected to convert 2,628 of the 4,380 shares of vested phantom stock into 2,628 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,752 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,380 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| May 22, 2024 Filed May 23, 2024 20:37 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 4,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-24-000115 · wk-form4_1716496650.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 22, 2024, the reporting person elected to convert 2,628 of the 4,380 shares of vested phantom stock into 2,628 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,752 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,380 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 21:02 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 4,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-24-000022 · wk-form4_1708981350.xml · derivative · entry 3 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,910 Underlying: Common Stock · 4,380 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On February 22, 2024, the reporting person elected to convert 2,628 of the 4,380 shares of vested phantom stock into 2,628 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,752 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,380 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. F1 · derivative.expiration_date: On February 22, 2024, the reporting person elected to convert 2,628 of the 4,380 shares of vested phantom stock into 2,628 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,752 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,380 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 21:02 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Tax withholdingCommon Stock, par value $0.001 per share | 1,752 | $18.80 | $32,937.60 |
DisclosureSEC source: 0001428205-24-000022 · wk-form4_1708981350.xml · nonDerivative · entry 2 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,806 F1 · kind: On February 22, 2024, the reporting person elected to convert 2,628 of the 4,380 shares of vested phantom stock into 2,628 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,752 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,380 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 21:02 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 4,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-24-000022 · wk-form4_1708981350.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On February 22, 2024, the reporting person elected to convert 2,628 of the 4,380 shares of vested phantom stock into 2,628 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,752 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,380 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:08 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 4,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000201 · wk-form4_1700860077.xml · derivative · entry 3 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,290 Underlying: Common Stock · 4,380 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On November 21, 2023, the reporting person elected to convert 2,628 of the 4,380 shares of vested phantom stock into 2,628 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,752 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,380 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. F1 · derivative.expiration_date: On November 21, 2023, the reporting person elected to convert 2,628 of the 4,380 shares of vested phantom stock into 2,628 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,752 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,380 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. F2 · balance_after: Total reflects a 1 for 5 reverse stock split that occurred on September 29, 2023. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:08 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock, par value $0.001 per share | 1,752 | $17.41 | $30,502.32 |
DisclosureSEC source: 0001428205-23-000201 · wk-form4_1700860077.xml · nonDerivative · entry 2 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,178 F1 · kind: On November 21, 2023, the reporting person elected to convert 2,628 of the 4,380 shares of vested phantom stock into 2,628 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,752 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,380 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:08 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 4,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000201 · wk-form4_1700860077.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,930 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 21, 2023, the reporting person elected to convert 2,628 of the 4,380 shares of vested phantom stock into 2,628 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,752 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,380 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. F2 · balance_after: Total reflects a 1 for 5 reverse stock split that occurred on September 29, 2023. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:17 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 21,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000150 · wk-form4_1692908252.xml · derivative · entry 3 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 378,350 Underlying: Common Stock · 21,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On August 22, 2023, the reporting person elected to convert 13,140 of the 21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On August 22, 2023, the reporting person elected to convert 13,140 of the 21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. F1 · derivative.expiration_date: On August 22, 2023, the reporting person elected to convert 13,140 of the 21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:17 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock, par value $0.001 per share | 8,760 | $4.63 | $40,558.80 |
DisclosureSEC source: 0001428205-23-000150 · wk-form4_1692908252.xml · nonDerivative · entry 2 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 257,751 F1 · kind: On August 22, 2023, the reporting person elected to convert 13,140 of the 21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:17 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 21,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000150 · wk-form4_1692908252.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 266,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On August 22, 2023, the reporting person elected to convert 13,140 of the 21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| May 23, 2023 Filed May 25, 2023 21:12 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 21,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000110 · wf-form4_168504913365762.xml · derivative · entry 3 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 400,250 Underlying: Common Stock · 21,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On May 23, 2023, the reporting person elected to convert 13,140 of the 21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On May 23, 2023, the reporting person elected to convert 13,140 of the 21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. F1 · derivative.expiration_date: On May 23, 2023, the reporting person elected to convert 13,140 of the 21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| May 23, 2023 Filed May 25, 2023 21:12 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock, par value $0.001 per share | 8,760 | $4.82 | $42,223.20 |
DisclosureSEC source: 0001428205-23-000110 · wf-form4_168504913365762.xml · nonDerivative · entry 2 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 244,611 F1 · kind: On May 23, 2023, the reporting person elected to convert 13,140 of the 21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| May 23, 2023 Filed May 25, 2023 21:12 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 21,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000110 · wf-form4_168504913365762.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 253,371 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 23, 2023, the reporting person elected to convert 13,140 of the 21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 21:38 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 21,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000059 · wf-form4_167718829312898.xml · derivative · entry 3 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,150 Underlying: Common Stock · 21,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On February 21, 2023, the reporting person elected to convert 13,140 of the21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On February 21, 2023, the reporting person elected to convert 13,140 of the21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. F1 · derivative.expiration_date: On February 21, 2023, the reporting person elected to convert 13,140 of the21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 21:38 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock, par value $0.001 per share | 8,760 | $5.63 | $49,318.80 |
DisclosureSEC source: 0001428205-23-000059 · wf-form4_167718829312898.xml · nonDerivative · entry 2 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,471 F1 · kind: On February 21, 2023, the reporting person elected to convert 13,140 of the21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 21:38 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 21,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000059 · wf-form4_167718829312898.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,231 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On February 21, 2023, the reporting person elected to convert 13,140 of the21,900 shares of vested phantom stock into 13,140 shares of ARMOUR common stock. The reporting person elected to convert the remaining 8,760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 21,900 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 22:19 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | GrantPhantom Stock · Derivative | 280,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000046 · wf-form4_167658596912293.xml · derivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,050 Underlying: Common Stock · 280,000 shares Expires not disclosed F1 · security: The reporting person was granted an aggregate of 280,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule described as follows. 10,000 phantom shares will vest on February 20, 2023 with an additional 10,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2029, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · security: Upon ARMOUR Capital Management LP, ARMOUR's manager ("Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and the Manager ("Management Agreement"), or ARMOUR terminating the Management Agreement for cause, the reporting person shall forfeit all unvested phantom stock. The reporting person's unvested phantom stock will automatically fully vest upon the reporting person's termination with ARMOUR due to death, disability, or the earlier of ARMOUR terminating the Management Agreement without cause or notice by ARMOUR of terminating the Management Agreement without cause. If the reporting person is terminated by ARMOUR without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · security: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F4 · security: The reporting person also has the right to elect to have withholding taxes or a portion thereof, as the case may be, satisfied by reducing the number of shares of common stock to be issued to the reporting person by some or all of such shares. With respect to each phantom share, the reporting person will receive a cash payment in an amount equal to the cash dividend distributions paid in the ordinary course on a share of ARMOUR common stock. The reporting person also has the right to elect in lieu of the cash dividend payment a number of shares of common stock equal to the dividend payment payable divided by the fair market value of a share of ARMOUR common stock on the date of the dividend payment. F5 · security: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_price: The reporting person was granted an aggregate of 280,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule described as follows. 10,000 phantom shares will vest on February 20, 2023 with an additional 10,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2029, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F5 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · price: The reporting person was granted an aggregate of 280,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule described as follows. 10,000 phantom shares will vest on February 20, 2023 with an additional 10,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2029, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F5 · price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: The reporting person was granted an aggregate of 280,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule described as follows. 10,000 phantom shares will vest on February 20, 2023 with an additional 10,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2029, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.exercise_date: Upon ARMOUR Capital Management LP, ARMOUR's manager ("Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and the Manager ("Management Agreement"), or ARMOUR terminating the Management Agreement for cause, the reporting person shall forfeit all unvested phantom stock. The reporting person's unvested phantom stock will automatically fully vest upon the reporting person's termination with ARMOUR due to death, disability, or the earlier of ARMOUR terminating the Management Agreement without cause or notice by ARMOUR of terminating the Management Agreement without cause. If the reporting person is terminated by ARMOUR without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · derivative.exercise_date: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · derivative.expiration_date: The reporting person was granted an aggregate of 280,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule described as follows. 10,000 phantom shares will vest on February 20, 2023 with an additional 10,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2029, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.expiration_date: Upon ARMOUR Capital Management LP, ARMOUR's manager ("Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and the Manager ("Management Agreement"), or ARMOUR terminating the Management Agreement for cause, the reporting person shall forfeit all unvested phantom stock. The reporting person's unvested phantom stock will automatically fully vest upon the reporting person's termination with ARMOUR due to death, disability, or the earlier of ARMOUR terminating the Management Agreement without cause or notice by ARMOUR of terminating the Management Agreement without cause. If the reporting person is terminated by ARMOUR without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · derivative.expiration_date: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · balance_after: The reporting person was granted an aggregate of 280,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule described as follows. 10,000 phantom shares will vest on February 20, 2023 with an additional 10,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2029, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. Read SEC document |
| November 22, 2022 Filed Nov 25, 2022 23:07 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 18,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-22-000181 · wf-form4_166941766298979.xml · derivative · entry 3 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,050 Underlying: Common Stock · 18,540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On November 22, 2022, the reporting person elected to convert 11,124 of the 18,540 shares shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The reporting person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. F1 · derivative.expiration_date: On November 22, 2022, the reporting person elected to convert 11,124 of the 18,540 shares shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The reporting person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| November 22, 2022 Filed Nov 25, 2022 23:07 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock, par value $0.001 per share | 7,416 | $5.67 | $42,048.72 |
DisclosureSEC source: 0001428205-22-000181 · wf-form4_166941766298979.xml · nonDerivative · entry 2 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,331 F1 · shares: On November 22, 2022, the reporting person elected to convert 11,124 of the 18,540 shares shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The reporting person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| November 22, 2022 Filed Nov 25, 2022 23:07 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 18,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-22-000181 · wf-form4_166941766298979.xml · nonDerivative · entry 1 ULM SCOTT · CIK 0001469064 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 22, 2022, the reporting person elected to convert 11,124 of the 18,540 shares shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The reporting person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.