Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BTRS Holdings Inc.SMMC · Entity 121395 | Director | June 19, 2019 | June 20, 2019 |
| BankUnited, Inc.BKU · Entity 4193 | Director | August 13, 2026 | August 13, 2026 |
| Essent Group Ltd.ESNT · Entity 3779 | Director | September 10, 2026 | September 14, 2026 |
| North Mountain Merger Corp.NMMC · Entity 146474 | Director | September 17, 2020 | September 17, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BTRS Holdings Inc.
Report date June 19, 2019 · Filed June 20, 2019
This filing explicitly reported no securities owned.
BankUnited, Inc.
Report date August 13, 2026 · Filed August 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 42,472 |
Reported balance
After 2026-08-13 transaction · row 1
1 source rowRow 1 · 2026-08-13 · Sale · Disposed 3,000 · Balance 42,472 F1: Reflects the sale of 3,000 shares of common stock by the reporting person under Rule 144 promulgated under the Securities Act of 1933, as amended. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectAs Co-Trustee | 31,000 |
Reported balance
Holding disclosure · report date 2026-08-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 31,000 F2: Shares held by the Pauls Family Foundation, for which Mr. Pauls serves as a co-trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the sale of 3,000 shares of common stock by the reporting person under Rule 144 promulgated under the Securities Act of 1933, as amended.
F2: Shares held by the Pauls Family Foundation, for which Mr. Pauls serves as a co-trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for Section 16 or for any other purpose.
Essent Group Ltd.
Report date September 10, 2026 · Filed September 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Dividend equivalent unitsSEC Table II · derivative / convertible security | Direct | 28 |
Reported balance
After 2026-09-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-10 · Grant · Acquired 13 · Balance 28 F1: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd. |
Filing footnotes · ownership attribution and instrument terms
F1: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.
North Mountain Merger Corp.
Report date September 17, 2020 · Filed September 17, 2020
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 04, 2020 Filed Feb 5, 2020 22:01 UTC | BankUnited, Inc. BKU · Entity 4193 | SaleCommon Stock, par value $0.01 per share | 45,700 | $33.66 | $1,538,156.89 |
DisclosureSEC source: 0001209191-20-006974 · doc4.xml · nonDerivative · entry 4 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,448 F1 · shares: These sales were effected pursuant to a Rule 10b5-1 trading plan established by the reporting person. F3 · price: This price represents the weighted average sale price of trades transacted at a multitude of prices ranging from $33.52 to $33.88. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 22:01 UTC | BankUnited, Inc. BKU · Entity 4193 | Exercise / conversionCommon Stock, par value $0.01 per share | 45,700 | $27.00 | $1,233,900.00 |
DisclosureSEC source: 0001209191-20-006974 · doc4.xml · nonDerivative · entry 3 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,148 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 22:01 UTC | BankUnited, Inc. BKU · Entity 4193 | Exercise / conversionCommon Stock Option (right to buy) · Derivative | 4,300 | $0.00 Strike: $27.00 | $0.00 |
DisclosureSEC source: 0001209191-20-006974 · doc4.xml · derivative · entry 6 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,700 Underlying: Common Stock, par value $0.01 per share · 4,300 shares Expires 2021-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Issued pursuant to the terms of the BankUnited, Inc. 2010 Omnibus Equity Incentive Plan. All such options are currently exercisable. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 22:01 UTC | BankUnited, Inc. BKU · Entity 4193 | SaleCommon Stock, par value $0.01 per share | 4,300 | $33.50 | $144,061.18 |
DisclosureSEC source: 0001209191-20-006974 · doc4.xml · nonDerivative · entry 2 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,448 F1 · shares: These sales were effected pursuant to a Rule 10b5-1 trading plan established by the reporting person. F2 · price: This price represents the weighted average sale price of trades transacted at a multitude of prices ranging from $33.50 to $33.52. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 22:01 UTC | BankUnited, Inc. BKU · Entity 4193 | Exercise / conversionCommon Stock, par value $0.01 per share | 4,300 | $27.00 | $116,100.00 |
DisclosureSEC source: 0001209191-20-006974 · doc4.xml · nonDerivative · entry 1 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,748 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 02:24 UTC | Essent Group Ltd. ESNT · Entity 3779 | GrantDividend equivalent units · Derivative | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0001448893-19-000088 · wf-form4_157663584399127.xml · derivative · entry 1 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15 Underlying: Common shares, par value $0.015 · 7 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd. F1 · derivative.exercise_date: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd. F1 · derivative.expiration_date: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd. Read SEC document |
| November 27, 2019 Filed Nov 27, 2019 22:02 UTC | BankUnited, Inc. BKU · Entity 4193 | Exercise / conversionCommon Stock Option (right to buy) · Derivative | 20,668 | $0.00 Strike: $27.00 | $0.00 |
DisclosureSEC source: 0001209191-19-058361 · doc4.xml · derivative · entry 7 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock, par value $0.01 per share · 20,668 shares Expires 2021-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Issued pursuant to the terms of the BankUnited, Inc. 2010 Omnibus Equity Incentive Plan. All such options are currently exercisable. Read SEC document |
| November 27, 2019 Filed Nov 27, 2019 22:02 UTC | BankUnited, Inc. BKU · Entity 4193 | SaleCommon Stock, par value $0.01 per share | 20,668 | $35.09 | $725,269.06 |
DisclosureSEC source: 0001209191-19-058361 · doc4.xml · nonDerivative · entry 4 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,448 F2 · price: This price represents the weighted average sale price of trades transacted at a multitude of prices ranging from $35.02 to $35.36. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| November 27, 2019 Filed Nov 27, 2019 22:02 UTC | BankUnited, Inc. BKU · Entity 4193 | Exercise / conversionCommon Stock, par value $0.01 per share | 20,668 | $27.00 | $558,036.00 |
DisclosureSEC source: 0001209191-19-058361 · doc4.xml · nonDerivative · entry 3 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 22:02 UTC | BankUnited, Inc. BKU · Entity 4193 | Exercise / conversionCommon Stock Option (right to buy) · Derivative | 20,731 | $0.00 Strike: $27.00 | $0.00 |
DisclosureSEC source: 0001209191-19-058361 · doc4.xml · derivative · entry 6 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,668 Underlying: Common Stock, par value $0.01 per share · 20,731 shares Expires 2021-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Issued pursuant to the terms of the BankUnited, Inc. 2010 Omnibus Equity Incentive Plan. All such options are currently exercisable. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 22:02 UTC | BankUnited, Inc. BKU · Entity 4193 | SaleCommon Stock, par value $0.01 per share | 20,731 | $35.16 | $728,970.37 |
DisclosureSEC source: 0001209191-19-058361 · doc4.xml · nonDerivative · entry 2 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,448 F1 · price: This price represents the weighted average sale price of trades transacted at a multitude of prices ranging from $35.13 to $35.20. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 22:02 UTC | BankUnited, Inc. BKU · Entity 4193 | Exercise / conversionCommon Stock, par value $0.01 per share | 20,731 | $27.00 | $559,737.00 |
DisclosureSEC source: 0001209191-19-058361 · doc4.xml · nonDerivative · entry 1 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,179 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 20:40 UTC | Essent Group Ltd. ESNT · Entity 3779 | GrantDividend equivalent units · Derivative | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0001448893-19-000062 · wf-form4_156883920913071.xml · derivative · entry 1 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8 Underlying: Common shares, par value $0.015 · 8 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd. F1 · derivative.exercise_date: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd. F1 · derivative.expiration_date: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd. Read SEC document |
| September 13, 2019 Filed Sep 13, 2019 22:42 UTC | BankUnited, Inc. BKU · Entity 4193 | Exercise / conversionCommon Stock Option (right to buy) · Derivative | 22,133 | $0.00 Strike: $22.31 | $0.00 |
DisclosureSEC source: 0001209191-19-049532 · doc4.xml · derivative · entry 4 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 22,133 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Issued pursuant to the terms of the BankUnited, Inc. 2010 Omnibus Equity Incentive Plan. All such options are currently exercisable. Read SEC document |
| September 13, 2019 Filed Sep 13, 2019 22:42 UTC | BankUnited, Inc. BKU · Entity 4193 | SaleCommon Stock, par value $0.01 per share | 22,133 | $34.16 | $756,147.39 |
DisclosureSEC source: 0001209191-19-049532 · doc4.xml · nonDerivative · entry 2 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,448 F1 · price: This price represents the weighted average sale price of trades transacted at a multitude of prices ranging from $34.06 to $34.25. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| September 13, 2019 Filed Sep 13, 2019 22:42 UTC | BankUnited, Inc. BKU · Entity 4193 | Exercise / conversionCommon Stock, par value $0.01 per share | 22,133 | $22.31 | $493,787.23 |
DisclosureSEC source: 0001209191-19-049532 · doc4.xml · nonDerivative · entry 1 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2019 Filed May 16, 2019 21:37 UTC | BankUnited, Inc. BKU · Entity 4193 | GrantCommon Stock, par value $0.01 per share | 3,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030540 · doc4.xml · nonDerivative · entry 1 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,448 F1 · shares: Reflects 3,068 restricted shares issued pursuant to the terms of the BankUnited, Inc. 2014 Omnibus Equity Incentive Plan. The restricted shares have a grant date of May 15, 2019, and will vest in full on the earlier of the first anniversary of the date of grant or the date of the issuer's next annual meeting of stockholders, subject to the reporting person's continued service as a director through the vesting date. Read SEC document |
| May 10, 2019 Filed Feb 14, 2020 01:07 UTC | Essent Group Ltd. ESNT · Entity 3779 | GiftCommon shares, par value $0.015 | 3,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001448893-20-000012 · wf-form5_158164244348162.xml · nonDerivative · entry 2 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Douglas J. Pauls Revocable Trust U/A Dated Jan 30 2013 Disclosed balance after: 24,734 Read SEC document |
| May 10, 2019 Filed Feb 14, 2020 01:07 UTC | Essent Group Ltd. ESNT · Entity 3779 | GiftCommon shares, par value $0.015 | 3,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001448893-20-000012 · wf-form5_158164244348162.xml · nonDerivative · entry 1 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 02, 2019 Filed May 3, 2019 20:38 UTC | Essent Group Ltd. ESNT · Entity 3779 | Exercise / conversionRestricted share units · Derivative | 3,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001448893-19-000047 · wf-form4_155691591665869.xml · derivative · entry 4 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,432 Underlying: Common shares, par value $0.015 · 3,214 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted share units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On May 2, 2018, the reporting person was granted 3,214 restricted share units which vested in full on May 2, 2019. F3 · derivative.expiration_date: On May 2, 2018, the reporting person was granted 3,214 restricted share units which vested in full on May 2, 2019. Read SEC document |
| May 02, 2019 Filed May 3, 2019 20:38 UTC | Essent Group Ltd. ESNT · Entity 3779 | Exercise / conversionCommon shares, par value $0.015 | 3,214 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001448893-19-000047 · wf-form4_155691591665869.xml · nonDerivative · entry 1 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,214 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted share units convert into common shares on a one-for-one basis. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:38 UTC | Essent Group Ltd. ESNT · Entity 3779 | GrantRestricted share units · Derivative | 2,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001448893-19-000047 · wf-form4_155691591665869.xml · derivative · entry 3 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,646 Underlying: Common shares, par value $0.015 · 2,432 shares Expires not disclosed F2 · derivative.exercise_price: Granted under the issuer's 2013 Long-Term Incentive Plan pursuant to the issuer's director compensation plan and will vest in full on May 1, 2020. Each restricted share unit represents a contingent right to receive one ESNT common share. F2 · derivative.exercise_date: Granted under the issuer's 2013 Long-Term Incentive Plan pursuant to the issuer's director compensation plan and will vest in full on May 1, 2020. Each restricted share unit represents a contingent right to receive one ESNT common share. F2 · derivative.expiration_date: Granted under the issuer's 2013 Long-Term Incentive Plan pursuant to the issuer's director compensation plan and will vest in full on May 1, 2020. Each restricted share unit represents a contingent right to receive one ESNT common share. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 22:27 UTC | BankUnited, Inc. BKU · Entity 4193 | GiftCommon Stock, par value $0.01 per share | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-009021 · doc4.xml · nonDerivative · entry 1 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,380 F1 · price: Bona fide gift by the Reporting Person for no consideration. Read SEC document |
| May 23, 2018 Filed May 23, 2018 21:01 UTC | BankUnited, Inc. BKU · Entity 4193 | GrantCommon Stock, par value $0.01 per share | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-032655 · doc4.xml · nonDerivative · entry 1 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,380 F1 · shares: Reflects 1,000 restricted shares issued pursuant to the terms of the BankUnited, Inc. 2014 Omnibus Equity Incentive Plan. The restricted shares have a grant date of May 23, 2018, and will vest in substantially equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| May 11, 2018 Filed Feb 11, 2019 21:18 UTC | Essent Group Ltd. ESNT · Entity 3779 | GiftCommon shares, par value $0.015 | 3,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001448893-19-000012 · wf-form5_154991990508120.xml · nonDerivative · entry 2 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Douglas J. Pauls Revocable Trust U/A Dated Jan 30 2013 Disclosed balance after: 21,520 Read SEC document |
| May 11, 2018 Filed Feb 11, 2019 21:18 UTC | Essent Group Ltd. ESNT · Entity 3779 | GiftCommon shares, par value $0.015 | 3,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001448893-19-000012 · wf-form5_154991990508120.xml · nonDerivative · entry 1 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: On May 11, 2018, the reporting person transferred 3,003 shares to the Douglas J. Pauls Revocable Trust U/A Dated Jan 30 2013, of which the reporting person is the sole trustee and the reporting person and his wife are beneficiaries. Read SEC document |
| May 03, 2018 Filed May 5, 2018 01:23 UTC | Essent Group Ltd. ESNT · Entity 3779 | Exercise / conversionRestricted share units · Derivative | 3,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001448893-18-000044 · wf-form4_152548336123418.xml · derivative · entry 4 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,214 Underlying: Common shares, par value $0.015 · 3,003 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted share units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On May 3, 2017, the reporting person was granted 3,003 restricted share units which vested in full on May 3, 2018. F3 · derivative.expiration_date: On May 3, 2017, the reporting person was granted 3,003 restricted share units which vested in full on May 3, 2018. Read SEC document |
| May 03, 2018 Filed May 5, 2018 01:23 UTC | Essent Group Ltd. ESNT · Entity 3779 | Exercise / conversionCommon shares, par value $0.015 | 3,003 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001448893-18-000044 · wf-form4_152548336123418.xml · nonDerivative · entry 1 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,003 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted share units convert into common shares on a one-for-one basis. Read SEC document |
| May 02, 2018 Filed May 5, 2018 01:23 UTC | Essent Group Ltd. ESNT · Entity 3779 | GrantRestricted share units · Derivative | 3,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001448893-18-000044 · wf-form4_152548336123418.xml · derivative · entry 3 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,217 Underlying: Common shares, par value $0.015 · 3,214 shares Expires not disclosed F2 · derivative.exercise_price: Granted under the issuer's 2013 Long-Term Incentive Plan pursuant to the issuer's director compensation plan and will vest in full on May 2, 2019. Each restricted share unit represents a contingent right to receive one ESNT common share. F2 · derivative.exercise_date: Granted under the issuer's 2013 Long-Term Incentive Plan pursuant to the issuer's director compensation plan and will vest in full on May 2, 2019. Each restricted share unit represents a contingent right to receive one ESNT common share. F2 · derivative.expiration_date: Granted under the issuer's 2013 Long-Term Incentive Plan pursuant to the issuer's director compensation plan and will vest in full on May 2, 2019. Each restricted share unit represents a contingent right to receive one ESNT common share. Read SEC document |
| January 25, 2018 Filed Jan 26, 2018 22:05 UTC | BankUnited, Inc. BKU · Entity 4193 | Exercise / conversionCommon Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $27.00 | $0.00 |
DisclosureSEC source: 0001209191-18-005647 · doc4.xml · derivative · entry 5 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,399 Underlying: Common Stock, par value $0.01 per share · 40,000 shares Expires 2021-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Issued pursuant to the terms of the BankUnited, Inc. 2010 Omnibus Equity Incentive Plan. All such options are currently exercisable. Read SEC document |
| January 25, 2018 Filed Jan 26, 2018 22:05 UTC | BankUnited, Inc. BKU · Entity 4193 | SaleCommon Stock, par value $0.01 per share | 40,000 | $42.12 | $1,684,672.00 |
DisclosureSEC source: 0001209191-18-005647 · doc4.xml · nonDerivative · entry 3 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,380 F2 · price: This price represents the weighted average sale price of trades transacted at a multitude of prices ranging from $42.00 to $42.61. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| January 25, 2018 Filed Jan 26, 2018 22:05 UTC | BankUnited, Inc. BKU · Entity 4193 | Exercise / conversionCommon Stock, par value $0.01 per share | 40,000 | $27.00 | $1,080,000.00 |
DisclosureSEC source: 0001209191-18-005647 · doc4.xml · nonDerivative · entry 2 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2018 Filed Jan 26, 2018 22:05 UTC | BankUnited, Inc. BKU · Entity 4193 | GiftCommon Stock, par value $0.01 per share | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-005647 · doc4.xml · nonDerivative · entry 1 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,380 F1 · price: Bona fide gift by the Reporting Person for no consideration. Read SEC document |
| May 16, 2017 Filed May 18, 2017 22:02 UTC | BankUnited, Inc. BKU · Entity 4193 | GrantCommon Stock, par value $0.01 per share | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033707 · doc4.xml · nonDerivative · entry 1 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,380 F1 · shares: Reflects 1,000 restricted shares issued pursuant to the terms of the BankUnited, Inc. 2014 Omnibus Equity Incentive Plan. The restricted shares have a grant date of May 16, 2017, and will vest in substantially equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| May 10, 2017 Filed Feb 15, 2018 01:04 UTC | Essent Group Ltd. ESNT · Entity 3779 | GiftCommon shares, par value $0.015 | 5,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001448893-18-000022 · wf-form5_151865662762124.xml · nonDerivative · entry 2 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Douglas J. Pauls Revocable Trust U/A Dated Jan 30 2013 Disclosed balance after: 18,517 Read SEC document |
| May 10, 2017 Filed Feb 15, 2018 01:04 UTC | Essent Group Ltd. ESNT · Entity 3779 | GiftCommon shares, par value $0.015 | 5,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001448893-18-000022 · wf-form5_151865662762124.xml · nonDerivative · entry 1 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: On May 10, 2017, the reporting person transferred 5,545 shares to the Douglas J. Pauls Revocable Trust U/A Dated Jan 30 2013, of which the reporting person is the sole trustee and the reporting person and his wife are beneficiaries. Read SEC document |
| May 03, 2017 Filed May 6, 2017 00:21 UTC | Essent Group Ltd. ESNT · Entity 3779 | GrantRestricted share units · Derivative | 3,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-005087 · wf-form4_149403006588101.xml · derivative · entry 4 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,003 Underlying: Common shares, par value $0.015 · 3,003 shares Expires not disclosed F3 · derivative.exercise_price: Granted under the issuer's 2013 Long-Term Incentive Plan pursuant to the issuer's director compensation plan and will vest in full on May 3, 2018. Each restricted share unit represents a contingent right to receive one ESNT common share. F3 · derivative.exercise_date: Granted under the issuer's 2013 Long-Term Incentive Plan pursuant to the issuer's director compensation plan and will vest in full on May 3, 2018. Each restricted share unit represents a contingent right to receive one ESNT common share. F3 · derivative.expiration_date: Granted under the issuer's 2013 Long-Term Incentive Plan pursuant to the issuer's director compensation plan and will vest in full on May 3, 2018. Each restricted share unit represents a contingent right to receive one ESNT common share. Read SEC document |
| May 03, 2017 Filed May 6, 2017 00:21 UTC | Essent Group Ltd. ESNT · Entity 3779 | Exercise / conversionRestricted share units · Derivative | 5,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-005087 · wf-form4_149403006588101.xml · derivative · entry 3 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common shares, par value $0.015 · 5,545 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted share units convert into common shares on a one-for-one basis. F2 · derivative.exercise_date: On May 3, 2016, the reporting person was granted 5,545 restricted share units which vested in full on May 3, 2017. F2 · derivative.expiration_date: On May 3, 2016, the reporting person was granted 5,545 restricted share units which vested in full on May 3, 2017. Read SEC document |
| May 03, 2017 Filed May 6, 2017 00:21 UTC | Essent Group Ltd. ESNT · Entity 3779 | Exercise / conversionCommon shares, par value $0.015 | 5,545 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-17-005087 · wf-form4_149403006588101.xml · nonDerivative · entry 1 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted share units convert into common shares on a one-for-one basis. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 22:08 UTC | BankUnited, Inc. BKU · Entity 4193 | Exercise / conversionCommon Stock Option (right to buy) · Derivative | 11,200 | $0.00 Strike: $22.31 | $0.00 |
DisclosureSEC source: 0001209191-17-017732 · doc4.xml · derivative · entry 5 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,133 Underlying: Common Stock, par value $0.01 per share · 11,200 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Issued pursuant to the terms of the BankUnited, Inc. 2010 Omnibus Equity Incentive Plan. One-third of the options granted on December 16, 2011 vested on each of December 16, 2012 and 2013 before the reporting person's employment ended on December 31, 2013. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 22:08 UTC | BankUnited, Inc. BKU · Entity 4193 | SaleCommon Stock, par value $0.01 per share | 11,200 | $40.60 | $454,750.24 |
DisclosureSEC source: 0001209191-17-017732 · doc4.xml · nonDerivative · entry 3 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,380 F2 · shares: Reflects the sale of 11,200 shares of common stock by the reporting person under Rule 144 promulgated under the Securities Act of 1933, as amended. F3 · price: This price represents the weighted average sale price of trades transacted at a multitude of prices ranging from $40.48 to $40.87. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 22:08 UTC | BankUnited, Inc. BKU · Entity 4193 | Exercise / conversionCommon Stock, par value $0.01 per share | 11,200 | $22.31 | $249,872.00 |
DisclosureSEC source: 0001209191-17-017732 · doc4.xml · nonDerivative · entry 2 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,580 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2017 Filed Mar 3, 2017 22:08 UTC | BankUnited, Inc. BKU · Entity 4193 | GiftCommon Stock, par value $0.01 per share | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-017732 · doc4.xml · nonDerivative · entry 1 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,380 F1 · price: Bona fide gift by the Reporting Person for no consideration. Read SEC document |
| May 20, 2016 Filed Feb 15, 2017 02:17 UTC | Essent Group Ltd. ESNT · Entity 3779 | GiftCommon shares, par value $0.015 | 4,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-001366 · wf-form5_148712505861201.xml · nonDerivative · entry 1 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: On May 20, 2016, the reporting person transferred 4,487 shares to the Douglas J. Pauls Revocable Trust U/A Dated Jan 30 2013, of which the reporting person is the sole trustee and the reporting person and his wife are beneficiaries. Read SEC document |
| March 03, 2016 Filed Jan 31, 2017 22:00 UTC | BankUnited, Inc. BKU · Entity 4193 | GiftCommon Stock, par value $0.01 per share | 1,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-006411 · doc5.xml · nonDerivative · entry 1 PAULS DOUGLAS J · CIK 0001221213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,380 F1 · price: Bona fide gift by the Reporting Person for no consideration. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.