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person · Reporting owner

PAULS DOUGLAS J

Disclosed activity across 4 companies

Tapewire entity
19882
SEC CIK
0001221213

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BTRS Holdings Inc.SMMC · Entity 121395DirectorJune 19, 2019June 20, 2019
BankUnited, Inc.BKU · Entity 4193DirectorAugust 13, 2026August 13, 2026
Essent Group Ltd.ESNT · Entity 3779DirectorSeptember 10, 2026September 14, 2026
North Mountain Merger Corp.NMMC · Entity 146474DirectorSeptember 17, 2020September 17, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BTRS Holdings Inc.

Report date June 19, 2019 · Filed June 20, 2019

This filing explicitly reported no securities owned.

BankUnited, Inc.

Report date August 13, 2026 · Filed August 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect42,472 Reported balance After 2026-08-13 transaction · row 1
1 source row

Row 1 · 2026-08-13 · Sale · Disposed 3,000 · Balance 42,472

F1: Reflects the sale of 3,000 shares of common stock by the reporting person under Rule 144 promulgated under the Securities Act of 1933, as amended.

Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectAs Co-Trustee31,000 Reported balance Holding disclosure · report date 2026-08-13 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 31,000

F2: Shares held by the Pauls Family Foundation, for which Mr. Pauls serves as a co-trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the sale of 3,000 shares of common stock by the reporting person under Rule 144 promulgated under the Securities Act of 1933, as amended.

F2: Shares held by the Pauls Family Foundation, for which Mr. Pauls serves as a co-trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for Section 16 or for any other purpose.

Essent Group Ltd.

Report date September 10, 2026 · Filed September 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Dividend equivalent unitsSEC Table II · derivative / convertible securityDirect28 Reported balance After 2026-09-10 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-10 · Grant · Acquired 13 · Balance 28

F1: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

Filing footnotes · ownership attribution and instrument terms

F1: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

North Mountain Merger Corp.

Report date September 17, 2020 · Filed September 17, 2020

This filing explicitly reported no securities owned.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 03, 2023 Filed May 5, 2023 20:31 UTC Essent Group Ltd. ESNT · Entity 3779 Exercise / conversionRestricted share units · Derivative 2,969 $0.00 $0.00
Disclosure

SEC source: 0001448893-23-000044 · wf-form4_168331865115114.xml · derivative · entry 5

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,993

Underlying: Common shares, par value $0.015 · 2,969 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted share units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On May 3, 2022, the reporting person was granted 2,969 restricted share units which vested in full on May 3, 2023.

F3 · derivative.expiration_date: On May 3, 2022, the reporting person was granted 2,969 restricted share units which vested in full on May 3, 2023.

Read SEC document
May 03, 2023 Filed May 5, 2023 20:31 UTC Essent Group Ltd. ESNT · Entity 3779 GrantRestricted share units · Derivative 2,993 $0.00 $0.00
Disclosure

SEC source: 0001448893-23-000044 · wf-form4_168331865115114.xml · derivative · entry 4

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,962

Underlying: Common shares, par value $0.015 · 2,993 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted share units convert into common shares on a one-for-one basis.

F1 · derivative.exercise_date: Restricted share units convert into common shares on a one-for-one basis.

F1 · derivative.expiration_date: Restricted share units convert into common shares on a one-for-one basis.

Read SEC document
May 03, 2023 Filed May 5, 2023 20:31 UTC Essent Group Ltd. ESNT · Entity 3779 Exercise / conversionCommon shares, par value $0.015 69 $0.00 $0.00
Disclosure

SEC source: 0001448893-23-000044 · wf-form4_168331865115114.xml · nonDerivative · entry 2

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

Read SEC document
May 03, 2023 Filed May 5, 2023 20:31 UTC Essent Group Ltd. ESNT · Entity 3779 Exercise / conversionCommon shares, par value $0.015 2,969 $0.00 $0.00
Disclosure

SEC source: 0001448893-23-000044 · wf-form4_168331865115114.xml · nonDerivative · entry 1

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted share units convert into common shares on a one-for-one basis.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 21:36 UTC Essent Group Ltd. ESNT · Entity 3779 GrantDividend equivalent units · Derivative 20 $0.00 $0.00
Disclosure

SEC source: 0001448893-23-000032 · wf-form4_167952097924036.xml · derivative · entry 1

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69

Underlying: Common shares, par value $0.015 · 20 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

Read SEC document
February 15, 2023 Filed Feb 21, 2023 11:01 UTC Essent Group Ltd. ESNT · Entity 3779 SaleCommon shares, par value $0.015 2,500 $43.49 $108,725.00
Disclosure

SEC source: 0001448893-23-000014 · wf-form4_167697726521695.xml · nonDerivative · entry 1

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Douglas J. Pauls Revocable Trust U/A Dated Jan 30 2013

Disclosed balance after: 26,575

Read SEC document
December 12, 2022 Filed Dec 14, 2022 21:34 UTC Essent Group Ltd. ESNT · Entity 3779 GrantDividend equivalent units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001448893-22-000091 · wf-form4_167105366993947.xml · derivative · entry 1

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49

Underlying: Common shares, par value $0.015 · 18 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

Read SEC document
September 12, 2022 Filed Sep 15, 2022 00:10 UTC Essent Group Ltd. ESNT · Entity 3779 GrantDividend equivalent units · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001448893-22-000082 · wf-form4_166320058989174.xml · derivative · entry 1

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31

Underlying: Common shares, par value $0.015 · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

Read SEC document
June 10, 2022 Filed Jun 15, 2022 10:17 UTC Essent Group Ltd. ESNT · Entity 3779 GrantDividend equivalent units · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001448893-22-000054 · wf-form4_165528823497484.xml · derivative · entry 1

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15

Underlying: Common shares, par value $0.015 · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

Read SEC document
May 26, 2022 Filed May 27, 2022 01:34 UTC Essent Group Ltd. ESNT · Entity 3779 SaleCommon shares, par value $0.015 2,400 $41.75 $100,200.00
Disclosure

SEC source: 0001448893-22-000049 · wf-form4_165361522635209.xml · nonDerivative · entry 1

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Douglas J. Pauls Revocable Trust U/A Dated Jan 30 2013

Disclosed balance after: 26,630

Read SEC document
May 25, 2022 Filed May 26, 2022 21:03 UTC BankUnited, Inc. BKU · Entity 4193 GiftCommon Stock, par value $0.01 per share 1,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-032249 · doc4.xml · nonDerivative · entry 1

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,474

F1 · price: Bona fide gift by the Reporting Person for no consideration.

Read SEC document
May 18, 2022 Filed May 19, 2022 21:03 UTC BankUnited, Inc. BKU · Entity 4193 GrantCommon Stock, par value $0.01 per share 2,649 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030605 · doc4.xml · nonDerivative · entry 1

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,974

F1 · shares: Reflects 2,649 restricted shares issued pursuant to the terms of the BankUnited, Inc. 2014 Omnibus Equity Incentive Plan. The restricted shares have a grant date of May 18, 2022, and will vest in full on the earlier of the first anniversary of the date of grant or the date of the issuer's next annual meeting of stockholders, subject to the reporting person's continued service as a director through the vesting date.

Read SEC document
May 05, 2022 Filed May 5, 2022 21:37 UTC Essent Group Ltd. ESNT · Entity 3779 Exercise / conversionDividend equivalent units · Derivative 42 $0.00 $0.00
Disclosure

SEC source: 0001448893-22-000042 · wf-form4_165178665525170.xml · derivative · entry 6

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common shares, par value $0.015 · 42 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

Read SEC document
May 05, 2022 Filed May 5, 2022 21:37 UTC Essent Group Ltd. ESNT · Entity 3779 Exercise / conversionRestricted share units · Derivative 2,404 $0.00 $0.00
Disclosure

SEC source: 0001448893-22-000042 · wf-form4_165178665525170.xml · derivative · entry 5

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,969

Underlying: Common shares, par value $0.015 · 2,404 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted share units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On May 5, 2021, the reporting person was granted 2,404 restricted share units which vested in full on May 5, 2022.

F3 · derivative.expiration_date: On May 5, 2021, the reporting person was granted 2,404 restricted share units which vested in full on May 5, 2022.

Read SEC document
May 05, 2022 Filed May 5, 2022 21:37 UTC Essent Group Ltd. ESNT · Entity 3779 Exercise / conversionCommon shares, par value $0.015 42 Not disclosed Not disclosed
Disclosure

SEC source: 0001448893-22-000042 · wf-form4_165178665525170.xml · nonDerivative · entry 2

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

Read SEC document
May 05, 2022 Filed May 5, 2022 21:37 UTC Essent Group Ltd. ESNT · Entity 3779 Exercise / conversionCommon shares, par value $0.015 2,404 Not disclosed Not disclosed
Disclosure

SEC source: 0001448893-22-000042 · wf-form4_165178665525170.xml · nonDerivative · entry 1

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted share units convert into common shares on a one-for-one basis.

Read SEC document
May 03, 2022 Filed May 5, 2022 21:37 UTC Essent Group Ltd. ESNT · Entity 3779 GrantRestricted share units · Derivative 2,969 $0.00 $0.00
Disclosure

SEC source: 0001448893-22-000042 · wf-form4_165178665525170.xml · derivative · entry 4

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,373

Underlying: Common shares, par value $0.015 · 2,969 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted share units convert into common shares on a one-for-one basis.

F1 · derivative.exercise_date: Restricted share units convert into common shares on a one-for-one basis.

F1 · derivative.expiration_date: Restricted share units convert into common shares on a one-for-one basis.

Read SEC document
March 21, 2022 Filed Mar 24, 2022 01:31 UTC Essent Group Ltd. ESNT · Entity 3779 GrantDividend equivalent units · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001448893-22-000032 · wf-form4_164808548597016.xml · derivative · entry 1

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42

Underlying: Common shares, par value $0.015 · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

Read SEC document
December 10, 2021 Filed Dec 15, 2021 00:32 UTC Essent Group Ltd. ESNT · Entity 3779 GrantDividend equivalent units · Derivative 11 $0.00 $0.00
Disclosure

SEC source: 0001448893-21-000113 · wf-form4_163952834746015.xml · derivative · entry 1

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30

Underlying: Common shares, par value $0.015 · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

Read SEC document
September 10, 2021 Filed Sep 15, 2021 01:20 UTC Essent Group Ltd. ESNT · Entity 3779 GrantDividend equivalent units · Derivative 10 $0.00 $0.00
Disclosure

SEC source: 0001448893-21-000090 · wf-form4_163166883419274.xml · derivative · entry 1

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19

Underlying: Common shares, par value $0.015 · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

Read SEC document
June 10, 2021 Filed Jun 15, 2021 01:23 UTC Essent Group Ltd. ESNT · Entity 3779 GrantDividend equivalent units · Derivative 9 $0.00 $0.00
Disclosure

SEC source: 0001448893-21-000079 · wf-form4_162372022241221.xml · derivative · entry 1

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9

Underlying: Common shares, par value $0.015 · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

Read SEC document
May 25, 2021 Filed May 26, 2021 21:13 UTC BankUnited, Inc. BKU · Entity 4193 GrantCommon Stock, par value $0.01 per share 2,271 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-035981 · doc4.xml · nonDerivative · entry 1

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,325

F1 · shares: Reflects 2,271 restricted shares issued pursuant to the terms of the BankUnited, Inc. 2014 Omnibus Equity Incentive Plan. The restricted shares have a grant date of May 25, 2021, and will vest in full on the earlier of the first anniversary of the date of grant or the date of the issuer's next annual meeting of stockholders, subject to the reporting person's continued service as a director through the vesting date.

Read SEC document
May 11, 2021 Filed May 15, 2021 00:53 UTC Essent Group Ltd. ESNT · Entity 3779 SaleCommon shares, par value $0.015 3,003 $47.12 $141,501.36
Disclosure

SEC source: 0001448893-21-000066 · wf-form4_162103999166407.xml · nonDerivative · entry 1

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Douglas J. Pauls Revocable Trust U/A Dated Jan 30 2013

Disclosed balance after: 24,190

Read SEC document
May 11, 2021 Filed Feb 14, 2022 21:50 UTC Essent Group Ltd. ESNT · Entity 3779 GiftCommon shares, par value $0.015 4,840 $0.00 $0.00
Disclosure

SEC source: 0001448893-22-000015 · wf-form5_164487536324912.xml · nonDerivative · entry 2

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Douglas J. Pauls Revocable Trust U/A Dated Jan 30 2013

Disclosed balance after: 29,030

Read SEC document
May 11, 2021 Filed Feb 14, 2022 21:50 UTC Essent Group Ltd. ESNT · Entity 3779 GiftCommon shares, par value $0.015 4,840 $0.00 $0.00
Disclosure

SEC source: 0001448893-22-000015 · wf-form5_164487536324912.xml · nonDerivative · entry 1

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5

Read SEC document
May 06, 2021 Filed May 8, 2021 01:56 UTC Essent Group Ltd. ESNT · Entity 3779 Exercise / conversionDividend equivalent units · Derivative 76 $0.00 $0.00
Disclosure

SEC source: 0001448893-21-000062 · wf-form4_162043899587092.xml · derivative · entry 6

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common shares, par value $0.015 · 76 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

Read SEC document
May 06, 2021 Filed May 8, 2021 01:56 UTC Essent Group Ltd. ESNT · Entity 3779 Exercise / conversionRestricted share units · Derivative 4,766 $0.00 $0.00
Disclosure

SEC source: 0001448893-21-000062 · wf-form4_162043899587092.xml · derivative · entry 5

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,404

Underlying: Common shares, par value $0.015 · 4,766 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted share units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On May 6, 2020, the reporting person was granted 4,766 restricted share units which vested in full on May 6, 2021.

F3 · derivative.expiration_date: On May 6, 2020, the reporting person was granted 4,766 restricted share units which vested in full on May 6, 2021.

Read SEC document
May 06, 2021 Filed May 8, 2021 01:56 UTC Essent Group Ltd. ESNT · Entity 3779 Exercise / conversionCommon shares, par value $0.015 76 Not disclosed Not disclosed
Disclosure

SEC source: 0001448893-21-000062 · wf-form4_162043899587092.xml · nonDerivative · entry 2

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

Read SEC document
May 06, 2021 Filed May 8, 2021 01:56 UTC Essent Group Ltd. ESNT · Entity 3779 Exercise / conversionCommon shares, par value $0.015 4,766 Not disclosed Not disclosed
Disclosure

SEC source: 0001448893-21-000062 · wf-form4_162043899587092.xml · nonDerivative · entry 1

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted share units convert into common shares on a one-for-one basis.

Read SEC document
May 06, 2021 Filed May 7, 2021 21:04 UTC BankUnited, Inc. BKU · Entity 4193 SaleCommon Stock, par value $0.01 per share 3,000 $47.99 $143,970.00
Disclosure

SEC source: 0001209191-21-030969 · doc4.xml · nonDerivative · entry 1

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,054

F1 · price: This price represents the weighted average sale price of trades transacted at a multitude of prices ranging from $47.98 to $48.01. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the shares sold at each separate price.

Read SEC document
May 05, 2021 Filed May 8, 2021 01:56 UTC Essent Group Ltd. ESNT · Entity 3779 GrantRestricted share units · Derivative 2,404 $0.00 $0.00
Disclosure

SEC source: 0001448893-21-000062 · wf-form4_162043899587092.xml · derivative · entry 4

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,170

Underlying: Common shares, par value $0.015 · 2,404 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted share units convert into common shares on a one-for-one basis.

F1 · derivative.exercise_date: Restricted share units convert into common shares on a one-for-one basis.

F1 · derivative.expiration_date: Restricted share units convert into common shares on a one-for-one basis.

Read SEC document
March 19, 2021 Filed Mar 24, 2021 01:38 UTC Essent Group Ltd. ESNT · Entity 3779 GrantDividend equivalent units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001448893-21-000033 · wf-form4_161654987828197.xml · derivative · entry 1

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76

Underlying: Common shares, par value $0.015 · 18 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 21:05 UTC BankUnited, Inc. BKU · Entity 4193 GiftCommon Stock, par value $0.01 per share 1,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020507 · doc4.xml · nonDerivative · entry 1

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,054

F1 · price: Bona fide gift by the Reporting Person for no consideration.

Read SEC document
December 10, 2020 Filed Dec 15, 2020 01:43 UTC Essent Group Ltd. ESNT · Entity 3779 GrantDividend equivalent units · Derivative 17 $0.00 $0.00
Disclosure

SEC source: 0001448893-20-000126 · wf-form4_160799657579144.xml · derivative · entry 1

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58

Underlying: Common shares, par value $0.015 · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 22:00 UTC BankUnited, Inc. BKU · Entity 4193 GiftCommon Stock, par value $0.01 per share 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058012 · doc4.xml · nonDerivative · entry 3

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,954

F2 · price: Bona fide gift by the Reporting Person for no consideration.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 22:00 UTC BankUnited, Inc. BKU · Entity 4193 Exercise / conversionCommon Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $27.00 $0.00
Disclosure

SEC source: 0001209191-20-058012 · doc4.xml · derivative · entry 5

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 50,000 shares

Expires 2021-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Issued pursuant to the terms of the BankUnited, Inc. 2010 Omnibus Equity Incentive Plan. All such options are currently exercisable.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 22:00 UTC BankUnited, Inc. BKU · Entity 4193 SaleCommon Stock, par value $0.01 per share 50,000 $28.74 $1,436,875.00
Disclosure

SEC source: 0001209191-20-058012 · doc4.xml · nonDerivative · entry 2

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,954

F1 · price: This price represents the weighted average sale price of trades transacted at a multitude of prices ranging from $28.31 to $29.31. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the shares sold at each separate price.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 22:00 UTC BankUnited, Inc. BKU · Entity 4193 Exercise / conversionCommon Stock, par value $0.01 per share 50,000 $27.00 $1,350,000.00
Disclosure

SEC source: 0001209191-20-058012 · doc4.xml · nonDerivative · entry 1

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2020 Filed Sep 15, 2020 00:42 UTC Essent Group Ltd. ESNT · Entity 3779 GrantDividend equivalent units · Derivative 21 $0.00 $0.00
Disclosure

SEC source: 0001448893-20-000090 · wf-form4_160013052568372.xml · derivative · entry 1

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41

Underlying: Common shares, par value $0.015 · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

Read SEC document
June 12, 2020 Filed Jun 22, 2020 10:21 UTC Essent Group Ltd. ESNT · Entity 3779 GrantDividend equivalent units · Derivative 20 $0.00 $0.00
Disclosure

SEC source: 0001448893-20-000068 · wf-form4_159282129149273.xml · derivative · entry 1

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20

Underlying: Common shares, par value $0.015 · 20 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

Read SEC document
May 19, 2020 Filed Feb 16, 2021 23:19 UTC Essent Group Ltd. ESNT · Entity 3779 GiftCommon shares, par value $0.015 2,459 $0.00 $0.00
Disclosure

SEC source: 0001448893-21-000015 · wf-form5_161351753919765.xml · nonDerivative · entry 2

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Douglas J. Pauls Revocable Trust U/A Dated Jan 30 2013

Disclosed balance after: 27,193

Read SEC document
May 19, 2020 Filed Feb 16, 2021 23:19 UTC Essent Group Ltd. ESNT · Entity 3779 GiftCommon shares, par value $0.015 2,459 $0.00 $0.00
Disclosure

SEC source: 0001448893-21-000015 · wf-form5_161351753919765.xml · nonDerivative · entry 1

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3

Read SEC document
May 15, 2020 Filed May 18, 2020 21:17 UTC BankUnited, Inc. BKU · Entity 4193 GrantCommon Stock, par value $0.01 per share 7,506 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030168 · doc4.xml · nonDerivative · entry 1

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,954

F1 · shares: Reflects 7,506 restricted shares issued pursuant to the terms of the BankUnited, Inc. 2010 Omnibus Equity Incentive Plan. The restricted shares have a grant date of May 15, 2020, and will vest in full on the earlier of the first anniversary of the date of grant or the date of the issuer's next annual meeting of stockholders, subject to the reporting person's continued service as a director through the vesting date.

Read SEC document
May 06, 2020 Filed May 8, 2020 21:20 UTC Essent Group Ltd. ESNT · Entity 3779 GrantRestricted share units · Derivative 4,766 $0.00 $0.00
Disclosure

SEC source: 0001448893-20-000056 · wf-form4_158897279965487.xml · derivative · entry 1

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,766

Underlying: Common shares, par value $0.015 · 4,766 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted share units convert into common shares on a one-for-one basis.

F1 · derivative.exercise_date: Restricted share units convert into common shares on a one-for-one basis.

F1 · derivative.expiration_date: Restricted share units convert into common shares on a one-for-one basis.

Read SEC document
May 01, 2020 Filed May 6, 2020 00:32 UTC Essent Group Ltd. ESNT · Entity 3779 Exercise / conversionDividend equivalent units · Derivative 30 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-006519 · wf-form4_158872512872433.xml · derivative · entry 4

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common shares, par value $0.015 · 30 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalent rights vested in connection with the vesting of the restricted stock award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

F2 · derivative.exercise_date: The dividend equivalent rights vested in connection with the vesting of the restricted stock award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

F2 · derivative.expiration_date: The dividend equivalent rights vested in connection with the vesting of the restricted stock award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

Read SEC document
May 01, 2020 Filed May 6, 2020 00:32 UTC Essent Group Ltd. ESNT · Entity 3779 Exercise / conversionRestricted share units · Derivative 2,432 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-006519 · wf-form4_158872512872433.xml · derivative · entry 3

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common shares, par value $0.015 · 2,432 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted share units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On May 1, 2019, the reporting person was granted 2,432 restricted share units which vested in full on May 1, 2020.

F3 · derivative.expiration_date: On May 1, 2019, the reporting person was granted 2,432 restricted share units which vested in full on May 1, 2020.

Read SEC document
May 01, 2020 Filed May 6, 2020 00:32 UTC Essent Group Ltd. ESNT · Entity 3779 Exercise / conversionCommon shares, par value $0.015 30 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-20-006519 · wf-form4_158872512872433.xml · nonDerivative · entry 2

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The dividend equivalent rights vested in connection with the vesting of the restricted stock award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

Read SEC document
May 01, 2020 Filed May 6, 2020 00:32 UTC Essent Group Ltd. ESNT · Entity 3779 Exercise / conversionCommon shares, par value $0.015 2,432 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-20-006519 · wf-form4_158872512872433.xml · nonDerivative · entry 1

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted share units convert into common shares on a one-for-one basis.

Read SEC document
March 20, 2020 Filed Mar 25, 2020 01:56 UTC Essent Group Ltd. ESNT · Entity 3779 GrantDividend equivalent units · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001448893-20-000043 · wf-form4_158510139398236.xml · derivative · entry 1

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30

Underlying: Common shares, par value $0.015 · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd.

Read SEC document
February 04, 2020 Filed Feb 5, 2020 22:01 UTC BankUnited, Inc. BKU · Entity 4193 Exercise / conversionCommon Stock Option (right to buy) · Derivative 45,700 $0.00 Strike: $27.00 $0.00
Disclosure

SEC source: 0001209191-20-006974 · doc4.xml · derivative · entry 7

PAULS DOUGLAS J · CIK 0001221213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock, par value $0.01 per share · 45,700 shares

Expires 2021-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Issued pursuant to the terms of the BankUnited, Inc. 2010 Omnibus Equity Incentive Plan. All such options are currently exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.