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person · Reporting owner

RAAB MICHAEL

Disclosed activity across 3 companies

Tapewire entity
19876
SEC CIK
0001321402

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ARDELYX, INC.ARDX · Entity 4972Director · President & CEOAugust 21, 2026August 25, 2026
Tempest Therapeutics, Inc.TPST · Entity 7734DirectorJanuary 27, 2026January 28, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ARDELYX, INC.

Report date August 21, 2026 · Filed August 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,619,792 Ending reported balance After 2026-08-21 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-08-21 · Sale · Disposed 15,009 · Balance 1,663,357

F1: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. The transaction was executed in multiple trades in prices ranging from $3.648 to $3.984, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Row 2 · 2026-08-21 · Sale · Disposed 15,976 · Balance 1,647,381

F1: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. The transaction was executed in multiple trades in prices ranging from $3.648 to $3.984, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Row 3 · 2026-08-21 · Sale · Disposed 8,411 · Balance 1,638,970

F1: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. The transaction was executed in multiple trades in prices ranging from $3.648 to $3.984, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Row 4 · 2026-08-21 · Sale · Disposed 19,178 · Balance 1,619,792

F1: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. The transaction was executed in multiple trades in prices ranging from $3.648 to $3.984, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Common StockSEC Table I · non-derivativeIndirectFamily Trust24,364 Reported balance Holding disclosure · report date 2026-08-21 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 24,364

F2: The shares are directly held by Michael G. Raab, Trustee of the Michael G. Raab Living Trust dated July 25, 2012.

Common StockSEC Table I · non-derivativeIndirectFamily Trust1,000 Reported balance Holding disclosure · report date 2026-08-21 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 1,000

F3: The shares are owned directly by trusts for the benefit of the Reporting Person's children.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. The transaction was executed in multiple trades in prices ranging from $3.648 to $3.984, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2: The shares are directly held by Michael G. Raab, Trustee of the Michael G. Raab Living Trust dated July 25, 2012.

F3: The shares are owned directly by trusts for the benefit of the Reporting Person's children.

Tempest Therapeutics, Inc.

Report date January 27, 2026 · Filed January 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.94 · Expires 2036-01-26Direct1,230 Reported balance After 2026-01-27 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-01-27 · Grant · Acquired 1,230 · Balance 1,230

F1: The shares underlying the option will vest in full on the earlier of (i) January 27, 2027, or (ii) the day of the Issuer's 2026 annual stockholder meeting, subject to the Reporting Person's continuous service through such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The shares underlying the option will vest in full on the earlier of (i) January 27, 2027, or (ii) the day of the Issuer's 2026 annual stockholder meeting, subject to the Reporting Person's continuous service through such vesting date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AMICUS THERAPEUTICS, INC.

Report date April 27, 2026 · Filed April 27, 2026

Section 16 reporting ended · disclosed 2026-04-27. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-04-27 transaction · row 1
1 source row

Row 1 · 2026-04-27 · Disposition to issuer · Disposed 115,857 · Balance 0

F1: The reported securities were disposed of in connection with consummation of the acquisition of the Issuer by BioMarin Pharmaceutical Inc. (the "Merger"), which included 95,443 shares of Common Stock and 20,414 restricted stock units (which vested in full in connection with consummation of the Merger).

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.71 · Expires 2026-06-09Direct0 Reported balance After 2026-04-27 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-04-27 · Disposition to issuer · Disposed 20,000 · Balance 0

F2: In connection with consummation of the Merger, each reported stock option ("Option") was cancelled and converted into the right to receive a cash payment equal to (a) the excess of (i) $14.50 per share over (ii) the exercise price payable per share, multiplied by (b) the total number of shares subject to such Option.

F3: Each Option was fully vested.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.60 · Expires 2027-06-13Direct0 Reported balance After 2026-04-27 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-04-27 · Disposition to issuer · Disposed 16,236 · Balance 0

F2: In connection with consummation of the Merger, each reported stock option ("Option") was cancelled and converted into the right to receive a cash payment equal to (a) the excess of (i) $14.50 per share over (ii) the exercise price payable per share, multiplied by (b) the total number of shares subject to such Option.

F3: Each Option was fully vested.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.00 · Expires 2029-06-27Direct0 Reported balance After 2026-04-27 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-04-27 · Disposition to issuer · Disposed 19,473 · Balance 0

F2: In connection with consummation of the Merger, each reported stock option ("Option") was cancelled and converted into the right to receive a cash payment equal to (a) the excess of (i) $14.50 per share over (ii) the exercise price payable per share, multiplied by (b) the total number of shares subject to such Option.

F3: Each Option was fully vested.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.81 · Expires 2030-06-04Direct0 Reported balance After 2026-04-27 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-04-27 · Disposition to issuer · Disposed 18,574 · Balance 0

F2: In connection with consummation of the Merger, each reported stock option ("Option") was cancelled and converted into the right to receive a cash payment equal to (a) the excess of (i) $14.50 per share over (ii) the exercise price payable per share, multiplied by (b) the total number of shares subject to such Option.

F3: Each Option was fully vested.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.71 · Expires 2031-06-10Direct0 Reported balance After 2026-04-27 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-04-27 · Disposition to issuer · Disposed 36,111 · Balance 0

F2: In connection with consummation of the Merger, each reported stock option ("Option") was cancelled and converted into the right to receive a cash payment equal to (a) the excess of (i) $14.50 per share over (ii) the exercise price payable per share, multiplied by (b) the total number of shares subject to such Option.

F3: Each Option was fully vested.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.55 · Expires 2032-06-09Direct0 Reported balance After 2026-04-27 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-04-27 · Disposition to issuer · Disposed 45,423 · Balance 0

F2: In connection with consummation of the Merger, each reported stock option ("Option") was cancelled and converted into the right to receive a cash payment equal to (a) the excess of (i) $14.50 per share over (ii) the exercise price payable per share, multiplied by (b) the total number of shares subject to such Option.

F3: Each Option was fully vested.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.62 · Expires 2033-06-08Direct0 Reported balance After 2026-04-27 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-04-27 · Disposition to issuer · Disposed 30,474 · Balance 0

F2: In connection with consummation of the Merger, each reported stock option ("Option") was cancelled and converted into the right to receive a cash payment equal to (a) the excess of (i) $14.50 per share over (ii) the exercise price payable per share, multiplied by (b) the total number of shares subject to such Option.

F3: Each Option was fully vested.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.27 · Expires 2034-06-06Direct0 Reported balance After 2026-04-27 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-04-27 · Disposition to issuer · Disposed 42,467 · Balance 0

F2: In connection with consummation of the Merger, each reported stock option ("Option") was cancelled and converted into the right to receive a cash payment equal to (a) the excess of (i) $14.50 per share over (ii) the exercise price payable per share, multiplied by (b) the total number of shares subject to such Option.

F3: Each Option was fully vested.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.96 · Expires 2035-06-05Direct0 Reported balance After 2026-04-27 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2026-04-27 · Disposition to issuer · Disposed 74,872 · Balance 0

F2: In connection with consummation of the Merger, each reported stock option ("Option") was cancelled and converted into the right to receive a cash payment equal to (a) the excess of (i) $14.50 per share over (ii) the exercise price payable per share, multiplied by (b) the total number of shares subject to such Option.

F4: Each Option vested in full in connection with consummation of the Merger.

Filing footnotes · ownership attribution and instrument terms

F1: The reported securities were disposed of in connection with consummation of the acquisition of the Issuer by BioMarin Pharmaceutical Inc. (the "Merger"), which included 95,443 shares of Common Stock and 20,414 restricted stock units (which vested in full in connection with consummation of the Merger).

F2: In connection with consummation of the Merger, each reported stock option ("Option") was cancelled and converted into the right to receive a cash payment equal to (a) the excess of (i) $14.50 per share over (ii) the exercise price payable per share, multiplied by (b) the total number of shares subject to such Option.

F3: Each Option was fully vested.

F4: Each Option vested in full in connection with consummation of the Merger.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2021 Filed Jun 14, 2021 23:09 UTC AMICUS THERAPEUTICS, INC. FOLD · Entity 51196 GrantCommon Stock 10,115 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-040384 · doc4.xml · nonDerivative · entry 1

RAAB MICHAEL · CIK 0001321402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,749

F1 · security: Granted in the form of Restricted Stock Units ("RSUs"), these RSUs will vest in full on the one year anniversary of the grant date and shall be payable in common stock. One (1) RSU is the equivalent of one (1) share of Amicus common stock.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:47 UTC ARDELYX, INC. ARDX · Entity 4972 SaleCommon Stock 2,534 $7.09 $17,960.49
Disclosure

SEC source: 0001567619-21-010922 · doc1.xml · nonDerivative · entry 1

RAAB MICHAEL · CIK 0001321402 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,754

F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes.

Read SEC document
May 18, 2021 Filed May 20, 2021 21:03 UTC AMICUS THERAPEUTICS, INC. FOLD · Entity 51196 Exercise / conversionStock Options (right to buy) · Derivative 5,634 $0.00 Strike: $7.56 $0.00
Disclosure

SEC source: 0001209191-21-034478 · doc4.xml · derivative · entry 2

RAAB MICHAEL · CIK 0001321402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,634 shares

Expires 2021-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: All of the options were fully vested and exercisable as of the transaction date.

Read SEC document
May 18, 2021 Filed May 20, 2021 21:03 UTC AMICUS THERAPEUTICS, INC. FOLD · Entity 51196 Exercise / conversionCommon Stock 5,634 $7.56 $42,593.04
Disclosure

SEC source: 0001209191-21-034478 · doc4.xml · nonDerivative · entry 1

RAAB MICHAEL · CIK 0001321402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:39 UTC ARDELYX, INC. ARDX · Entity 4972 SaleCommon Stock 2,534 $6.88 $17,440.26
Disclosure

SEC source: 0001567619-21-004773 · doc1.xml · nonDerivative · entry 1

RAAB MICHAEL · CIK 0001321402 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,288

F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes.

Read SEC document
January 05, 2021 Filed Jan 8, 2021 00:13 UTC ARDELYX, INC. ARDX · Entity 4972 GrantStock Option (Right to Buy) · Derivative 517,959 $0.00 Strike: $6.35 $0.00
Disclosure

SEC source: 0001567619-21-000767 · doc1.xml · derivative · entry 4

RAAB MICHAEL · CIK 0001321402 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,959

Underlying: Common Stock · 517,959 shares

Expires 2031-01-05

F4 · derivative.exercise_date: The option becomes exercisable as it vests and the shares subject to the option vest in 48 successive, equal monthly installments on each monthly anniversary of January 5, 2021, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.

Read SEC document
January 05, 2021 Filed Jan 8, 2021 00:13 UTC ARDELYX, INC. ARDX · Entity 4972 GrantCommon Stock 115,102 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-000767 · doc1.xml · nonDerivative · entry 1

RAAB MICHAEL · CIK 0001321402 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,822

F1 · shares: Restricted stock units ("RSUs"). The Reporting Person is entitled to receive one (1) shares of Common Stock for each one (1) RSU upon the vesting thereof.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 22:31 UTC ARDELYX, INC. ARDX · Entity 4972 SaleCommon Stock 106,337 $5.61 $596,284.73
Disclosure

SEC source: 0001567619-20-016847 · doc1.xml · nonDerivative · entry 1

RAAB MICHAEL · CIK 0001321402 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,720

F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes.

F2 · price: The transaction was executed in multiple trades in prices ranging from $5.30 to $5.78, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 3,000 shares acquired under the Issuer's Employee Stock Purchase Plan on August 31, 2020.

Read SEC document
July 02, 2020 Filed Jul 6, 2020 20:47 UTC ARDELYX, INC. ARDX · Entity 4972 SaleCommon Stock 23,128 $7.01 $162,129.59
Disclosure

SEC source: 0001567619-20-012966 · doc1.xml · nonDerivative · entry 1

RAAB MICHAEL · CIK 0001321402 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 24,364

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 21, 2019.

F2 · price: The transaction was executed in multiple trades in prices ranging from $7.00 to $7.0650, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · ownership.nature: The shares are directly held by Michael G. Raab, Trustee of the Michael G. Raab Living Trust dated July 25, 2012.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:25 UTC ARDELYX, INC. ARDX · Entity 4972 OtherCommon Stock 1,235 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-012107 · doc1.xml · nonDerivative · entry 1

RAAB MICHAEL · CIK 0001321402 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 47,492

F1 · kind: Pro rata distribution from NEA Partners 12, Limited Partnership, of which the reporting person is a limited partner.

F2 · ownership.nature: The shares are directly held by Michael G. Raab, Trustee of the Michael G. Raab Living Trust dated July 25, 2012.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 20:58 UTC AMICUS THERAPEUTICS, INC. FOLD · Entity 51196 GrantStock Options (right to buy) · Derivative 18,574 $0.00 Strike: $12.81 $0.00
Disclosure

SEC source: 0001209191-20-035006 · doc4.xml · derivative · entry 2

RAAB MICHAEL · CIK 0001321402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,574

Underlying: Common Stock · 18,574 shares

Expires 2030-06-04

F2 · derivative.exercise_date: One hundred percent of the shares subject to this option will vest and become exercisable on the one year anniversary of the date of grant.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 20:58 UTC AMICUS THERAPEUTICS, INC. FOLD · Entity 51196 GrantCommon Stock 5,855 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-035006 · doc4.xml · nonDerivative · entry 1

RAAB MICHAEL · CIK 0001321402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

F1 · security: Granted in the form of Restricted Stock Units ("RSUs"), these RSUs will vest in full on the one year anniversary of the grant date and shall be payable in common stock. One (1) RSU is the equivalent of one (1) share of Amicus common stock.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 22:38 UTC ARDELYX, INC. ARDX · Entity 4972 SaleCommon Stock 23,128 $7.33 $169,634.63
Disclosure

SEC source: 0001567619-20-011554 · doc1.xml · nonDerivative · entry 1

RAAB MICHAEL · CIK 0001321402 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 46,257

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 21, 2019.

F2 · price: The transaction was executed in multiple trades in prices ranging from $7.17 to $7.50, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · ownership.nature: The shares are directly held by Michael G. Raab, Trustee of the Michael G. Raab Living Trust dated July 25, 2012.

Read SEC document
June 01, 2020 Filed Jun 4, 2020 01:09 UTC AMICUS THERAPEUTICS, INC. FOLD · Entity 51196 Exercise / conversionStock Options (right to buy) · Derivative 5,000 $0.00 Strike: $2.81 $0.00
Disclosure

SEC source: 0001209191-20-034325 · doc4.xml · derivative · entry 3

RAAB MICHAEL · CIK 0001321402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2020-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All of the options were fully vested and exercisable as of June 1, 2020.

Read SEC document
June 01, 2020 Filed Jun 4, 2020 01:09 UTC AMICUS THERAPEUTICS, INC. FOLD · Entity 51196 SaleCommon Stock 5,000 $12.65 $63,260.50
Disclosure

SEC source: 0001209191-20-034325 · doc4.xml · nonDerivative · entry 2

RAAB MICHAEL · CIK 0001321402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,145

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: This price is the weighted average price for the transactions reported on this line. The prices for the transactions reported on this line range from $12.33 to $12.89 inclusive. The reporting person undertakes to provide, upon request, by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 01, 2020 Filed Jun 4, 2020 01:09 UTC AMICUS THERAPEUTICS, INC. FOLD · Entity 51196 Exercise / conversionCommon Stock 5,000 $2.81 $14,050.00
Disclosure

SEC source: 0001209191-20-034325 · doc4.xml · nonDerivative · entry 1

RAAB MICHAEL · CIK 0001321402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2020 Filed May 5, 2020 22:11 UTC ARDELYX, INC. ARDX · Entity 4972 SaleCommon Stock 4,486 $7.03 $31,536.13
Disclosure

SEC source: 0001567619-20-009078 · doc1.xml · nonDerivative · entry 2

RAAB MICHAEL · CIK 0001321402 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 69,385

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 21, 2019.

F4 · price: The transaction was executed in multiple trades in prices ranging from $7.00 to $7.1050, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · ownership.nature: The shares are directly held by Michael G. Raab, Trustee of the Michael G. Raab Living Trust dated July 25, 2012.

Read SEC document
May 04, 2020 Filed May 5, 2020 22:11 UTC ARDELYX, INC. ARDX · Entity 4972 SaleCommon Stock 15,941 $7.01 $111,685.83
Disclosure

SEC source: 0001567619-20-009078 · doc1.xml · nonDerivative · entry 1

RAAB MICHAEL · CIK 0001321402 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 73,871

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 21, 2019.

F2 · price: The transaction was executed in multiple trades in prices ranging from $7.00 to $7.04, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · ownership.nature: The shares are directly held by Michael G. Raab, Trustee of the Michael G. Raab Living Trust dated July 25, 2012.

Read SEC document
April 17, 2020 Filed Apr 18, 2020 00:01 UTC ARDELYX, INC. ARDX · Entity 4972 SaleCommon Stock 9,428 $7.02 $66,168.53
Disclosure

SEC source: 0001567619-20-008137 · doc1.xml · nonDerivative · entry 3

RAAB MICHAEL · CIK 0001321402 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 89,812

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 21, 2019.

F4 · price: The transaction was executed in multiple trades in prices ranging from $7.00 to $7.20, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · ownership.nature: The shares are directly held by Michael G. Raab, Trustee of the Michael G. Raab Living Trust dated July 25, 2012.

Read SEC document
April 16, 2020 Filed Apr 18, 2020 00:01 UTC ARDELYX, INC. ARDX · Entity 4972 SaleCommon Stock 10,500 $7.01 $73,641.75
Disclosure

SEC source: 0001567619-20-008137 · doc1.xml · nonDerivative · entry 2

RAAB MICHAEL · CIK 0001321402 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 99,240

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 21, 2019.

F3 · price: The transaction was executed in multiple trades in prices ranging from $7.00 to $7.0450, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · ownership.nature: The shares are directly held by Michael G. Raab, Trustee of the Michael G. Raab Living Trust dated July 25, 2012.

Read SEC document
April 15, 2020 Filed Apr 18, 2020 00:01 UTC ARDELYX, INC. ARDX · Entity 4972 SaleCommon Stock 500 $7.03 $3,515.00
Disclosure

SEC source: 0001567619-20-008137 · doc1.xml · nonDerivative · entry 1

RAAB MICHAEL · CIK 0001321402 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 109,740

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 21, 2019.

F2 · ownership.nature: The shares are directly held by Michael G. Raab, Trustee of the Michael G. Raab Living Trust dated July 25, 2012.

Read SEC document
March 02, 2020 Filed Mar 5, 2020 01:12 UTC ARDELYX, INC. ARDX · Entity 4972 Exercise / conversionStock Option (Right to Buy) · Derivative 11,123 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001567619-20-005668 · doc1.xml · derivative · entry 5

RAAB MICHAEL · CIK 0001321402 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,123 shares

Expires 2020-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Fully vested.

Read SEC document
March 02, 2020 Filed Mar 5, 2020 01:12 UTC ARDELYX, INC. ARDX · Entity 4972 SaleCommon Stock 20,428 $7.01 $143,284.03
Disclosure

SEC source: 0001567619-20-005668 · doc1.xml · nonDerivative · entry 3

RAAB MICHAEL · CIK 0001321402 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 110,240

F3 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 21, 2019.

F4 · price: The transaction was executed in multiple trades in prices ranging from $7.00 to $7.065, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F5 · ownership.nature: The shares are directly held by Michael G. Raab, Trustee of the Michael G. Raab Living Trust dated July 25, 2012.

Read SEC document
March 02, 2020 Filed Mar 5, 2020 01:12 UTC ARDELYX, INC. ARDX · Entity 4972 SaleCommon Stock 11,123 $7.00 $77,861.00
Disclosure

SEC source: 0001567619-20-005668 · doc1.xml · nonDerivative · entry 2

RAAB MICHAEL · CIK 0001321402 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,057

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 23, 2019.

F2 · balance_after: Reflects the adjusted total which includes the purchase of 1,229 shares under the Ardelyx Employee Stock Purchase Plan on February 28, 2020.

Read SEC document
March 02, 2020 Filed Mar 5, 2020 01:12 UTC ARDELYX, INC. ARDX · Entity 4972 Exercise / conversionCommon Stock 11,123 $1.08 $12,012.84
Disclosure

SEC source: 0001567619-20-005668 · doc1.xml · nonDerivative · entry 1

RAAB MICHAEL · CIK 0001321402 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 23, 2019.

F2 · balance_after: Reflects the adjusted total which includes the purchase of 1,229 shares under the Ardelyx Employee Stock Purchase Plan on February 28, 2020.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 23:49 UTC ARDELYX, INC. ARDX · Entity 4972 Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001567619-20-002467 · doc1.xml · derivative · entry 5

RAAB MICHAEL · CIK 0001321402 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,123

Underlying: Common Stock · 25,000 shares

Expires 2020-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Fully vested.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 23:49 UTC ARDELYX, INC. ARDX · Entity 4972 SaleCommon Stock 25,000 $7.32 $182,927.50
Disclosure

SEC source: 0001567619-20-002467 · doc1.xml · nonDerivative · entry 2

RAAB MICHAEL · CIK 0001321402 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,828

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 23, 2019.

F4 · price: This transaction was executed in multiple trades in prices ranging from $7.19 to $7.45, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Reflects the adjusted total which includes the purchase of 2,310 shares under the Ardelyx Employee Stock Purchase Plan on August 31, 2019

F3 · balance_after: Reflects the transfer of 49,837 shares previously held directly by the reporting person into a family trust.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 23:49 UTC ARDELYX, INC. ARDX · Entity 4972 Exercise / conversionCommon Stock 25,000 $1.08 $27,000.00
Disclosure

SEC source: 0001567619-20-002467 · doc1.xml · nonDerivative · entry 1

RAAB MICHAEL · CIK 0001321402 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 23, 2019.

F2 · balance_after: Reflects the adjusted total which includes the purchase of 2,310 shares under the Ardelyx Employee Stock Purchase Plan on August 31, 2019

F3 · balance_after: Reflects the transfer of 49,837 shares previously held directly by the reporting person into a family trust.

Read SEC document
January 09, 2020 Filed Jan 13, 2020 23:39 UTC ARDELYX, INC. ARDX · Entity 4972 GrantStock Option · Derivative 557,460 $0.00 Strike: $7.60 $0.00
Disclosure

SEC source: 0001567619-20-000947 · doc1.xml · derivative · entry 1

RAAB MICHAEL · CIK 0001321402 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 557,460

Underlying: Common Stock · 557,460 shares

Expires 2030-01-09

F1 · derivative.exercise_date: The option becomes exercisable as it vests and the shares subject to the option vest in 48 successive, equal monthly installments on each monthly anniversary of January 9, 2020, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 21:01 UTC AMICUS THERAPEUTICS, INC. FOLD · Entity 51196 GrantStock Options (right to buy) · Derivative 19,473 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001209191-19-039769 · doc4.xml · derivative · entry 2

RAAB MICHAEL · CIK 0001321402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,473

Underlying: Common Stock · 19,473 shares

Expires 2029-06-27

F2 · derivative.exercise_date: One hundred percent of the shares subject to this option will vest and become exercisable on the date of the annual meeting of the stockholders of the issuer to be held in 2020.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 21:01 UTC AMICUS THERAPEUTICS, INC. FOLD · Entity 51196 GrantCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-039769 · doc4.xml · nonDerivative · entry 1

RAAB MICHAEL · CIK 0001321402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,145

F1 · shares: The Restricted Stock Units will vest one year after date of grant and vested shares will be payable in common stock. One (1) Restricted Stock Unit is the equivalent of one (1) share of Amicus Therapeutics, Inc. common stock.

Read SEC document
June 04, 2019 Filed Jun 7, 2019 01:11 UTC ARDELYX, INC. ARDX · Entity 4972 SaleCommon Stock 10,054 $2.54 $25,551.24
Disclosure

SEC source: 0001567619-19-012995 · doc1.xml · nonDerivative · entry 1

RAAB MICHAEL · CIK 0001321402 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,355

F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes.

F2 · price: This transaction was executed in multiple trades in prices ranging from $2.5200 to $2.5745, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 3,000 shares acquired under the Issuer's Employee Stock Purchase Plan on February 28, 2019.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 20:35 UTC AMICUS THERAPEUTICS, INC. FOLD · Entity 51196 Exercise / conversionStock Options (right to buy) · Derivative 5,000 $0.00 Strike: $7.15 $0.00
Disclosure

SEC source: 0001209191-19-034296 · doc4.xml · derivative · entry 3

RAAB MICHAEL · CIK 0001321402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 5,000 shares

Expires 2019-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All of the options were fully vested and exercisable as of June 3, 2019.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 20:35 UTC AMICUS THERAPEUTICS, INC. FOLD · Entity 51196 SaleCommon Stock 5,000 $11.16 $55,776.00
Disclosure

SEC source: 0001209191-19-034296 · doc4.xml · nonDerivative · entry 2

RAAB MICHAEL · CIK 0001321402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,895

F1 · kind: The exercise of stock options and subsequent sale of common stock were made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 15, 2019.

F2 · price: The price is the weighted average price for the transactions report on this line. The prices for the transactions reported on this line range from $10.98 to $11.32 inclusive. The reporting person undertakes to provide, upon request, by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 20:35 UTC AMICUS THERAPEUTICS, INC. FOLD · Entity 51196 Exercise / conversionCommon Stock 5,000 $7.15 $35,750.00
Disclosure

SEC source: 0001209191-19-034296 · doc4.xml · nonDerivative · entry 1

RAAB MICHAEL · CIK 0001321402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2019 Filed Jan 22, 2019 22:06 UTC ARDELYX, INC. ARDX · Entity 4972 GrantStock Option · Derivative 455,000 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001567619-19-001441 · doc1.xml · derivative · entry 1

RAAB MICHAEL · CIK 0001321402 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,000

Underlying: Common Stock · 455,000 shares

Expires 2029-01-17

F1 · derivative.exercise_date: The option becomes exercisable as it vests and the shares subject to the option vest in 48 successive, equal monthly installments on each monthly anniversary of January 17, 2019, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.

Read SEC document
January 02, 2019 Filed Jan 5, 2019 00:11 UTC ARDELYX, INC. ARDX · Entity 4972 SaleCommon Stock 19,644 $1.70 $33,418.37
Disclosure

SEC source: 0001567619-19-000642 · doc1.xml · nonDerivative · entry 1

RAAB MICHAEL · CIK 0001321402 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,409

F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes.

F2 · price: This transaction was executed in multiple trades in prices ranging from $1.70 to $1.7256, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Shares held after the transaction reflects the prior transfer of an aggregate of 11,446, previously held directly by the Reporting Person, into the Reporting Person's trust.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 22:41 UTC ARDELYX, INC. ARDX · Entity 4972 SaleCommon Stock 6,539 $2.84 $18,570.76
Disclosure

SEC source: 0001567619-18-006487 · doc1.xml · nonDerivative · entry 1

RAAB MICHAEL · CIK 0001321402 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,499

F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes.

F2 · price: This transaction was executed in multiple trades in prices ranging from $2.8022 to $2.84, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 23:50 UTC ARDELYX, INC. ARDX · Entity 4972 GrantStock Option (Right to Buy) · Derivative 185,000 $0.00 Strike: $4.30 $0.00
Disclosure

SEC source: 0001140361-18-034303 · doc1.xml · derivative · entry 4

RAAB MICHAEL · CIK 0001321402 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,000

Underlying: Common Stock · 185,000 shares

Expires 2028-07-26

F5 · derivative.exercise_date: The option becomes exercisable as it vests and the shares subject to the option vest with respect to 1/48 of the shares subject thereto on each monthly anniversary of July 26, 2018, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 23:50 UTC ARDELYX, INC. ARDX · Entity 4972 GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-034303 · doc1.xml · nonDerivative · entry 1

RAAB MICHAEL · CIK 0001321402 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,038

F1 · shares: Restricted stock units ("RSUs"). The Reporting Person is entitled to receive one (1) share of Common Stock for each one (1) RSU upon the vesting thereof.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 20:39 UTC AMICUS THERAPEUTICS, INC. FOLD · Entity 51196 GrantStock Options (right to buy) · Derivative 8,912 $0.00 Strike: $16.23 $0.00
Disclosure

SEC source: 0001209191-18-036989 · doc4.xml · derivative · entry 2

RAAB MICHAEL · CIK 0001321402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,912

Underlying: Common Stock · 8,912 shares

Expires 2028-06-07

F2 · derivative.exercise_date: One hundred percent of the shares subject to this option will vest and become exercisable on the date of the annual meeting of the stockholders of the issuer to be held in 2019.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 20:39 UTC AMICUS THERAPEUTICS, INC. FOLD · Entity 51196 GrantCommon Stock 3,081 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-036989 · doc4.xml · nonDerivative · entry 1

RAAB MICHAEL · CIK 0001321402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,895

F1 · shares: The Restricted Stock Units will vest one year after date of grant and vested shares will be payable in common stock. One (1) Restricted Stock Unit is the equivalent of one (1) share of Amicus Therapeutics, Inc. common stock.

Read SEC document
April 16, 2018 Filed Apr 18, 2018 22:03 UTC AMICUS THERAPEUTICS, INC. FOLD · Entity 51196 Exercise / conversionStock Options (right to buy) · Derivative 5,000 $0.00 Strike: $10.53 $0.00
Disclosure

SEC source: 0001209191-18-025444 · doc4.xml · derivative · entry 3

RAAB MICHAEL · CIK 0001321402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All of the options were fully vested and exercisable as of April 16, 2018.

Read SEC document
April 16, 2018 Filed Apr 18, 2018 22:03 UTC AMICUS THERAPEUTICS, INC. FOLD · Entity 51196 SaleCommon Stock 5,000 $14.41 $72,057.50
Disclosure

SEC source: 0001209191-18-025444 · doc4.xml · nonDerivative · entry 2

RAAB MICHAEL · CIK 0001321402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,814

F1 · kind: The exercise of stock options and subsequent sale of common stock were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2018.

F2 · price: This price is the weighted average price for the transactions reported on this line. The prices for the transactions reported on this line range from $14.39 to $14.44. The reporting person undertakes to provide, upon request, by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 16, 2018 Filed Apr 18, 2018 22:03 UTC AMICUS THERAPEUTICS, INC. FOLD · Entity 51196 Exercise / conversionCommon Stock 5,000 $10.53 $52,650.00
Disclosure

SEC source: 0001209191-18-025444 · doc4.xml · nonDerivative · entry 1

RAAB MICHAEL · CIK 0001321402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2018 Filed Jan 19, 2018 00:50 UTC ARDELYX, INC. ARDX · Entity 4972 GrantStock Option (Right to Buy) · Derivative 390,348 $0.00 Strike: $7.10 $0.00
Disclosure

SEC source: 0001140361-18-002462 · doc1.xml · derivative · entry 1

RAAB MICHAEL · CIK 0001321402 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,348

Underlying: Common Stock · 390,348 shares

Expires 2028-01-16

F1 · derivative.exercise_date: The option becomes exercisable as it vests and the shares subject to the option vest in 48 successive, equal monthly installments on each monthly anniversary of January 16, 2018, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:14 UTC AMICUS THERAPEUTICS, INC. FOLD · Entity 51196 Exercise / conversionStock Options (right to buy) · Derivative 4,366 $0.00 Strike: $7.51 $0.00
Disclosure

SEC source: 0001209191-18-002065 · doc4.xml · derivative · entry 4

RAAB MICHAEL · CIK 0001321402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,634

Underlying: Common Stock · 4,366 shares

Expires 2021-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of stock options and subsequent sale of common stock were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2017.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:14 UTC AMICUS THERAPEUTICS, INC. FOLD · Entity 51196 Exercise / conversionStock Options (right to buy) · Derivative 5,000 $0.00 Strike: $2.81 $0.00
Disclosure

SEC source: 0001209191-18-002065 · doc4.xml · derivative · entry 3

RAAB MICHAEL · CIK 0001321402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2020-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of stock options and subsequent sale of common stock were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2017.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:14 UTC AMICUS THERAPEUTICS, INC. FOLD · Entity 51196 SaleCommon Stock 9,366 $15.00 $140,490.00
Disclosure

SEC source: 0001209191-18-002065 · doc4.xml · nonDerivative · entry 2

RAAB MICHAEL · CIK 0001321402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,814

F1 · kind: The exercise of stock options and subsequent sale of common stock were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2017.

F3 · price: This price of $15.00 is the sole sale price for the transactions reported on this line.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:14 UTC AMICUS THERAPEUTICS, INC. FOLD · Entity 51196 Exercise / conversionCommon Stock 9,366 $15.00 $140,490.00
Disclosure

SEC source: 0001209191-18-002065 · doc4.xml · nonDerivative · entry 1

RAAB MICHAEL · CIK 0001321402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of stock options and subsequent sale of common stock were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2017.

F2 · price: This price of $15.00 is the sole purchase price for the transactions reported on this line.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.