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HOLLIHAN JOHN P III

Disclosed activity across 1 company

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19874
SEC CIK
0001248587

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Armour Residential REIT, Inc.ARR · Entity 4416DirectorAugust 21, 2026August 25, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Armour Residential REIT, Inc.

Report date August 21, 2026 · Filed August 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect21,381 Ending reported balance After 2026-08-21 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-08-21 · Exercise / conversion · Acquired 1,900 · Balance 22,141

F1: On August 21, 2026, the reporting person elected to convert 1,140 shares out of 1,900 shares of vested phantom stock into 1,140 shares of ARMOUR common stock. The person elected to convert the remaining 760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,900 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on February 14, 2023, December 18, 2025 and May 21, 2026.

Row 2 · 2026-08-21 · Tax withholding · Disposed 760 · Balance 21,381

F1: On August 21, 2026, the reporting person elected to convert 1,140 shares out of 1,900 shares of vested phantom stock into 1,140 shares of ARMOUR common stock. The person elected to convert the remaining 760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,900 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on February 14, 2023, December 18, 2025 and May 21, 2026.

Phantom StockSEC Table II · derivative / convertible securityDirect28,354 Reported balance After 2026-08-21 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-08-21 · Exercise / conversion · Disposed 1,900 · Balance 28,354

F2: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1: On August 21, 2026, the reporting person elected to convert 1,140 shares out of 1,900 shares of vested phantom stock into 1,140 shares of ARMOUR common stock. The person elected to convert the remaining 760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,900 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on February 14, 2023, December 18, 2025 and May 21, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: On August 21, 2026, the reporting person elected to convert 1,140 shares out of 1,900 shares of vested phantom stock into 1,140 shares of ARMOUR common stock. The person elected to convert the remaining 760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,900 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on February 14, 2023, December 18, 2025 and May 21, 2026.

F2: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 22, 2022 Filed Nov 25, 2022 22:54 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionCommon Stock 700 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000171 · wf-form4_166941685605800.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 22, 2022, the reporting person elected to convert 420 of the 700 shares of vested phantom stock into 420 shares of ARMOUR common stock. The reporting person elected to convert the remaining 280 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 700 shares are part of, and relate to, phantom stock vesting over an approximate five-year periods, which was reported on Form 4 report filed by the reporting person on January 14, 2021.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:36 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionPhantom Stock · Derivative 600 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000132 · wf-form4_166145976376038.xml · derivative · entry 3

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,200

Underlying: Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On August 23, 2022, the reporting person elected to convert 360 of the 600 shares of vested phantom stock into 360 shares of ARMOUR common stock and to convert the remaining 240 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 600 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, reported on a Form 4 filed January 14, 2021.

F1 · derivative.expiration_date: On August 23, 2022, the reporting person elected to convert 360 of the 600 shares of vested phantom stock into 360 shares of ARMOUR common stock and to convert the remaining 240 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 600 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, reported on a Form 4 filed January 14, 2021.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:36 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Disposition to issuerCommon Stock 240 $7.06 $1,694.40
Disclosure

SEC source: 0001428205-22-000132 · wf-form4_166145976376038.xml · nonDerivative · entry 2

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,966

F1 · shares: On August 23, 2022, the reporting person elected to convert 360 of the 600 shares of vested phantom stock into 360 shares of ARMOUR common stock and to convert the remaining 240 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 600 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, reported on a Form 4 filed January 14, 2021.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:36 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000132 · wf-form4_166145976376038.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 23, 2022, the reporting person elected to convert 360 of the 600 shares of vested phantom stock into 360 shares of ARMOUR common stock and to convert the remaining 240 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 600 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, reported on a Form 4 filed January 14, 2021.

Read SEC document
May 23, 2022 Filed May 25, 2022 21:17 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionPhantom Stock · Derivative 600 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000079 · wf-form4_165351340695225.xml · derivative · entry 3

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,800

Underlying: Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On May 23, 2022, the reporting person elected to convert 360 of the 600 shares of vested phantom stock into 360 shares of ARMOUR common stock. The reporting person elected to convert the remaining 240 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 600 shares are part of , and relate to, phantom stock vesting over a period of approximately five years, which was reported on a Form 4 filed by the reporting person on January 14, 2021.

F1 · derivative.expiration_date: On May 23, 2022, the reporting person elected to convert 360 of the 600 shares of vested phantom stock into 360 shares of ARMOUR common stock. The reporting person elected to convert the remaining 240 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 600 shares are part of , and relate to, phantom stock vesting over a period of approximately five years, which was reported on a Form 4 filed by the reporting person on January 14, 2021.

Read SEC document
May 23, 2022 Filed May 25, 2022 21:17 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Disposition to issuerCommon Stock 240 $7.33 $1,759.20
Disclosure

SEC source: 0001428205-22-000079 · wf-form4_165351340695225.xml · nonDerivative · entry 2

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,606

Read SEC document
May 23, 2022 Filed May 25, 2022 21:17 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000079 · wf-form4_165351340695225.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 23, 2022, the reporting person elected to convert 360 of the 600 shares of vested phantom stock into 360 shares of ARMOUR common stock. The reporting person elected to convert the remaining 240 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 600 shares are part of , and relate to, phantom stock vesting over a period of approximately five years, which was reported on a Form 4 filed by the reporting person on January 14, 2021.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:45 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionPhantom Stock · Derivative 600 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-004050 · wf-form4_164582908896563.xml · derivative · entry 3

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,400

Underlying: Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On February 23, 2022, the reporting person elected to convert 360 of the 600 shares of vested phantom stock into 360 shares of ARMOUR common stock. The reporting person elected to convert the remaining 240 shares of vested phantom stock into cash soley to pay income taxes on the vested stock. The 600 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · derivative.expiration_date: On February 23, 2022, the reporting person elected to convert 360 of the 600 shares of vested phantom stock into 360 shares of ARMOUR common stock. The reporting person elected to convert the remaining 240 shares of vested phantom stock into cash soley to pay income taxes on the vested stock. The 600 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:45 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Disposition to issuerCommon Stock 240 $8.27 $1,984.80
Disclosure

SEC source: 0001628280-22-004050 · wf-form4_164582908896563.xml · nonDerivative · entry 2

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,246

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:45 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-004050 · wf-form4_164582908896563.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On February 23, 2022, the reporting person elected to convert 360 of the 600 shares of vested phantom stock into 360 shares of ARMOUR common stock. The reporting person elected to convert the remaining 240 shares of vested phantom stock into cash soley to pay income taxes on the vested stock. The 600 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
November 23, 2021 Filed Nov 26, 2021 22:23 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionPhantom Stock · Derivative 2,950 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000271 · wf-form4_163796538328013.xml · derivative · entry 3

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 2,950 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On November 23, 2021, the reporting person elected to convert 1,770 shares out of 2,950 shares of vested phantom stock into 1,770 shares of ARMOUR common stock. The person elected to convert the remaining 1,180 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,770 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · derivative.expiration_date: On November 23, 2021, the reporting person elected to convert 1,770 shares out of 2,950 shares of vested phantom stock into 1,770 shares of ARMOUR common stock. The person elected to convert the remaining 1,180 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,770 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
November 23, 2021 Filed Nov 26, 2021 22:23 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Disposition to issuerCommon Stock 1,180 $10.13 $11,953.40
Disclosure

SEC source: 0001428205-21-000271 · wf-form4_163796538328013.xml · nonDerivative · entry 2

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,886

F1 · shares: On November 23, 2021, the reporting person elected to convert 1,770 shares out of 2,950 shares of vested phantom stock into 1,770 shares of ARMOUR common stock. The person elected to convert the remaining 1,180 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,770 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
November 23, 2021 Filed Nov 26, 2021 22:23 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionCommon Stock 2,950 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000271 · wf-form4_163796538328013.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 23, 2021, the reporting person elected to convert 1,770 shares out of 2,950 shares of vested phantom stock into 1,770 shares of ARMOUR common stock. The person elected to convert the remaining 1,180 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,770 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
August 24, 2021 Filed Aug 26, 2021 20:42 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionPhantom Stock · Derivative 2,850 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000222 · wf-form4_163001054642840.xml · derivative · entry 3

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,950

Underlying: Common Stock · 2,850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On August 24, 2021, the reporting person elected to convert 1,710 shares out of 2,850 shares of vested phantom stock into 1,710 shares of ARMOUR common stock. The person elected to convert the remaining 1,140 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · derivative.exercise_date: On August 24, 2021, the reporting person elected to convert 1,710 shares out of 2,850 shares of vested phantom stock into 1,710 shares of ARMOUR common stock. The person elected to convert the remaining 1,140 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · derivative.expiration_date: On August 24, 2021, the reporting person elected to convert 1,710 shares out of 2,850 shares of vested phantom stock into 1,710 shares of ARMOUR common stock. The person elected to convert the remaining 1,140 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · balance_after: On August 24, 2021, the reporting person elected to convert 1,710 shares out of 2,850 shares of vested phantom stock into 1,710 shares of ARMOUR common stock. The person elected to convert the remaining 1,140 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
August 24, 2021 Filed Aug 26, 2021 20:42 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Disposition to issuerCommon Stock, par value $0.001 per share 1,140 $10.50 $11,970.00
Disclosure

SEC source: 0001428205-21-000222 · wf-form4_163001054642840.xml · nonDerivative · entry 2

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,116

F1 · shares: On August 24, 2021, the reporting person elected to convert 1,710 shares out of 2,850 shares of vested phantom stock into 1,710 shares of ARMOUR common stock. The person elected to convert the remaining 1,140 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
August 24, 2021 Filed Aug 26, 2021 20:42 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionCommon Stock, par value $0.001 per share 2,850 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000222 · wf-form4_163001054642840.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 24, 2021, the reporting person elected to convert 1,710 shares out of 2,850 shares of vested phantom stock into 1,710 shares of ARMOUR common stock. The person elected to convert the remaining 1,140 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
May 24, 2021 Filed May 27, 2021 01:47 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionPhantom Stock · Derivative 2,850 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000173 · wf-form4_162208006423457.xml · derivative · entry 3

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,800

Underlying: Common Stock · 2,850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On May 24, 2021, the reporting person elected to convert 1,710 shares out of 2,850 shares of vested phantom stock into 1,710 shares of ARMOUR common stock. The person elected to convert the remaining 1,140 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · derivative.exercise_date: On May 24, 2021, the reporting person elected to convert 1,710 shares out of 2,850 shares of vested phantom stock into 1,710 shares of ARMOUR common stock. The person elected to convert the remaining 1,140 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · derivative.expiration_date: On May 24, 2021, the reporting person elected to convert 1,710 shares out of 2,850 shares of vested phantom stock into 1,710 shares of ARMOUR common stock. The person elected to convert the remaining 1,140 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · balance_after: On May 24, 2021, the reporting person elected to convert 1,710 shares out of 2,850 shares of vested phantom stock into 1,710 shares of ARMOUR common stock. The person elected to convert the remaining 1,140 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
May 24, 2021 Filed May 27, 2021 01:47 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Disposition to issuerCommon Stock, par value $0.001 per share 1,140 $11.99 $13,668.60
Disclosure

SEC source: 0001428205-21-000173 · wf-form4_162208006423457.xml · nonDerivative · entry 2

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,406

F1 · shares: On May 24, 2021, the reporting person elected to convert 1,710 shares out of 2,850 shares of vested phantom stock into 1,710 shares of ARMOUR common stock. The person elected to convert the remaining 1,140 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
May 24, 2021 Filed May 27, 2021 01:47 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionCommon Stock, par value $0.001 per share 2,850 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000173 · wf-form4_162208006423457.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 24, 2021, the reporting person elected to convert 1,710 shares out of 2,850 shares of vested phantom stock into 1,710 shares of ARMOUR common stock. The person elected to convert the remaining 1,140 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
February 25, 2021 Filed Mar 2, 2021 02:19 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionPhantom Stock · Derivative 2,850 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000079 · wf-form4_161465153909688.xml · derivative · entry 3

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,650

Underlying: Common Stock · 2,850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On February 25, 2021, the reporting person elected to convert 1,710 shares out of 2,850 shares of vested phantom stock into 1,710 shares of ARMOUR common stock. The person elected to convert the remaining 1,140 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · derivative.exercise_date: On February 25, 2021, the reporting person elected to convert 1,710 shares out of 2,850 shares of vested phantom stock into 1,710 shares of ARMOUR common stock. The person elected to convert the remaining 1,140 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · derivative.expiration_date: On February 25, 2021, the reporting person elected to convert 1,710 shares out of 2,850 shares of vested phantom stock into 1,710 shares of ARMOUR common stock. The person elected to convert the remaining 1,140 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

F1 · balance_after: On February 25, 2021, the reporting person elected to convert 1,710 shares out of 2,850 shares of vested phantom stock into 1,710 shares of ARMOUR common stock. The person elected to convert the remaining 1,140 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

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February 25, 2021 Filed Mar 2, 2021 02:19 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Disposition to issuerCommon Stock, par value $0.001 per share 1,140 $12.02 $13,702.80
Disclosure

SEC source: 0001428205-21-000079 · wf-form4_161465153909688.xml · nonDerivative · entry 2

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,696

F1 · shares: On February 25, 2021, the reporting person elected to convert 1,710 shares out of 2,850 shares of vested phantom stock into 1,710 shares of ARMOUR common stock. The person elected to convert the remaining 1,140 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

Read SEC document
February 25, 2021 Filed Mar 2, 2021 02:19 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionCommon Stock, par value $0.001 per share 2,850 $0.00 $0.00
Disclosure

SEC source: 0001428205-21-000079 · wf-form4_161465153909688.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On February 25, 2021, the reporting person elected to convert 1,710 shares out of 2,850 shares of vested phantom stock into 1,710 shares of ARMOUR common stock. The person elected to convert the remaining 1,140 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,850 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021.

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January 12, 2021 Filed Jan 15, 2021 02:01 UTC Armour Residential REIT, Inc. ARR · Entity 4416 GrantPhantom Stock · Derivative 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001428205-21-000033 · wf-form4_161067608886808.xml · derivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

F1 · security: The reporting person was granted an aggregate of 12,500 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 600 phantom shares will vest on February 20, 2021 with an additional 600 phantom shares vesting on each following May 20, August 20, and February 20, through August 20, 2025. On November 20, 2021, 700 phantom shares will vest, with an additional 700 phantom shares vesting each November 20 through November 20, 2025, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days.

F2 · security: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement.

F3 · security: The reporting person also has the right to elect to have withholding taxes or a portion thereof, as the case may be, satisfied by reducing the number of shares of common stock to be issued to the reporting person by some or all of such shares. With respect to each phantom share, the reporting person will receive a cash payment in an amount equal to the cash dividend distributions paid in the ordinary course on a share of ARMOUR common stock. The reporting person also has the right to elect in lieu of the cash dividend payment a number of shares of common stock equal to the dividend payment payable divided by the fair market value of a share of ARMOUR common stock on the date of the dividend payment.

F1 · derivative.exercise_price: The reporting person was granted an aggregate of 12,500 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 600 phantom shares will vest on February 20, 2021 with an additional 600 phantom shares vesting on each following May 20, August 20, and February 20, through August 20, 2025. On November 20, 2021, 700 phantom shares will vest, with an additional 700 phantom shares vesting each November 20 through November 20, 2025, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days.

F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · price: The reporting person was granted an aggregate of 12,500 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 600 phantom shares will vest on February 20, 2021 with an additional 600 phantom shares vesting on each following May 20, August 20, and February 20, through August 20, 2025. On November 20, 2021, 700 phantom shares will vest, with an additional 700 phantom shares vesting each November 20 through November 20, 2025, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days.

F4 · price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: The reporting person was granted an aggregate of 12,500 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 600 phantom shares will vest on February 20, 2021 with an additional 600 phantom shares vesting on each following May 20, August 20, and February 20, through August 20, 2025. On November 20, 2021, 700 phantom shares will vest, with an additional 700 phantom shares vesting each November 20 through November 20, 2025, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days.

F2 · derivative.exercise_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement.

F1 · derivative.expiration_date: The reporting person was granted an aggregate of 12,500 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 600 phantom shares will vest on February 20, 2021 with an additional 600 phantom shares vesting on each following May 20, August 20, and February 20, through August 20, 2025. On November 20, 2021, 700 phantom shares will vest, with an additional 700 phantom shares vesting each November 20 through November 20, 2025, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days.

F2 · derivative.expiration_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement.

F1 · balance_after: The reporting person was granted an aggregate of 12,500 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 600 phantom shares will vest on February 20, 2021 with an additional 600 phantom shares vesting on each following May 20, August 20, and February 20, through August 20, 2025. On November 20, 2021, 700 phantom shares will vest, with an additional 700 phantom shares vesting each November 20 through November 20, 2025, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days.

Read SEC document
December 28, 2020 Filed Dec 31, 2020 00:45 UTC Armour Residential REIT, Inc. ARR · Entity 4416 SaleCommon Stock, par value $0.001 per share 5,550 $10.76 $59,714.12
Disclosure

SEC source: 0001428205-20-000350 · wf-form4_160937552344584.xml · nonDerivative · entry 2

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,986

F1 · shares: The reporting person sold these shares in open market transactions for 2020 tax planning purposes.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $10.756 to $10.76, inclusive. The reporting person undertakes to provide ARMOUR Residential REIT, Inc., any security holder of ARMOUR Residential REIT, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3).

Read SEC document
December 28, 2020 Filed Dec 31, 2020 00:45 UTC Armour Residential REIT, Inc. ARR · Entity 4416 SaleCommon Stock, par value $0.001 per share 4,171 $10.83 $45,179.85
Disclosure

SEC source: 0001428205-20-000350 · wf-form4_160937552344584.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,536

F1 · shares: The reporting person sold these shares in open market transactions for 2020 tax planning purposes.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $10.83 to $10.84, inclusive. The reporting person undertakes to provide ARMOUR Residential REIT, Inc., any security holder of ARMOUR Residential REIT, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

Read SEC document
November 23, 2020 Filed Nov 24, 2020 22:38 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionPhantom Stock · Derivative 2,250 $0.00 $0.00
Disclosure

SEC source: 0001428205-20-000339 · wf-form4_160625748377799.xml · derivative · entry 3

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 2,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On November 23, 2020, the reporting person elected to convert 1,350 shares out of 2,250 shares of vested phantom stock into 1,350 shares of ARMOUR common stock. The person elected to convert the remaining 900 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020.

F1 · derivative.exercise_date: On November 23, 2020, the reporting person elected to convert 1,350 shares out of 2,250 shares of vested phantom stock into 1,350 shares of ARMOUR common stock. The person elected to convert the remaining 900 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020.

F1 · derivative.expiration_date: On November 23, 2020, the reporting person elected to convert 1,350 shares out of 2,250 shares of vested phantom stock into 1,350 shares of ARMOUR common stock. The person elected to convert the remaining 900 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020.

F1 · balance_after: On November 23, 2020, the reporting person elected to convert 1,350 shares out of 2,250 shares of vested phantom stock into 1,350 shares of ARMOUR common stock. The person elected to convert the remaining 900 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020.

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November 23, 2020 Filed Nov 24, 2020 22:38 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Disposition to issuerCommon Stock, par value $0.001 per share 900 $10.51 $9,459.00
Disclosure

SEC source: 0001428205-20-000339 · wf-form4_160625748377799.xml · nonDerivative · entry 2

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,707

F1 · shares: On November 23, 2020, the reporting person elected to convert 1,350 shares out of 2,250 shares of vested phantom stock into 1,350 shares of ARMOUR common stock. The person elected to convert the remaining 900 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 22:38 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionCommon Stock, par value $0.001 per share 2,250 $0.00 $0.00
Disclosure

SEC source: 0001428205-20-000339 · wf-form4_160625748377799.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 23, 2020, the reporting person elected to convert 1,350 shares out of 2,250 shares of vested phantom stock into 1,350 shares of ARMOUR common stock. The person elected to convert the remaining 900 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:05 UTC Armour Residential REIT, Inc. ARR · Entity 4416 GrantCommon Stock, par value $0.001 per share 1,041 Not disclosed Not disclosed
Disclosure

SEC source: 0001428205-20-000296 · wf-form4_160192831162156.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,357

F1 · kind: On October 1, 2020, the reporting person received 1,041 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 1,041 shares of stock represent the reporting person's election of stock compensation for the past quarter.

F1 · price: On October 1, 2020, the reporting person received 1,041 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 1,041 shares of stock represent the reporting person's election of stock compensation for the past quarter.

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August 24, 2020 Filed Aug 26, 2020 23:38 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionPhantom Stock · Derivative 2,250 $0.00 $0.00
Disclosure

SEC source: 0001428205-20-000278 · wf-form4_159848485185600.xml · derivative · entry 3

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,250

Underlying: Common Stock · 2,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On August 24, 2020, the reporting person elected to convert 1,350 shares out of 2,250 shares of vested phantom stock into 1,350 shares of ARMOUR common stock. The person elected to convert the remaining 900 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020.

F1 · derivative.exercise_date: On August 24, 2020, the reporting person elected to convert 1,350 shares out of 2,250 shares of vested phantom stock into 1,350 shares of ARMOUR common stock. The person elected to convert the remaining 900 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020.

F1 · derivative.expiration_date: On August 24, 2020, the reporting person elected to convert 1,350 shares out of 2,250 shares of vested phantom stock into 1,350 shares of ARMOUR common stock. The person elected to convert the remaining 900 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020.

F1 · balance_after: On August 24, 2020, the reporting person elected to convert 1,350 shares out of 2,250 shares of vested phantom stock into 1,350 shares of ARMOUR common stock. The person elected to convert the remaining 900 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020.

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August 24, 2020 Filed Aug 26, 2020 23:38 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Disposition to issuerCommon Stock, par value $0.001 per share 900 $9.61 $8,649.00
Disclosure

SEC source: 0001428205-20-000278 · wf-form4_159848485185600.xml · nonDerivative · entry 2

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,316

F1 · shares: On August 24, 2020, the reporting person elected to convert 1,350 shares out of 2,250 shares of vested phantom stock into 1,350 shares of ARMOUR common stock. The person elected to convert the remaining 900 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 23:38 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionCommon Stock, par value $0.001 per share 2,250 $0.00 $0.00
Disclosure

SEC source: 0001428205-20-000278 · wf-form4_159848485185600.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 24, 2020, the reporting person elected to convert 1,350 shares out of 2,250 shares of vested phantom stock into 1,350 shares of ARMOUR common stock. The person elected to convert the remaining 900 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:14 UTC Armour Residential REIT, Inc. ARR · Entity 4416 GrantCommon Stock, par value $0.001 per share 1,054 Not disclosed Not disclosed
Disclosure

SEC source: 0001428205-20-000222 · wf-form4_159372084743442.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,966

F1 · kind: On July 1, 2020, the reporting person received 1,054 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 1,054 shares of stock represent the reporting person's election of stock compensation for the past quarter.

F1 · price: On July 1, 2020, the reporting person received 1,054 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 1,054 shares of stock represent the reporting person's election of stock compensation for the past quarter.

Read SEC document
May 22, 2020 Filed May 27, 2020 20:12 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionPhantom Stock · Derivative 2,250 $0.00 $0.00
Disclosure

SEC source: 0001428205-20-000196 · wf-form4_159061032168789.xml · derivative · entry 3

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500

Underlying: Common Stock · 2,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On May 22, 2020, the reporting person elected to convert 1,350 shares out of 2,250 shares of vested phantom stock into 1,350 shares of ARMOUR common stock. The person elected to convert the remaining 900 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020.

F1 · derivative.exercise_date: On May 22, 2020, the reporting person elected to convert 1,350 shares out of 2,250 shares of vested phantom stock into 1,350 shares of ARMOUR common stock. The person elected to convert the remaining 900 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020.

F1 · derivative.expiration_date: On May 22, 2020, the reporting person elected to convert 1,350 shares out of 2,250 shares of vested phantom stock into 1,350 shares of ARMOUR common stock. The person elected to convert the remaining 900 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020.

F1 · balance_after: On May 22, 2020, the reporting person elected to convert 1,350 shares out of 2,250 shares of vested phantom stock into 1,350 shares of ARMOUR common stock. The person elected to convert the remaining 900 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020.

Read SEC document
May 22, 2020 Filed May 27, 2020 20:12 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Disposition to issuerCommon Stock, par value $0.001 per share 900 $8.16 $7,344.00
Disclosure

SEC source: 0001428205-20-000196 · wf-form4_159061032168789.xml · nonDerivative · entry 2

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,912

F1 · shares: On May 22, 2020, the reporting person elected to convert 1,350 shares out of 2,250 shares of vested phantom stock into 1,350 shares of ARMOUR common stock. The person elected to convert the remaining 900 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020.

Read SEC document
May 22, 2020 Filed May 27, 2020 20:12 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionCommon Stock, par value $0.001 per share 2,250 $0.00 $0.00
Disclosure

SEC source: 0001428205-20-000196 · wf-form4_159061032168789.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 22, 2020, the reporting person elected to convert 1,350 shares out of 2,250 shares of vested phantom stock into 1,350 shares of ARMOUR common stock. The person elected to convert the remaining 900 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020.

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April 01, 2020 Filed Apr 2, 2020 23:58 UTC Armour Residential REIT, Inc. ARR · Entity 4416 GrantCommon Stock, par value $0.001 per share 1,123 Not disclosed Not disclosed
Disclosure

SEC source: 0001428205-20-000133 · wf-form4_158587189470900.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,562

F1 · kind: On April 1, 2020, the reporting person received 1,123 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 1,123 shares of stock represent the reporting person's election of stock compensation for the past quarter.

F1 · price: On April 1, 2020, the reporting person received 1,123 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 1,123 shares of stock represent the reporting person's election of stock compensation for the past quarter.

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March 18, 2020 Filed Mar 19, 2020 13:47 UTC Armour Residential REIT, Inc. ARR · Entity 4416 PurchaseCommon Stock, par value $0.001 per share 3,500 $7.00 $24,482.50
Disclosure

SEC source: 0001428205-20-000125 · wf-form4_158462561514343.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,439

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $[___] to $[___], inclusive. The reporting person undertakes to provide ARMOUR Residential REIT, Inc., any security holder of ARMOUR Residential REIT, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1).

F2 · ownership.direct: The reporting person holds the 3,500 shares in his LCH Pension Fund account, of which the reporting person is the sole beneficiary.

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February 21, 2020 Filed Feb 26, 2020 01:25 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionPhantom Stock · Derivative 2,250 $0.00 $0.00
Disclosure

SEC source: 0001428205-20-000106 · wf-form4_158268028340064.xml · derivative · entry 3

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,750

Underlying: Common Stock · 2,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On February 21, 2020, the reporting person elected to convert 1,350 shares out of 2,250 shares of vested phantom stock into 1,350 shares of ARMOUR common stock. The person elected to convert the remaining 900 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 report filed by the reporting person on January 16, 2020.

F1 · derivative.exercise_date: On February 21, 2020, the reporting person elected to convert 1,350 shares out of 2,250 shares of vested phantom stock into 1,350 shares of ARMOUR common stock. The person elected to convert the remaining 900 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 report filed by the reporting person on January 16, 2020.

F1 · derivative.expiration_date: On February 21, 2020, the reporting person elected to convert 1,350 shares out of 2,250 shares of vested phantom stock into 1,350 shares of ARMOUR common stock. The person elected to convert the remaining 900 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 report filed by the reporting person on January 16, 2020.

F1 · balance_after: On February 21, 2020, the reporting person elected to convert 1,350 shares out of 2,250 shares of vested phantom stock into 1,350 shares of ARMOUR common stock. The person elected to convert the remaining 900 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 report filed by the reporting person on January 16, 2020.

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February 21, 2020 Filed Feb 26, 2020 01:25 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Disposition to issuerCommon Stock, par value $0.001 per share 900 $21.13 $19,017.00
Disclosure

SEC source: 0001428205-20-000106 · wf-form4_158268028340064.xml · nonDerivative · entry 2

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,939

F1 · shares: On February 21, 2020, the reporting person elected to convert 1,350 shares out of 2,250 shares of vested phantom stock into 1,350 shares of ARMOUR common stock. The person elected to convert the remaining 900 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 report filed by the reporting person on January 16, 2020.

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February 21, 2020 Filed Feb 26, 2020 01:25 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionCommon Stock, par value $0.001 per share 2,250 $0.00 $0.00
Disclosure

SEC source: 0001428205-20-000106 · wf-form4_158268028340064.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On February 21, 2020, the reporting person elected to convert 1,350 shares out of 2,250 shares of vested phantom stock into 1,350 shares of ARMOUR common stock. The person elected to convert the remaining 900 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over a two-year period, which was reported on a Form 4 report filed by the reporting person on January 16, 2020.

F2 · balance_after: Reflects an adjustment of an additional 3,600 shares received through dividend reinvestments not previously reported.

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January 14, 2020 Filed Jan 16, 2020 22:57 UTC Armour Residential REIT, Inc. ARR · Entity 4416 GrantPhantom Stock · Derivative 18,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001428205-20-000037 · wf-form4_157921542683865.xml · derivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires not disclosed

F1 · security: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 2,250 phantom shares will vest on February 20, 2020 with an additional 2,250 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2021, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days.

F2 · security: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement.

F3 · security: The reporting person also has the right to elect to have withholding taxes or a portion thereof, as the case may be, satisfied by reducing the number of shares of common stock to be issued to the reporting person by some or all of such shares. With respect to each phantom share, the reporting person will receive a cash payment in an amount equal to the cash dividend distributions paid in the ordinary course on a share of ARMOUR common stock. The reporting person also has the right to elect in lieu of the cash dividend payment a number of shares of common stock equal to the dividend payment payable divided by the fair market value of a share of ARMOUR common stock on the date of the dividend payment.

F1 · derivative.exercise_price: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 2,250 phantom shares will vest on February 20, 2020 with an additional 2,250 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2021, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days.

F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · price: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 2,250 phantom shares will vest on February 20, 2020 with an additional 2,250 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2021, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days.

F4 · price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 2,250 phantom shares will vest on February 20, 2020 with an additional 2,250 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2021, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days.

F2 · derivative.exercise_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement.

F1 · derivative.expiration_date: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 2,250 phantom shares will vest on February 20, 2020 with an additional 2,250 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2021, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days.

F2 · derivative.expiration_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement.

F1 · balance_after: The reporting person was granted an aggregate of 18,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 2,250 phantom shares will vest on February 20, 2020 with an additional 2,250 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2021, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days.

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January 02, 2020 Filed Jan 6, 2020 21:12 UTC Armour Residential REIT, Inc. ARR · Entity 4416 GrantCommon Stock, par value $0.001 per share 554 Not disclosed Not disclosed
Disclosure

SEC source: 0001428205-20-000011 · wf-form4_157834515973294.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,989

F1 · kind: On January 2, 2020, the reporting person received 554 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 554 shares of stock represent the reporting person's election of stock compensation for the past quarter.

F1 · price: On January 2, 2020, the reporting person received 554 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 554 shares of stock represent the reporting person's election of stock compensation for the past quarter.

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November 21, 2019 Filed Nov 25, 2019 21:05 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionPhantom Stock · Derivative 1,600 $0.00 $0.00
Disclosure

SEC source: 0001428205-19-000309 · wf-form4_157471588941893.xml · derivative · entry 3

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On November 21, 2019, the reporting person elected to convert 960 shares out of 1,600 shares of vested phantom stock into 960 shares of ARMOUR common stock. The person elected to convert the remaining 640 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.exercise_date: On November 21, 2019, the reporting person elected to convert 960 shares out of 1,600 shares of vested phantom stock into 960 shares of ARMOUR common stock. The person elected to convert the remaining 640 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.expiration_date: On November 21, 2019, the reporting person elected to convert 960 shares out of 1,600 shares of vested phantom stock into 960 shares of ARMOUR common stock. The person elected to convert the remaining 640 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · balance_after: On November 21, 2019, the reporting person elected to convert 960 shares out of 1,600 shares of vested phantom stock into 960 shares of ARMOUR common stock. The person elected to convert the remaining 640 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

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November 21, 2019 Filed Nov 25, 2019 21:05 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Disposition to issuerCommon Stock, par value $0.001 per share 640 $17.00 $10,880.00
Disclosure

SEC source: 0001428205-19-000309 · wf-form4_157471588941893.xml · nonDerivative · entry 2

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,435

F1 · shares: On November 21, 2019, the reporting person elected to convert 960 shares out of 1,600 shares of vested phantom stock into 960 shares of ARMOUR common stock. The person elected to convert the remaining 640 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
November 21, 2019 Filed Nov 25, 2019 21:05 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionCommon Stock, par value $0.001 per share 1,600 $0.00 $0.00
Disclosure

SEC source: 0001428205-19-000309 · wf-form4_157471588941893.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 21, 2019, the reporting person elected to convert 960 shares out of 1,600 shares of vested phantom stock into 960 shares of ARMOUR common stock. The person elected to convert the remaining 640 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
October 01, 2019 Filed Oct 4, 2019 20:03 UTC Armour Residential REIT, Inc. ARR · Entity 4416 GrantCommon Stock, par value $0.001 per share 591 Not disclosed Not disclosed
Disclosure

SEC source: 0001428205-19-000264 · wf-form4_157021935623468.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,475

F1 · kind: On October 1, 2019, the reporting person received 591 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 591 shares of stock represent the reporting person's election of stock compensation for the past quarter.

F1 · price: On October 1, 2019, the reporting person received 591 shares of ARMOUR common stock pursuant to quarterly compensation paid for the reporting person's service on ARMOUR's Board of Directors. The reporting person may elect to receive $16,500 of the reporting person's total quarterly compensation (or $66,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 591 shares of stock represent the reporting person's election of stock compensation for the past quarter.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 20:03 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionPhantom Stock · Derivative 1,600 $0.00 $0.00
Disclosure

SEC source: 0001428205-19-000236 · wf-form4_156659058193562.xml · derivative · entry 3

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Underlying: Common Stock · 1,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · shares: On August 21, 2019, the reporting person elected to convert 960 shares out of 1,600 shares of vested phantom stock into 960 shares of ARMOUR common stock. The person elected to convert the remaining 640 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.exercise_date: On August 21, 2019, the reporting person elected to convert 960 shares out of 1,600 shares of vested phantom stock into 960 shares of ARMOUR common stock. The person elected to convert the remaining 640 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · derivative.expiration_date: On August 21, 2019, the reporting person elected to convert 960 shares out of 1,600 shares of vested phantom stock into 960 shares of ARMOUR common stock. The person elected to convert the remaining 640 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

F1 · balance_after: On August 21, 2019, the reporting person elected to convert 960 shares out of 1,600 shares of vested phantom stock into 960 shares of ARMOUR common stock. The person elected to convert the remaining 640 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 20:03 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Disposition to issuerCommon Stock, par value $0.001 per share 640 $17.11 $10,950.40
Disclosure

SEC source: 0001428205-19-000236 · wf-form4_156659058193562.xml · nonDerivative · entry 2

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,884

F1 · shares: On August 21, 2019, the reporting person elected to convert 960 shares out of 1,600 shares of vested phantom stock into 960 shares of ARMOUR common stock. The person elected to convert the remaining 640 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 20:03 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionCommon Stock, par value $0.001 per share 1,600 $0.00 $0.00
Disclosure

SEC source: 0001428205-19-000236 · wf-form4_156659058193562.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 21, 2019, the reporting person elected to convert 960 shares out of 1,600 shares of vested phantom stock into 960 shares of ARMOUR common stock. The person elected to convert the remaining 640 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.