Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Armour Residential REIT, Inc.ARR · Entity 4416 | Director | August 21, 2026 | August 25, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Armour Residential REIT, Inc.
Report date August 21, 2026 · Filed August 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,381 |
Ending reported balance
After 2026-08-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-21 · Exercise / conversion · Acquired 1,900 · Balance 22,141 F1: On August 21, 2026, the reporting person elected to convert 1,140 shares out of 1,900 shares of vested phantom stock into 1,140 shares of ARMOUR common stock. The person elected to convert the remaining 760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,900 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on February 14, 2023, December 18, 2025 and May 21, 2026. Row 2 · 2026-08-21 · Tax withholding · Disposed 760 · Balance 21,381 F1: On August 21, 2026, the reporting person elected to convert 1,140 shares out of 1,900 shares of vested phantom stock into 1,140 shares of ARMOUR common stock. The person elected to convert the remaining 760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,900 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on February 14, 2023, December 18, 2025 and May 21, 2026. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 28,354 |
Reported balance
After 2026-08-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-21 · Exercise / conversion · Disposed 1,900 · Balance 28,354 F2: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1: On August 21, 2026, the reporting person elected to convert 1,140 shares out of 1,900 shares of vested phantom stock into 1,140 shares of ARMOUR common stock. The person elected to convert the remaining 760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,900 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on February 14, 2023, December 18, 2025 and May 21, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 21, 2026, the reporting person elected to convert 1,140 shares out of 1,900 shares of vested phantom stock into 1,140 shares of ARMOUR common stock. The person elected to convert the remaining 760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,900 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on February 14, 2023, December 18, 2025 and May 21, 2026.
F2: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 21, 2026 Filed Aug 25, 2026 20:23 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001248587-26-000008 · wk-form4_1787689412.xml · derivative · entry 3 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,354 Underlying: Common Stock · 1,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On August 21, 2026, the reporting person elected to convert 1,140 shares out of 1,900 shares of vested phantom stock into 1,140 shares of ARMOUR common stock. The person elected to convert the remaining 760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,900 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on February 14, 2023, December 18, 2025 and May 21, 2026. F1 · derivative.expiration_date: On August 21, 2026, the reporting person elected to convert 1,140 shares out of 1,900 shares of vested phantom stock into 1,140 shares of ARMOUR common stock. The person elected to convert the remaining 760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,900 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on February 14, 2023, December 18, 2025 and May 21, 2026. Read SEC document |
| August 21, 2026 Filed Aug 25, 2026 20:23 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Tax withholdingCommon Stock | 760 | $16.32 | $12,403.20 |
DisclosureSEC source: 0001248587-26-000008 · wk-form4_1787689412.xml · nonDerivative · entry 2 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,381 F1 · kind: On August 21, 2026, the reporting person elected to convert 1,140 shares out of 1,900 shares of vested phantom stock into 1,140 shares of ARMOUR common stock. The person elected to convert the remaining 760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,900 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on February 14, 2023, December 18, 2025 and May 21, 2026. Read SEC document |
| August 21, 2026 Filed Aug 25, 2026 20:23 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001248587-26-000008 · wk-form4_1787689412.xml · nonDerivative · entry 1 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,141 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On August 21, 2026, the reporting person elected to convert 1,140 shares out of 1,900 shares of vested phantom stock into 1,140 shares of ARMOUR common stock. The person elected to convert the remaining 760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,900 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on February 14, 2023, December 18, 2025 and May 21, 2026. Read SEC document |
| May 21, 2026 Filed May 26, 2026 20:35 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001248587-26-000006 · wk-form4_1779827723.xml · derivative · entry 3 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,254 Underlying: Common Stock · 1,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On May 21, 2026, the reporting person elected to convert 1,140 shares out of 1,900 shares of vested phantom stock into 1,140 shares of ARMOUR common stock. The person elected to convert the remaining 760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,900 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on February 14, 2023, December 18, 2025 and May 21, 2026. F1 · derivative.expiration_date: On May 21, 2026, the reporting person elected to convert 1,140 shares out of 1,900 shares of vested phantom stock into 1,140 shares of ARMOUR common stock. The person elected to convert the remaining 760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,900 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on February 14, 2023, December 18, 2025 and May 21, 2026. Read SEC document |
| May 21, 2026 Filed May 26, 2026 20:35 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Tax withholdingCommon Stock | 760 | $16.47 | $12,517.20 |
DisclosureSEC source: 0001248587-26-000006 · wk-form4_1779827723.xml · nonDerivative · entry 2 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,241 F1 · kind: On May 21, 2026, the reporting person elected to convert 1,140 shares out of 1,900 shares of vested phantom stock into 1,140 shares of ARMOUR common stock. The person elected to convert the remaining 760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,900 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on February 14, 2023, December 18, 2025 and May 21, 2026. F2 · ownership.direct: Includes 5,019 shares of common stock (25,095 shares prior to ARMOUR's one-for-five reverse stock split effective September 29, 2023) acquired in multiple transactions from February 2019 to April 2023 pursuant to the issuer's dividend reinvestment plan, which were not previously reported. Read SEC document |
| May 21, 2026 Filed May 26, 2026 20:35 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001248587-26-000006 · wk-form4_1779827723.xml · nonDerivative · entry 1 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 21, 2026, the reporting person elected to convert 1,140 shares out of 1,900 shares of vested phantom stock into 1,140 shares of ARMOUR common stock. The person elected to convert the remaining 760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,900 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on February 14, 2023, December 18, 2025 and May 21, 2026. F2 · ownership.direct: Includes 5,019 shares of common stock (25,095 shares prior to ARMOUR's one-for-five reverse stock split effective September 29, 2023) acquired in multiple transactions from February 2019 to April 2023 pursuant to the issuer's dividend reinvestment plan, which were not previously reported. Read SEC document |
| May 19, 2026 Filed May 21, 2026 20:04 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | GrantPhantom Stock · Derivative | 17,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001248587-26-000004 · wk-form4_1779393854.xml · derivative · entry 1 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,154 Underlying: Common Stock · 17,140 shares Expires not disclosed F1 · security: The reporting person was granted an aggregate of 17,140 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Fourth Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. The phantom shares will vest over a five-year period as follows: 857 phantom shares shall vest beginning on May 20, 2026, with an additional 857 phantom shares vesting on each following August 20, November 20, February 20 and May 20, through February 20, 2031, at which time all such shares of phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · security: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · security: The reporting person also has the right to elect to have withholding taxes or a portion thereof, as the case may be, satisfied by reducing the number of shares of common stock to be issued to the reporting person by some or all of such shares. With respect to each phantom share, the reporting person will receive a cash payment in an amount equal to the cash dividend distributions paid in the ordinary course on a share of ARMOUR common stock. The reporting person also has the right to elect in lieu of the cash dividend payment a number of shares of common stock equal to the dividend payment payable divided by the fair market value of a share of ARMOUR common stock on the date of the dividend payment. F4 · security: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_price: The reporting person was granted an aggregate of 17,140 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Fourth Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. The phantom shares will vest over a five-year period as follows: 857 phantom shares shall vest beginning on May 20, 2026, with an additional 857 phantom shares vesting on each following August 20, November 20, February 20 and May 20, through February 20, 2031, at which time all such shares of phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · price: The reporting person was granted an aggregate of 17,140 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Fourth Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. The phantom shares will vest over a five-year period as follows: 857 phantom shares shall vest beginning on May 20, 2026, with an additional 857 phantom shares vesting on each following August 20, November 20, February 20 and May 20, through February 20, 2031, at which time all such shares of phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F4 · price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: The reporting person was granted an aggregate of 17,140 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Fourth Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. The phantom shares will vest over a five-year period as follows: 857 phantom shares shall vest beginning on May 20, 2026, with an additional 857 phantom shares vesting on each following August 20, November 20, February 20 and May 20, through February 20, 2031, at which time all such shares of phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.exercise_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · derivative.expiration_date: The reporting person was granted an aggregate of 17,140 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Fourth Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. The phantom shares will vest over a five-year period as follows: 857 phantom shares shall vest beginning on May 20, 2026, with an additional 857 phantom shares vesting on each following August 20, November 20, February 20 and May 20, through February 20, 2031, at which time all such shares of phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.expiration_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · balance_after: The reporting person was granted an aggregate of 17,140 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Fourth Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. The phantom shares will vest over a five-year period as follows: 857 phantom shares shall vest beginning on May 20, 2026, with an additional 857 phantom shares vesting on each following August 20, November 20, February 20 and May 20, through February 20, 2031, at which time all such shares of phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. Read SEC document |
| February 24, 2026 Filed Feb 26, 2026 21:08 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 1,043 | $0.00 | $0.00 |
DisclosureSEC source: 0001248587-26-000002 · wk-form4_1772140099.xml · derivative · entry 3 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,014 Underlying: Common Stock · 1,043 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On February 24, 2026, the reporting person elected to convert 625 shares out of 1,043 shares of vested phantom stock into 625 shares of ARMOUR common stock. The person elected to convert the remaining 418 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,043 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on February 14, 2023 and December 18, 2025. F1 · derivative.expiration_date: On February 24, 2026, the reporting person elected to convert 625 shares out of 1,043 shares of vested phantom stock into 625 shares of ARMOUR common stock. The person elected to convert the remaining 418 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,043 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on February 14, 2023 and December 18, 2025. Read SEC document |
| February 24, 2026 Filed Feb 26, 2026 21:08 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Tax withholdingCommon Stock | 418 | $17.89 | $7,478.02 |
DisclosureSEC source: 0001248587-26-000002 · wk-form4_1772140099.xml · nonDerivative · entry 2 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,082 F1 · shares: On February 24, 2026, the reporting person elected to convert 625 shares out of 1,043 shares of vested phantom stock into 625 shares of ARMOUR common stock. The person elected to convert the remaining 418 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,043 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on February 14, 2023 and December 18, 2025. Read SEC document |
| February 24, 2026 Filed Feb 26, 2026 21:08 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock | 1,043 | $0.00 | $0.00 |
DisclosureSEC source: 0001248587-26-000002 · wk-form4_1772140099.xml · nonDerivative · entry 1 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 24, 2026, the reporting person elected to convert 625 shares out of 1,043 shares of vested phantom stock into 625 shares of ARMOUR common stock. The person elected to convert the remaining 418 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,043 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on February 14, 2023 and December 18, 2025. Read SEC document |
| December 16, 2025 Filed Dec 18, 2025 21:08 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | GrantPhantom Stock · Derivative | 12,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001248587-25-000005 · wk-form4_1766092136.xml · derivative · entry 1 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,057 Underlying: Common Stock · 12,857 shares Expires not disclosed F1 · security: The reporting person was granted an aggregate of 12,857 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Third Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. The phantom shares will vest over a five-year period as follows: 643 phantom shares shall vest beginning on February 20, 2026 with an additional 643 (or 642, due to rounding) phantom shares vesting on each following May 20, August 20, November 20, and February 20, through November 20, 2030, at which time all such shares of phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · security: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · security: The reporting person also has the right to elect to have withholding taxes or a portion thereof, as the case may be, satisfied by reducing the number of shares of common stock to be issued to the reporting person by some or all of such shares. With respect to each phantom share, the reporting person will receive a cash payment in an amount equal to the cash dividend distributions paid in the ordinary course on a share of ARMOUR common stock. The reporting person also has the right to elect in lieu of the cash dividend payment a number of shares of common stock equal to the dividend payment payable divided by the fair market value of a share of ARMOUR common stock on the date of the dividend payment. F4 · security: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_price: The reporting person was granted an aggregate of 12,857 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Third Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. The phantom shares will vest over a five-year period as follows: 643 phantom shares shall vest beginning on February 20, 2026 with an additional 643 (or 642, due to rounding) phantom shares vesting on each following May 20, August 20, November 20, and February 20, through November 20, 2030, at which time all such shares of phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · price: The reporting person was granted an aggregate of 12,857 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Third Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. The phantom shares will vest over a five-year period as follows: 643 phantom shares shall vest beginning on February 20, 2026 with an additional 643 (or 642, due to rounding) phantom shares vesting on each following May 20, August 20, November 20, and February 20, through November 20, 2030, at which time all such shares of phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F4 · price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: The reporting person was granted an aggregate of 12,857 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Third Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. The phantom shares will vest over a five-year period as follows: 643 phantom shares shall vest beginning on February 20, 2026 with an additional 643 (or 642, due to rounding) phantom shares vesting on each following May 20, August 20, November 20, and February 20, through November 20, 2030, at which time all such shares of phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.exercise_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · derivative.expiration_date: The reporting person was granted an aggregate of 12,857 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Third Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. The phantom shares will vest over a five-year period as follows: 643 phantom shares shall vest beginning on February 20, 2026 with an additional 643 (or 642, due to rounding) phantom shares vesting on each following May 20, August 20, November 20, and February 20, through November 20, 2030, at which time all such shares of phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.expiration_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · balance_after: The reporting person was granted an aggregate of 12,857 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Third Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. The phantom shares will vest over a five-year period as follows: 643 phantom shares shall vest beginning on February 20, 2026 with an additional 643 (or 642, due to rounding) phantom shares vesting on each following May 20, August 20, November 20, and February 20, through November 20, 2030, at which time all such shares of phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. Read SEC document |
| November 21, 2025 Filed Nov 25, 2025 22:45 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 540 | $0.00 | $0.00 |
DisclosureSEC source: 0001248587-25-000003 · wk-form4_1764110719.xml · derivative · entry 3 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,200 Underlying: Common Stock · 540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On November 21, 2025, the reporting person elected to convert 324 of the 520 shares of vested phantom stock into 324 shares of ARMOUR common stock. The reporting person elected to convert the remaining 216 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021, and February 14, 2023. F1 · derivative.expiration_date: On November 21, 2025, the reporting person elected to convert 324 of the 520 shares of vested phantom stock into 324 shares of ARMOUR common stock. The reporting person elected to convert the remaining 216 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021, and February 14, 2023. Read SEC document |
| November 21, 2025 Filed Nov 25, 2025 22:45 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Tax withholdingCommon Stock | 216 | $16.31 | $3,522.96 |
DisclosureSEC source: 0001248587-25-000003 · wk-form4_1764110719.xml · nonDerivative · entry 2 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,457 F1 · kind: On November 21, 2025, the reporting person elected to convert 324 of the 520 shares of vested phantom stock into 324 shares of ARMOUR common stock. The reporting person elected to convert the remaining 216 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021, and February 14, 2023. Read SEC document |
| November 21, 2025 Filed Nov 25, 2025 22:45 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock | 540 | $0.00 | $0.00 |
DisclosureSEC source: 0001248587-25-000003 · wk-form4_1764110719.xml · nonDerivative · entry 1 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,673 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 21, 2025, the reporting person elected to convert 324 of the 520 shares of vested phantom stock into 324 shares of ARMOUR common stock. The reporting person elected to convert the remaining 216 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021, and February 14, 2023. Read SEC document |
| August 21, 2025 Filed Aug 22, 2025 20:58 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 520 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-25-000204 · wk-form4_1755896306.xml · derivative · entry 3 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,740 Underlying: Common Stock · 520 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · kind: On August 21, 2025, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021, and February 14, 2023. F1 · derivative.exercise_date: On August 21, 2025, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021, and February 14, 2023. F1 · derivative.expiration_date: On August 21, 2025, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021, and February 14, 2023. Read SEC document |
| August 21, 2025 Filed Aug 22, 2025 20:58 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Tax withholdingCommon Stock | 208 | $14.81 | $3,080.48 |
DisclosureSEC source: 0001428205-25-000204 · wk-form4_1755896306.xml · nonDerivative · entry 2 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,133 F1 · kind: On August 21, 2025, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021, and February 14, 2023. Read SEC document |
| August 21, 2025 Filed Aug 22, 2025 20:58 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock | 520 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-25-000204 · wk-form4_1755896306.xml · nonDerivative · entry 1 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,341 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On August 21, 2025, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021, and February 14, 2023. Read SEC document |
| May 21, 2025 Filed May 22, 2025 20:10 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 520 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-25-000124 · wk-form4_1747944636.xml · derivative · entry 3 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,260 Underlying: Common Stock · 520 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On May 21, 2025, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021, and February 14, 2023. F1 · derivative.expiration_date: On May 21, 2025, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021, and February 14, 2023. Read SEC document |
| May 21, 2025 Filed May 22, 2025 20:10 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Tax withholdingCommon Stock | 208 | $16.72 | $3,477.76 |
DisclosureSEC source: 0001428205-25-000124 · wk-form4_1747944636.xml · nonDerivative · entry 2 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,821 F1 · kind: On May 21, 2025, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021, and February 14, 2023. Read SEC document |
| May 21, 2025 Filed May 22, 2025 20:10 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock | 520 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-25-000124 · wk-form4_1747944636.xml · nonDerivative · entry 1 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,029 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 21, 2025, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021, and February 14, 2023. Read SEC document |
| February 21, 2025 Filed Feb 25, 2025 21:59 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 520 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-25-000049 · wk-form4_1740520767.xml · derivative · entry 3 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,780 Underlying: Common Stock · 520 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On February 21, 2025, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021, and February 14, 2023. F1 · derivative.expiration_date: On February 21, 2025, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021, and February 14, 2023. Read SEC document |
| February 21, 2025 Filed Feb 25, 2025 21:59 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Tax withholdingCommon Stock | 208 | $18.94 | $3,939.52 |
DisclosureSEC source: 0001428205-25-000049 · wk-form4_1740520767.xml · nonDerivative · entry 2 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,509 F1 · kind: On February 21, 2025, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021, and February 14, 2023. Read SEC document |
| February 21, 2025 Filed Feb 25, 2025 21:59 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock | 520 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-25-000049 · wk-form4_1740520767.xml · nonDerivative · entry 1 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,717 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On February 21, 2025, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021, and February 14, 2023. Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 22:42 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 540 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-24-000257 · wk-form4_1732315361.xml · derivative · entry 3 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,300 Underlying: Common Stock · 540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On November 20, 2024, the reporting person elected to convert 324 of the 540 shares of vested phantom stock into 324 shares of ARMOUR common stock. The reporting person elected to convert the remaining 216 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. F1 · derivative.expiration_date: On November 20, 2024, the reporting person elected to convert 324 of the 540 shares of vested phantom stock into 324 shares of ARMOUR common stock. The reporting person elected to convert the remaining 216 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 22:42 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Tax withholdingCommon Stock | 216 | $18.43 | $3,980.88 |
DisclosureSEC source: 0001428205-24-000257 · wk-form4_1732315361.xml · nonDerivative · entry 2 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,197 F1 · kind: On November 20, 2024, the reporting person elected to convert 324 of the 540 shares of vested phantom stock into 324 shares of ARMOUR common stock. The reporting person elected to convert the remaining 216 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 22:42 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock | 540 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-24-000257 · wk-form4_1732315361.xml · nonDerivative · entry 1 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,413 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 20, 2024, the reporting person elected to convert 324 of the 540 shares of vested phantom stock into 324 shares of ARMOUR common stock. The reporting person elected to convert the remaining 216 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. Read SEC document |
| August 22, 2024 Filed Aug 23, 2024 20:56 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 520 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-24-000193 · wk-form4_1724446590.xml · derivative · entry 3 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,840 Underlying: Common Stock · 520 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On August 22, 2024, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. F1 · derivative.expiration_date: On August 22, 2024, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. Read SEC document |
| August 22, 2024 Filed Aug 23, 2024 20:56 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Tax withholdingCommon Stock | 208 | $20.16 | $4,193.28 |
DisclosureSEC source: 0001428205-24-000193 · wk-form4_1724446590.xml · nonDerivative · entry 2 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,873 F1 · kind: On August 22, 2024, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. Read SEC document |
| August 22, 2024 Filed Aug 23, 2024 20:56 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock | 520 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-24-000193 · wk-form4_1724446590.xml · nonDerivative · entry 1 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On August 22, 2024, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. Read SEC document |
| May 22, 2024 Filed May 23, 2024 20:36 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 520 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-24-000113 · wk-form4_1716496575.xml · derivative · entry 3 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,360 Underlying: Common Stock · 520 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On May 22, 2024, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. F1 · derivative.expiration_date: On May 22, 2024, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. Read SEC document |
| May 22, 2024 Filed May 23, 2024 20:36 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Tax withholdingCommon Stock | 208 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-24-000113 · wk-form4_1716496575.xml · nonDerivative · entry 2 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,561 F1 · kind: On May 22, 2024, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. Read SEC document |
| May 22, 2024 Filed May 23, 2024 20:36 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock | 520 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-24-000113 · wk-form4_1716496575.xml · nonDerivative · entry 1 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,769 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 22, 2024, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 21:12 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 520 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-24-000032 · wk-form4_1708981893.xml · derivative · entry 3 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,880 Underlying: Common Stock · 520 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On February 22, 2024, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. F1 · derivative.expiration_date: On February 22, 2024, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 21:12 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Tax withholdingCommon Stock | 208 | $18.80 | $3,910.40 |
DisclosureSEC source: 0001428205-24-000032 · wk-form4_1708981893.xml · nonDerivative · entry 2 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,249 F1 · kind: On February 22, 2024, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 21:12 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock | 520 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-24-000032 · wk-form4_1708981893.xml · nonDerivative · entry 1 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,457 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On February 22, 2024, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:17 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 540 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000209 · wk-form4_1700860625.xml · derivative · entry 3 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,400 Underlying: Common Stock · 540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On November 21, 2023, the reporting person elected to convert 324 of the 540 shares of vested phantom stock into 324 shares of ARMOUR common stock. The reporting person elected to convert the remaining 216 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. F1 · derivative.expiration_date: On November 21, 2023, the reporting person elected to convert 324 of the 540 shares of vested phantom stock into 324 shares of ARMOUR common stock. The reporting person elected to convert the remaining 216 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. F2 · balance_after: Total reflects a 1 for 5 reverse stock split that occurred on September 29, 2023. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:17 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock | 216 | $17.41 | $3,760.56 |
DisclosureSEC source: 0001428205-23-000209 · wk-form4_1700860625.xml · nonDerivative · entry 2 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,937 F1 · kind: On November 21, 2023, the reporting person elected to convert 324 of the 540 shares of vested phantom stock into 324 shares of ARMOUR common stock. The reporting person elected to convert the remaining 216 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:17 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock | 540 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000209 · wk-form4_1700860625.xml · nonDerivative · entry 1 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 21, 2023, the reporting person elected to convert 324 of the 540 shares of vested phantom stock into 324 shares of ARMOUR common stock. The reporting person elected to convert the remaining 216 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. F2 · balance_after: Total reflects a 1 for 5 reverse stock split that occurred on September 29, 2023. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:23 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000155 · wk-form4_1692908583.xml · derivative · entry 3 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,700 Underlying: Common Stock · 2,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On August 22, 2023, the reporting person elected to convert 1,560 of the 2,600 shares of vested phantom stock into 1,560 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,040 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On August 22, 2023, the reporting person elected to convert 1,560 of the 2,600 shares of vested phantom stock into 1,560 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,040 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. F1 · derivative.expiration_date: On August 22, 2023, the reporting person elected to convert 1,560 of the 2,600 shares of vested phantom stock into 1,560 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,040 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:23 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock | 1,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000155 · wk-form4_1692908583.xml · nonDerivative · entry 2 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,066 F1 · kind: On August 22, 2023, the reporting person elected to convert 1,560 of the 2,600 shares of vested phantom stock into 1,560 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,040 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:23 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000155 · wk-form4_1692908583.xml · nonDerivative · entry 1 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On August 22, 2023, the reporting person elected to convert 1,560 of the 2,600 shares of vested phantom stock into 1,560 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,040 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. Read SEC document |
| May 23, 2023 Filed May 25, 2023 21:14 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000113 · wf-form4_168504924465559.xml · derivative · entry 3 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,300 Underlying: Common Stock · 2,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On May 23, 2023, the reporting person elected to convert 1,560 of the 2,600 shares of vested phantom stock into 1,560 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,040 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On May 23, 2023, the reporting person elected to convert 1,560 of the 2,600 shares of vested phantom stock into 1,560 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,040 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. F1 · derivative.expiration_date: On May 23, 2023, the reporting person elected to convert 1,560 of the 2,600 shares of vested phantom stock into 1,560 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,040 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. Read SEC document |
| May 23, 2023 Filed May 25, 2023 21:14 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock | 1,040 | $4.82 | $5,012.80 |
DisclosureSEC source: 0001428205-23-000113 · wf-form4_168504924465559.xml · nonDerivative · entry 2 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,506 F1 · kind: On May 23, 2023, the reporting person elected to convert 1,560 of the 2,600 shares of vested phantom stock into 1,560 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,040 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. Read SEC document |
| May 23, 2023 Filed May 25, 2023 21:14 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000113 · wf-form4_168504924465559.xml · nonDerivative · entry 1 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 23, 2023, the reporting person elected to convert 1,560 of the 2,600 shares of vested phantom stock into 1,560 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,040 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 21:31 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000055 · wf-form4_167718784234142.xml · derivative · entry 3 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,900 Underlying: Common Stock · 2,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On February 20, 2023, the reporting person elected to convert ___ shares out of 2600 shares of vested phantom stock into ___shares of ARMOUR common stock. The person elected to convert the remaining ___ shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on Form 4s filed by the reporting person on January 14, 2021 and February 14, 2023. F1 · derivative.expiration_date: On February 20, 2023, the reporting person elected to convert ___ shares out of 2600 shares of vested phantom stock into ___shares of ARMOUR common stock. The person elected to convert the remaining ___ shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on Form 4s filed by the reporting person on January 14, 2021 and February 14, 2023. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 21:31 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock | 1,040 | $5.63 | $5,855.20 |
DisclosureSEC source: 0001428205-23-000055 · wf-form4_167718784234142.xml · nonDerivative · entry 2 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,946 F1 · kind: On February 20, 2023, the reporting person elected to convert ___ shares out of 2600 shares of vested phantom stock into ___shares of ARMOUR common stock. The person elected to convert the remaining ___ shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on Form 4s filed by the reporting person on January 14, 2021 and February 14, 2023. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 21:31 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000055 · wf-form4_167718784234142.xml · nonDerivative · entry 1 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On February 20, 2023, the reporting person elected to convert ___ shares out of 2600 shares of vested phantom stock into ___shares of ARMOUR common stock. The person elected to convert the remaining ___ shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on Form 4s filed by the reporting person on January 14, 2021 and February 14, 2023. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 21:16 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | GrantPhantom Stock · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000042 · wf-form4_167658215240196.xml · derivative · entry 1 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,500 Underlying: Common Stock · 40,000 shares Expires not disclosed F1 · security: The reporting person was granted an aggregate of 40,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Third Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 2,000 phantom shares will vest on February 20, 2023 with an additional 2,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2027, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · security: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · security: The reporting person also has the right to elect to have withholding taxes or a portion thereof, as the case may be, satisfied by reducing the number of shares of common stock to be issued to the reporting person by some or all of such shares. With respect to each phantom share, the reporting person will receive a cash payment in an amount equal to the cash dividend distributions paid in the ordinary course on a share of ARMOUR common stock. The reporting person also has the right to elect in lieu of the cash dividend payment a number of shares of common stock equal to the dividend payment payable divided by the fair market value of a share of ARMOUR common stock on the date of the dividend payment. F4 · security: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_price: The reporting person was granted an aggregate of 40,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Third Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 2,000 phantom shares will vest on February 20, 2023 with an additional 2,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2027, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · price: The reporting person was granted an aggregate of 40,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Third Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 2,000 phantom shares will vest on February 20, 2023 with an additional 2,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2027, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F4 · price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: The reporting person was granted an aggregate of 40,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Third Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 2,000 phantom shares will vest on February 20, 2023 with an additional 2,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2027, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.exercise_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · derivative.expiration_date: The reporting person was granted an aggregate of 40,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Third Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 2,000 phantom shares will vest on February 20, 2023 with an additional 2,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2027, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.expiration_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · balance_after: The reporting person was granted an aggregate of 40,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Third Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 2,000 phantom shares will vest on February 20, 2023 with an additional 2,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2027, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. Read SEC document |
| November 22, 2022 Filed Nov 25, 2022 22:54 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 700 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-22-000171 · wf-form4_166941685605800.xml · derivative · entry 3 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On November 22, 2022, the reporting person elected to convert 420 of the 700 shares of vested phantom stock into 420 shares of ARMOUR common stock. The reporting person elected to convert the remaining 280 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 700 shares are part of, and relate to, phantom stock vesting over an approximate five-year periods, which was reported on Form 4 report filed by the reporting person on January 14, 2021. F1 · derivative.expiration_date: On November 22, 2022, the reporting person elected to convert 420 of the 700 shares of vested phantom stock into 420 shares of ARMOUR common stock. The reporting person elected to convert the remaining 280 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 700 shares are part of, and relate to, phantom stock vesting over an approximate five-year periods, which was reported on Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
| November 22, 2022 Filed Nov 25, 2022 22:54 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock | 280 | $5.67 | $1,587.60 |
DisclosureSEC source: 0001428205-22-000171 · wf-form4_166941685605800.xml · nonDerivative · entry 2 HOLLIHAN JOHN P III · CIK 0001248587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,386 F1 · kind: On November 22, 2022, the reporting person elected to convert 420 of the 700 shares of vested phantom stock into 420 shares of ARMOUR common stock. The reporting person elected to convert the remaining 280 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 700 shares are part of, and relate to, phantom stock vesting over an approximate five-year periods, which was reported on Form 4 report filed by the reporting person on January 14, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.