TapewireFind a company

person · Reporting owner

HOLLIHAN JOHN P III

Disclosed activity across 1 company

Tapewire entity
19874
SEC CIK
0001248587

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Armour Residential REIT, Inc.ARR · Entity 4416DirectorAugust 21, 2026August 25, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Armour Residential REIT, Inc.

Report date August 21, 2026 · Filed August 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect21,381 Ending reported balance After 2026-08-21 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-08-21 · Exercise / conversion · Acquired 1,900 · Balance 22,141

F1: On August 21, 2026, the reporting person elected to convert 1,140 shares out of 1,900 shares of vested phantom stock into 1,140 shares of ARMOUR common stock. The person elected to convert the remaining 760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,900 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on February 14, 2023, December 18, 2025 and May 21, 2026.

Row 2 · 2026-08-21 · Tax withholding · Disposed 760 · Balance 21,381

F1: On August 21, 2026, the reporting person elected to convert 1,140 shares out of 1,900 shares of vested phantom stock into 1,140 shares of ARMOUR common stock. The person elected to convert the remaining 760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,900 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on February 14, 2023, December 18, 2025 and May 21, 2026.

Phantom StockSEC Table II · derivative / convertible securityDirect28,354 Reported balance After 2026-08-21 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-08-21 · Exercise / conversion · Disposed 1,900 · Balance 28,354

F2: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1: On August 21, 2026, the reporting person elected to convert 1,140 shares out of 1,900 shares of vested phantom stock into 1,140 shares of ARMOUR common stock. The person elected to convert the remaining 760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,900 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on February 14, 2023, December 18, 2025 and May 21, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: On August 21, 2026, the reporting person elected to convert 1,140 shares out of 1,900 shares of vested phantom stock into 1,140 shares of ARMOUR common stock. The person elected to convert the remaining 760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,900 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on February 14, 2023, December 18, 2025 and May 21, 2026.

F2: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 21, 2026 Filed Aug 25, 2026 20:23 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionPhantom Stock · Derivative 1,900 $0.00 $0.00
Disclosure

SEC source: 0001248587-26-000008 · wk-form4_1787689412.xml · derivative · entry 3

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,354

Underlying: Common Stock · 1,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On August 21, 2026, the reporting person elected to convert 1,140 shares out of 1,900 shares of vested phantom stock into 1,140 shares of ARMOUR common stock. The person elected to convert the remaining 760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,900 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on February 14, 2023, December 18, 2025 and May 21, 2026.

F1 · derivative.expiration_date: On August 21, 2026, the reporting person elected to convert 1,140 shares out of 1,900 shares of vested phantom stock into 1,140 shares of ARMOUR common stock. The person elected to convert the remaining 760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,900 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on February 14, 2023, December 18, 2025 and May 21, 2026.

Read SEC document
August 21, 2026 Filed Aug 25, 2026 20:23 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Tax withholdingCommon Stock 760 $16.32 $12,403.20
Disclosure

SEC source: 0001248587-26-000008 · wk-form4_1787689412.xml · nonDerivative · entry 2

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,381

F1 · kind: On August 21, 2026, the reporting person elected to convert 1,140 shares out of 1,900 shares of vested phantom stock into 1,140 shares of ARMOUR common stock. The person elected to convert the remaining 760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,900 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on February 14, 2023, December 18, 2025 and May 21, 2026.

Read SEC document
August 21, 2026 Filed Aug 25, 2026 20:23 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionCommon Stock 1,900 $0.00 $0.00
Disclosure

SEC source: 0001248587-26-000008 · wk-form4_1787689412.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On August 21, 2026, the reporting person elected to convert 1,140 shares out of 1,900 shares of vested phantom stock into 1,140 shares of ARMOUR common stock. The person elected to convert the remaining 760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,900 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on February 14, 2023, December 18, 2025 and May 21, 2026.

Read SEC document
May 21, 2026 Filed May 26, 2026 20:35 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionPhantom Stock · Derivative 1,900 $0.00 $0.00
Disclosure

SEC source: 0001248587-26-000006 · wk-form4_1779827723.xml · derivative · entry 3

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,254

Underlying: Common Stock · 1,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On May 21, 2026, the reporting person elected to convert 1,140 shares out of 1,900 shares of vested phantom stock into 1,140 shares of ARMOUR common stock. The person elected to convert the remaining 760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,900 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on February 14, 2023, December 18, 2025 and May 21, 2026.

F1 · derivative.expiration_date: On May 21, 2026, the reporting person elected to convert 1,140 shares out of 1,900 shares of vested phantom stock into 1,140 shares of ARMOUR common stock. The person elected to convert the remaining 760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,900 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on February 14, 2023, December 18, 2025 and May 21, 2026.

Read SEC document
May 21, 2026 Filed May 26, 2026 20:35 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Tax withholdingCommon Stock 760 $16.47 $12,517.20
Disclosure

SEC source: 0001248587-26-000006 · wk-form4_1779827723.xml · nonDerivative · entry 2

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,241

F1 · kind: On May 21, 2026, the reporting person elected to convert 1,140 shares out of 1,900 shares of vested phantom stock into 1,140 shares of ARMOUR common stock. The person elected to convert the remaining 760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,900 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on February 14, 2023, December 18, 2025 and May 21, 2026.

F2 · ownership.direct: Includes 5,019 shares of common stock (25,095 shares prior to ARMOUR's one-for-five reverse stock split effective September 29, 2023) acquired in multiple transactions from February 2019 to April 2023 pursuant to the issuer's dividend reinvestment plan, which were not previously reported.

Read SEC document
May 21, 2026 Filed May 26, 2026 20:35 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionCommon Stock 1,900 $0.00 $0.00
Disclosure

SEC source: 0001248587-26-000006 · wk-form4_1779827723.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 21, 2026, the reporting person elected to convert 1,140 shares out of 1,900 shares of vested phantom stock into 1,140 shares of ARMOUR common stock. The person elected to convert the remaining 760 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,900 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on February 14, 2023, December 18, 2025 and May 21, 2026.

F2 · ownership.direct: Includes 5,019 shares of common stock (25,095 shares prior to ARMOUR's one-for-five reverse stock split effective September 29, 2023) acquired in multiple transactions from February 2019 to April 2023 pursuant to the issuer's dividend reinvestment plan, which were not previously reported.

Read SEC document
May 19, 2026 Filed May 21, 2026 20:04 UTC Armour Residential REIT, Inc. ARR · Entity 4416 GrantPhantom Stock · Derivative 17,140 $0.00 $0.00
Disclosure

SEC source: 0001248587-26-000004 · wk-form4_1779393854.xml · derivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,154

Underlying: Common Stock · 17,140 shares

Expires not disclosed

F1 · security: The reporting person was granted an aggregate of 17,140 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Fourth Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. The phantom shares will vest over a five-year period as follows: 857 phantom shares shall vest beginning on May 20, 2026, with an additional 857 phantom shares vesting on each following August 20, November 20, February 20 and May 20, through February 20, 2031, at which time all such shares of phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days.

F2 · security: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement.

F3 · security: The reporting person also has the right to elect to have withholding taxes or a portion thereof, as the case may be, satisfied by reducing the number of shares of common stock to be issued to the reporting person by some or all of such shares. With respect to each phantom share, the reporting person will receive a cash payment in an amount equal to the cash dividend distributions paid in the ordinary course on a share of ARMOUR common stock. The reporting person also has the right to elect in lieu of the cash dividend payment a number of shares of common stock equal to the dividend payment payable divided by the fair market value of a share of ARMOUR common stock on the date of the dividend payment.

F4 · security: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_price: The reporting person was granted an aggregate of 17,140 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Fourth Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. The phantom shares will vest over a five-year period as follows: 857 phantom shares shall vest beginning on May 20, 2026, with an additional 857 phantom shares vesting on each following August 20, November 20, February 20 and May 20, through February 20, 2031, at which time all such shares of phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days.

F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · price: The reporting person was granted an aggregate of 17,140 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Fourth Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. The phantom shares will vest over a five-year period as follows: 857 phantom shares shall vest beginning on May 20, 2026, with an additional 857 phantom shares vesting on each following August 20, November 20, February 20 and May 20, through February 20, 2031, at which time all such shares of phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days.

F4 · price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: The reporting person was granted an aggregate of 17,140 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Fourth Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. The phantom shares will vest over a five-year period as follows: 857 phantom shares shall vest beginning on May 20, 2026, with an additional 857 phantom shares vesting on each following August 20, November 20, February 20 and May 20, through February 20, 2031, at which time all such shares of phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days.

F2 · derivative.exercise_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement.

F1 · derivative.expiration_date: The reporting person was granted an aggregate of 17,140 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Fourth Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. The phantom shares will vest over a five-year period as follows: 857 phantom shares shall vest beginning on May 20, 2026, with an additional 857 phantom shares vesting on each following August 20, November 20, February 20 and May 20, through February 20, 2031, at which time all such shares of phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days.

F2 · derivative.expiration_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement.

F1 · balance_after: The reporting person was granted an aggregate of 17,140 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Fourth Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. The phantom shares will vest over a five-year period as follows: 857 phantom shares shall vest beginning on May 20, 2026, with an additional 857 phantom shares vesting on each following August 20, November 20, February 20 and May 20, through February 20, 2031, at which time all such shares of phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days.

Read SEC document
February 24, 2026 Filed Feb 26, 2026 21:08 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionPhantom Stock · Derivative 1,043 $0.00 $0.00
Disclosure

SEC source: 0001248587-26-000002 · wk-form4_1772140099.xml · derivative · entry 3

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,014

Underlying: Common Stock · 1,043 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On February 24, 2026, the reporting person elected to convert 625 shares out of 1,043 shares of vested phantom stock into 625 shares of ARMOUR common stock. The person elected to convert the remaining 418 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,043 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on February 14, 2023 and December 18, 2025.

F1 · derivative.expiration_date: On February 24, 2026, the reporting person elected to convert 625 shares out of 1,043 shares of vested phantom stock into 625 shares of ARMOUR common stock. The person elected to convert the remaining 418 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,043 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on February 14, 2023 and December 18, 2025.

Read SEC document
February 24, 2026 Filed Feb 26, 2026 21:08 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Tax withholdingCommon Stock 418 $17.89 $7,478.02
Disclosure

SEC source: 0001248587-26-000002 · wk-form4_1772140099.xml · nonDerivative · entry 2

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,082

F1 · shares: On February 24, 2026, the reporting person elected to convert 625 shares out of 1,043 shares of vested phantom stock into 625 shares of ARMOUR common stock. The person elected to convert the remaining 418 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,043 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on February 14, 2023 and December 18, 2025.

Read SEC document
February 24, 2026 Filed Feb 26, 2026 21:08 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionCommon Stock 1,043 $0.00 $0.00
Disclosure

SEC source: 0001248587-26-000002 · wk-form4_1772140099.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On February 24, 2026, the reporting person elected to convert 625 shares out of 1,043 shares of vested phantom stock into 625 shares of ARMOUR common stock. The person elected to convert the remaining 418 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,043 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on February 14, 2023 and December 18, 2025.

Read SEC document
December 16, 2025 Filed Dec 18, 2025 21:08 UTC Armour Residential REIT, Inc. ARR · Entity 4416 GrantPhantom Stock · Derivative 12,857 $0.00 $0.00
Disclosure

SEC source: 0001248587-25-000005 · wk-form4_1766092136.xml · derivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,057

Underlying: Common Stock · 12,857 shares

Expires not disclosed

F1 · security: The reporting person was granted an aggregate of 12,857 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Third Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. The phantom shares will vest over a five-year period as follows: 643 phantom shares shall vest beginning on February 20, 2026 with an additional 643 (or 642, due to rounding) phantom shares vesting on each following May 20, August 20, November 20, and February 20, through November 20, 2030, at which time all such shares of phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days.

F2 · security: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement.

F3 · security: The reporting person also has the right to elect to have withholding taxes or a portion thereof, as the case may be, satisfied by reducing the number of shares of common stock to be issued to the reporting person by some or all of such shares. With respect to each phantom share, the reporting person will receive a cash payment in an amount equal to the cash dividend distributions paid in the ordinary course on a share of ARMOUR common stock. The reporting person also has the right to elect in lieu of the cash dividend payment a number of shares of common stock equal to the dividend payment payable divided by the fair market value of a share of ARMOUR common stock on the date of the dividend payment.

F4 · security: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_price: The reporting person was granted an aggregate of 12,857 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Third Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. The phantom shares will vest over a five-year period as follows: 643 phantom shares shall vest beginning on February 20, 2026 with an additional 643 (or 642, due to rounding) phantom shares vesting on each following May 20, August 20, November 20, and February 20, through November 20, 2030, at which time all such shares of phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days.

F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · price: The reporting person was granted an aggregate of 12,857 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Third Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. The phantom shares will vest over a five-year period as follows: 643 phantom shares shall vest beginning on February 20, 2026 with an additional 643 (or 642, due to rounding) phantom shares vesting on each following May 20, August 20, November 20, and February 20, through November 20, 2030, at which time all such shares of phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days.

F4 · price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: The reporting person was granted an aggregate of 12,857 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Third Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. The phantom shares will vest over a five-year period as follows: 643 phantom shares shall vest beginning on February 20, 2026 with an additional 643 (or 642, due to rounding) phantom shares vesting on each following May 20, August 20, November 20, and February 20, through November 20, 2030, at which time all such shares of phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days.

F2 · derivative.exercise_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement.

F1 · derivative.expiration_date: The reporting person was granted an aggregate of 12,857 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Third Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. The phantom shares will vest over a five-year period as follows: 643 phantom shares shall vest beginning on February 20, 2026 with an additional 643 (or 642, due to rounding) phantom shares vesting on each following May 20, August 20, November 20, and February 20, through November 20, 2030, at which time all such shares of phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days.

F2 · derivative.expiration_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement.

F1 · balance_after: The reporting person was granted an aggregate of 12,857 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Third Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. The phantom shares will vest over a five-year period as follows: 643 phantom shares shall vest beginning on February 20, 2026 with an additional 643 (or 642, due to rounding) phantom shares vesting on each following May 20, August 20, November 20, and February 20, through November 20, 2030, at which time all such shares of phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days.

Read SEC document
November 21, 2025 Filed Nov 25, 2025 22:45 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionPhantom Stock · Derivative 540 $0.00 $0.00
Disclosure

SEC source: 0001248587-25-000003 · wk-form4_1764110719.xml · derivative · entry 3

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,200

Underlying: Common Stock · 540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On November 21, 2025, the reporting person elected to convert 324 of the 520 shares of vested phantom stock into 324 shares of ARMOUR common stock. The reporting person elected to convert the remaining 216 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021, and February 14, 2023.

F1 · derivative.expiration_date: On November 21, 2025, the reporting person elected to convert 324 of the 520 shares of vested phantom stock into 324 shares of ARMOUR common stock. The reporting person elected to convert the remaining 216 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021, and February 14, 2023.

Read SEC document
November 21, 2025 Filed Nov 25, 2025 22:45 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Tax withholdingCommon Stock 216 $16.31 $3,522.96
Disclosure

SEC source: 0001248587-25-000003 · wk-form4_1764110719.xml · nonDerivative · entry 2

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,457

F1 · kind: On November 21, 2025, the reporting person elected to convert 324 of the 520 shares of vested phantom stock into 324 shares of ARMOUR common stock. The reporting person elected to convert the remaining 216 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021, and February 14, 2023.

Read SEC document
November 21, 2025 Filed Nov 25, 2025 22:45 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionCommon Stock 540 $0.00 $0.00
Disclosure

SEC source: 0001248587-25-000003 · wk-form4_1764110719.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 21, 2025, the reporting person elected to convert 324 of the 520 shares of vested phantom stock into 324 shares of ARMOUR common stock. The reporting person elected to convert the remaining 216 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021, and February 14, 2023.

Read SEC document
August 21, 2025 Filed Aug 22, 2025 20:58 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionPhantom Stock · Derivative 520 $0.00 $0.00
Disclosure

SEC source: 0001428205-25-000204 · wk-form4_1755896306.xml · derivative · entry 3

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,740

Underlying: Common Stock · 520 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · kind: On August 21, 2025, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021, and February 14, 2023.

F1 · derivative.exercise_date: On August 21, 2025, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021, and February 14, 2023.

F1 · derivative.expiration_date: On August 21, 2025, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021, and February 14, 2023.

Read SEC document
August 21, 2025 Filed Aug 22, 2025 20:58 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Tax withholdingCommon Stock 208 $14.81 $3,080.48
Disclosure

SEC source: 0001428205-25-000204 · wk-form4_1755896306.xml · nonDerivative · entry 2

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,133

F1 · kind: On August 21, 2025, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021, and February 14, 2023.

Read SEC document
August 21, 2025 Filed Aug 22, 2025 20:58 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionCommon Stock 520 $0.00 $0.00
Disclosure

SEC source: 0001428205-25-000204 · wk-form4_1755896306.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On August 21, 2025, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021, and February 14, 2023.

Read SEC document
May 21, 2025 Filed May 22, 2025 20:10 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionPhantom Stock · Derivative 520 $0.00 $0.00
Disclosure

SEC source: 0001428205-25-000124 · wk-form4_1747944636.xml · derivative · entry 3

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,260

Underlying: Common Stock · 520 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On May 21, 2025, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021, and February 14, 2023.

F1 · derivative.expiration_date: On May 21, 2025, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021, and February 14, 2023.

Read SEC document
May 21, 2025 Filed May 22, 2025 20:10 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Tax withholdingCommon Stock 208 $16.72 $3,477.76
Disclosure

SEC source: 0001428205-25-000124 · wk-form4_1747944636.xml · nonDerivative · entry 2

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,821

F1 · kind: On May 21, 2025, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021, and February 14, 2023.

Read SEC document
May 21, 2025 Filed May 22, 2025 20:10 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionCommon Stock 520 $0.00 $0.00
Disclosure

SEC source: 0001428205-25-000124 · wk-form4_1747944636.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 21, 2025, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021, and February 14, 2023.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:59 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionPhantom Stock · Derivative 520 $0.00 $0.00
Disclosure

SEC source: 0001428205-25-000049 · wk-form4_1740520767.xml · derivative · entry 3

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,780

Underlying: Common Stock · 520 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On February 21, 2025, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021, and February 14, 2023.

F1 · derivative.expiration_date: On February 21, 2025, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021, and February 14, 2023.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:59 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Tax withholdingCommon Stock 208 $18.94 $3,939.52
Disclosure

SEC source: 0001428205-25-000049 · wk-form4_1740520767.xml · nonDerivative · entry 2

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,509

F1 · kind: On February 21, 2025, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021, and February 14, 2023.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:59 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionCommon Stock 520 $0.00 $0.00
Disclosure

SEC source: 0001428205-25-000049 · wk-form4_1740520767.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On February 21, 2025, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021, and February 14, 2023.

Read SEC document
November 20, 2024 Filed Nov 22, 2024 22:42 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionPhantom Stock · Derivative 540 $0.00 $0.00
Disclosure

SEC source: 0001428205-24-000257 · wk-form4_1732315361.xml · derivative · entry 3

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Common Stock · 540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On November 20, 2024, the reporting person elected to convert 324 of the 540 shares of vested phantom stock into 324 shares of ARMOUR common stock. The reporting person elected to convert the remaining 216 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023.

F1 · derivative.expiration_date: On November 20, 2024, the reporting person elected to convert 324 of the 540 shares of vested phantom stock into 324 shares of ARMOUR common stock. The reporting person elected to convert the remaining 216 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023.

Read SEC document
November 20, 2024 Filed Nov 22, 2024 22:42 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Tax withholdingCommon Stock 216 $18.43 $3,980.88
Disclosure

SEC source: 0001428205-24-000257 · wk-form4_1732315361.xml · nonDerivative · entry 2

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,197

F1 · kind: On November 20, 2024, the reporting person elected to convert 324 of the 540 shares of vested phantom stock into 324 shares of ARMOUR common stock. The reporting person elected to convert the remaining 216 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023.

Read SEC document
November 20, 2024 Filed Nov 22, 2024 22:42 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionCommon Stock 540 $0.00 $0.00
Disclosure

SEC source: 0001428205-24-000257 · wk-form4_1732315361.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 20, 2024, the reporting person elected to convert 324 of the 540 shares of vested phantom stock into 324 shares of ARMOUR common stock. The reporting person elected to convert the remaining 216 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023.

Read SEC document
August 22, 2024 Filed Aug 23, 2024 20:56 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionPhantom Stock · Derivative 520 $0.00 $0.00
Disclosure

SEC source: 0001428205-24-000193 · wk-form4_1724446590.xml · derivative · entry 3

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,840

Underlying: Common Stock · 520 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On August 22, 2024, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023.

F1 · derivative.expiration_date: On August 22, 2024, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023.

Read SEC document
August 22, 2024 Filed Aug 23, 2024 20:56 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Tax withholdingCommon Stock 208 $20.16 $4,193.28
Disclosure

SEC source: 0001428205-24-000193 · wk-form4_1724446590.xml · nonDerivative · entry 2

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,873

F1 · kind: On August 22, 2024, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023.

Read SEC document
August 22, 2024 Filed Aug 23, 2024 20:56 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionCommon Stock 520 $0.00 $0.00
Disclosure

SEC source: 0001428205-24-000193 · wk-form4_1724446590.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On August 22, 2024, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023.

Read SEC document
May 22, 2024 Filed May 23, 2024 20:36 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionPhantom Stock · Derivative 520 $0.00 $0.00
Disclosure

SEC source: 0001428205-24-000113 · wk-form4_1716496575.xml · derivative · entry 3

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,360

Underlying: Common Stock · 520 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On May 22, 2024, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023.

F1 · derivative.expiration_date: On May 22, 2024, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023.

Read SEC document
May 22, 2024 Filed May 23, 2024 20:36 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Tax withholdingCommon Stock 208 $0.00 $0.00
Disclosure

SEC source: 0001428205-24-000113 · wk-form4_1716496575.xml · nonDerivative · entry 2

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,561

F1 · kind: On May 22, 2024, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023.

Read SEC document
May 22, 2024 Filed May 23, 2024 20:36 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionCommon Stock 520 $0.00 $0.00
Disclosure

SEC source: 0001428205-24-000113 · wk-form4_1716496575.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 22, 2024, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 21:12 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionPhantom Stock · Derivative 520 $0.00 $0.00
Disclosure

SEC source: 0001428205-24-000032 · wk-form4_1708981893.xml · derivative · entry 3

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,880

Underlying: Common Stock · 520 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On February 22, 2024, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023.

F1 · derivative.expiration_date: On February 22, 2024, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 21:12 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Tax withholdingCommon Stock 208 $18.80 $3,910.40
Disclosure

SEC source: 0001428205-24-000032 · wk-form4_1708981893.xml · nonDerivative · entry 2

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,249

F1 · kind: On February 22, 2024, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 21:12 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionCommon Stock 520 $0.00 $0.00
Disclosure

SEC source: 0001428205-24-000032 · wk-form4_1708981893.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,457

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On February 22, 2024, the reporting person elected to convert 312 of the 520 shares of vested phantom stock into 312 shares of ARMOUR common stock. The reporting person elected to convert the remaining 208 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 520 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023.

Read SEC document
November 21, 2023 Filed Nov 24, 2023 21:17 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionPhantom Stock · Derivative 540 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000209 · wk-form4_1700860625.xml · derivative · entry 3

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,400

Underlying: Common Stock · 540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On November 21, 2023, the reporting person elected to convert 324 of the 540 shares of vested phantom stock into 324 shares of ARMOUR common stock. The reporting person elected to convert the remaining 216 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023.

F1 · derivative.expiration_date: On November 21, 2023, the reporting person elected to convert 324 of the 540 shares of vested phantom stock into 324 shares of ARMOUR common stock. The reporting person elected to convert the remaining 216 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023.

F2 · balance_after: Total reflects a 1 for 5 reverse stock split that occurred on September 29, 2023.

Read SEC document
November 21, 2023 Filed Nov 24, 2023 21:17 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Disposition to issuerCommon Stock 216 $17.41 $3,760.56
Disclosure

SEC source: 0001428205-23-000209 · wk-form4_1700860625.xml · nonDerivative · entry 2

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,937

F1 · kind: On November 21, 2023, the reporting person elected to convert 324 of the 540 shares of vested phantom stock into 324 shares of ARMOUR common stock. The reporting person elected to convert the remaining 216 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023.

Read SEC document
November 21, 2023 Filed Nov 24, 2023 21:17 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionCommon Stock 540 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000209 · wk-form4_1700860625.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 21, 2023, the reporting person elected to convert 324 of the 540 shares of vested phantom stock into 324 shares of ARMOUR common stock. The reporting person elected to convert the remaining 216 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023.

F2 · balance_after: Total reflects a 1 for 5 reverse stock split that occurred on September 29, 2023.

Read SEC document
August 22, 2023 Filed Aug 24, 2023 20:23 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionPhantom Stock · Derivative 2,600 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000155 · wk-form4_1692908583.xml · derivative · entry 3

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,700

Underlying: Common Stock · 2,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On August 22, 2023, the reporting person elected to convert 1,560 of the 2,600 shares of vested phantom stock into 1,560 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,040 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On August 22, 2023, the reporting person elected to convert 1,560 of the 2,600 shares of vested phantom stock into 1,560 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,040 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023.

F1 · derivative.expiration_date: On August 22, 2023, the reporting person elected to convert 1,560 of the 2,600 shares of vested phantom stock into 1,560 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,040 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023.

Read SEC document
August 22, 2023 Filed Aug 24, 2023 20:23 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Disposition to issuerCommon Stock 1,040 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000155 · wk-form4_1692908583.xml · nonDerivative · entry 2

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,066

F1 · kind: On August 22, 2023, the reporting person elected to convert 1,560 of the 2,600 shares of vested phantom stock into 1,560 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,040 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023.

Read SEC document
August 22, 2023 Filed Aug 24, 2023 20:23 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionCommon Stock 2,600 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000155 · wk-form4_1692908583.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On August 22, 2023, the reporting person elected to convert 1,560 of the 2,600 shares of vested phantom stock into 1,560 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,040 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023.

Read SEC document
May 23, 2023 Filed May 25, 2023 21:14 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionPhantom Stock · Derivative 2,600 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000113 · wf-form4_168504924465559.xml · derivative · entry 3

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,300

Underlying: Common Stock · 2,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On May 23, 2023, the reporting person elected to convert 1,560 of the 2,600 shares of vested phantom stock into 1,560 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,040 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On May 23, 2023, the reporting person elected to convert 1,560 of the 2,600 shares of vested phantom stock into 1,560 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,040 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023.

F1 · derivative.expiration_date: On May 23, 2023, the reporting person elected to convert 1,560 of the 2,600 shares of vested phantom stock into 1,560 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,040 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023.

Read SEC document
May 23, 2023 Filed May 25, 2023 21:14 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Disposition to issuerCommon Stock 1,040 $4.82 $5,012.80
Disclosure

SEC source: 0001428205-23-000113 · wf-form4_168504924465559.xml · nonDerivative · entry 2

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,506

F1 · kind: On May 23, 2023, the reporting person elected to convert 1,560 of the 2,600 shares of vested phantom stock into 1,560 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,040 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023.

Read SEC document
May 23, 2023 Filed May 25, 2023 21:14 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionCommon Stock 2,600 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000113 · wf-form4_168504924465559.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 23, 2023, the reporting person elected to convert 1,560 of the 2,600 shares of vested phantom stock into 1,560 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,040 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:31 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionPhantom Stock · Derivative 2,600 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000055 · wf-form4_167718784234142.xml · derivative · entry 3

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,900

Underlying: Common Stock · 2,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On February 20, 2023, the reporting person elected to convert ___ shares out of 2600 shares of vested phantom stock into ___shares of ARMOUR common stock. The person elected to convert the remaining ___ shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on Form 4s filed by the reporting person on January 14, 2021 and February 14, 2023.

F1 · derivative.expiration_date: On February 20, 2023, the reporting person elected to convert ___ shares out of 2600 shares of vested phantom stock into ___shares of ARMOUR common stock. The person elected to convert the remaining ___ shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on Form 4s filed by the reporting person on January 14, 2021 and February 14, 2023.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:31 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Disposition to issuerCommon Stock 1,040 $5.63 $5,855.20
Disclosure

SEC source: 0001428205-23-000055 · wf-form4_167718784234142.xml · nonDerivative · entry 2

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,946

F1 · kind: On February 20, 2023, the reporting person elected to convert ___ shares out of 2600 shares of vested phantom stock into ___shares of ARMOUR common stock. The person elected to convert the remaining ___ shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on Form 4s filed by the reporting person on January 14, 2021 and February 14, 2023.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:31 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionCommon Stock 2,600 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000055 · wf-form4_167718784234142.xml · nonDerivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On February 20, 2023, the reporting person elected to convert ___ shares out of 2600 shares of vested phantom stock into ___shares of ARMOUR common stock. The person elected to convert the remaining ___ shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on Form 4s filed by the reporting person on January 14, 2021 and February 14, 2023.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:16 UTC Armour Residential REIT, Inc. ARR · Entity 4416 GrantPhantom Stock · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001428205-23-000042 · wf-form4_167658215240196.xml · derivative · entry 1

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,500

Underlying: Common Stock · 40,000 shares

Expires not disclosed

F1 · security: The reporting person was granted an aggregate of 40,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Third Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 2,000 phantom shares will vest on February 20, 2023 with an additional 2,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2027, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days.

F2 · security: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement.

F3 · security: The reporting person also has the right to elect to have withholding taxes or a portion thereof, as the case may be, satisfied by reducing the number of shares of common stock to be issued to the reporting person by some or all of such shares. With respect to each phantom share, the reporting person will receive a cash payment in an amount equal to the cash dividend distributions paid in the ordinary course on a share of ARMOUR common stock. The reporting person also has the right to elect in lieu of the cash dividend payment a number of shares of common stock equal to the dividend payment payable divided by the fair market value of a share of ARMOUR common stock on the date of the dividend payment.

F4 · security: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_price: The reporting person was granted an aggregate of 40,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Third Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 2,000 phantom shares will vest on February 20, 2023 with an additional 2,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2027, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days.

F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · price: The reporting person was granted an aggregate of 40,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Third Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 2,000 phantom shares will vest on February 20, 2023 with an additional 2,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2027, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days.

F4 · price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: The reporting person was granted an aggregate of 40,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Third Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 2,000 phantom shares will vest on February 20, 2023 with an additional 2,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2027, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days.

F2 · derivative.exercise_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement.

F1 · derivative.expiration_date: The reporting person was granted an aggregate of 40,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Third Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 2,000 phantom shares will vest on February 20, 2023 with an additional 2,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2027, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days.

F2 · derivative.expiration_date: The reporting person's unvested phantom stock will fully and automatically vest upon the reporting person's death, disability, and in the event of a change in control of ARMOUR. Upon termination of the reporting person's service with ARMOUR, all unvested phantom stock shall be forfeited by the reporting person. In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement.

F1 · balance_after: The reporting person was granted an aggregate of 40,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Third Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 2,000 phantom shares will vest on February 20, 2023 with an additional 2,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2027, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days.

Read SEC document
November 22, 2022 Filed Nov 25, 2022 22:54 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Exercise / conversionPhantom Stock · Derivative 700 $0.00 $0.00
Disclosure

SEC source: 0001428205-22-000171 · wf-form4_166941685605800.xml · derivative · entry 3

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

F1 · derivative.exercise_date: On November 22, 2022, the reporting person elected to convert 420 of the 700 shares of vested phantom stock into 420 shares of ARMOUR common stock. The reporting person elected to convert the remaining 280 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 700 shares are part of, and relate to, phantom stock vesting over an approximate five-year periods, which was reported on Form 4 report filed by the reporting person on January 14, 2021.

F1 · derivative.expiration_date: On November 22, 2022, the reporting person elected to convert 420 of the 700 shares of vested phantom stock into 420 shares of ARMOUR common stock. The reporting person elected to convert the remaining 280 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 700 shares are part of, and relate to, phantom stock vesting over an approximate five-year periods, which was reported on Form 4 report filed by the reporting person on January 14, 2021.

Read SEC document
November 22, 2022 Filed Nov 25, 2022 22:54 UTC Armour Residential REIT, Inc. ARR · Entity 4416 Disposition to issuerCommon Stock 280 $5.67 $1,587.60
Disclosure

SEC source: 0001428205-22-000171 · wf-form4_166941685605800.xml · nonDerivative · entry 2

HOLLIHAN JOHN P III · CIK 0001248587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,386

F1 · kind: On November 22, 2022, the reporting person elected to convert 420 of the 700 shares of vested phantom stock into 420 shares of ARMOUR common stock. The reporting person elected to convert the remaining 280 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 700 shares are part of, and relate to, phantom stock vesting over an approximate five-year periods, which was reported on Form 4 report filed by the reporting person on January 14, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.