person · Reporting owner
Gallagher Daniel Martin Jr
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Robinhood Markets, Inc.HOOD · Entity 584 | Chief Legal Officer | October 05, 2026 | October 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Robinhood Markets, Inc.
Report date October 05, 2026 · Filed October 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 499,943 |
Ending reported balance
After 2026-10-05 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-10-05 · Sale · Disposed 4,800 · Balance 505,143 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025. F2: This transaction was executed in multiple trades during the day at prices ranging from $112.70 to $113.68. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Row 2 · 2026-10-05 · Sale · Disposed 4,700 · Balance 500,443 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025. F3: This transaction was executed in multiple trades during the day at prices ranging from $113.71 to $114.68. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Row 3 · 2026-10-05 · Sale · Disposed 500 · Balance 499,943 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025. F4: This transaction was executed in multiple trades during the day at prices ranging from $114.73 to $115.27. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025.
F2: This transaction was executed in multiple trades during the day at prices ranging from $112.70 to $113.68. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
F3: This transaction was executed in multiple trades during the day at prices ranging from $113.71 to $114.68. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
F4: This transaction was executed in multiple trades during the day at prices ranging from $114.73 to $115.27. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Mylan II B.V.
Report date April 01, 2019 · Filed April 03, 2019
Section 16 reporting ended · disclosed 2019-04-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 17,041 |
Ending reported balance
After 2019-04-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-04-01 · Exercise / conversion · Acquired 8,515 · Balance 21,133 Row 2 · 2019-04-01 · Tax withholding · Disposed 4,092 · Balance 17,041 F1: Represents withholding of ordinary shares for the tax liability associated with the vesting and settlement of a portion of the restricted stock units (RSUs) granted on May 2, 2017. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 8,515 |
Reported balance
After 2019-04-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-04-01 · Exercise / conversion · Disposed 8,515 · Balance 8,515 F2: Each RSU represents the right to receive one ordinary share of Mylan N.V. 8,515 of the RSUs granted on May 2, 2017 vested on April 1, 2019, and, in accordance with the terms of the consulting agreement, entered into on February 25, 2019, by and between Mylan Inc. and the reporting person, 8,515 will vest on March 15, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents withholding of ordinary shares for the tax liability associated with the vesting and settlement of a portion of the restricted stock units (RSUs) granted on May 2, 2017.
F2: Each RSU represents the right to receive one ordinary share of Mylan N.V. 8,515 of the RSUs granted on May 2, 2017 vested on April 1, 2019, and, in accordance with the terms of the consulting agreement, entered into on February 25, 2019, by and between Mylan Inc. and the reporting person, 8,515 will vest on March 15, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2024 Filed Dec 3, 2024 23:43 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 66,489 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000320 · wk-form4_1733269431.xml · derivative · entry 4 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 598,405 Underlying: Class A Common Stock · 66,489 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 1,063,830 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F4 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 1,063,830 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2024 Filed Dec 3, 2024 23:43 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 28,936 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000320 · wk-form4_1733269431.xml · derivative · entry 3 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,676 Underlying: Class A Common Stock · 28,936 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 462,963 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 462,963 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2024 Filed Dec 3, 2024 23:43 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 57,884 | $37.54 | $2,172,965.36 |
DisclosureSEC source: 0001783879-24-000320 · wk-form4_1733269431.xml · nonDerivative · entry 2 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,119,455 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 119,839 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| December 01, 2024 Filed Dec 3, 2024 23:43 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 119,839 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000320 · wk-form4_1733269431.xml · nonDerivative · entry 1 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,177,339 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| October 03, 2024 Filed Oct 7, 2024 21:59 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 12,500 | $22.37 | $279,621.25 |
DisclosureSEC source: 0001783879-24-000285 · wk-form4_1728338375.xml · nonDerivative · entry 1 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,057,500 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $22.11 to $22.69. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 22:34 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 48,225 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000282 · wk-form4_1727908440.xml · derivative · entry 3 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,451 Underlying: Class A Common Stock · 48,225 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 192,901 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on July 1, 2024, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 192,901 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on July 1, 2024, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 22:34 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 23,293 | $23.42 | $545,522.06 |
DisclosureSEC source: 0001783879-24-000282 · wk-form4_1727908440.xml · nonDerivative · entry 2 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,070,000 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 48,225 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 22:34 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 48,225 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000282 · wk-form4_1727908440.xml · nonDerivative · entry 1 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,093,293 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 21:20 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 12,500 | $19.33 | $241,566.25 |
DisclosureSEC source: 0001783879-24-000259 · wk-form4_1725571205.xml · nonDerivative · entry 1 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,045,068 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $19.23 to $19.44. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| September 01, 2024 Filed Sep 5, 2024 00:51 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 24,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000256 · wk-form4_1725495488.xml · derivative · entry 6 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 341,797 Underlying: Class A Common Stock · 24,414 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F6 · derivative.exercise_date: On March 20, 2024, the Reporting Person was granted 390,625 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F6 · derivative.expiration_date: On March 20, 2024, the Reporting Person was granted 390,625 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| September 01, 2024 Filed Sep 5, 2024 00:51 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 66,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000256 · wk-form4_1725495488.xml · derivative · entry 5 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 664,894 Underlying: Class A Common Stock · 66,490 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F5 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 1,063,830 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F5 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 1,063,830 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| September 01, 2024 Filed Sep 5, 2024 00:51 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 76,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000256 · wk-form4_1725495488.xml · derivative · entry 4 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 76,143 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On September 7, 2022, the Reporting Person was granted 609,137 RSUs under the 2021 Plan. One-eighth (1/8) of these RSUs vested on December 1, 2022, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F4 · derivative.expiration_date: On September 7, 2022, the Reporting Person was granted 609,137 RSUs under the 2021 Plan. One-eighth (1/8) of these RSUs vested on December 1, 2022, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| September 01, 2024 Filed Sep 5, 2024 00:51 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 28,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000256 · wk-form4_1725495488.xml · derivative · entry 3 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 173,612 Underlying: Class A Common Stock · 28,935 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 462,963 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 462,963 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| September 01, 2024 Filed Sep 5, 2024 00:51 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 94,661 | $20.12 | $1,904,579.32 |
DisclosureSEC source: 0001783879-24-000256 · wk-form4_1725495488.xml · nonDerivative · entry 2 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,057,568 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 195,982 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| September 01, 2024 Filed Sep 5, 2024 00:51 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 195,982 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000256 · wk-form4_1725495488.xml · nonDerivative · entry 1 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,152,229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| July 03, 2024 Filed Jul 8, 2024 22:32 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 12,500 | $22.80 | $284,990.00 |
DisclosureSEC source: 0001783879-24-000215 · wk-form4_1720477937.xml · nonDerivative · entry 1 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 956,247 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $22.52 to $23.09. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 22:31 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 48,225 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000213 · wk-form4_1720045887.xml · derivative · entry 3 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,676 Underlying: Class A Common Stock · 48,225 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 192,901 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on July 1, 2024, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 192,901 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on July 1, 2024, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 22:31 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 23,293 | $22.71 | $528,984.03 |
DisclosureSEC source: 0001783879-24-000213 · wk-form4_1720045887.xml · nonDerivative · entry 2 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 968,747 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 48,225 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 22:31 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 48,225 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000213 · wk-form4_1720045887.xml · nonDerivative · entry 1 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 992,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| June 04, 2024 Filed Jun 6, 2024 22:23 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 12,500 | $21.05 | $263,062.50 |
DisclosureSEC source: 0001783879-24-000180 · wk-form4_1717712630.xml · nonDerivative · entry 1 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 943,815 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $20.76 to $21.60. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 22:45 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 24,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000169 · wk-form4_1717541126.xml · derivative · entry 6 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 366,211 Underlying: Class A Common Stock · 24,414 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F6 · derivative.exercise_date: On March 20, 2024, the Reporting Person was granted 390,625 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F6 · derivative.expiration_date: On March 20, 2024, the Reporting Person was granted 390,625 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 22:45 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 66,489 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000169 · wk-form4_1717541126.xml · derivative · entry 5 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 731,384 Underlying: Class A Common Stock · 66,489 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F5 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 1,063,830 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F5 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 1,063,830 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 22:45 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 76,142 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000169 · wk-form4_1717541126.xml · derivative · entry 4 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,143 Underlying: Class A Common Stock · 76,142 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On September 7, 2022, the Reporting Person was granted 609,137 RSUs under the 2021 Plan. One-eighth (1/8) of these RSUs vested on December 1, 2022, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F4 · derivative.expiration_date: On September 7, 2022, the Reporting Person was granted 609,137 RSUs under the 2021 Plan. One-eighth (1/8) of these RSUs vested on December 1, 2022, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 22:45 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 28,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000169 · wk-form4_1717541126.xml · derivative · entry 3 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 202,547 Underlying: Class A Common Stock · 28,935 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 462,963 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 462,963 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 22:45 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 94,660 | $20.90 | $1,978,394.00 |
DisclosureSEC source: 0001783879-24-000169 · wk-form4_1717541126.xml · nonDerivative · entry 2 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 956,315 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 195,980 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 22:45 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 195,980 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000169 · wk-form4_1717541126.xml · nonDerivative · entry 1 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,050,975 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| May 03, 2024 Filed May 7, 2024 23:11 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 12,500 | $17.83 | $222,862.50 |
DisclosureSEC source: 0001783879-24-000140 · wk-form4_1715123454.xml · nonDerivative · entry 1 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 854,995 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $17.65 to $18.10. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| May 01, 2024 Filed May 3, 2024 23:19 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 19,277 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000134 · wk-form4_1714778370.xml · derivative · entry 4 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 19,277 shares Expires 2027-06-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On June 16, 2020, the Reporting Person was granted 308,419 RSUs under Robinhood's 2020 Plan. One-fourth (1/4) of these RSUs vested on May 12, 2021, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. On September 8, 2021, the RSU award was amended to move each subsequent vesting date to the first day of the calendar month in which it was otherwise scheduled to occur. Read SEC document |
| May 01, 2024 Filed May 3, 2024 23:19 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 83,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000134 · wk-form4_1714778370.xml · derivative · entry 3 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 83,251 shares Expires 2027-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On September 3, 2020, the Reporting Person was granted 1,332,014 RSUs under Robinhood's 2020 Equity Incentive Plan (the "2020 Plan"). One-fourth (1/4) of these RSUs vested on May 12, 2021, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. On September 8, 2021, the RSU award was amended to move each subsequent vesting date to the first day of the calendar month in which it was otherwise scheduled to occur. Read SEC document |
| May 01, 2024 Filed May 3, 2024 23:19 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 49,522 | $16.49 | $816,617.78 |
DisclosureSEC source: 0001783879-24-000134 · wk-form4_1714778370.xml · nonDerivative · entry 2 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 867,495 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 102,528 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| May 01, 2024 Filed May 3, 2024 23:19 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 102,528 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000134 · wk-form4_1714778370.xml · nonDerivative · entry 1 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 917,017 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| March 20, 2024 Filed Mar 22, 2024 22:40 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | GrantRestricted Stock Units · Derivative | 390,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000089 · wk-form4_1711147193.xml · derivative · entry 1 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 390,625 Underlying: Class A Common Stock · 390,625 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F2 · derivative.exercise_date: On March 20, 2024, the Reporting Person was granted 390,625 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs are scheduled to vest on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F2 · derivative.expiration_date: On March 20, 2024, the Reporting Person was granted 390,625 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs are scheduled to vest on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 23:33 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 12,500 | $15.90 | $198,795.00 |
DisclosureSEC source: 0001783879-24-000079 · wk-form4_1709854386.xml · nonDerivative · entry 1 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 814,489 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $15.71 to $16.31. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 23:08 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 66,489 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000073 · wk-form4_1709680095.xml · derivative · entry 5 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 997,341 Underlying: Class A Common Stock · 66,489 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F5 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 1,063,830 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F5 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 1,063,830 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 23:08 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 76,142 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000073 · wk-form4_1709680095.xml · derivative · entry 4 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 380,711 Underlying: Class A Common Stock · 76,142 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On September 7, 2022, the Reporting Person was granted 609,137 RSUs under the 2021 Plan. One-eighth (1/8) of these RSUs vested on December 1, 2022, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F4 · derivative.expiration_date: On September 7, 2022, the Reporting Person was granted 609,137 RSUs under the 2021 Plan. One-eighth (1/8) of these RSUs vested on December 1, 2022, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 23:08 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 28,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000073 · wk-form4_1709680095.xml · derivative · entry 3 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 318,288 Underlying: Class A Common Stock · 28,935 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 462,963 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 462,963 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 23:08 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 82,868 | $16.31 | $1,351,577.08 |
DisclosureSEC source: 0001783879-24-000073 · wk-form4_1709680095.xml · nonDerivative · entry 2 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 826,989 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 171,566 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 23:08 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 171,566 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000073 · wk-form4_1709680095.xml · nonDerivative · entry 1 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 909,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 23:29 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 12,500 | $10.61 | $132,607.50 |
DisclosureSEC source: 0001783879-24-000043 · wk-form4_1707348565.xml · nonDerivative · entry 1 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 738,291 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $10.53 to $10.80. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 23:34 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 19,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000037 · wk-form4_1707176038.xml · derivative · entry 4 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,277 Underlying: Class A Common Stock · 19,276 shares Expires 2027-06-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On June 16, 2020, the Reporting Person was granted 308,419 RSUs under Robinhood's 2020 Plan. One-fourth (1/4) of these RSUs vested on May 12, 2021, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. On September 8, 2021, the RSU award was amended to move each subsequent vesting date to the first day of the calendar month in which it was otherwise scheduled to occur. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 23:34 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 83,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000037 · wk-form4_1707176038.xml · derivative · entry 3 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,251 Underlying: Class A Common Stock · 83,251 shares Expires 2027-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On September 3, 2020, the Reporting Person was granted 1,332,014 RSUs under Robinhood's 2020 Equity Incentive Plan (the "2020 Plan"). One-fourth (1/4) of these RSUs vested on May 12, 2021, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. On September 8, 2021, the RSU award was amended to move each subsequent vesting date to the first day of the calendar month in which it was otherwise scheduled to occur. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 23:34 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 50,105 | $10.91 | $546,645.55 |
DisclosureSEC source: 0001783879-24-000037 · wk-form4_1707176038.xml · nonDerivative · entry 2 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 750,791 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 102,527 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 23:34 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 102,527 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000037 · wk-form4_1707176038.xml · nonDerivative · entry 1 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 800,896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| December 05, 2023 Filed Dec 8, 2023 00:10 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 12,500 | $10.30 | $128,726.25 |
DisclosureSEC source: 0001783879-23-000291 · wk-form4_1701994240.xml · nonDerivative · entry 1 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 698,369 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 4, 2022. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $9.69 to $10.62. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 23:43 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 66,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000288 · wk-form4_1701819776.xml · derivative · entry 5 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 864,362 Underlying: Class A Common Stock · 66,490 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F5 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 1,063,830 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F5 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 1,063,830 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 23:43 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 76,142 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000288 · wk-form4_1701819776.xml · derivative · entry 4 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 228,427 Underlying: Class A Common Stock · 76,142 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On September 7, 2022, the Reporting Person was granted 609,137 RSUs under the 2021 Plan. One-eighth (1/8) of these RSUs vested on December 1, 2022, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F4 · derivative.expiration_date: On September 7, 2022, the Reporting Person was granted 609,137 RSUs under the 2021 Plan. One-eighth (1/8) of these RSUs vested on December 1, 2022, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 23:43 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 28,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000288 · wk-form4_1701819776.xml · derivative · entry 3 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 260,417 Underlying: Class A Common Stock · 28,935 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 462,963 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 462,963 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 23:43 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 82,868 | $9.32 | $772,329.76 |
DisclosureSEC source: 0001783879-23-000288 · wk-form4_1701819776.xml · nonDerivative · entry 2 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 710,869 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 171,567 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 23:43 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 171,567 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-23-000288 · wk-form4_1701819776.xml · nonDerivative · entry 1 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 793,737 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| November 03, 2023 Filed Nov 7, 2023 23:37 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 12,500 | $9.69 | $121,178.75 |
DisclosureSEC source: 0001783879-23-000270 · wk-form4_1699400212.xml · nonDerivative · entry 1 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 622,170 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 4, 2022. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $9.58 to $9.78. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.