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person · Reporting owner

Gallagher Daniel Martin Jr

Disclosed activity across 2 companies

Tapewire entity
1981
SEC CIK
0001705560

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Robinhood Markets, Inc.HOOD · Entity 584Chief Legal OfficerOctober 05, 2026October 07, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Robinhood Markets, Inc.

Report date October 05, 2026 · Filed October 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect499,943 Ending reported balance After 2026-10-05 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-10-05 · Sale · Disposed 4,800 · Balance 505,143

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025.

F2: This transaction was executed in multiple trades during the day at prices ranging from $112.70 to $113.68. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Row 2 · 2026-10-05 · Sale · Disposed 4,700 · Balance 500,443

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025.

F3: This transaction was executed in multiple trades during the day at prices ranging from $113.71 to $114.68. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Row 3 · 2026-10-05 · Sale · Disposed 500 · Balance 499,943

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025.

F4: This transaction was executed in multiple trades during the day at prices ranging from $114.73 to $115.27. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025.

F2: This transaction was executed in multiple trades during the day at prices ranging from $112.70 to $113.68. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

F3: This transaction was executed in multiple trades during the day at prices ranging from $113.71 to $114.68. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

F4: This transaction was executed in multiple trades during the day at prices ranging from $114.73 to $115.27. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Mylan II B.V.

Report date April 01, 2019 · Filed April 03, 2019

Section 16 reporting ended · disclosed 2019-04-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect17,041 Ending reported balance After 2019-04-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2019-04-01 · Exercise / conversion · Acquired 8,515 · Balance 21,133

Row 2 · 2019-04-01 · Tax withholding · Disposed 4,092 · Balance 17,041

F1: Represents withholding of ordinary shares for the tax liability associated with the vesting and settlement of a portion of the restricted stock units (RSUs) granted on May 2, 2017.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct8,515 Reported balance After 2019-04-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-04-01 · Exercise / conversion · Disposed 8,515 · Balance 8,515

F2: Each RSU represents the right to receive one ordinary share of Mylan N.V. 8,515 of the RSUs granted on May 2, 2017 vested on April 1, 2019, and, in accordance with the terms of the consulting agreement, entered into on February 25, 2019, by and between Mylan Inc. and the reporting person, 8,515 will vest on March 15, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: Represents withholding of ordinary shares for the tax liability associated with the vesting and settlement of a portion of the restricted stock units (RSUs) granted on May 2, 2017.

F2: Each RSU represents the right to receive one ordinary share of Mylan N.V. 8,515 of the RSUs granted on May 2, 2017 vested on April 1, 2019, and, in accordance with the terms of the consulting agreement, entered into on February 25, 2019, by and between Mylan Inc. and the reporting person, 8,515 will vest on March 15, 2020.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 03, 2025 Filed Nov 5, 2025 23:22 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 2,600 $144.21 $374,952.24
Disclosure

SEC source: 0001783879-25-000311 · wk-form4_1762384930.xml · nonDerivative · entry 2

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 561,049

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $143.68 to $144.67 The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
November 03, 2025 Filed Nov 5, 2025 23:22 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 2,300 $143.24 $329,463.04
Disclosure

SEC source: 0001783879-25-000311 · wk-form4_1762384930.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 563,649

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $142.65 to $143.63. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
October 03, 2025 Filed Oct 7, 2025 21:28 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 4,122 $149.74 $617,209.73
Disclosure

SEC source: 0001783879-25-000298 · wk-form4_1759872491.xml · nonDerivative · entry 5

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 565,949

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024

F6 · price: This transaction was executed in multiple trades during the day at prices ranging from $149.51 to $150.08. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
October 03, 2025 Filed Oct 7, 2025 21:28 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 9,412 $148.86 $1,401,077.85
Disclosure

SEC source: 0001783879-25-000298 · wk-form4_1759872491.xml · nonDerivative · entry 4

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 570,071

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024

F5 · price: This transaction was executed in multiple trades during the day at prices ranging from $148.51 to $149.48. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
October 03, 2025 Filed Oct 7, 2025 21:28 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 6,355 $148.13 $941,342.00
Disclosure

SEC source: 0001783879-25-000298 · wk-form4_1759872491.xml · nonDerivative · entry 3

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 579,483

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024

F4 · price: This transaction was executed in multiple trades during the day at prices ranging from $147.51 to $148.50. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
October 03, 2025 Filed Oct 7, 2025 21:28 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 2,911 $146.90 $427,626.77
Disclosure

SEC source: 0001783879-25-000298 · wk-form4_1759872491.xml · nonDerivative · entry 2

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 585,838

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $146.50 to $147.43. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
October 03, 2025 Filed Oct 7, 2025 21:28 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 2,200 $146.04 $321,282.94
Disclosure

SEC source: 0001783879-25-000298 · wk-form4_1759872491.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 588,749

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $145.43 to $146.42. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
September 08, 2025 Filed Sep 10, 2025 22:01 UTC Robinhood Markets, Inc. HOOD · Entity 584 GiftClass A Common Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001705560-25-000008 · wk-form4_1757541683.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 590,949

F1 · kind: Represents a bona fide gift of 20,000 shares to a donor advised fund.

Read SEC document
September 03, 2025 Filed Sep 5, 2025 21:33 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 25,000 $100.92 $2,522,880.00
Disclosure

SEC source: 0001705560-25-000006 · wk-form4_1757107988.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 610,949

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $99.52 to $102.61. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 21:31 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 13,748 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000270 · wk-form4_1756935116.xml · derivative · entry 6

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,467

Underlying: Class A Common Stock · 13,748 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F6 · derivative.exercise_date: On March 20, 2025, the Reporting Person was granted 219,962 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2025, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F6 · derivative.expiration_date: On March 20, 2025, the Reporting Person was granted 219,962 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2025, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 21:31 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 24,414 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000270 · wk-form4_1756935116.xml · derivative · entry 5

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,141

Underlying: Class A Common Stock · 24,414 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F5 · derivative.exercise_date: On March 20, 2024, the Reporting Person was granted 390,625 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F5 · derivative.expiration_date: On March 20, 2024, the Reporting Person was granted 390,625 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 21:31 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 66,489 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000270 · wk-form4_1756935116.xml · derivative · entry 4

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 398,937

Underlying: Class A Common Stock · 66,489 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 1,063,830 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F4 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 1,063,830 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 21:31 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 28,935 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000270 · wk-form4_1756935116.xml · derivative · entry 3

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,871

Underlying: Class A Common Stock · 28,935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 462,963 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 462,963 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 21:31 UTC Robinhood Markets, Inc. HOOD · Entity 584 Tax withholdingClass A Common Stock 64,524 $104.03 $6,712,431.72
Disclosure

SEC source: 0001783879-25-000270 · wk-form4_1756935116.xml · nonDerivative · entry 2

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 635,949

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 133,586 RSUs and does not represent a sale by the Reporting Person.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 21:31 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 133,586 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000270 · wk-form4_1756935116.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
August 04, 2025 Filed Aug 6, 2025 20:52 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 25,000 $104.23 $2,605,847.50
Disclosure

SEC source: 0001783879-25-000261 · wk-form4_1754513556.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 566,887

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $97.41 to $106.62. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 21:14 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 225,000 $99.97 $22,493,925.00
Disclosure

SEC source: 0001783879-25-000259 · wk-form4_1754428475.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 591,887

F1 · price: This transaction was executed in multiple trades during the day at prices ranging from $99.03 to $101.11. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
July 03, 2025 Filed Jul 8, 2025 21:30 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 25,000 $93.88 $2,346,982.50
Disclosure

SEC source: 0001783879-25-000233 · wk-form4_1752010249.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 816,887

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $92.37 to $95.16. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 22:23 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 25,000 $71.64 $1,791,045.00
Disclosure

SEC source: 0001783879-25-000181 · wk-form4_1749161982.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 841,887

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $69.19 to $72.68. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
June 01, 2025 Filed Jun 3, 2025 21:35 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 13,747 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000178 · wk-form4_1748986497.xml · derivative · entry 6

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,215

Underlying: Class A Common Stock · 13,747 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F6 · derivative.exercise_date: On March 20, 2025, the Reporting Person was granted 219,962 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2025, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F6 · derivative.expiration_date: On March 20, 2025, the Reporting Person was granted 219,962 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2025, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
June 01, 2025 Filed Jun 3, 2025 21:35 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 24,414 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000178 · wk-form4_1748986497.xml · derivative · entry 5

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,555

Underlying: Class A Common Stock · 24,414 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F5 · derivative.exercise_date: On March 20, 2024, the Reporting Person was granted 390,625 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F5 · derivative.expiration_date: On March 20, 2024, the Reporting Person was granted 390,625 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
June 01, 2025 Filed Jun 3, 2025 21:35 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 66,489 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000178 · wk-form4_1748986497.xml · derivative · entry 4

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 465,426

Underlying: Class A Common Stock · 66,489 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 1,063,830 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F4 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 1,063,830 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
June 01, 2025 Filed Jun 3, 2025 21:35 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 28,935 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000178 · wk-form4_1748986497.xml · derivative · entry 3

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,806

Underlying: Class A Common Stock · 28,935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 462,963 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 462,963 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
June 01, 2025 Filed Jun 3, 2025 21:35 UTC Robinhood Markets, Inc. HOOD · Entity 584 Tax withholdingClass A Common Stock 64,523 $66.15 $4,268,196.45
Disclosure

SEC source: 0001783879-25-000178 · wk-form4_1748986497.xml · nonDerivative · entry 2

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 866,887

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 133,585 RSUs and does not represent a sale by the Reporting Person.

Read SEC document
June 01, 2025 Filed Jun 3, 2025 21:35 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 133,585 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000178 · wk-form4_1748986497.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 931,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
May 05, 2025 Filed May 7, 2025 21:32 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 25,000 $47.69 $1,192,225.00
Disclosure

SEC source: 0001783879-25-000153 · wk-form4_1746653566.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 797,825

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $45.65 to $48.28. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
April 03, 2025 Filed Apr 7, 2025 21:03 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 25,000 $38.31 $957,725.00
Disclosure

SEC source: 0001783879-25-000127 · wk-form4_1744059778.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 822,825

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $37.47 to $39.68. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 22:40 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 48,226 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000114 · wk-form4_1743633611.xml · derivative · entry 3

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 48,226 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 192,901 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on July 1, 2024, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 192,901 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on July 1, 2024, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 22:40 UTC Robinhood Markets, Inc. HOOD · Entity 584 Tax withholdingClass A Common Stock 23,294 $41.62 $969,496.28
Disclosure

SEC source: 0001783879-25-000114 · wk-form4_1743633611.xml · nonDerivative · entry 2

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 847,825

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 48,226 RSUs and does not represent a sale by the Reporting Person.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 22:40 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 48,226 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000114 · wk-form4_1743633611.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 871,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
March 20, 2025 Filed Mar 24, 2025 22:05 UTC Robinhood Markets, Inc. HOOD · Entity 584 GrantRestricted Stock Units · Derivative 219,962 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000087 · wk-form4_1742853923.xml · derivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,962

Underlying: Class A Common Stock · 219,962 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On March 20, 2025, the Reporting Person was granted 219,962 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs are scheduled to vest on June 1, 2025, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F2 · derivative.expiration_date: On March 20, 2025, the Reporting Person was granted 219,962 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs are scheduled to vest on June 1, 2025, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 22:24 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 25,000 $49.02 $1,225,465.00
Disclosure

SEC source: 0001783879-25-000075 · wk-form4_1741213484.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 822,893

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $46.71 to $54.70. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 22:32 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 24,414 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000073 · wk-form4_1741127544.xml · derivative · entry 5

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 292,969

Underlying: Class A Common Stock · 24,414 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F5 · derivative.exercise_date: On March 20, 2024, the Reporting Person was granted 390,625 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F5 · derivative.expiration_date: On March 20, 2024, the Reporting Person was granted 390,625 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 22:32 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 66,490 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000073 · wk-form4_1741127544.xml · derivative · entry 4

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 531,915

Underlying: Class A Common Stock · 66,490 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 1,063,830 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F4 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 1,063,830 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 22:32 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 28,935 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000073 · wk-form4_1741127544.xml · derivative · entry 3

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,741

Underlying: Class A Common Stock · 28,935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 462,963 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 462,963 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 22:32 UTC Robinhood Markets, Inc. HOOD · Entity 584 Tax withholdingClass A Common Stock 57,883 $50.10 $2,899,938.30
Disclosure

SEC source: 0001783879-25-000073 · wk-form4_1741127544.xml · nonDerivative · entry 2

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 847,893

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 119,839 RSUs and does not represent a sale by the Reporting Person.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 22:32 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 119,839 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000073 · wk-form4_1741127544.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 905,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 22:48 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 79,295 $0.00 Strike: $10.24 $0.00
Disclosure

SEC source: 0001783879-25-000057 · wk-form4_1740437289.xml · derivative · entry 2

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,300

Underlying: Class A Common Stock · 79,295 shares

Expires 2030-07-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On July 6, 2020, the Reporting Person was granted an option to purchase 264,360 shares of common ctock under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. This option vested and became exercisable as to one-fourth (1/4) of those shares on May 12, 2021, with the remainder scheduled to vest and become exercisable in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. The underlying shares of common stock were automatically reclassified as shares of Class A Common Stock upon the filing of Robinhood's Amended and Restated Certificate of Incorporation immediately prior to Robinhood's initial public offering.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 22:48 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 79,295 $10.24 $811,980.80
Disclosure

SEC source: 0001783879-25-000057 · wk-form4_1740437289.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 785,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:22 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $10.24 $0.00
Disclosure

SEC source: 0001783879-25-000055 · wk-form4_1740093773.xml · derivative · entry 3

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,595

Underlying: Class A Common Stock · 50,000 shares

Expires 2030-07-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On July 6, 2020, the Reporting Person was granted an option to purchase 264,360 shares of common ctock under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan . This option vested and became exercisable as to one-fourth (1/4) of those shares on May 12, 2021, with the remainder scheduled to vest and become exercisable in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. The underlying shares of common stock were automatically reclassified as shares of Class A Common Stock upon the filing of Robinhood's Amended and Restated Certificate of Incorporation immediately prior to Robinhood's initial public offering.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:22 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 50,000 $60.77 $3,038,625.00
Disclosure

SEC source: 0001783879-25-000055 · wk-form4_1740093773.xml · nonDerivative · entry 2

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 706,642

F1 · price: This transaction was executed in multiple trades during the day at prices ranging from $60.75 to $60.88. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:22 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 50,000 $10.24 $512,000.00
Disclosure

SEC source: 0001783879-25-000055 · wk-form4_1740093773.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 756,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 22:34 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 25,000 $51.60 $1,290,090.00
Disclosure

SEC source: 0001783879-25-000039 · wk-form4_1738794862.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 706,642

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $48.53 to $52.29. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
January 03, 2025 Filed Jan 7, 2025 23:58 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 100,000 $40.45 $4,045,320.00
Disclosure

SEC source: 0001783879-25-000021 · wk-form4_1736294277.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 731,642

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $39.04 to $41.37. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 20:10 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 48,225 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000010 · wk-form4_1735934996.xml · derivative · entry 3

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,226

Underlying: Class A Common Stock · 48,225 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 192,901 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on July 1, 2024, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 192,901 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on July 1, 2024, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 20:10 UTC Robinhood Markets, Inc. HOOD · Entity 584 Tax withholdingClass A Common Stock 23,538 $37.26 $877,025.88
Disclosure

SEC source: 0001783879-25-000010 · wk-form4_1735934996.xml · nonDerivative · entry 2

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 831,642

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 48,225 RSUs and does not represent a sale by the Reporting Person.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 20:10 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 48,225 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000010 · wk-form4_1735934996.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 855,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
December 23, 2024 Filed Dec 27, 2024 22:23 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 300,000 $37.51 $11,251,680.00
Disclosure

SEC source: 0001783879-24-000348 · wk-form4_1735338176.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 806,955

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $37.09 to $38.48. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
December 03, 2024 Filed Dec 5, 2024 23:09 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 12,500 $38.22 $477,793.75
Disclosure

SEC source: 0001783879-24-000328 · wk-form4_1733440191.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,106,955

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $36.85 to $38.69. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

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December 01, 2024 Filed Dec 3, 2024 23:43 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 24,414 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000320 · wk-form4_1733269431.xml · derivative · entry 5

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 317,383

Underlying: Class A Common Stock · 24,414 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F5 · derivative.exercise_date: On March 20, 2024, the Reporting Person was granted 390,625 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F5 · derivative.expiration_date: On March 20, 2024, the Reporting Person was granted 390,625 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.