Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DOW INC.DOW · Entity 3233 | President, Perf Mat & Coatings | February 15, 2024 | February 21, 2024 |
| EAGLE MATERIALS INCEXP · Entity 3805 | Director | August 05, 2026 | August 07, 2026 |
| GRAHAM CORPGHM · Entity 1960 | Director | September 18, 2026 | September 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DOW INC.
Report date February 15, 2024 · Filed February 21, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,549 |
Reported balance
After 2024-02-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-02-15 · Grant · Acquired 5,450 · Balance 15,549 F1: Restricted stock units to be delivered in one installment on or about February 15, 2027, subject to continued employment. |
| Common StockSEC Table I · non-derivative | Direct | 34,682 |
Reported balance
After 2024-02-16 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2024-02-16 · Exercise / conversion · Acquired 19,133 · Balance 34,682 |
| Common StockSEC Table I · non-derivative | Direct | 16,890 |
Reported balance
After 2024-02-16 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2024-02-16 · Disposition to issuer · Disposed 17,792 · Balance 16,890 F2: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. F3: The price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.560 to $55.601. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | Direct | 25,690 |
Reported balance
After 2024-02-16 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2024-02-16 · Exercise / conversion · Acquired 8,800 · Balance 25,690 |
| Common StockSEC Table I · non-derivative | Direct | 17,890 |
Reported balance
After 2024-02-16 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2024-02-16 · Disposition to issuer · Disposed 7,800 · Balance 17,890 F2: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. F4: The price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.605 to $55.631. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | Direct | 15,549 |
Reported balance
After 2024-02-16 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2024-02-16 · Gift · Disposed 2,341 · Balance 15,549 F5: Total includes previously reported restricted stock units. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 53,679 |
Reported balance
After 2024-02-16 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2024-02-16 · Gift · Acquired 2,341 · Balance 53,679 |
| Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $55.17 · Expires 2034-02-15 | Direct | 36,600 |
Reported balance
After 2024-02-15 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2024-02-15 · Grant · Acquired 36,600 · Balance 36,600 F6: This option will vest in three equal installments beginning on February 15, 2025. Option shares will be used to satisfy withholding taxes. |
| Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.07 · Expires 2025-02-13 | Direct | 0 |
Reported balance
After 2024-02-16 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2024-02-16 · Exercise / conversion · Disposed 19,133 · Balance 0 F7: This option is fully vested and exercisable. |
| Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $46.60 · Expires 2026-02-12 | Direct | 12,505 |
Reported balance
After 2024-02-16 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2024-02-16 · Exercise / conversion · Disposed 8,800 · Balance 12,505 F7: This option is fully vested and exercisable. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 451.951 |
Reported balance
Holding disclosure · report date 2024-02-15 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 451.951 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan ESOP | 420.182 |
Reported balance
Holding disclosure · report date 2024-02-15 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 420.182 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units to be delivered in one installment on or about February 15, 2027, subject to continued employment.
F2: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.
F3: The price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.560 to $55.601. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: The price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.605 to $55.631. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5: Total includes previously reported restricted stock units.
F6: This option will vest in three equal installments beginning on February 15, 2025. Option shares will be used to satisfy withholding taxes.
F7: This option is fully vested and exercisable.
EAGLE MATERIALS INC
Report date August 05, 2026 · Filed August 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,273 |
Reported balance
After 2026-08-05 transaction · row 1
1 source rowRow 1 · 2026-08-05 · Gift · Disposed 1,173 · Balance 1,273 |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 6,890 |
Reported balance
Holding disclosure · report date 2026-08-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,890 |
GRAHAM CORP
Report date September 18, 2026 · Filed September 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-09-18 transaction · row 1
1 source rowRow 1 · 2026-09-18 · Gift · Disposed 936 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 2,136 |
Reported balance
Holding disclosure · report date 2026-09-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,136 F1: The reporting person and his spouse are co-trustees of the trust. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 905 |
Reported balance
Holding disclosure · report date 2026-09-18 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 905 F2: These restricted stock units, which convert into common stock on a one-for-one basis, vest on 6/1/2027, except as otherwise provided in the award notice. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person and his spouse are co-trustees of the trust.
F2: These restricted stock units, which convert into common stock on a one-for-one basis, vest on 6/1/2027, except as otherwise provided in the award notice.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
RADIUS RECYCLING, INC.
Report date July 10, 2025 · Filed July 10, 2025
Section 16 reporting ended · disclosed 2025-07-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-07-10 transaction · row 1
1 source rowRow 1 · 2025-07-10 · Disposition to issuer · Disposed 11,096.679 · Balance 0 F1: On July 10, 2025, Radius Recycling, Inc. (the "Issuer") completed the previously announced transaction with Toyota Tsusho America, Inc. ("Parent"), and TAI Merger Corporation ("Merger Sub"), pursuant to the Agreement and Plan of Merger dated as of March 13, 2025 (the "Merger Agreement"), whereby Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation in the Merger as a wholly owned subsidiary of Parent. Pursuant to the terms of the Merger Agreement, each share of Issuer Class A common stock ("Class A Common Stock") and Issuer Class B common stock ("Class B Common Stock" and together with Class A Common Stock, "Common Stock") that was issued and outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) (other than certain properly dissenting shares) was converted into the right to receive $30.00 in cash (the "Merger Consideration"), without interest, and less applicable withholding taxes. F2: Includes 9,607 unvested Company DSU Awards (as defined in the Merger Agreement). Pursuant to the Merger Agreement, as of the Effective Time, each Company DSU Award that was outstanding immediately prior to the Effective Time became immediately vested and was cancelled and converted into the right to receive an amount in cash equal to the sum of (x) the product of (A) the Merger Consideration, multiplied by (B) the total number of shares of Common Stock subject to such Company DSU Award, plus (y) any accrued and unpaid dividends or dividend equivalent rights corresponding to such Company DSU Award. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 10, 2025, Radius Recycling, Inc. (the "Issuer") completed the previously announced transaction with Toyota Tsusho America, Inc. ("Parent"), and TAI Merger Corporation ("Merger Sub"), pursuant to the Agreement and Plan of Merger dated as of March 13, 2025 (the "Merger Agreement"), whereby Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation in the Merger as a wholly owned subsidiary of Parent. Pursuant to the terms of the Merger Agreement, each share of Issuer Class A common stock ("Class A Common Stock") and Issuer Class B common stock ("Class B Common Stock" and together with Class A Common Stock, "Common Stock") that was issued and outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) (other than certain properly dissenting shares) was converted into the right to receive $30.00 in cash (the "Merger Consideration"), without interest, and less applicable withholding taxes.
F2: Includes 9,607 unvested Company DSU Awards (as defined in the Merger Agreement). Pursuant to the Merger Agreement, as of the Effective Time, each Company DSU Award that was outstanding immediately prior to the Effective Time became immediately vested and was cancelled and converted into the right to receive an amount in cash equal to the sum of (x) the product of (A) the Merger Consideration, multiplied by (B) the total number of shares of Common Stock subject to such Company DSU Award, plus (y) any accrued and unpaid dividends or dividend equivalent rights corresponding to such Company DSU Award.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 25, 2022 Filed Mar 1, 2022 21:58 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 1,901 | $59.65 | $113,394.65 |
DisclosureSEC source: 0001751788-22-000052 · wf-form4_164617191399636.xml · nonDerivative · entry 1 Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,782 F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 00:05 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 1,149 | $61.09 | $70,192.41 |
DisclosureSEC source: 0001751788-22-000029 · wf-form4_164488350209929.xml · nonDerivative · entry 3 Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,683 F3 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. Read SEC document |
| February 10, 2022 Filed Feb 15, 2022 00:05 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 31,590 | $0.00 Strike: $60.95 | $0.00 |
DisclosureSEC source: 0001751788-22-000029 · wf-form4_164488350209929.xml · derivative · entry 7 Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,590 Underlying: Common Stock · 31,590 shares Expires 2032-02-10 F4 · derivative.exercise_date: This option will vest in three equal installments beginning on February 10, 2023. Option shares will be used to satisfy withholding taxes. Read SEC document |
| February 10, 2022 Filed Feb 15, 2022 00:05 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 6,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001751788-22-000029 · wf-form4_164488350209929.xml · nonDerivative · entry 2 Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,832 F2 · shares: Performance share units not previously reportable were determined after certification of the applicable performance metrics. Performance share units will be settled in one installment on or about February 25, 2022, subject to continued employment. Read SEC document |
| February 10, 2022 Filed Feb 15, 2022 00:05 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 4,310 | $0.00 | $0.00 |
DisclosureSEC source: 0001751788-22-000029 · wf-form4_164488350209929.xml · nonDerivative · entry 1 Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,298 F1 · shares: Restricted stock units to be delivered in one installment on or about February 10, 2025, subject to continued employment. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 22:07 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 148 | $53.07 | $7,854.36 |
DisclosureSEC source: 0001751788-21-000149 · wf-form4_163891482565843.xml · nonDerivative · entry 1 Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,988 F1 · shares: Represents shares withheld by the Issuer to satisfy the payment of withholding tax obligations; share withholding was implemented pursuant to the award agreement and is exempt under Rule 16b-3. F2 · balance_after: Includes 355 shares acquired under the Issuer's Employee Stock Purchase Plan on December 3, 2021. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 20:22 UTC | EAGLE MATERIALS INC EXP · Entity 3805 | GrantCommon Stock | 1,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-062700 · doc4.xml · nonDerivative · entry 1 Gregorio Mauro · CIK 0001809712 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,301 F1 · shares: On November 1, 2021, the reporting person was granted 1,301 shares of restricted stock. The restrictions will lapse six months from the date of the grant. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 22:07 UTC | DOW INC. DOW · Entity 3233 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 20,338 | $0.00 Strike: $47.31 | $0.00 |
DisclosureSEC source: 0001751788-21-000066 · wf-form4_161541404230242.xml · derivative · entry 7 Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,338 shares Expires 2024-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 22:07 UTC | DOW INC. DOW · Entity 3233 | GiftCommon Stock | 3,377 | $0.00 | $0.00 |
DisclosureSEC source: 0001751788-21-000066 · wf-form4_161541404230242.xml · nonDerivative · entry 4 Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 22,333 Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 22:07 UTC | DOW INC. DOW · Entity 3233 | GiftCommon Stock | 3,377 | $0.00 | $0.00 |
DisclosureSEC source: 0001751788-21-000066 · wf-form4_161541404230242.xml · nonDerivative · entry 3 Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,781 Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 22:07 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 16,961 | $63.92 | $1,084,147.12 |
DisclosureSEC source: 0001751788-21-000066 · wf-form4_161541404230242.xml · nonDerivative · entry 2 Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,158 F1 · shares: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. F2 · price: The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $63.90 to $63.96. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 22:07 UTC | DOW INC. DOW · Entity 3233 | Exercise / conversionCommon Stock | 20,338 | $47.31 | $962,190.78 |
DisclosureSEC source: 0001751788-21-000066 · wf-form4_161541404230242.xml · nonDerivative · entry 1 Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,119 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 02:07 UTC | DOW INC. DOW · Entity 3233 | GiftCommon Stock | 1,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001751788-21-000052 · wf-form4_161370041483582.xml · nonDerivative · entry 3 Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 18,956 Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 02:07 UTC | DOW INC. DOW · Entity 3233 | GiftCommon Stock | 1,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001751788-21-000052 · wf-form4_161370041483582.xml · nonDerivative · entry 2 Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,781 Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 02:07 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 544 | $58.75 | $31,960.00 |
DisclosureSEC source: 0001751788-21-000052 · wf-form4_161370041483582.xml · nonDerivative · entry 1 Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,154 F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 01:51 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 32,790 | $0.00 Strike: $57.67 | $0.00 |
DisclosureSEC source: 0001751788-21-000042 · wf-form4_161352669421086.xml · derivative · entry 5 Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,790 Underlying: Common Stock · 32,790 shares Expires 2031-02-11 F2 · derivative.exercise_date: This option will vest in three equal installments beginning on February 11, 2022. Option shares will be used to satisfy withholding taxes. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 01:51 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 4,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001751788-21-000042 · wf-form4_161352669421086.xml · nonDerivative · entry 1 Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,987 F1 · shares: Restricted stock units to be delivered in one installment on or about February 11, 2024, subject to continued employment. Read SEC document |
| February 11, 2021 Filed Feb 19, 2021 02:09 UTC Amendment | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 32,790 | $0.00 Strike: $57.67 | $0.00 |
DisclosureSEC source: 0001751788-21-000055 · wf-form4a_161370054725696.xml · derivative · entry 5 Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,790 Underlying: Common Stock · 32,790 shares Expires 2031-02-11 F3 · derivative.exercise_date: This option will vest in three equal installments beginning on February 11, 2022. Option shares will be used to satisfy withholding taxes. Read SEC document |
| February 11, 2021 Filed Feb 19, 2021 02:09 UTC Amendment | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 4,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001751788-21-000055 · wf-form4a_161370054725696.xml · nonDerivative · entry 1 Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,698 F1 · shares: Restricted stock units to be delivered in one installment on or about February 11, 2024, subject to continued employment. F2 · balance_after: This amendment is being filed to correct the total number of securities reported under item 5 to reconcile it with the securities reported under item 4, on the Form 4 filed by the Reporting Person on February 16, 2021. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 22:54 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 154 | $55.05 | $8,477.70 |
DisclosureSEC source: 0001225208-20-014404 · doc4.xml · nonDerivative · entry 2 Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,268 F1 · shares: Represents shares withheld by the Issuer to satisfy the payment of withholding tax obligations; share withholding was implemented pursuant to the award agreement and is exempt under Rule 16b-3. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 22:54 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 135 | $54.73 | $7,388.55 |
DisclosureSEC source: 0001225208-20-014404 · doc4.xml · nonDerivative · entry 1 Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,422 F1 · shares: Represents shares withheld by the Issuer to satisfy the payment of withholding tax obligations; share withholding was implemented pursuant to the award agreement and is exempt under Rule 16b-3. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 23:04 UTC | DOW INC. DOW · Entity 3233 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 7,503 | $0.00 Strike: $38.87 | $0.00 |
DisclosureSEC source: 0001225208-20-008775 · doc4.xml · derivative · entry 5 Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,503 shares Expires 2021-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 23:04 UTC | DOW INC. DOW · Entity 3233 | GiftCommon Stock | 720 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-008775 · doc4.xml · nonDerivative · entry 4 Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 17,583 Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 23:04 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 6,783 | $44.88 | $304,421.04 |
DisclosureSEC source: 0001225208-20-008775 · doc4.xml · nonDerivative · entry 3 Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,557 F1 · shares: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 23:04 UTC | DOW INC. DOW · Entity 3233 | GiftCommon Stock | 720 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-008775 · doc4.xml · nonDerivative · entry 2 Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,340 Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 23:04 UTC | DOW INC. DOW · Entity 3233 | Exercise / conversionCommon Stock | 7,503 | $38.87 | $291,641.61 |
DisclosureSEC source: 0001225208-20-008775 · doc4.xml · nonDerivative · entry 1 Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,060 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 03, 2020 Filed Jun 5, 2020 21:33 UTC | DOW INC. DOW · Entity 3233 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 7,503 | $0.00 Strike: $38.87 | $0.00 |
DisclosureSEC source: 0001225208-20-008682 · doc4.xml · derivative · entry 5 Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,503 Underlying: Common Stock · 7,503 shares Expires 2021-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| June 03, 2020 Filed Jun 5, 2020 21:33 UTC | DOW INC. DOW · Entity 3233 | GiftCommon Stock | 386 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-008682 · doc4.xml · nonDerivative · entry 4 Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 16,863 Read SEC document |
| June 03, 2020 Filed Jun 5, 2020 21:33 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 7,117 | $41.95 | $298,529.68 |
DisclosureSEC source: 0001225208-20-008682 · doc4.xml · nonDerivative · entry 3 Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,557 F1 · shares: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. Read SEC document |
| June 03, 2020 Filed Jun 5, 2020 21:33 UTC | DOW INC. DOW · Entity 3233 | GiftCommon Stock | 386 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-008682 · doc4.xml · nonDerivative · entry 2 Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,674 Read SEC document |
| June 03, 2020 Filed Jun 5, 2020 21:33 UTC | DOW INC. DOW · Entity 3233 | Exercise / conversionCommon Stock | 7,503 | $38.87 | $291,641.61 |
DisclosureSEC source: 0001225208-20-008682 · doc4.xml · nonDerivative · entry 1 Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,060 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.