Hanneman Karl L

SEC source: 0001123292-26-001174 · form4.xml · derivative · entry 2

Hanneman Karl L · CIK 0001602426 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150,000 shares

Expires 2026-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price was converted from CAD 0.92 to USD 0.67, based on the August 20, 2026 exchange rate as quoted by the Bank of Canada. The exercise price is the actual Canadian dollar amount regardless of the exchange rate on the date of exercise.

F2 · derivative.exercise_date: Options were granted on March 27, 2020 and vested as follows: one-third on the grant date, one-third on March 27, 2021, and one-third on March 27, 2022.

F3 · derivative.expiration_date: Pursuant to the International Tower Hill Mines Ltd. (the "Company") 2006 Incentive Stock Option Plan, if the expiry date of an option would fall during a trading blackout period imposed on the holder of the option by the Company, the expiry date of such option shall be extended to the close of business on the tenth business day after the end of such trading blackout period. The Company's most recent trading blackout period commenced on February 26, 2026 and ended on August 14, 2026, with the result that the expiry date for the option was August 28, 2026.

SEC source: 0001123292-26-001174 · form4.xml · nonDerivative · entry 1

Hanneman Karl L · CIK 0001602426 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 362,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price was converted from CAD 0.92 to USD 0.67, based on the August 20, 2026 exchange rate as quoted by the Bank of Canada. The exercise price is the actual Canadian dollar amount regardless of the exchange rate on the date of exercise.

SEC source: 0001602426-26-000004 · wk-form4_1780422168.xml · derivative · entry 1

Hanneman Karl L · CIK 0001602426 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,456

Underlying: Common Stock · 1,456 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Northrim common stock.

F3 · price: The grant of restricted stock units were awarded for no consideration.

F2 · derivative.exercise_date: The restricted stock units vest 100% one year from the grant date of June 1, 2026.

F2 · derivative.expiration_date: The restricted stock units vest 100% one year from the grant date of June 1, 2026.

SEC source: 0001123292-26-000770 · form4.xml · derivative · entry 2

Hanneman Karl L · CIK 0001602426 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2032-05-27

F3 · derivative.exercise_price: The exercise price was converted from CAD 3.33 to USD 2.41, based on the May 27, 2026 exchange rate as quoted by the Bank of Canada. The exercise price is the actual Canadian dollar amount regardless of the exchange rate on the date of exercise.

F4 · derivative.exercise_date: One-third of the options vested on the date of grant and the remaining options will vest in two equal annual installments beginning on the first anniversary of the date of grant.

SEC source: 0001123292-26-000770 · form4.xml · derivative · entry 1

Hanneman Karl L · CIK 0001602426 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,135

Underlying: Common Stock · 36,135 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one common share.

F2 · derivative.exercise_date: The reported deferred stock units vested in full on the date of grant and the Reporting Person will receive the shares underlying the deferred stock units upon the Reporting Person's end of service as a Director.

F2 · derivative.expiration_date: The reported deferred stock units vested in full on the date of grant and the Reporting Person will receive the shares underlying the deferred stock units upon the Reporting Person's end of service as a Director.

SEC source: 0001062993-25-011146 · form4.xml · derivative · entry 2

Hanneman Karl L · CIK 0001602426 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2031-06-04

F3 · derivative.exercise_price: The exercise price was converted from CAD 1.25 to USD 0.91, based on the June 4, 2025 exchange rate as quoted by the Bank of Canada. The exercise price is the actual Canadian dollar amount regardless of the exchange rate on the date of exercise.

F4 · derivative.exercise_date: One-third of the options vested on the date of grant and the remaining options will vest in two equal annual installments beginning on the first anniversary of the date of grant.

SEC source: 0001062993-25-011146 · form4.xml · derivative · entry 1

Hanneman Karl L · CIK 0001602426 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,400

Underlying: Common Stock · 66,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one common share.

F2 · derivative.exercise_date: The reported deferred stock units vested in full on the date of grant and the Reporting Person will receive the shares underlying the deferred stock units upon the Reporting Person's end of service as a Director.

F2 · derivative.expiration_date: The reported deferred stock units vested in full on the date of grant and the Reporting Person will receive the shares underlying the deferred stock units upon the Reporting Person's end of service as a Director.

SEC source: 0000950170-25-006848 · ownership.xml · derivative · entry 8

Hanneman Karl L · CIK 0001602426 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,988 shares

Expires 2034-12-09

F3 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement.

SEC source: 0000950170-25-006848 · ownership.xml · derivative · entry 7

Hanneman Karl L · CIK 0001602426 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,175 shares

Expires 2033-11-09

F3 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement.

SEC source: 0000950170-25-006848 · ownership.xml · derivative · entry 6

Hanneman Karl L · CIK 0001602426 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,545 shares

Expires 2033-09-11

F3 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement.

SEC source: 0000950170-25-006848 · ownership.xml · derivative · entry 5

Hanneman Karl L · CIK 0001602426 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,013 shares

Expires 2031-06-22

F3 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement.

SEC source: 0000950170-25-006848 · ownership.xml · derivative · entry 4

Hanneman Karl L · CIK 0001602426 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,250 shares

Expires 2030-01-20

F3 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement.

SEC source: 0000950170-25-006848 · ownership.xml · derivative · entry 3

Hanneman Karl L · CIK 0001602426 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,500 shares

Expires 2029-05-03

F3 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement.

SEC source: 0000950170-25-006848 · ownership.xml · nonDerivative · entry 2

Hanneman Karl L · CIK 0001602426 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · shares: Represents shares underlying deferred stock units ("DSUs") of the Issuer, which were fully vested on the grant date. Pursuant to the Merger Agreement, each DSU beneficially owned by the Reporting Person will settle for the right to receive the Merger Consideration.

F2 · price: Represents shares underlying deferred stock units ("DSUs") of the Issuer, which were fully vested on the grant date. Pursuant to the Merger Agreement, each DSU beneficially owned by the Reporting Person will settle for the right to receive the Merger Consideration.

SEC source: 0000950170-25-006848 · ownership.xml · nonDerivative · entry 1

Hanneman Karl L · CIK 0001602426 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By KNH Trust

Disclosed balance after: 0

F1 · shares: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 5, 2024 (the "Merger Agreement"), by and among Gatos Silver, Inc. (the "Issuer"), First Majestic Silver Corp. ("First Majestic") and Ocelot Transaction Corporation, a wholly-owned subsidiary of First Majestic ("Merger Sub"), whereby Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving entity and a wholly-owned subsidiary of First Majestic (the "Merger"). Under the terms of the Merger Agreement, at the effective time of the Merger, each share of the Issuer's common stock, par value $0.001 per share (the "Common Stock"), issued and outstanding prior to the Merger was converted into the right to receive 2.55 First Majestic common shares (the "Merger Consideration") and cash in lieu of any fractional First Majestic common shares.

F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 5, 2024 (the "Merger Agreement"), by and among Gatos Silver, Inc. (the "Issuer"), First Majestic Silver Corp. ("First Majestic") and Ocelot Transaction Corporation, a wholly-owned subsidiary of First Majestic ("Merger Sub"), whereby Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving entity and a wholly-owned subsidiary of First Majestic (the "Merger"). Under the terms of the Merger Agreement, at the effective time of the Merger, each share of the Issuer's common stock, par value $0.001 per share (the "Common Stock"), issued and outstanding prior to the Merger was converted into the right to receive 2.55 First Majestic common shares (the "Merger Consideration") and cash in lieu of any fractional First Majestic common shares.

SEC source: 0001628280-24-050749 · wk-form4_1733946696.xml · derivative · entry 3

Hanneman Karl L · CIK 0001602426 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,988

Underlying: Common Stock · 4,988 shares

Expires 2034-12-09

F2 · derivative.exercise_date: These options were granted on December 9, 2024 and vested immediately.

SEC source: 0001628280-24-050749 · wk-form4_1733946696.xml · nonDerivative · entry 1

Hanneman Karl L · CIK 0001602426 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,152

F1 · shares: Consists entirely of deferred stock units ("DSUs"), which were fully vested on the grant date. Each DSU entitles the holder to receive one share of the Company's common stock upon settlement.

SEC source: 0001062993-24-011497 · form4.xml · derivative · entry 2

Hanneman Karl L · CIK 0001602426 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2030-05-29

F3 · derivative.exercise_price: The exercise price was converted from CAD 0.94 to USD 0.69, based on the May 29, 2024 exchange rate as quoted by the Bank of Canada. The exercise price is the actual Canadian dollar amount regardless of the exchange rate on the date of exercise.

F4 · derivative.exercise_date: One-third of the options vested on the date of grant and the remaining options will vest in two equal annual installments beginning on the first anniversary of the date of grant.

SEC source: 0001062993-24-011497 · form4.xml · derivative · entry 1

Hanneman Karl L · CIK 0001602426 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,298

Underlying: Common Stock · 88,298 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one common share.

F2 · derivative.exercise_date: The reported deferred stock units vested in full on the date of grant and the Reporting Person will receive the shares underlying the deferred stock units upon the Reporting Person's end of service as a Director.

F2 · derivative.expiration_date: The reported deferred stock units vested in full on the date of grant and the Reporting Person will receive the shares underlying the deferred stock units upon the Reporting Person's end of service as a Director.

SEC source: 0001104659-23-118198 · tm2330060-3_4seq1.xml · derivative · entry 3

Hanneman Karl L · CIK 0001602426 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,175

Underlying: Common Stock · 19,175 shares

Expires 2033-11-09

F2 · derivative.exercise_date: These options were granted on November 9, 2023 and vested immediately.

SEC source: 0001104659-23-118198 · tm2330060-3_4seq1.xml · nonDerivative · entry 1

Hanneman Karl L · CIK 0001602426 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,218

F1 · shares: Consists entirely of deferred stock units ("DSUs"), which were fully vested on the grant date. Each DSU entitles the holder to receive one share of the Company's common stock upon settlement.

SEC source: 0000950103-23-013569 · dp199992_4-hanneman.xml · derivative · entry 3

Hanneman Karl L · CIK 0001602426 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,545

Underlying: Common Stock · 12,545 shares

Expires 2033-09-11

F2 · derivative.exercise_date: These options were granted on September 11, 2023 and vested immediately.

SEC source: 0000950103-23-013569 · dp199992_4-hanneman.xml · nonDerivative · entry 1

Hanneman Karl L · CIK 0001602426 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,724

F1 · shares: Consists entirely of deferred stock units ("DSUs"), which were fully vested on the grant date. Each DSU entitles the holder to receive one share of the Company's common stock upon settlement.

SEC source: 0001062993-23-012231 · form4.xml · derivative · entry 2

Hanneman Karl L · CIK 0001602426 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2029-05-23

F3 · derivative.exercise_price: The exercise price was converted from CAD 0.63 to USD 0.47, based on the May 23, 2023 exchange rate as quoted by the Bank of Canada. The exercise price is the actual Canadian dollar amount regardless of the exchange rate on the date of exercise.

F4 · derivative.exercise_date: One-third of the options vested on the date of grant and the remaining options will vest in two equal annual installments beginning on the first anniversary of the date of grant.

SEC source: 0001062993-23-012231 · form4.xml · derivative · entry 1

Hanneman Karl L · CIK 0001602426 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,746

Underlying: Common Stock · 131,746 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one common share.

F2 · derivative.exercise_date: The reported deferred stock units vested in full on the date of grant and the Reporting Person will receive the shares underlying the deferred stock units upon the Reporting Person's end of service as a Director.

F2 · derivative.expiration_date: The reported deferred stock units vested in full on the date of grant and the Reporting Person will receive the shares underlying the deferred stock units upon the Reporting Person's end of service as a Director.

SEC source: 0001602426-22-000004 · wf-form4_166266461528241.xml · nonDerivative · entry 1

Hanneman Karl L · CIK 0001602426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,648

SEC source: 0001104659-22-064789 · tm2216923d1_4seq1.xml · derivative · entry 2

Hanneman Karl L · CIK 0001602426 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2028-05-24

F3 · derivative.exercise_price: The exercise price was converted from CAD 0.92 to USD 0.72 based on the May 24, 2022 exchange rate as quoted by the Bank of Canada. The exercise price is the actual Canadian dollar amount regardless of the exchange rate on the date of exercise.

F4 · derivative.exercise_date: One-third of the options vested on the date of grant and the remaining options will vest in two equal annual installments beginning on the first anniversary of the date of grant.

SEC source: 0001104659-22-064789 · tm2216923d1_4seq1.xml · derivative · entry 1

Hanneman Karl L · CIK 0001602426 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,217

Underlying: Common Stock · 90,217 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one common share.

F2 · derivative.exercise_date: The reported deferred stock units vested in full on the date of grant and the Reporting Person will receive the shares underlying the deferred stock units upon the Reporting Person's end of service as a Director.

F2 · derivative.expiration_date: The reported deferred stock units vested in full on the date of grant and the Reporting Person will receive the shares underlying the deferred stock units upon the Reporting Person's end of service as a Director.

SEC source: 0001602426-22-000002 · wf-form4_164745893884017.xml · nonDerivative · entry 1

Hanneman Karl L · CIK 0001602426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,400

SEC source: 0001104659-21-085326 · tm2120616-9_4seq1.xml · derivative · entry 3

Hanneman Karl L · CIK 0001602426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,013

Underlying: Common Stock · 4,013 shares

Expires 2032-06-22

F3 · derivative.exercise_date: Half of the option vests on November 30, 2021 and the remainder vests on May 31, 2022.

SEC source: 0001104659-21-085326 · tm2120616-9_4seq1.xml · nonDerivative · entry 1

Hanneman Karl L · CIK 0001602426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,016

F1 · shares: Consists entirely of deferred stock units ("DSUs") which vested on the grant date. Each DSU entitles the holder to receive one share of the issuer's common stock upon departure from the issuer.

F2 · balance_after: Includes 18,016 DSUs.

SEC source: 0001104659-21-086249 · tm2120616-13_4aseq1.xml · derivative · entry 1

Hanneman Karl L · CIK 0001602426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,013

Underlying: Common Stock · 4,013 shares

Expires 2031-06-22

F1 · derivative.exercise_date: Half of the option vests on November 30, 2021 and the remainder vests on May 31, 2022.

F2 · derivative.expiration_date: The Form 4 filed by the reporting person on June 24, 2021 incorrectly reported the expiration date of the option as 6/22/2032, which has been corrected in this amendment.

SEC source: 0001123292-21-000914 · edgar.xml · derivative · entry 2

Hanneman Karl L · CIK 0001602426 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2027-05-25

F3 · derivative.exercise_price: The exercise price was converted from CAD 1.31 to USD 1.09, based on the May 25, 2021 exchange rate as quoted by the Bank of Canada. The exercise price is the actual Canadian dollar amount regardless of the exchange rate on the date of exercise.

SEC source: 0001123292-21-000914 · edgar.xml · derivative · entry 1

Hanneman Karl L · CIK 0001602426 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,359

Underlying: Common Stock · 63,359 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one common share.

F2 · derivative.exercise_date: The reported deferred stock units vested in full on the date of grant and the Reporting Person will receive the shares underlying the deferred stock units upon the Reporting Person's end of service as a Director.

F2 · derivative.expiration_date: The reported deferred stock units vested in full on the date of grant and the Reporting Person will receive the shares underlying the deferred stock units upon the Reporting Person's end of service as a Director.

SEC source: 0001104659-21-046239 · tm2112036-2_4seq1.xml · nonDerivative · entry 1

Hanneman Karl L · CIK 0001602426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,111

F1 · shares: Consists entirely of deferred stock units ("DSUs"), which were fully vested on the grant date. Each DSU entitles the holder to receive one share of the Company's common stock upon departure from the Company.

F2 · balance_after: Includes 11,111 DSUs, which were fully vested on the date of grant.

SEC source: 0001104659-21-047244 · tm2112328-6_4aseq1.xml · nonDerivative · entry 1

Hanneman Karl L · CIK 0001602426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,728

F1 · shares: Consists entirely of deferred stock units ("DSUs"), which were fully vested on the grant date. Each DSU entitles the holder to receive one share of the Company's common stock upon departure from the Company.

F2 · shares: The Form 4 filed by the reporting person on April 2, 2021 incorrectly reported the number of DSUs granted on March 31, 2021, which has been corrected in this amendment.

F3 · balance_after: Includes 15,728 DSUs, which were fully vested on the date of grant.

SEC source: 0001104659-20-138055 · a4.xml · nonDerivative · entry 1

Hanneman Karl L · CIK 0001602426 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By KNH Trust

Disclosed balance after: 10,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.65 to $9.70, inclusive. The reporting person undertakes to provide to Gatos Silver, Inc. (the "Company"), any shareholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

SEC source: 0001123292-20-000833 · edgar.xml · derivative · entry 2

Hanneman Karl L · CIK 0001602426 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2026-05-27

F3 · derivative.exercise_price: The exercise price was converted from CAD 0.92 to USD 0.67, based on the May 27, 2020 exchange rate as quoted by the Bank of Canada. The exercise price is the actual Canadian dollar amount regardless of the exchange rate on the date of exercise.

SEC source: 0001123292-20-000833 · edgar.xml · derivative · entry 1

Hanneman Karl L · CIK 0001602426 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,217

Underlying: Common Stock · 90,217 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one common share.

F2 · derivative.exercise_date: The reported deferred stock units vested in full on the date of grant and the Reporting Person will receive the shares underlying the deferred stock units upon the Reporting Person's end of service as a Director.

F2 · derivative.expiration_date: The reported deferred stock units vested in full on the date of grant and the Reporting Person will receive the shares underlying the deferred stock units upon the Reporting Person's end of service as a Director.

SEC source: 0001602426-20-000002 · wf-form4_158939117287761.xml · nonDerivative · entry 1

Hanneman Karl L · CIK 0001602426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,400

SEC source: 0001123292-19-001050 · edgar.xml · derivative · entry 2

Hanneman Karl L · CIK 0001602426 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2025-08-08

F3 · derivative.exercise_price: The exercise price was converted from CAD 0.85 to USD 0.64, based on the August 8, 2019 exchange rate as quoted by the Bank of Canada. The exercise price is the actual Canadian dollar amount regardless of the exchange rate on the date of exercise.

SEC source: 0001123292-19-001050 · edgar.xml · derivative · entry 1

Hanneman Karl L · CIK 0001602426 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,647

Underlying: Common Stock · 97,647 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one common share.

F2 · derivative.exercise_date: The reported deferred stock units vested in full on the date of grant and the Reporting Person will receive the shares underlying the deferred stock units upon the Reporting Person's end of service as a Director.

F2 · derivative.expiration_date: The reported deferred stock units vested in full on the date of grant and the Reporting Person will receive the shares underlying the deferred stock units upon the Reporting Person's end of service as a Director.

SEC source: 0001602426-19-000002 · wf-form4_155683625987613.xml · nonDerivative · entry 1

Hanneman Karl L · CIK 0001602426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,400

SEC source: 0001602426-18-000002 · wf-form4_154117898233006.xml · nonDerivative · entry 1

Hanneman Karl L · CIK 0001602426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,900

SEC source: 0001123292-18-001029 · edgar.xml · derivative · entry 1

Hanneman Karl L · CIK 0001602426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,220

Underlying: Common Stock · 101,220 shares

Expires not disclosed

F1 · derivative.exercise_price: The exercise price was converted from CAD0.82 to USD0.63, based on the October 17, 2018 exchange rate as quoted by the Bank of Canada. The exercise price is the actual Canadian dollar amount regardless of the exchange rate on the date of exercise.

F2 · derivative.exercise_date: The reported deferred stock units vested in full on the date of grant and the Reporting Person will receive the shares underlying the deferred stock units upon the Reporting Person's end of service as a Director.

F2 · derivative.expiration_date: The reported deferred stock units vested in full on the date of grant and the Reporting Person will receive the shares underlying the deferred stock units upon the Reporting Person's end of service as a Director.

SEC source: 0001123292-18-000622 · edgar.xml · derivative · entry 1

Hanneman Karl L · CIK 0001602426 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,417

Underlying: Common Stock · 332,417 shares

Expires 2024-03-21

F1 · derivative.exercise_price: The exercise price was converted from CAD 0.61 to USD 0.47, based on the March 21, 2018 exchange rate as quoted by the Bank of Canada. The exercise price is the actual Canadian dollar amount regardless of the exchange rate on the date of exercise.

F2 · derivative.exercise_date: The options are 100% vested on the date of grant.

SEC source: 0001123292-17-001660 · edgar.xml · derivative · entry 2

Hanneman Karl L · CIK 0001602426 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2025-02-01

F1 · derivative.exercise_price: The exercise price was converted from CAD1.35 to USD1.0677, based on the October 23, 2017 exchange rate as quoted by the Bank of Canada. The exercise price is the actual Canadian dollar amount regardless of the exchange rate on the date of exercise.

F2 · derivative.exercise_date: The options vest as to one-third on the date of grant, one-third on February 1, 2018 and one-third on February 1, 2019.

SEC source: 0001602426-17-000008 · wf-form4_150300315601160.xml · nonDerivative · entry 1

Hanneman Karl L · CIK 0001602426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200