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Lee James CI

Disclosed activity across 2 companies

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19614
SEC CIK
0001773423

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Seagate Technology Holdings plcSTX · Entity 2029EVP & CLOAugust 24, 2026August 26, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Seagate Technology Holdings plc

Report date August 24, 2026 · Filed August 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect347 Ending reported balance After 2026-08-24 transaction · row 30
30 source rows · reconciled sequence

Row 1 · 2026-08-24 · Exercise / conversion · Acquired 4,032 · Balance 9,360

F1: All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 29, 2026.

Row 2 · 2026-08-24 · Sale · Disposed 40 · Balance 9,320

Row 3 · 2026-08-24 · Sale · Disposed 112 · Balance 9,208

F2: These Ordinary Shares were sold in multiple trades at prices ranging from $775.85 to $776.34. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 4 · 2026-08-24 · Sale · Disposed 8 · Balance 9,200

Row 5 · 2026-08-24 · Sale · Disposed 80 · Balance 9,120

F3: These Ordinary Shares were sold in multiple trades at prices ranging from $778.17 to $778.84. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 6 · 2026-08-24 · Sale · Disposed 160 · Balance 8,960

F4: These Ordinary Shares were sold in multiple trades at prices ranging from $780.26 to $780.94. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 7 · 2026-08-24 · Sale · Disposed 280 · Balance 8,680

F5: These Ordinary Shares were sold in multiple trades at prices ranging from $781.83 to $782.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 8 · 2026-08-24 · Sale · Disposed 280 · Balance 8,400

F6: These Ordinary Shares were sold in multiple trades at prices ranging from $783.07 to $783.46. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 9 · 2026-08-24 · Sale · Disposed 120 · Balance 8,280

F7: These Ordinary Shares were sold in multiple trades at prices ranging from $784.24 to $785.07. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 10 · 2026-08-24 · Sale · Disposed 240 · Balance 8,040

F8: These Ordinary Shares were sold in multiple trades at prices ranging from $785.80 to $786.77. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 11 · 2026-08-24 · Sale · Disposed 200 · Balance 7,840

F9: These Ordinary Shares were sold in multiple trades at prices ranging from $787.74 to $788.18. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 12 · 2026-08-24 · Sale · Disposed 560 · Balance 7,280

F10: These Ordinary Shares were sold in multiple trades at prices ranging from $788.77 to $789.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 13 · 2026-08-24 · Sale · Disposed 280 · Balance 7,000

F11: These Ordinary Shares were sold in multiple trades at prices ranging from $790.15 to $790.83. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 14 · 2026-08-24 · Sale · Disposed 440 · Balance 6,560

F12: These Ordinary Shares were sold in multiple trades at prices ranging from $791.17 to $792.16. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 15 · 2026-08-24 · Sale · Disposed 120 · Balance 6,440

F13: These Ordinary Shares were sold in multiple trades at prices ranging from $792.17 to $792.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 16 · 2026-08-24 · Sale · Disposed 480 · Balance 5,960

F14: These Ordinary Shares were sold in multiple trades at prices ranging from $793.25 to $794.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 17 · 2026-08-24 · Sale · Disposed 968 · Balance 4,992

F15: These Ordinary Shares were sold in multiple trades at prices ranging from $794.29 to $795.25. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 18 · 2026-08-24 · Sale · Disposed 845 · Balance 4,147

F16: These Ordinary Shares were sold in multiple trades at prices ranging from $795.44 to $796.43. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 19 · 2026-08-24 · Sale · Disposed 600 · Balance 3,547

F17: These Ordinary Shares were sold in multiple trades at prices ranging from $796.96 to $797.94. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 20 · 2026-08-24 · Sale · Disposed 600 · Balance 2,947

F18: These Ordinary Shares were sold in multiple trades at prices ranging from $798.03 to $799.01. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 21 · 2026-08-24 · Sale · Disposed 567 · Balance 2,380

F19: These Ordinary Shares were sold in multiple trades at prices ranging from $799.08 to $800.07. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 22 · 2026-08-24 · Sale · Disposed 480 · Balance 1,900

F20: These Ordinary Shares were sold in multiple trades at prices ranging from $800.14 to $800.78. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 23 · 2026-08-24 · Sale · Disposed 200 · Balance 1,700

F21: These Ordinary Shares were sold in multiple trades at prices ranging from $801.17 to $802.16. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 24 · 2026-08-24 · Sale · Disposed 593 · Balance 1,107

F22: These Ordinary Shares were sold in multiple trades at prices ranging from $802.18 to $803.15. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 25 · 2026-08-24 · Sale · Disposed 440 · Balance 667

F23: These Ordinary Shares were sold in multiple trades at prices ranging from $803.26 to $804.19. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 26 · 2026-08-24 · Sale · Disposed 80 · Balance 587

F24: These Ordinary Shares were sold in multiple trades at prices ranging from $804.85 to $804.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 27 · 2026-08-24 · Sale · Disposed 120 · Balance 467

F25: These Ordinary Shares were sold in multiple trades at prices ranging from $809.49 to $809.85. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 28 · 2026-08-24 · Sale · Disposed 40 · Balance 427

Row 29 · 2026-08-24 · Sale · Disposed 40 · Balance 387

Row 30 · 2026-08-24 · Sale · Disposed 40 · Balance 347

NQ Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $158.40 · Expires 2032-08-20Direct12,096 Reported balance After 2026-08-24 transaction · row 31 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 31 · 2026-08-24 · Exercise / conversion · Disposed 4,032 · Balance 12,096

F26: Options granted to the Reporting Person under the Seagate Technology plc 2022 Equity Incentive Plan the ("Plan") are subject to a four-year vesting schedule. Subject to continuous employment, 25% shall vest on August 20, 2026 and the remaining portion shall vest in equal monthly installments over the following three years for a total vesting period of four years.

Filing footnotes · ownership attribution and instrument terms

F1: All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 29, 2026.

F2: These Ordinary Shares were sold in multiple trades at prices ranging from $775.85 to $776.34. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F3: These Ordinary Shares were sold in multiple trades at prices ranging from $778.17 to $778.84. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F4: These Ordinary Shares were sold in multiple trades at prices ranging from $780.26 to $780.94. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F5: These Ordinary Shares were sold in multiple trades at prices ranging from $781.83 to $782.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F6: These Ordinary Shares were sold in multiple trades at prices ranging from $783.07 to $783.46. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F7: These Ordinary Shares were sold in multiple trades at prices ranging from $784.24 to $785.07. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F8: These Ordinary Shares were sold in multiple trades at prices ranging from $785.80 to $786.77. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F9: These Ordinary Shares were sold in multiple trades at prices ranging from $787.74 to $788.18. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F10: These Ordinary Shares were sold in multiple trades at prices ranging from $788.77 to $789.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F11: These Ordinary Shares were sold in multiple trades at prices ranging from $790.15 to $790.83. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F12: These Ordinary Shares were sold in multiple trades at prices ranging from $791.17 to $792.16. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F13: These Ordinary Shares were sold in multiple trades at prices ranging from $792.17 to $792.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F14: These Ordinary Shares were sold in multiple trades at prices ranging from $793.25 to $794.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F15: These Ordinary Shares were sold in multiple trades at prices ranging from $794.29 to $795.25. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F16: These Ordinary Shares were sold in multiple trades at prices ranging from $795.44 to $796.43. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F17: These Ordinary Shares were sold in multiple trades at prices ranging from $796.96 to $797.94. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F18: These Ordinary Shares were sold in multiple trades at prices ranging from $798.03 to $799.01. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F19: These Ordinary Shares were sold in multiple trades at prices ranging from $799.08 to $800.07. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F20: These Ordinary Shares were sold in multiple trades at prices ranging from $800.14 to $800.78. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F21: These Ordinary Shares were sold in multiple trades at prices ranging from $801.17 to $802.16. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F22: These Ordinary Shares were sold in multiple trades at prices ranging from $802.18 to $803.15. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F23: These Ordinary Shares were sold in multiple trades at prices ranging from $803.26 to $804.19. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F24: These Ordinary Shares were sold in multiple trades at prices ranging from $804.85 to $804.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F25: These Ordinary Shares were sold in multiple trades at prices ranging from $809.49 to $809.85. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F26: Options granted to the Reporting Person under the Seagate Technology plc 2022 Equity Incentive Plan the ("Plan") are subject to a four-year vesting schedule. Subject to continuous employment, 25% shall vest on August 20, 2026 and the remaining portion shall vest in equal monthly installments over the following three years for a total vesting period of four years.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Maxar Technologies Inc.

Report date May 03, 2023 · Filed May 05, 2023

Section 16 reporting ended · disclosed 2023-05-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect163,135 Reported balance After 2023-05-03 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2023-05-03 · Grant · Acquired 49,958 · Balance 163,135

F1: Pursuant to the Agreement and Plan of Merger dated as of Dec. 15, 2022 by and among the Issuer, Galileo Parent, Inc., a Delaware corporation, Galileo Bidco, Inc., a Delaware corporation, and Galileo Topco, Inc., a Delaware corporation ("Merger Agreement"), the number of shares of Issuer common stock underlying restricted stock units previously awarded by the Issuer that were subject to performance-based vesting conditions was deemed to equal the target number of shares subject to the applicable award multiplied by the applicable performance percentage set forth in the Merger Agreement. In accordance with the Merger Agreement, these awards converted into the right to receive a cash payment (without interest and subject to applicable taxes) equal to the amount obtained by multiplying the foregoing number of shares underlying each such award by $53.00, with the aggregate amount of such payment rounded down to the nearest cent.

F2: Includes 8,428 shares underlying restricted stock units that were granted in March 2023 and subject to time-based vesting conditions. Pursuant to the Merger Agreement (i) 33% of such RSUs were canceled and converted into a right to receive $53.00 per share of Issuer common stock covered by such RSUs (without interest and less any applicable withholding taxes) and (ii) 67% of such RSUs were converted into a right to receive a cash payment equal to $53.00 per share of Issuer common stock covered by such RSUs (without interest and less any applicable withholding taxes), to be distributed in two substantially equal installments on January 1, 2024 and January 1, 2025, subject to the holder's continued employment with the Issuer or earlier severance-qualifying termination.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-05-03 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2023-05-03 · Disposition to issuer · Disposed 163,135 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger dated as of Dec. 15, 2022 by and among the Issuer, Galileo Parent, Inc., a Delaware corporation, Galileo Bidco, Inc., a Delaware corporation, and Galileo Topco, Inc., a Delaware corporation ("Merger Agreement"), the number of shares of Issuer common stock underlying restricted stock units previously awarded by the Issuer that were subject to performance-based vesting conditions was deemed to equal the target number of shares subject to the applicable award multiplied by the applicable performance percentage set forth in the Merger Agreement. In accordance with the Merger Agreement, these awards converted into the right to receive a cash payment (without interest and subject to applicable taxes) equal to the amount obtained by multiplying the foregoing number of shares underlying each such award by $53.00, with the aggregate amount of such payment rounded down to the nearest cent.

F2: Includes 8,428 shares underlying restricted stock units that were granted in March 2023 and subject to time-based vesting conditions. Pursuant to the Merger Agreement (i) 33% of such RSUs were canceled and converted into a right to receive $53.00 per share of Issuer common stock covered by such RSUs (without interest and less any applicable withholding taxes) and (ii) 67% of such RSUs were converted into a right to receive a cash payment equal to $53.00 per share of Issuer common stock covered by such RSUs (without interest and less any applicable withholding taxes), to be distributed in two substantially equal installments on January 1, 2024 and January 1, 2025, subject to the holder's continued employment with the Issuer or earlier severance-qualifying termination.

F3: Pursuant to the Merger Agreement, each share of Issuer common stock, par value $0.0001 per share, and each share of Issuer common stock underlying restricted stock units subject to time-based vesting conditions (except as described in footnote 2 with respect to time-based restricted stock units granted in 2023), automatically and without any required action by the Reporting Person, was converted into the right to receive a cash payment (without interest and subject to any applicable taxes) of $53.00.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger dated as of Dec. 15, 2022 by and among the Issuer, Galileo Parent, Inc., a Delaware corporation, Galileo Bidco, Inc., a Delaware corporation, and Galileo Topco, Inc., a Delaware corporation ("Merger Agreement"), the number of shares of Issuer common stock underlying restricted stock units previously awarded by the Issuer that were subject to performance-based vesting conditions was deemed to equal the target number of shares subject to the applicable award multiplied by the applicable performance percentage set forth in the Merger Agreement. In accordance with the Merger Agreement, these awards converted into the right to receive a cash payment (without interest and subject to applicable taxes) equal to the amount obtained by multiplying the foregoing number of shares underlying each such award by $53.00, with the aggregate amount of such payment rounded down to the nearest cent.

F2: Includes 8,428 shares underlying restricted stock units that were granted in March 2023 and subject to time-based vesting conditions. Pursuant to the Merger Agreement (i) 33% of such RSUs were canceled and converted into a right to receive $53.00 per share of Issuer common stock covered by such RSUs (without interest and less any applicable withholding taxes) and (ii) 67% of such RSUs were converted into a right to receive a cash payment equal to $53.00 per share of Issuer common stock covered by such RSUs (without interest and less any applicable withholding taxes), to be distributed in two substantially equal installments on January 1, 2024 and January 1, 2025, subject to the holder's continued employment with the Issuer or earlier severance-qualifying termination.

F3: Pursuant to the Merger Agreement, each share of Issuer common stock, par value $0.0001 per share, and each share of Issuer common stock underlying restricted stock units subject to time-based vesting conditions (except as described in footnote 2 with respect to time-based restricted stock units granted in 2023), automatically and without any required action by the Reporting Person, was converted into the right to receive a cash payment (without interest and subject to any applicable taxes) of $53.00.

Transaction history

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 19, 2021 Filed Apr 21, 2021 17:48 UTC Maxar Technologies Inc. MAXR · Entity 113823 GrantCommon Stock 15,520 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027840 · doc4.xml · nonDerivative · entry 1

Lee James CI · CIK 0001773423 · SVP, General Counsel & Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,385

F1 · shares: On April 19, 2021, the Compensation Committee of the Board of Directors of the Issuer determined the attainment of the relative total stockholder return and adjusted cash leverage performance goals underlying the performance stock units. Represents shares issued pursuant to settlement of performance stock units.

F2 · balance_after: Amount reported includes 54,510 unvested restricted stock units.

F3 · balance_after: Amount reported includes 125 shares purchased in the ESPP on April 14, 2021.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 16:18 UTC Maxar Technologies Inc. MAXR · Entity 113823 Tax withholdingCommon Stock 1,963 $47.85 $93,929.55
Disclosure

SEC source: 0001209191-21-015905 · doc4.xml · nonDerivative · entry 2

Lee James CI · CIK 0001773423 · SVP, General Counsel & Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,740

F4 · kind: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

F5 · balance_after: Amount reported includes 54,510 unvested restricted stock units.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:18 UTC Maxar Technologies Inc. MAXR · Entity 113823 GrantCommon Stock 10,189 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015905 · doc4.xml · nonDerivative · entry 1

Lee James CI · CIK 0001773423 · SVP, General Counsel & Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,703

F1 · shares: Represents Restricted Stock Units (RSUs) which are scheduled to vest over three years, subject to the Reporting Person's continued employment, as follows: 33% on the first and second anniversaries of the vesting commencement date and 34% on the third anniversary of the vesting commencement date. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock pursuant to the Maxar Technologies Inc. 2019 Incentive Award Plan.

F2 · price: Granted by the Issuer for no consideration.

F3 · balance_after: Amount reported includes 60,612 unvested restricted stock units. Amount reported also includes 1,261 and 698 shares purchased, respectively, in the ESPP on July 14, 2020 and October 14, 2020.

Read SEC document
May 14, 2020 Filed May 18, 2020 20:30 UTC Maxar Technologies Inc. MAXR · Entity 113823 Tax withholdingCommon Stock 3,091 $9.27 $28,653.57
Disclosure

SEC source: 0001209191-20-030288 · doc4.xml · nonDerivative · entry 1

Lee James CI · CIK 0001773423 · SVP, General Counsel & Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,555

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

F2 · balance_after: Amount reported includes 50,423 unvested restricted stock units.

Read SEC document
May 13, 2020 Filed May 15, 2020 20:15 UTC Maxar Technologies Inc. MAXR · Entity 113823 GrantCommon Stock 10,280 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-029896 · doc4.xml · nonDerivative · entry 1

Lee James CI · CIK 0001773423 · SVP, General Counsel & Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,646

F1 · shares: Represents Restricted Stock Units (RSUs) which are scheduled to vest over three years, subject to the Reporting Person's continued employment, as follows: 33% on the first and second anniversaries of the vesting commencement date and 34% on the third anniversary of the vesting commencement date. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock pursuant to the Maxar Technologies Inc. 2019 Incentive Award Plan.

F2 · price: Granted by the Issuer for no consideration.

F3 · balance_after: Amount reported includes 61,086 unvested restricted stock units.

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April 13, 2020 Filed Apr 15, 2020 20:08 UTC Maxar Technologies Inc. MAXR · Entity 113823 Tax withholdingCommon Stock 4,498 $10.68 $48,038.64
Disclosure

SEC source: 0001209191-20-024565 · doc4.xml · nonDerivative · entry 2

Lee James CI · CIK 0001773423 · SVP, General Counsel & Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,366

F3 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

F2 · balance_after: Amount reported includes 50,806 unvested restricted stock units.

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April 13, 2020 Filed Apr 15, 2020 20:08 UTC Maxar Technologies Inc. MAXR · Entity 113823 GrantCommon Stock 15,520 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-024565 · doc4.xml · nonDerivative · entry 1

Lee James CI · CIK 0001773423 · SVP, General Counsel & Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,864

F1 · shares: On April 13, 2020, the Compensation Committee of the Board of Directors of the Issuer determined the attainment of the relative total stockholder return and adjusted cash leverage performance goals underlying the performance stock units. Represents shares issued pursuant to settlement of performance stock units.

F2 · balance_after: Amount reported includes 50,806 unvested restricted stock units.

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February 28, 2020 Filed Mar 3, 2020 20:25 UTC Maxar Technologies Inc. MAXR · Entity 113823 GrantCommon Stock 18,492 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015795 · doc4.xml · nonDerivative · entry 1

Lee James CI · CIK 0001773423 · SVP, General Counsel & Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,344

F1 · shares: Represents Restricted Stock Units (RSUs) which are scheduled to vest over three years, subject to the Reporting Person's continued employment, as follows: 33% on the first and second anniversaries of the vesting commencement date and 34% on the third anniversary of the vesting commencement date. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock pursuant to the Maxar Technologies Inc. 2019 Incentive Award Plan.

F2 · price: Granted by the Issuer for no consideration.

F3 · balance_after: Amount reported includes 50,806 unvested restricted stock units and 538 shares purchased in the Company's ESPP on January 14, 2020.

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May 14, 2019 Filed May 17, 2019 16:20 UTC Maxar Technologies Inc. MAXR · Entity 113823 GrantCommon Stock 32,314 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030910 · doc4.xml · nonDerivative · entry 1

Lee James CI · CIK 0001773423 · SVP, General Counsel & Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,314

F1 · shares: Represents Restricted Stock Units (RSUs) which are scheduled to vest over three years, subject to the Reporting Person's continued employment, as follows: 33% on the first and second anniversaries of the vesting commencement date and 34% on the third anniversary of the vesting commencement date. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock pursuant to the Maxar Technologies Inc. 2019 Incentive Award Plan.

F2 · price: Granted by the Issuer for no consideration.

F3 · balance_after: Amount reported includes 32,314 unvested restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.