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Lee James CI

Disclosed activity across 2 companies

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19614
SEC CIK
0001773423

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Seagate Technology Holdings plcSTX · Entity 2029EVP & CLOAugust 24, 2026August 26, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Seagate Technology Holdings plc

Report date August 24, 2026 · Filed August 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect347 Ending reported balance After 2026-08-24 transaction · row 30
30 source rows · reconciled sequence

Row 1 · 2026-08-24 · Exercise / conversion · Acquired 4,032 · Balance 9,360

F1: All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 29, 2026.

Row 2 · 2026-08-24 · Sale · Disposed 40 · Balance 9,320

Row 3 · 2026-08-24 · Sale · Disposed 112 · Balance 9,208

F2: These Ordinary Shares were sold in multiple trades at prices ranging from $775.85 to $776.34. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 4 · 2026-08-24 · Sale · Disposed 8 · Balance 9,200

Row 5 · 2026-08-24 · Sale · Disposed 80 · Balance 9,120

F3: These Ordinary Shares were sold in multiple trades at prices ranging from $778.17 to $778.84. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 6 · 2026-08-24 · Sale · Disposed 160 · Balance 8,960

F4: These Ordinary Shares were sold in multiple trades at prices ranging from $780.26 to $780.94. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 7 · 2026-08-24 · Sale · Disposed 280 · Balance 8,680

F5: These Ordinary Shares were sold in multiple trades at prices ranging from $781.83 to $782.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 8 · 2026-08-24 · Sale · Disposed 280 · Balance 8,400

F6: These Ordinary Shares were sold in multiple trades at prices ranging from $783.07 to $783.46. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 9 · 2026-08-24 · Sale · Disposed 120 · Balance 8,280

F7: These Ordinary Shares were sold in multiple trades at prices ranging from $784.24 to $785.07. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 10 · 2026-08-24 · Sale · Disposed 240 · Balance 8,040

F8: These Ordinary Shares were sold in multiple trades at prices ranging from $785.80 to $786.77. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 11 · 2026-08-24 · Sale · Disposed 200 · Balance 7,840

F9: These Ordinary Shares were sold in multiple trades at prices ranging from $787.74 to $788.18. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 12 · 2026-08-24 · Sale · Disposed 560 · Balance 7,280

F10: These Ordinary Shares were sold in multiple trades at prices ranging from $788.77 to $789.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 13 · 2026-08-24 · Sale · Disposed 280 · Balance 7,000

F11: These Ordinary Shares were sold in multiple trades at prices ranging from $790.15 to $790.83. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 14 · 2026-08-24 · Sale · Disposed 440 · Balance 6,560

F12: These Ordinary Shares were sold in multiple trades at prices ranging from $791.17 to $792.16. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 15 · 2026-08-24 · Sale · Disposed 120 · Balance 6,440

F13: These Ordinary Shares were sold in multiple trades at prices ranging from $792.17 to $792.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 16 · 2026-08-24 · Sale · Disposed 480 · Balance 5,960

F14: These Ordinary Shares were sold in multiple trades at prices ranging from $793.25 to $794.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 17 · 2026-08-24 · Sale · Disposed 968 · Balance 4,992

F15: These Ordinary Shares were sold in multiple trades at prices ranging from $794.29 to $795.25. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 18 · 2026-08-24 · Sale · Disposed 845 · Balance 4,147

F16: These Ordinary Shares were sold in multiple trades at prices ranging from $795.44 to $796.43. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 19 · 2026-08-24 · Sale · Disposed 600 · Balance 3,547

F17: These Ordinary Shares were sold in multiple trades at prices ranging from $796.96 to $797.94. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 20 · 2026-08-24 · Sale · Disposed 600 · Balance 2,947

F18: These Ordinary Shares were sold in multiple trades at prices ranging from $798.03 to $799.01. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 21 · 2026-08-24 · Sale · Disposed 567 · Balance 2,380

F19: These Ordinary Shares were sold in multiple trades at prices ranging from $799.08 to $800.07. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 22 · 2026-08-24 · Sale · Disposed 480 · Balance 1,900

F20: These Ordinary Shares were sold in multiple trades at prices ranging from $800.14 to $800.78. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 23 · 2026-08-24 · Sale · Disposed 200 · Balance 1,700

F21: These Ordinary Shares were sold in multiple trades at prices ranging from $801.17 to $802.16. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 24 · 2026-08-24 · Sale · Disposed 593 · Balance 1,107

F22: These Ordinary Shares were sold in multiple trades at prices ranging from $802.18 to $803.15. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 25 · 2026-08-24 · Sale · Disposed 440 · Balance 667

F23: These Ordinary Shares were sold in multiple trades at prices ranging from $803.26 to $804.19. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 26 · 2026-08-24 · Sale · Disposed 80 · Balance 587

F24: These Ordinary Shares were sold in multiple trades at prices ranging from $804.85 to $804.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 27 · 2026-08-24 · Sale · Disposed 120 · Balance 467

F25: These Ordinary Shares were sold in multiple trades at prices ranging from $809.49 to $809.85. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 28 · 2026-08-24 · Sale · Disposed 40 · Balance 427

Row 29 · 2026-08-24 · Sale · Disposed 40 · Balance 387

Row 30 · 2026-08-24 · Sale · Disposed 40 · Balance 347

NQ Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $158.40 · Expires 2032-08-20Direct12,096 Reported balance After 2026-08-24 transaction · row 31 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 31 · 2026-08-24 · Exercise / conversion · Disposed 4,032 · Balance 12,096

F26: Options granted to the Reporting Person under the Seagate Technology plc 2022 Equity Incentive Plan the ("Plan") are subject to a four-year vesting schedule. Subject to continuous employment, 25% shall vest on August 20, 2026 and the remaining portion shall vest in equal monthly installments over the following three years for a total vesting period of four years.

Filing footnotes · ownership attribution and instrument terms

F1: All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 29, 2026.

F2: These Ordinary Shares were sold in multiple trades at prices ranging from $775.85 to $776.34. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F3: These Ordinary Shares were sold in multiple trades at prices ranging from $778.17 to $778.84. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F4: These Ordinary Shares were sold in multiple trades at prices ranging from $780.26 to $780.94. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F5: These Ordinary Shares were sold in multiple trades at prices ranging from $781.83 to $782.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F6: These Ordinary Shares were sold in multiple trades at prices ranging from $783.07 to $783.46. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F7: These Ordinary Shares were sold in multiple trades at prices ranging from $784.24 to $785.07. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F8: These Ordinary Shares were sold in multiple trades at prices ranging from $785.80 to $786.77. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F9: These Ordinary Shares were sold in multiple trades at prices ranging from $787.74 to $788.18. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F10: These Ordinary Shares were sold in multiple trades at prices ranging from $788.77 to $789.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F11: These Ordinary Shares were sold in multiple trades at prices ranging from $790.15 to $790.83. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F12: These Ordinary Shares were sold in multiple trades at prices ranging from $791.17 to $792.16. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F13: These Ordinary Shares were sold in multiple trades at prices ranging from $792.17 to $792.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F14: These Ordinary Shares were sold in multiple trades at prices ranging from $793.25 to $794.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F15: These Ordinary Shares were sold in multiple trades at prices ranging from $794.29 to $795.25. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F16: These Ordinary Shares were sold in multiple trades at prices ranging from $795.44 to $796.43. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F17: These Ordinary Shares were sold in multiple trades at prices ranging from $796.96 to $797.94. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F18: These Ordinary Shares were sold in multiple trades at prices ranging from $798.03 to $799.01. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F19: These Ordinary Shares were sold in multiple trades at prices ranging from $799.08 to $800.07. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F20: These Ordinary Shares were sold in multiple trades at prices ranging from $800.14 to $800.78. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F21: These Ordinary Shares were sold in multiple trades at prices ranging from $801.17 to $802.16. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F22: These Ordinary Shares were sold in multiple trades at prices ranging from $802.18 to $803.15. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F23: These Ordinary Shares were sold in multiple trades at prices ranging from $803.26 to $804.19. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F24: These Ordinary Shares were sold in multiple trades at prices ranging from $804.85 to $804.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F25: These Ordinary Shares were sold in multiple trades at prices ranging from $809.49 to $809.85. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F26: Options granted to the Reporting Person under the Seagate Technology plc 2022 Equity Incentive Plan the ("Plan") are subject to a four-year vesting schedule. Subject to continuous employment, 25% shall vest on August 20, 2026 and the remaining portion shall vest in equal monthly installments over the following three years for a total vesting period of four years.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Maxar Technologies Inc.

Report date May 03, 2023 · Filed May 05, 2023

Section 16 reporting ended · disclosed 2023-05-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect163,135 Reported balance After 2023-05-03 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2023-05-03 · Grant · Acquired 49,958 · Balance 163,135

F1: Pursuant to the Agreement and Plan of Merger dated as of Dec. 15, 2022 by and among the Issuer, Galileo Parent, Inc., a Delaware corporation, Galileo Bidco, Inc., a Delaware corporation, and Galileo Topco, Inc., a Delaware corporation ("Merger Agreement"), the number of shares of Issuer common stock underlying restricted stock units previously awarded by the Issuer that were subject to performance-based vesting conditions was deemed to equal the target number of shares subject to the applicable award multiplied by the applicable performance percentage set forth in the Merger Agreement. In accordance with the Merger Agreement, these awards converted into the right to receive a cash payment (without interest and subject to applicable taxes) equal to the amount obtained by multiplying the foregoing number of shares underlying each such award by $53.00, with the aggregate amount of such payment rounded down to the nearest cent.

F2: Includes 8,428 shares underlying restricted stock units that were granted in March 2023 and subject to time-based vesting conditions. Pursuant to the Merger Agreement (i) 33% of such RSUs were canceled and converted into a right to receive $53.00 per share of Issuer common stock covered by such RSUs (without interest and less any applicable withholding taxes) and (ii) 67% of such RSUs were converted into a right to receive a cash payment equal to $53.00 per share of Issuer common stock covered by such RSUs (without interest and less any applicable withholding taxes), to be distributed in two substantially equal installments on January 1, 2024 and January 1, 2025, subject to the holder's continued employment with the Issuer or earlier severance-qualifying termination.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-05-03 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2023-05-03 · Disposition to issuer · Disposed 163,135 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger dated as of Dec. 15, 2022 by and among the Issuer, Galileo Parent, Inc., a Delaware corporation, Galileo Bidco, Inc., a Delaware corporation, and Galileo Topco, Inc., a Delaware corporation ("Merger Agreement"), the number of shares of Issuer common stock underlying restricted stock units previously awarded by the Issuer that were subject to performance-based vesting conditions was deemed to equal the target number of shares subject to the applicable award multiplied by the applicable performance percentage set forth in the Merger Agreement. In accordance with the Merger Agreement, these awards converted into the right to receive a cash payment (without interest and subject to applicable taxes) equal to the amount obtained by multiplying the foregoing number of shares underlying each such award by $53.00, with the aggregate amount of such payment rounded down to the nearest cent.

F2: Includes 8,428 shares underlying restricted stock units that were granted in March 2023 and subject to time-based vesting conditions. Pursuant to the Merger Agreement (i) 33% of such RSUs were canceled and converted into a right to receive $53.00 per share of Issuer common stock covered by such RSUs (without interest and less any applicable withholding taxes) and (ii) 67% of such RSUs were converted into a right to receive a cash payment equal to $53.00 per share of Issuer common stock covered by such RSUs (without interest and less any applicable withholding taxes), to be distributed in two substantially equal installments on January 1, 2024 and January 1, 2025, subject to the holder's continued employment with the Issuer or earlier severance-qualifying termination.

F3: Pursuant to the Merger Agreement, each share of Issuer common stock, par value $0.0001 per share, and each share of Issuer common stock underlying restricted stock units subject to time-based vesting conditions (except as described in footnote 2 with respect to time-based restricted stock units granted in 2023), automatically and without any required action by the Reporting Person, was converted into the right to receive a cash payment (without interest and subject to any applicable taxes) of $53.00.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger dated as of Dec. 15, 2022 by and among the Issuer, Galileo Parent, Inc., a Delaware corporation, Galileo Bidco, Inc., a Delaware corporation, and Galileo Topco, Inc., a Delaware corporation ("Merger Agreement"), the number of shares of Issuer common stock underlying restricted stock units previously awarded by the Issuer that were subject to performance-based vesting conditions was deemed to equal the target number of shares subject to the applicable award multiplied by the applicable performance percentage set forth in the Merger Agreement. In accordance with the Merger Agreement, these awards converted into the right to receive a cash payment (without interest and subject to applicable taxes) equal to the amount obtained by multiplying the foregoing number of shares underlying each such award by $53.00, with the aggregate amount of such payment rounded down to the nearest cent.

F2: Includes 8,428 shares underlying restricted stock units that were granted in March 2023 and subject to time-based vesting conditions. Pursuant to the Merger Agreement (i) 33% of such RSUs were canceled and converted into a right to receive $53.00 per share of Issuer common stock covered by such RSUs (without interest and less any applicable withholding taxes) and (ii) 67% of such RSUs were converted into a right to receive a cash payment equal to $53.00 per share of Issuer common stock covered by such RSUs (without interest and less any applicable withholding taxes), to be distributed in two substantially equal installments on January 1, 2024 and January 1, 2025, subject to the holder's continued employment with the Issuer or earlier severance-qualifying termination.

F3: Pursuant to the Merger Agreement, each share of Issuer common stock, par value $0.0001 per share, and each share of Issuer common stock underlying restricted stock units subject to time-based vesting conditions (except as described in footnote 2 with respect to time-based restricted stock units granted in 2023), automatically and without any required action by the Reporting Person, was converted into the right to receive a cash payment (without interest and subject to any applicable taxes) of $53.00.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 22, 2026 Filed Apr 23, 2026 20:54 UTC Seagate Technology Holdings plc STX · Entity 2029 Tax withholdingOrdinary Shares 540 $579.88 $313,135.20
Disclosure

SEC source: 0001137789-26-000078 · wk-form4_1776977687.xml · nonDerivative · entry 2

Lee James CI · CIK 0001773423 · EVP & CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,021

Read SEC document
April 22, 2026 Filed Apr 23, 2026 20:54 UTC Seagate Technology Holdings plc STX · Entity 2029 Exercise / conversionOrdinary Shares 1,237 $0.00 $0.00
Disclosure

SEC source: 0001137789-26-000078 · wk-form4_1776977687.xml · nonDerivative · entry 1

Lee James CI · CIK 0001773423 · EVP & CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 67 Ordinary Shares purchased by Reporting Person on January 31, 2026 under the Issuer's Employee Stock Purchase Plan. Such acquisition is exempt from reporting pursuant to Rule 16b-3 under the Securities Exchange Act of 1934.

Read SEC document
January 26, 2026 Filed Jan 29, 2026 02:27 UTC Seagate Technology Holdings plc STX · Entity 2029 SaleOrdinary Shares 673 $348.85 $234,776.05
Disclosure

SEC source: 0001137789-26-000021 · wk-form4_1769653621.xml · nonDerivative · entry 1

Lee James CI · CIK 0001773423 · EVP & CLO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 257

F1 · shares: These Ordinary Shares were sold under a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2025.

Read SEC document
January 22, 2026 Filed Jan 26, 2026 21:06 UTC Seagate Technology Holdings plc STX · Entity 2029 Exercise / conversionRestricted Share Unit · Derivative 1,237 $0.00 $0.00
Disclosure

SEC source: 0001137789-26-000009 · wk-form4_1769461562.xml · derivative · entry 3

Lee James CI · CIK 0001773423 · EVP & CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,376

Underlying: Ordinary Shares · 1,237 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one Ordinary Share of the Issuer.

F2 · derivative.exercise_date: Consists of a grant of RSUs awarded to the Reporting Person under the Seagate Technology Holdings plc 2022 Equity Incentive Plan (the "2022 Plan"). Such RSUs vested as to one-quarter of the shares on July 22, 2025 and then in equal quarterly installments thereafter.

F2 · derivative.expiration_date: Consists of a grant of RSUs awarded to the Reporting Person under the Seagate Technology Holdings plc 2022 Equity Incentive Plan (the "2022 Plan"). Such RSUs vested as to one-quarter of the shares on July 22, 2025 and then in equal quarterly installments thereafter.

Read SEC document
January 22, 2026 Filed Jan 26, 2026 21:06 UTC Seagate Technology Holdings plc STX · Entity 2029 Tax withholdingOrdinary Shares 564 $346.53 $195,442.92
Disclosure

SEC source: 0001137789-26-000009 · wk-form4_1769461562.xml · nonDerivative · entry 2

Lee James CI · CIK 0001773423 · EVP & CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 930

Read SEC document
January 22, 2026 Filed Jan 26, 2026 21:06 UTC Seagate Technology Holdings plc STX · Entity 2029 Exercise / conversionOrdinary Shares 1,237 $0.00 $0.00
Disclosure

SEC source: 0001137789-26-000009 · wk-form4_1769461562.xml · nonDerivative · entry 1

Lee James CI · CIK 0001773423 · EVP & CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2025 Filed Nov 12, 2025 21:39 UTC Seagate Technology Holdings plc STX · Entity 2029 SaleOrdinary Shares 697 $288.98 $201,419.06
Disclosure

SEC source: 0001137789-25-000338 · wk-form4_1762983549.xml · nonDerivative · entry 1

Lee James CI · CIK 0001773423 · EVP & CLO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 257

F1 · shares: These Ordinary Shares were sold under a Rule 10b5-1 trading plan adopted by the Reporting Person on 8-12-2025.

Read SEC document
October 22, 2025 Filed Oct 24, 2025 20:15 UTC Seagate Technology Holdings plc STX · Entity 2029 Exercise / conversionRestricted Share Unit · Derivative 1,237 $0.00 $0.00
Disclosure

SEC source: 0001137789-25-000277 · wk-form4_1761336918.xml · derivative · entry 3

Lee James CI · CIK 0001773423 · EVP & CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,613

Underlying: Ordinary Shares · 1,237 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one Ordinary Share of the Issuer.

F2 · derivative.exercise_date: Consists of a grant of RSUs awarded to the Reporting Person under the Seagate Technology Holdings plc 2022 Equity Incentive Plan. Such RSUs vested as to one-quarter of the shares on July 22, 2025 and then in equal quarterly installments thereafter.

F2 · derivative.expiration_date: Consists of a grant of RSUs awarded to the Reporting Person under the Seagate Technology Holdings plc 2022 Equity Incentive Plan. Such RSUs vested as to one-quarter of the shares on July 22, 2025 and then in equal quarterly installments thereafter.

Read SEC document
October 22, 2025 Filed Oct 24, 2025 20:15 UTC Seagate Technology Holdings plc STX · Entity 2029 Tax withholdingOrdinary Shares 540 $215.05 $116,127.00
Disclosure

SEC source: 0001137789-25-000277 · wk-form4_1761336918.xml · nonDerivative · entry 2

Lee James CI · CIK 0001773423 · EVP & CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 954

Read SEC document
October 22, 2025 Filed Oct 24, 2025 20:15 UTC Seagate Technology Holdings plc STX · Entity 2029 Exercise / conversionOrdinary Shares 1,237 $0.00 $0.00
Disclosure

SEC source: 0001137789-25-000277 · wk-form4_1761336918.xml · nonDerivative · entry 1

Lee James CI · CIK 0001773423 · EVP & CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2025 Filed Aug 22, 2025 22:02 UTC Seagate Technology Holdings plc STX · Entity 2029 GrantRestricted Share Unit · Derivative 1,710 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137789-25-000181 · wk-form4_1755900151.xml · derivative · entry 4

Lee James CI · CIK 0001773423 · EVP & CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,710

Underlying: Ordinary Shares · 1,710 shares

Expires not disclosed

F3 · derivative.exercise_date: Consists of a grant of RSUs awarded to the Reporting Person under the Plan. Subject to the Reporting Person's continuous employment, 100% of such RSUs will vest on the first anniversary of the grant date, August 20, 2026.

F3 · derivative.expiration_date: Consists of a grant of RSUs awarded to the Reporting Person under the Plan. Subject to the Reporting Person's continuous employment, 100% of such RSUs will vest on the first anniversary of the grant date, August 20, 2026.

Read SEC document
August 20, 2025 Filed Aug 22, 2025 22:02 UTC Seagate Technology Holdings plc STX · Entity 2029 GrantRestricted Share Unit · Derivative 5,698 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137789-25-000181 · wk-form4_1755900151.xml · derivative · entry 3

Lee James CI · CIK 0001773423 · EVP & CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,698

Underlying: Ordinary Shares · 5,698 shares

Expires not disclosed

F3 · derivative.exercise_date: Consists of a grant of RSUs awarded to the Reporting Person under the Plan. Subject to the Reporting Person's continuous employment, 100% of such RSUs will vest on the first anniversary of the grant date, August 20, 2026.

F3 · derivative.expiration_date: Consists of a grant of RSUs awarded to the Reporting Person under the Plan. Subject to the Reporting Person's continuous employment, 100% of such RSUs will vest on the first anniversary of the grant date, August 20, 2026.

Read SEC document
August 20, 2025 Filed Aug 22, 2025 22:02 UTC Seagate Technology Holdings plc STX · Entity 2029 GrantRestricted Share Unit · Derivative 6,048 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137789-25-000181 · wk-form4_1755900151.xml · derivative · entry 2

Lee James CI · CIK 0001773423 · EVP & CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,048

Underlying: Ordinary Shares · 6,048 shares

Expires not disclosed

F2 · derivative.exercise_date: Consists of a grant of Restricted Share Unit (RSU) awarded to the Reporting Person under the Plan, subject to a four-year vesting schedule. Subject to the Reporting Person's continuous employment, such RSUs vest as to one-quarter of the shares on August 20, 2026 and then in equal quarterly installments thereafter.

F2 · derivative.expiration_date: Consists of a grant of Restricted Share Unit (RSU) awarded to the Reporting Person under the Plan, subject to a four-year vesting schedule. Subject to the Reporting Person's continuous employment, such RSUs vest as to one-quarter of the shares on August 20, 2026 and then in equal quarterly installments thereafter.

Read SEC document
August 20, 2025 Filed Aug 22, 2025 22:02 UTC Seagate Technology Holdings plc STX · Entity 2029 GrantNQ Stock Option · Derivative 16,128 $0.00 Strike: $158.40 $0.00
Disclosure

SEC source: 0001137789-25-000181 · wk-form4_1755900151.xml · derivative · entry 1

Lee James CI · CIK 0001773423 · EVP & CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,128

Underlying: Ordinary Shares · 16,128 shares

Expires 2032-08-20

F1 · derivative.exercise_date: Options granted to the Reporting Person under the Seagate Technology plc 2022 Equity Incentive Plan the ("Plan") are subject to a four-year vesting schedule. Subject to continuous employment, 25% shall vest on August 20, 2026 and the remaining portion shall vest in equal monthly installments over the following three years for a total vesting period of four years.

Read SEC document
August 01, 2025 Filed Aug 4, 2025 20:29 UTC Seagate Technology Holdings plc STX · Entity 2029 SaleOrdinary Shares 1,116 $153.36 $171,149.76
Disclosure

SEC source: 0001137789-25-000163 · wk-form4_1754339372.xml · nonDerivative · entry 7

Lee James CI · CIK 0001773423 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 257

F8 · balance_after: Includes 85 Ordinary Shares purchased by Reporting Person on July 31, 2025 under the Issuer's Employee Stock Purchase Plan. Such acquisition is exempt from reporting pursuant to Rule 16b-3 under the Securities Exchange Act of 1934.

Read SEC document
July 31, 2025 Filed Aug 4, 2025 20:29 UTC Seagate Technology Holdings plc STX · Entity 2029 SaleOrdinary Shares 1,593 $156.57 $249,419.20
Disclosure

SEC source: 0001137789-25-000163 · wk-form4_1754339372.xml · nonDerivative · entry 6

Lee James CI · CIK 0001773423 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,288

F7 · price: These Ordinary Shares were sold in multiple trades at prices ranging from $156.15 to $157.05. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 31, 2025 Filed Aug 4, 2025 20:29 UTC Seagate Technology Holdings plc STX · Entity 2029 SaleOrdinary Shares 671 $155.46 $104,313.32
Disclosure

SEC source: 0001137789-25-000163 · wk-form4_1754339372.xml · nonDerivative · entry 5

Lee James CI · CIK 0001773423 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,881

F6 · price: These Ordinary Shares were sold in multiple trades at prices ranging from $155.01 to $155.85. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 31, 2025 Filed Aug 4, 2025 20:29 UTC Seagate Technology Holdings plc STX · Entity 2029 SaleOrdinary Shares 499 $153.85 $76,773.25
Disclosure

SEC source: 0001137789-25-000163 · wk-form4_1754339372.xml · nonDerivative · entry 4

Lee James CI · CIK 0001773423 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,552

F5 · price: These Ordinary Shares were sold in multiple trades at prices ranging from $153.53 to $154.50. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 31, 2025 Filed Aug 4, 2025 20:29 UTC Seagate Technology Holdings plc STX · Entity 2029 SaleOrdinary Shares 246 $152.59 $37,536.08
Disclosure

SEC source: 0001137789-25-000163 · wk-form4_1754339372.xml · nonDerivative · entry 3

Lee James CI · CIK 0001773423 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,051

F4 · price: These Ordinary Shares were sold in multiple trades at prices ranging from $151.98 to $152.78. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 31, 2025 Filed Aug 4, 2025 20:29 UTC Seagate Technology Holdings plc STX · Entity 2029 SaleOrdinary Shares 300 $150.60 $45,179.01
Disclosure

SEC source: 0001137789-25-000163 · wk-form4_1754339372.xml · nonDerivative · entry 2

Lee James CI · CIK 0001773423 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,297

F3 · price: These Ordinary Shares were sold in multiple trades at prices ranging from $150.31 to $151.03. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 31, 2025 Filed Aug 4, 2025 20:29 UTC Seagate Technology Holdings plc STX · Entity 2029 SaleOrdinary Shares 200 $148.87 $29,774.00
Disclosure

SEC source: 0001137789-25-000163 · wk-form4_1754339372.xml · nonDerivative · entry 1

Lee James CI · CIK 0001773423 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,597

F1 · shares: All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 24, 2025.

F2 · price: These Ordinary Shares were sold in multiple trades at prices ranging from $148.80 to $148.94. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 22, 2025 Filed Jul 24, 2025 20:56 UTC Seagate Technology Holdings plc STX · Entity 2029 Exercise / conversionRestricted Share Unit · Derivative 4,950 $0.00 $0.00
Disclosure

SEC source: 0001137789-25-000140 · wk-form4_1753390562.xml · derivative · entry 6

Lee James CI · CIK 0001773423 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,850

Underlying: Ordinary Shares · 4,950 shares

Expires 2028-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one Ordinary Share of the Issuer.

F4 · derivative.exercise_date: Consists of a grant of RSUs awarded to the Reporting Person under the Plan. Such RSUs vested as to one-quarter of the shares on July 22, 2025 and then in equal quarterly installments thereafter.

Read SEC document
July 22, 2025 Filed Jul 24, 2025 20:56 UTC Seagate Technology Holdings plc STX · Entity 2029 Exercise / conversionRestricted Share Unit · Derivative 1,980 $0.00 $0.00
Disclosure

SEC source: 0001137789-25-000140 · wk-form4_1753390562.xml · derivative · entry 5

Lee James CI · CIK 0001773423 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,980 shares

Expires 2025-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one Ordinary Share of the Issuer.

F3 · derivative.exercise_date: Consists of a grant of RSUs awarded to the Reporting Person under the Seagate Technology Holdings plc 2022 Equity Incentive Plan (the " 2022 Plan") . 100% of such RSUs vested on July 22, 2025, the first anniversary of the grant date.

Read SEC document
July 22, 2025 Filed Jul 24, 2025 20:56 UTC Seagate Technology Holdings plc STX · Entity 2029 Tax withholdingOrdinary Shares 1,441 $146.59 $211,236.19
Disclosure

SEC source: 0001137789-25-000140 · wk-form4_1753390562.xml · nonDerivative · entry 4

Lee James CI · CIK 0001773423 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,797

Read SEC document
July 22, 2025 Filed Jul 24, 2025 20:56 UTC Seagate Technology Holdings plc STX · Entity 2029 Exercise / conversionOrdinary Shares 4,950 $0.00 $0.00
Disclosure

SEC source: 0001137789-25-000140 · wk-form4_1753390562.xml · nonDerivative · entry 3

Lee James CI · CIK 0001773423 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 22, 2025 Filed Jul 24, 2025 20:56 UTC Seagate Technology Holdings plc STX · Entity 2029 Tax withholdingOrdinary Shares 864 $146.59 $126,653.76
Disclosure

SEC source: 0001137789-25-000140 · wk-form4_1753390562.xml · nonDerivative · entry 2

Lee James CI · CIK 0001773423 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,288

Read SEC document
July 22, 2025 Filed Jul 24, 2025 20:56 UTC Seagate Technology Holdings plc STX · Entity 2029 Exercise / conversionOrdinary Shares 1,980 $0.00 $0.00
Disclosure

SEC source: 0001137789-25-000140 · wk-form4_1753390562.xml · nonDerivative · entry 1

Lee James CI · CIK 0001773423 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 172 Ordinary Shares purchased by Reporting Person on January 31, 2025 under the Issuer's Employee Stock Purchase Plan. Such acquisition is exempt from reporting pursuant to Rule 16b-3 under the Securities Exchange Act of 1934.

Read SEC document
July 22, 2024 Filed Jul 24, 2024 21:33 UTC Seagate Technology Holdings plc STX · Entity 2029 GrantRestricted Share Unit · Derivative 19,800 $0.00 $0.00
Disclosure

SEC source: 0001137789-24-000063 · wk-form4_1721856829.xml · derivative · entry 2

Lee James CI · CIK 0001773423 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,800

Underlying: Ordinary Shares · 19,800 shares

Expires 2028-07-22

F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one Ordinary Share of the Issuer.

F3 · derivative.exercise_date: Consists of a grant of RSUs awarded to the Reporting Person under the 2022 Plan. Subject to the Reporting Person's continuous employment, such RSUs vest as to one-quarter of the shares on July 22, 2025 and then in equal quarterly installments thereafter.

Read SEC document
July 22, 2024 Filed Jul 24, 2024 21:33 UTC Seagate Technology Holdings plc STX · Entity 2029 GrantRestricted Share Unit · Derivative 1,980 $0.00 $0.00
Disclosure

SEC source: 0001137789-24-000063 · wk-form4_1721856829.xml · derivative · entry 1

Lee James CI · CIK 0001773423 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,980

Underlying: Ordinary Shares · 1,980 shares

Expires 2025-07-22

F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one Ordinary Share of the Issuer.

F2 · derivative.exercise_date: Consists of a grant of RSUs awarded to the Reporting Person under the Seagate Technology Holdings plc 2022 Equity Incentive Plan (the " 2022 Plan") . Subject to the Reporting Person's continuous employment, 100% of such RSUs will vest on the first anniversary of the grant date, July 22, 2025.

Read SEC document
May 03, 2023 Filed May 5, 2023 16:55 UTC Maxar Technologies Inc. MAXR · Entity 113823 Disposition to issuerCommon Stock 163,135 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-027744 · doc4.xml · nonDerivative · entry 2

Lee James CI · CIK 0001773423 · SVP, General Counsel & Secty

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Pursuant to the Agreement and Plan of Merger dated as of Dec. 15, 2022 by and among the Issuer, Galileo Parent, Inc., a Delaware corporation, Galileo Bidco, Inc., a Delaware corporation, and Galileo Topco, Inc., a Delaware corporation ("Merger Agreement"), the number of shares of Issuer common stock underlying restricted stock units previously awarded by the Issuer that were subject to performance-based vesting conditions was deemed to equal the target number of shares subject to the applicable award multiplied by the applicable performance percentage set forth in the Merger Agreement. In accordance with the Merger Agreement, these awards converted into the right to receive a cash payment (without interest and subject to applicable taxes) equal to the amount obtained by multiplying the foregoing number of shares underlying each such award by $53.00, with the aggregate amount of such payment rounded down to the nearest cent.

F2 · shares: Includes 8,428 shares underlying restricted stock units that were granted in March 2023 and subject to time-based vesting conditions. Pursuant to the Merger Agreement (i) 33% of such RSUs were canceled and converted into a right to receive $53.00 per share of Issuer common stock covered by such RSUs (without interest and less any applicable withholding taxes) and (ii) 67% of such RSUs were converted into a right to receive a cash payment equal to $53.00 per share of Issuer common stock covered by such RSUs (without interest and less any applicable withholding taxes), to be distributed in two substantially equal installments on January 1, 2024 and January 1, 2025, subject to the holder's continued employment with the Issuer or earlier severance-qualifying termination.

F3 · shares: Pursuant to the Merger Agreement, each share of Issuer common stock, par value $0.0001 per share, and each share of Issuer common stock underlying restricted stock units subject to time-based vesting conditions (except as described in footnote 2 with respect to time-based restricted stock units granted in 2023), automatically and without any required action by the Reporting Person, was converted into the right to receive a cash payment (without interest and subject to any applicable taxes) of $53.00.

F1 · price: Pursuant to the Agreement and Plan of Merger dated as of Dec. 15, 2022 by and among the Issuer, Galileo Parent, Inc., a Delaware corporation, Galileo Bidco, Inc., a Delaware corporation, and Galileo Topco, Inc., a Delaware corporation ("Merger Agreement"), the number of shares of Issuer common stock underlying restricted stock units previously awarded by the Issuer that were subject to performance-based vesting conditions was deemed to equal the target number of shares subject to the applicable award multiplied by the applicable performance percentage set forth in the Merger Agreement. In accordance with the Merger Agreement, these awards converted into the right to receive a cash payment (without interest and subject to applicable taxes) equal to the amount obtained by multiplying the foregoing number of shares underlying each such award by $53.00, with the aggregate amount of such payment rounded down to the nearest cent.

F2 · price: Includes 8,428 shares underlying restricted stock units that were granted in March 2023 and subject to time-based vesting conditions. Pursuant to the Merger Agreement (i) 33% of such RSUs were canceled and converted into a right to receive $53.00 per share of Issuer common stock covered by such RSUs (without interest and less any applicable withholding taxes) and (ii) 67% of such RSUs were converted into a right to receive a cash payment equal to $53.00 per share of Issuer common stock covered by such RSUs (without interest and less any applicable withholding taxes), to be distributed in two substantially equal installments on January 1, 2024 and January 1, 2025, subject to the holder's continued employment with the Issuer or earlier severance-qualifying termination.

F3 · price: Pursuant to the Merger Agreement, each share of Issuer common stock, par value $0.0001 per share, and each share of Issuer common stock underlying restricted stock units subject to time-based vesting conditions (except as described in footnote 2 with respect to time-based restricted stock units granted in 2023), automatically and without any required action by the Reporting Person, was converted into the right to receive a cash payment (without interest and subject to any applicable taxes) of $53.00.

Read SEC document
May 03, 2023 Filed May 5, 2023 16:55 UTC Maxar Technologies Inc. MAXR · Entity 113823 GrantCommon Stock 49,958 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-027744 · doc4.xml · nonDerivative · entry 1

Lee James CI · CIK 0001773423 · SVP, General Counsel & Secty

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,135

F1 · shares: Pursuant to the Agreement and Plan of Merger dated as of Dec. 15, 2022 by and among the Issuer, Galileo Parent, Inc., a Delaware corporation, Galileo Bidco, Inc., a Delaware corporation, and Galileo Topco, Inc., a Delaware corporation ("Merger Agreement"), the number of shares of Issuer common stock underlying restricted stock units previously awarded by the Issuer that were subject to performance-based vesting conditions was deemed to equal the target number of shares subject to the applicable award multiplied by the applicable performance percentage set forth in the Merger Agreement. In accordance with the Merger Agreement, these awards converted into the right to receive a cash payment (without interest and subject to applicable taxes) equal to the amount obtained by multiplying the foregoing number of shares underlying each such award by $53.00, with the aggregate amount of such payment rounded down to the nearest cent.

F1 · price: Pursuant to the Agreement and Plan of Merger dated as of Dec. 15, 2022 by and among the Issuer, Galileo Parent, Inc., a Delaware corporation, Galileo Bidco, Inc., a Delaware corporation, and Galileo Topco, Inc., a Delaware corporation ("Merger Agreement"), the number of shares of Issuer common stock underlying restricted stock units previously awarded by the Issuer that were subject to performance-based vesting conditions was deemed to equal the target number of shares subject to the applicable award multiplied by the applicable performance percentage set forth in the Merger Agreement. In accordance with the Merger Agreement, these awards converted into the right to receive a cash payment (without interest and subject to applicable taxes) equal to the amount obtained by multiplying the foregoing number of shares underlying each such award by $53.00, with the aggregate amount of such payment rounded down to the nearest cent.

F1 · balance_after: Pursuant to the Agreement and Plan of Merger dated as of Dec. 15, 2022 by and among the Issuer, Galileo Parent, Inc., a Delaware corporation, Galileo Bidco, Inc., a Delaware corporation, and Galileo Topco, Inc., a Delaware corporation ("Merger Agreement"), the number of shares of Issuer common stock underlying restricted stock units previously awarded by the Issuer that were subject to performance-based vesting conditions was deemed to equal the target number of shares subject to the applicable award multiplied by the applicable performance percentage set forth in the Merger Agreement. In accordance with the Merger Agreement, these awards converted into the right to receive a cash payment (without interest and subject to applicable taxes) equal to the amount obtained by multiplying the foregoing number of shares underlying each such award by $53.00, with the aggregate amount of such payment rounded down to the nearest cent.

F2 · balance_after: Includes 8,428 shares underlying restricted stock units that were granted in March 2023 and subject to time-based vesting conditions. Pursuant to the Merger Agreement (i) 33% of such RSUs were canceled and converted into a right to receive $53.00 per share of Issuer common stock covered by such RSUs (without interest and less any applicable withholding taxes) and (ii) 67% of such RSUs were converted into a right to receive a cash payment equal to $53.00 per share of Issuer common stock covered by such RSUs (without interest and less any applicable withholding taxes), to be distributed in two substantially equal installments on January 1, 2024 and January 1, 2025, subject to the holder's continued employment with the Issuer or earlier severance-qualifying termination.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 18:32 UTC Maxar Technologies Inc. MAXR · Entity 113823 SaleCommon Stock 9,700 $51.52 $499,744.00
Disclosure

SEC source: 0001209191-23-014291 · doc4.xml · nonDerivative · entry 2

Lee James CI · CIK 0001773423 · SVP, General Counsel & Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,061

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.541 to $51.511, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Amount reported includes 24,911 unvested restricted stock units.

Read SEC document
February 28, 2023 Filed Mar 3, 2023 16:12 UTC Maxar Technologies Inc. MAXR · Entity 113823 Tax withholdingCommon Stock 2,752 $51.50 $141,728.00
Disclosure

SEC source: 0001209191-23-015438 · doc4.xml · nonDerivative · entry 3

Lee James CI · CIK 0001773423 · SVP, General Counsel & Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,118

F4 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

F5 · balance_after: Amount reported includes 18,623 unvested restricted stock units.

Read SEC document
February 28, 2023 Filed Mar 3, 2023 16:12 UTC Maxar Technologies Inc. MAXR · Entity 113823 Tax withholdingCommon Stock 11,100 $51.50 $571,650.00
Disclosure

SEC source: 0001209191-23-015438 · doc4.xml · nonDerivative · entry 2

Lee James CI · CIK 0001773423 · SVP, General Counsel & Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,870

F3 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of performance stock units; not an open market transaction.

F2 · balance_after: Amount reported includes 24,911 unvested restricted stock units.

Read SEC document
February 28, 2023 Filed Mar 3, 2023 16:12 UTC Maxar Technologies Inc. MAXR · Entity 113823 GrantCommon Stock 28,909 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015438 · doc4.xml · nonDerivative · entry 1

Lee James CI · CIK 0001773423 · SVP, General Counsel & Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,970

F1 · shares: Represents shares issued pursuant to settlement of performance stock units.

F2 · balance_after: Amount reported includes 24,911 unvested restricted stock units.

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February 26, 2023 Filed Mar 1, 2023 18:32 UTC Maxar Technologies Inc. MAXR · Entity 113823 Tax withholdingCommon Stock 967 $51.44 $49,742.48
Disclosure

SEC source: 0001209191-23-014291 · doc4.xml · nonDerivative · entry 1

Lee James CI · CIK 0001773423 · SVP, General Counsel & Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,761

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

F2 · balance_after: Amount reported includes 24,911 unvested restricted stock units.

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February 24, 2023 Filed Feb 28, 2023 20:39 UTC Maxar Technologies Inc. MAXR · Entity 113823 Tax withholdingCommon Stock 1,707 $51.44 $87,808.08
Disclosure

SEC source: 0001209191-23-013920 · doc4.xml · nonDerivative · entry 1

Lee James CI · CIK 0001773423 · SVP, General Counsel & Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,278

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

F2 · balance_after: Amount reported includes 28,273 unvested restricted stock units. Also includes 493 shares purchased in the ESPP on October 14, 2022 and 1,649 shares purchased in the ESPP in October 2019.

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May 14, 2022 Filed May 17, 2022 16:37 UTC Maxar Technologies Inc. MAXR · Entity 113823 Tax withholdingCommon Stock 5,503 $29.17 $160,522.51
Disclosure

SEC source: 0001209191-22-029689 · doc4.xml · nonDerivative · entry 2

Lee James CI · CIK 0001773423 · SVP, General Counsel & Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,293

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

F3 · balance_after: Amount reported includes 34,016 unvested restricted stock units.

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May 13, 2022 Filed May 17, 2022 16:37 UTC Maxar Technologies Inc. MAXR · Entity 113823 Tax withholdingCommon Stock 1,682 $29.17 $49,063.94
Disclosure

SEC source: 0001209191-22-029689 · doc4.xml · nonDerivative · entry 1

Lee James CI · CIK 0001773423 · SVP, General Counsel & Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,796

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

F2 · balance_after: Amount reported includes 45,003 unvested restricted stock units.

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April 20, 2022 Filed Apr 22, 2022 18:15 UTC Maxar Technologies Inc. MAXR · Entity 113823 Tax withholdingCommon Stock 15,390 $39.46 $607,289.40
Disclosure

SEC source: 0001209191-22-025439 · doc4.xml · nonDerivative · entry 2

Lee James CI · CIK 0001773423 · SVP, General Counsel & Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,478

F4 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of performance stock units; not an open market transaction.

F2 · balance_after: Amount reported includes 48,395 unvested restricted stock units.

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April 20, 2022 Filed Apr 22, 2022 18:15 UTC Maxar Technologies Inc. MAXR · Entity 113823 GrantCommon Stock 31,040 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025439 · doc4.xml · nonDerivative · entry 1

Lee James CI · CIK 0001773423 · SVP, General Counsel & Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,868

F1 · shares: On April 20, 2022 the Compensation Committee of the Board of Directors of the Issuer determined the attainment of the relative total stockholder return and adjusted cash leverage performance goals underlying the performance stock units. Represents shares issued pursuant to settlement of performance stock units.

F2 · balance_after: Amount reported includes 48,395 unvested restricted stock units.

F3 · balance_after: Amount reported includes 212 shares purchased in the ESPP on April 14, 2022.

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February 28, 2022 Filed Mar 2, 2022 21:40 UTC Maxar Technologies Inc. MAXR · Entity 113823 Tax withholdingCommon Stock 2,079 $32.44 $67,442.76
Disclosure

SEC source: 0001209191-22-015175 · doc4.xml · nonDerivative · entry 3

Lee James CI · CIK 0001773423 · SVP, General Counsel & Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,616

F5 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

F6 · balance_after: Amount reported includes 48,395 unvested restricted stock units.

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February 28, 2022 Filed Mar 2, 2022 21:40 UTC Maxar Technologies Inc. MAXR · Entity 113823 Tax withholdingCommon Stock 5,171 $32.44 $167,747.24
Disclosure

SEC source: 0001209191-22-015175 · doc4.xml · nonDerivative · entry 2

Lee James CI · CIK 0001773423 · SVP, General Counsel & Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,695

F4 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of performance stock units; not an open market transaction.

F3 · balance_after: Amount reported includes 54,497 unvested RSUs.

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February 28, 2022 Filed Mar 2, 2022 21:40 UTC Maxar Technologies Inc. MAXR · Entity 113823 GrantCommon Stock 14,340 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-015175 · doc4.xml · nonDerivative · entry 1

Lee James CI · CIK 0001773423 · SVP, General Counsel & Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,866

F1 · shares: On February 28, 2022, the Compensation Committee of the Board of Directors of the Issuer determined the attainment of the relative total stockholder return and adjusted cash leverage performance goals underlying the performance stock units. Represents shares issued pursuant to settlement of performance stock units.

F2 · price: Granted by the Issuer for no consideration.

F3 · balance_after: Amount reported includes 54,497 unvested RSUs.

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February 26, 2022 Filed Mar 1, 2022 20:56 UTC Maxar Technologies Inc. MAXR · Entity 113823 Tax withholdingCommon Stock 1,312 $28.72 $37,680.64
Disclosure

SEC source: 0001209191-22-014427 · doc4.xml · nonDerivative · entry 1

Lee James CI · CIK 0001773423 · SVP, General Counsel & Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,526

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

F2 · balance_after: Amount reported includes 54,497 unvested restricted stock units.

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February 24, 2022 Filed Feb 28, 2022 21:05 UTC Maxar Technologies Inc. MAXR · Entity 113823 GrantCommon Stock 17,405 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-013814 · doc4.xml · nonDerivative · entry 1

Lee James CI · CIK 0001773423 · SVP, General Counsel & Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,838

F1 · shares: Represents Restricted Stock Units (RSUs) which are scheduled to vest over three years, subject to the Reporting Person's continued employment, as follows: 33% on the first and second anniversaries of the vesting commencement date and 34% on the third anniversary of the vesting commencement date. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock pursuant to the Maxar Technologies Inc. 2019 Incentive Award Plan.

F2 · price: Granted by the Issuer for no consideration.

F3 · balance_after: Amount reported includes 57,859 unvested restricted stock units.

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June 16, 2021 Filed Jun 17, 2021 09:05 UTC Maxar Technologies Inc. MAXR · Entity 113823 SaleCommon Stock 15,789 $40.00 $631,560.00
Disclosure

SEC source: 0001209191-21-041259 · doc4.xml · nonDerivative · entry 1

Lee James CI · CIK 0001773423 · SVP, General Counsel & Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,433

F1 · kind: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 26, 2021.

F2 · balance_after: Amount reported includes 40,454 unvested restricted stock units.

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May 14, 2021 Filed May 17, 2021 20:16 UTC Maxar Technologies Inc. MAXR · Entity 113823 Tax withholdingCommon Stock 4,901 $31.32 $153,499.32
Disclosure

SEC source: 0001209191-21-033322 · doc4.xml · nonDerivative · entry 2

Lee James CI · CIK 0001773423 · SVP, General Counsel & Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,222

F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

F3 · balance_after: Amount reported includes 40,454 unvested restricted stock units.

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May 13, 2021 Filed May 17, 2021 20:16 UTC Maxar Technologies Inc. MAXR · Entity 113823 Tax withholdingCommon Stock 1,877 $30.12 $56,535.24
Disclosure

SEC source: 0001209191-21-033322 · doc4.xml · nonDerivative · entry 1

Lee James CI · CIK 0001773423 · SVP, General Counsel & Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,123

F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

F2 · balance_after: Amount reported includes 51,118 unvested restricted stock units.

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April 19, 2021 Filed Apr 21, 2021 17:48 UTC Maxar Technologies Inc. MAXR · Entity 113823 Tax withholdingCommon Stock 5,385 $37.82 $203,660.70
Disclosure

SEC source: 0001209191-21-027840 · doc4.xml · nonDerivative · entry 2

Lee James CI · CIK 0001773423 · SVP, General Counsel & Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

F4 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of performance stock units; not an open market transaction.

F2 · balance_after: Amount reported includes 54,510 unvested restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.