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PHELPS BARRY

Disclosed activity across 2 companies

Tapewire entity
19437
SEC CIK
0001240508

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CarParts.com, Inc.PRTS · Entity 7113DirectorAugust 20, 2026September 09, 2026
LUNA INNOVATIONS INCLUNA · Entity 84494DirectorOctober 01, 2024October 03, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CarParts.com, Inc.

Report date August 20, 2026 · Filed September 09, 2026 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect43,577 Last balance in matching sequence After 2026-08-25 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2026-08-20 · Purchase · Acquired 100 · Balance 33,677

F1: This Form 4/A is being filed to correct the balances in column 5 to properly reflect the proper balances subsequent to the 10-to-1 reverse split.

Row 2 · 2026-08-25 · Purchase · Acquired 9,900 · Balance 43,577

F1: This Form 4/A is being filed to correct the balances in column 5 to properly reflect the proper balances subsequent to the 10-to-1 reverse split.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4/A is being filed to correct the balances in column 5 to properly reflect the proper balances subsequent to the 10-to-1 reverse split.

LUNA INNOVATIONS INC

Report date October 01, 2024 · Filed October 03, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock UnitsSEC Table II · derivative / convertible securityDirect147,247.36 Reported balance After 2024-10-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-10-01 · Grant · Acquired 7,394.37 · Balance 147,247.36

F1: Stock Units are convertible into issuer's common stock on a 1-for-1 basis.

F2: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as chair of the board of directors for the period from October 1, 2024 to December 31, 2024. The number of stock units is equal to $15,750.00 divided by $2.13, the closing price of the issuer's common stock on the Nasdaq Capital Market on October 1, 2024, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date.

Stock UnitsSEC Table II · derivative / convertible securityDirect149,251.69 Reported balance After 2024-10-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-10-01 · Grant · Acquired 2,004.33 · Balance 149,251.69

F1: Stock Units are convertible into issuer's common stock on a 1-for-1 basis.

F4: Mr. Phelps was appointed chair of the board of directors effective July 16, 2024. This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as chair of the board of director for the period from July 16, 2024 to September 30, 2024. The number of stock units is equal to $4,269.23 divided by $2.13, the closing price of issuer's common stock on the Nasdaq Capital Market on October 1, 2024, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date.

Stock UnitsSEC Table II · derivative / convertible securityDirect151,012.25 Reported balance After 2024-10-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-10-01 · Grant · Acquired 1,760.56 · Balance 151,012.25

F1: Stock Units are convertible into issuer's common stock on a 1-for-1 basis.

F5: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as the chairman of the audit committee of the board of directors for the period from October 1, 2024 to December 31, 2024. The number of stock units is equal to $3,750.00 divided by $2.13, the closing price of issuer's common stock on the Nasdaq Capital Market on October 1, 2024, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Stock Units are convertible into issuer's common stock on a 1-for-1 basis.

F2: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as chair of the board of directors for the period from October 1, 2024 to December 31, 2024. The number of stock units is equal to $15,750.00 divided by $2.13, the closing price of the issuer's common stock on the Nasdaq Capital Market on October 1, 2024, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date.

F4: Mr. Phelps was appointed chair of the board of directors effective July 16, 2024. This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as chair of the board of director for the period from July 16, 2024 to September 30, 2024. The number of stock units is equal to $4,269.23 divided by $2.13, the closing price of issuer's common stock on the Nasdaq Capital Market on October 1, 2024, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F5: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as the chairman of the audit committee of the board of directors for the period from October 1, 2024 to December 31, 2024. The number of stock units is equal to $3,750.00 divided by $2.13, the closing price of issuer's common stock on the Nasdaq Capital Market on October 1, 2024, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 11, 2017 Filed May 15, 2017 23:07 UTC CarParts.com, Inc. PRTS · Entity 7113 GrantStock Options (Right to Buy) · Derivative 20,000 $0.00 Strike: $3.93 $0.00
Disclosure

SEC source: 0001140361-17-020856 · doc1.xml · derivative · entry 4

PHELPS BARRY · CIK 0001240508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2027-05-10

F2 · security: Granted pursuant to the U.S. Auto Parts Network, Inc. 2016 Equity Incentive Plan.

Read SEC document
May 11, 2017 Filed May 15, 2017 23:07 UTC CarParts.com, Inc. PRTS · Entity 7113 Exercise / conversionRestricted Stock Units · Derivative 357 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-020856 · doc1.xml · derivative · entry 3

PHELPS BARRY · CIK 0001240508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 714

Underlying: Common Stock · 357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted pursuant to the U.S. Auto Parts Network, Inc. 2016 Equity Incentive Plan.

F3 · derivative.exercise_price: Not applicable.

F1 · derivative.exercise_date: In accordance with the U.S. Auto Parts Network, Inc. 2016 Equity Incentive Plan, the reporting person was granted 1,071 restricted stock units, one third of which vested on May 11, 2017. These restricted stock units converted to common stock on a one-for-one basis upon vesting.

F1 · derivative.expiration_date: In accordance with the U.S. Auto Parts Network, Inc. 2016 Equity Incentive Plan, the reporting person was granted 1,071 restricted stock units, one third of which vested on May 11, 2017. These restricted stock units converted to common stock on a one-for-one basis upon vesting.

Read SEC document
May 11, 2017 Filed May 15, 2017 23:07 UTC CarParts.com, Inc. PRTS · Entity 7113 GrantRestricted Stock Units · Derivative 3,171 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-020856 · doc1.xml · derivative · entry 2

PHELPS BARRY · CIK 0001240508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,171

Underlying: Common Stock · 3,171 shares

Expires not disclosed

F2 · security: Granted pursuant to the U.S. Auto Parts Network, Inc. 2016 Equity Incentive Plan.

F3 · derivative.exercise_price: Not applicable.

F4 · derivative.exercise_date: The Restricted Stock Units shall vest in three equal installments at each of the Company's next three annual stockholder's meetings, subject to the director's continued service through such dates.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 11, 2017 Filed May 15, 2017 23:07 UTC CarParts.com, Inc. PRTS · Entity 7113 GrantCommon Stock 357 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-020856 · doc1.xml · nonDerivative · entry 1

PHELPS BARRY · CIK 0001240508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,357

F1 · kind: In accordance with the U.S. Auto Parts Network, Inc. 2016 Equity Incentive Plan, the reporting person was granted 1,071 restricted stock units, one third of which vested on May 11, 2017. These restricted stock units converted to common stock on a one-for-one basis upon vesting.

Read SEC document
January 19, 2017 Filed Jan 23, 2017 21:11 UTC CarParts.com, Inc. PRTS · Entity 7113 GrantRestricted Stock Units · Derivative 1,071 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-002545 · doc1.xml · derivative · entry 1

PHELPS BARRY · CIK 0001240508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,071

Underlying: Common Stock · 1,071 shares

Expires not disclosed

F1 · security: Granted pursuant to the U.S. Auto Parts Network, Inc. 2016 Equity Incentive Plan.

F2 · derivative.exercise_price: Not applicable.

F3 · derivative.exercise_date: The Restricted Stock Units shall vest in three equal installments at each of the Company's next three annual stockholder meetings, subject to the director's continued service to the Company through such vesting dates.

F2 · derivative.expiration_date: Not applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.