person · Reporting owner

RAYMOND JOHN T

Disclosed activity across 6 companies

Tapewire entity: 19432
SEC CIK: 0001186173

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
ESM Acquisition CorpESM · Entity 128890	Director · 10% owner	April 23, 2021	April 27, 2021
NGL Energy Partners LPNGL · Entity 8986	Director	August 25, 2026	August 26, 2026
PLAINS ALL AMERICAN PIPELINE LPPAA · Entity 3291	Director	September 14, 2026	September 16, 2026
PLAINS GP HOLDINGS LPPAGP · Entity 3737	Director	August 13, 2026	August 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ESM Acquisition Corp

Report date April 23, 2021 · Filed April 27, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B Ordinary SharesSEC Table II · derivative / convertible security	IndirectSee Footnote	7,573,516	Reported balance After 2021-04-23 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2021-04-23 · Other · Disposed 951,484 · Balance 7,573,516 F1: As described in the issuer's registration statement on Form S-1 (File No. 333-253359) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis subject to adjustment pursuant to certain anti-dilution rights described therein and have no expiration date. F2: Represents the forfeiture of 951,484 previously reported Class B ordinary shares that were subject to forfeiture in the event the underwriters of the initial public offering of the issuer's securities did not exercise in full their over-allotment option as described in the issuer's Registration Statement. F3: ESM Sponsor, LP, (the "Sponsor"), is the record holder of the Class B ordinary shares reported herein. Mr. Raymond may be deemed to beneficially own shares held by the Sponsor by virtue of his control over the Sponsor.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-253359) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis subject to adjustment pursuant to certain anti-dilution rights described therein and have no expiration date.

F2: Represents the forfeiture of 951,484 previously reported Class B ordinary shares that were subject to forfeiture in the event the underwriters of the initial public offering of the issuer's securities did not exercise in full their over-allotment option as described in the issuer's Registration Statement.

F3: ESM Sponsor, LP, (the "Sponsor"), is the record holder of the Class B ordinary shares reported herein. Mr. Raymond may be deemed to beneficially own shares held by the Sponsor by virtue of his control over the Sponsor.

NGL Energy Partners LP

Report date August 25, 2026 · Filed August 26, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common UnitsSEC Table I · non-derivative	Direct	376,626	Reported balance After 2026-08-25 transaction · row 1 1 source row Row 1 · 2026-08-25 · Purchase · Acquired 300,000 · Balance 376,626 F1: The price is the weighted average price for the common units reported on this line. The price range for the transactions reported is between $16.66 and $17.00. Complete information regarding the number of common units purchased at each separate price will be provided upon request by the Commission Staff, the Issuer or a security holder of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The price is the weighted average price for the common units reported on this line. The price range for the transactions reported is between $16.66 and $17.00. Complete information regarding the number of common units purchased at each separate price will be provided upon request by the Commission Staff, the Issuer or a security holder of the Issuer.

PLAINS ALL AMERICAN PIPELINE LP

Report date September 14, 2026 · Filed September 16, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series A Convertible Preferred UnitsSEC Table II · derivative / convertible security · Expires 2026-09-14	IndirectThrough Entity	0	Reported balance After 2026-09-14 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2026-09-14 · Disposition to issuer · Disposed 20,376,259 · Balance 0 F1: Prior to their redemption by the Issuer on September 14, 2026, the Series A Convertible Preferred Units (the "Preferred Units") were convertible on a one-for-one basis by the holders of such Preferred Units or by the Issuer. F2: In accordance with the terms of the Seventh Amended and Restated Agreement of Limited Partnership of the Issuer, dated as of October 10, 2017, the reported securities were redeemed by the Issuer on September 14, 2026 at a price equal to 110% of their face value of $26.25 ($28.875) per Preferred Unit, plus accrued and unpaid distributions to, but not including, the redemption date. F3: Prior to their redemption by the Issuer on September 14, 2026, the Series A Convertible Preferred Units were held by EMG Fund IV PAA Holdings, LLC ("EMG"). The Reporting Person is the sole member of EMG Fund IV Management, LLC, the general partner of EMG Fund IV Management, LP, which is the manager of EMG, and therefore he may be deemed to be the beneficial owner of the interests held by EMG.

Filing footnotes · ownership attribution and instrument terms

F1: Prior to their redemption by the Issuer on September 14, 2026, the Series A Convertible Preferred Units (the "Preferred Units") were convertible on a one-for-one basis by the holders of such Preferred Units or by the Issuer.

F2: In accordance with the terms of the Seventh Amended and Restated Agreement of Limited Partnership of the Issuer, dated as of October 10, 2017, the reported securities were redeemed by the Issuer on September 14, 2026 at a price equal to 110% of their face value of $26.25 ($28.875) per Preferred Unit, plus accrued and unpaid distributions to, but not including, the redemption date.

F3: Prior to their redemption by the Issuer on September 14, 2026, the Series A Convertible Preferred Units were held by EMG Fund IV PAA Holdings, LLC ("EMG"). The Reporting Person is the sole member of EMG Fund IV Management, LLC, the general partner of EMG Fund IV Management, LP, which is the manager of EMG, and therefore he may be deemed to be the beneficial owner of the interests held by EMG.

PLAINS GP HOLDINGS LP

Report date August 13, 2026 · Filed August 17, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A SharesSEC Table I · non-derivative	Direct	322,794	Reported balance After 2026-08-14 transaction · row 1 1 source row Row 1 · 2026-08-14 · Exercise / conversion · Acquired 7,400 · Balance 322,794
Phantom Class A SharesSEC Table II · derivative / convertible security · Expires 2026-08-14	Direct	0	Reported balance After 2026-08-14 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2026-08-14 · Exercise / conversion · Disposed 7,400 · Balance 0 F1: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash). F2: One Class A share is deliverable for each Phantom Class A share that vests.
Phantom Class A SharesSEC Table II · derivative / convertible security	Direct	6,150	Reported balance After 2026-08-13 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2026-08-13 · Grant · Acquired 6,150 · Balance 6,150 F1: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash). F2: One Class A share is deliverable for each Phantom Class A share that vests. F3: Upon termination of service as director, other than because of death, disability or retirement.

Filing footnotes · ownership attribution and instrument terms

F1: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2: One Class A share is deliverable for each Phantom Class A share that vests.

F3: Upon termination of service as director, other than because of death, disability or retirement.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Tallgrass Energy Partners, LP

Report date June 30, 2018 · Filed July 04, 2018

Section 16 reporting ended · disclosed 2018-07-04. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Units representing limited partner interestsSEC Table I · non-derivative	Direct	0	Reported balance After 2018-06-30 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2018-06-30 · Other · Disposed 100,000 · Balance 0 F1: The Reporting Person ceased to beneficially own the common units representing limited partner interests ("Common Units") in the Issuer reported herein at the Effective Time (as defined below) of the merger (the "Merger") of Razor Merger Sub, LLC, a Delaware limited liability company ("Merger Sub"), with and into the Issuer, with the Issuer surviving the merger as a wholly-owned subsidiary of Tallgrass Equity, LLC ("Tallgrass Equity") and its subsidiaries. The Merger was effected pursuant to the Agreement and Plan of Merger, dated as of March 26, 2018, by and among the Issuer, Tallgrass Equity, Tallgrass Energy, LP, a Delaware limited partnership formerly known as Tallgrass Energy GP, LP ("TGE"), Merger Sub and Tallgrass MLP GP, LLC, a Delaware limited liability company. The Merger closed on June 29, 2018, with a delayed effective date and time of June 30, 2018 at 11:59 p.m. Central Daylight Time (the "Effective Time"). F2: (Continued from Footnote 1) At the Effective Time, each Common Unit held by the Reporting Person immediately prior to the Merger converted into the right to receive 2.0 Class A shares representing limited partner interests in TGE. F3: Following the Effective Time of the Merger, the Reporting Person no longer owns, directly or indirectly, any Common Units.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person ceased to beneficially own the common units representing limited partner interests ("Common Units") in the Issuer reported herein at the Effective Time (as defined below) of the merger (the "Merger") of Razor Merger Sub, LLC, a Delaware limited liability company ("Merger Sub"), with and into the Issuer, with the Issuer surviving the merger as a wholly-owned subsidiary of Tallgrass Equity, LLC ("Tallgrass Equity") and its subsidiaries. The Merger was effected pursuant to the Agreement and Plan of Merger, dated as of March 26, 2018, by and among the Issuer, Tallgrass Equity, Tallgrass Energy, LP, a Delaware limited partnership formerly known as Tallgrass Energy GP, LP ("TGE"), Merger Sub and Tallgrass MLP GP, LLC, a Delaware limited liability company. The Merger closed on June 29, 2018, with a delayed effective date and time of June 30, 2018 at 11:59 p.m. Central Daylight Time (the "Effective Time").

F2: (Continued from Footnote 1) At the Effective Time, each Common Unit held by the Reporting Person immediately prior to the Merger converted into the right to receive 2.0 Class A shares representing limited partner interests in TGE.

F3: Following the Effective Time of the Merger, the Reporting Person no longer owns, directly or indirectly, any Common Units.

Tallgrass Energy, LP

Report date March 11, 2019 · Filed March 13, 2019

Section 16 reporting ended · disclosed 2019-03-13. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B SharesSEC Table I · non-derivative	IndirectSee footnotes	0	Last balance in matching sequence After 2019-03-11 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2019-03-11 · Other · Disposed 21,751,018 · Balance 24,635,214 F1: The Class B shares of the Issuer ("Class B Shares") and Units representing limited liability company interests ("Units") in Tallgrass Equity, LLC ("Tallgrass Equity") reported herein were exchanged by Tallgrass Holdings, LLC, a Delaware limited liability company ("Tallgrass Holdings"), upon the exercise of its right to exchange (the "Exchange Right") its Class B Shares and an equivalent number of Units for a like number of Class A shares of the Issuer ("Class A Shares") pursuant to the Second Amended and Restated Agreement of Limited Partnership of the Issuer, dated July 2, 2018 (the "Issuer Limited Partnership Agreement"), and the Second Amended and Restated Limited Liability Company Agreement of Tallgrass Equity, dated May 12, 2015 (the "Tallgrass Equity LLC Agreement"). F2: (Continued from Footnote 1) This exchange was made as part of the transactions contemplated by that certain Purchase Agreement (as amended, the "Purchase Agreement"), dated January 30, 2019, by and among Tallgrass Energy Holdings, LLC, a Delaware limited liability company, Tallgrass Holdings and the other Sellers named therein, Prairie ECI Acquiror LP, a Delaware limited partnership ("Up-C Acquiror 1"), Prairie VCOC Acquiror LP, a Delaware limited partnership ("Up-C Acquiror 2" and together with Up-C Acquiror 1, "Up-C Acquirors"), Prairie Non-ECI Acquiror LP, a Delaware limited partnership ("Class A Acquiror"), and the other Purchasers named therein, and the Seller Representatives named therein, as amended. F4: Prior to the transactions described in footnotes 1, 2 and 3, the Reporting Person held an indirect ownership interest in the Issuer through his ownership in Tallgrass Holdings. Further, the Reporting Person is the sole member of the general partner of the manager of Tallgrass Holdings, and therefore, prior to such transactions, he may have been deemed to be the beneficial owner of all of the Class B Shares and Units reported herein. Additionally, following the exchange described in footnotes 1 and 2 and prior to the transactions described in footnote 3, in such capacity, the Reporting Person may have been deemed to be the beneficial owner of all of the Class A Shares acquired by Tallgrass Holdings pursuant to the Exchange. F5: Prior to the transactions described in footnotes 1, 2 and 3, pursuant to the Issuer Limited Partnership Agreement and the Tallgrass Equity LLC Agreement, Tallgrass Holdings had the right, from time to time, at Tallgrass Holdings' sole election, to immediately exchange its Class B Shares and an equivalent number of Units for a like number of Class A Shares. As a result, all Class B Shares and Units owned by Tallgrass Holdings, whether or not exchanged, may have been deemed to constitute Class A Shares beneficially owned by Tallgrass Holdings because Tallgrass Holdings had the right to acquire Class A Shares in exchange for such Class B Shares and Units within 60 days at Tallgrass Holdings' sole election. Row 3 · 2019-03-11 · Sale · Disposed 24,635,214 · Balance 0 F3: On March 11, 2019, following the exchange described in footnotes 1 and 2, pursuant to the Purchase Agreement and among the other transactions consummated pursuant thereto, Tallgrass Holdings (i) sold to Up-C Acquirors all of the Units and Class B Shares (one Unit and one Class B Share, together, an "Up-C Interest") then owned by Tallgrass Holdings at a price per Up-C Interest of $22.43 and (ii) sold to Class A Acquiror all of the Class A Shares then owned by Tallgrass Holdings at a price per Class A Share of $22.43. F4: Prior to the transactions described in footnotes 1, 2 and 3, the Reporting Person held an indirect ownership interest in the Issuer through his ownership in Tallgrass Holdings. Further, the Reporting Person is the sole member of the general partner of the manager of Tallgrass Holdings, and therefore, prior to such transactions, he may have been deemed to be the beneficial owner of all of the Class B Shares and Units reported herein. Additionally, following the exchange described in footnotes 1 and 2 and prior to the transactions described in footnote 3, in such capacity, the Reporting Person may have been deemed to be the beneficial owner of all of the Class A Shares acquired by Tallgrass Holdings pursuant to the Exchange. F5: Prior to the transactions described in footnotes 1, 2 and 3, pursuant to the Issuer Limited Partnership Agreement and the Tallgrass Equity LLC Agreement, Tallgrass Holdings had the right, from time to time, at Tallgrass Holdings' sole election, to immediately exchange its Class B Shares and an equivalent number of Units for a like number of Class A Shares. As a result, all Class B Shares and Units owned by Tallgrass Holdings, whether or not exchanged, may have been deemed to constitute Class A Shares beneficially owned by Tallgrass Holdings because Tallgrass Holdings had the right to acquire Class A Shares in exchange for such Class B Shares and Units within 60 days at Tallgrass Holdings' sole election.
Class A SharesSEC Table I · non-derivative	IndirectSee footnotes	0	Last balance in matching sequence After 2019-03-11 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 2 · 2019-03-11 · Other · Acquired 21,751,018 · Balance 21,751,018 F1: The Class B shares of the Issuer ("Class B Shares") and Units representing limited liability company interests ("Units") in Tallgrass Equity, LLC ("Tallgrass Equity") reported herein were exchanged by Tallgrass Holdings, LLC, a Delaware limited liability company ("Tallgrass Holdings"), upon the exercise of its right to exchange (the "Exchange Right") its Class B Shares and an equivalent number of Units for a like number of Class A shares of the Issuer ("Class A Shares") pursuant to the Second Amended and Restated Agreement of Limited Partnership of the Issuer, dated July 2, 2018 (the "Issuer Limited Partnership Agreement"), and the Second Amended and Restated Limited Liability Company Agreement of Tallgrass Equity, dated May 12, 2015 (the "Tallgrass Equity LLC Agreement"). F2: (Continued from Footnote 1) This exchange was made as part of the transactions contemplated by that certain Purchase Agreement (as amended, the "Purchase Agreement"), dated January 30, 2019, by and among Tallgrass Energy Holdings, LLC, a Delaware limited liability company, Tallgrass Holdings and the other Sellers named therein, Prairie ECI Acquiror LP, a Delaware limited partnership ("Up-C Acquiror 1"), Prairie VCOC Acquiror LP, a Delaware limited partnership ("Up-C Acquiror 2" and together with Up-C Acquiror 1, "Up-C Acquirors"), Prairie Non-ECI Acquiror LP, a Delaware limited partnership ("Class A Acquiror"), and the other Purchasers named therein, and the Seller Representatives named therein, as amended. F4: Prior to the transactions described in footnotes 1, 2 and 3, the Reporting Person held an indirect ownership interest in the Issuer through his ownership in Tallgrass Holdings. Further, the Reporting Person is the sole member of the general partner of the manager of Tallgrass Holdings, and therefore, prior to such transactions, he may have been deemed to be the beneficial owner of all of the Class B Shares and Units reported herein. Additionally, following the exchange described in footnotes 1 and 2 and prior to the transactions described in footnote 3, in such capacity, the Reporting Person may have been deemed to be the beneficial owner of all of the Class A Shares acquired by Tallgrass Holdings pursuant to the Exchange. F5: Prior to the transactions described in footnotes 1, 2 and 3, pursuant to the Issuer Limited Partnership Agreement and the Tallgrass Equity LLC Agreement, Tallgrass Holdings had the right, from time to time, at Tallgrass Holdings' sole election, to immediately exchange its Class B Shares and an equivalent number of Units for a like number of Class A Shares. As a result, all Class B Shares and Units owned by Tallgrass Holdings, whether or not exchanged, may have been deemed to constitute Class A Shares beneficially owned by Tallgrass Holdings because Tallgrass Holdings had the right to acquire Class A Shares in exchange for such Class B Shares and Units within 60 days at Tallgrass Holdings' sole election. Row 4 · 2019-03-11 · Sale · Disposed 21,751,018 · Balance 0 F6: The sale by Tallgrass Holdings of Class A Shares described in footnote 3 may be matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 12,051 Class A Shares, with the Reporting Person's purchases on November 1, 2018 of 12,051 Class A Shares in multiple transactions at prices ranging from $21.21 to $21.25, at a weighted average price of $21.22. The Reporting Person has agreed to pay to the Issuer $13,976.15, representing the full amount of the theoretical profit realized in connection with the short-swing transaction, less transaction costs. F3: On March 11, 2019, following the exchange described in footnotes 1 and 2, pursuant to the Purchase Agreement and among the other transactions consummated pursuant thereto, Tallgrass Holdings (i) sold to Up-C Acquirors all of the Units and Class B Shares (one Unit and one Class B Share, together, an "Up-C Interest") then owned by Tallgrass Holdings at a price per Up-C Interest of $22.43 and (ii) sold to Class A Acquiror all of the Class A Shares then owned by Tallgrass Holdings at a price per Class A Share of $22.43. F4: Prior to the transactions described in footnotes 1, 2 and 3, the Reporting Person held an indirect ownership interest in the Issuer through his ownership in Tallgrass Holdings. Further, the Reporting Person is the sole member of the general partner of the manager of Tallgrass Holdings, and therefore, prior to such transactions, he may have been deemed to be the beneficial owner of all of the Class B Shares and Units reported herein. Additionally, following the exchange described in footnotes 1 and 2 and prior to the transactions described in footnote 3, in such capacity, the Reporting Person may have been deemed to be the beneficial owner of all of the Class A Shares acquired by Tallgrass Holdings pursuant to the Exchange. F5: Prior to the transactions described in footnotes 1, 2 and 3, pursuant to the Issuer Limited Partnership Agreement and the Tallgrass Equity LLC Agreement, Tallgrass Holdings had the right, from time to time, at Tallgrass Holdings' sole election, to immediately exchange its Class B Shares and an equivalent number of Units for a like number of Class A Shares. As a result, all Class B Shares and Units owned by Tallgrass Holdings, whether or not exchanged, may have been deemed to constitute Class A Shares beneficially owned by Tallgrass Holdings because Tallgrass Holdings had the right to acquire Class A Shares in exchange for such Class B Shares and Units within 60 days at Tallgrass Holdings' sole election.
Units in Tallgrass Equity, LLCSEC Table II · derivative / convertible security	IndirectSee footnotes	24,635,214	Reported balance After 2019-03-11 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2019-03-11 · Other · Disposed 21,751,018 · Balance 24,635,214 F5: Prior to the transactions described in footnotes 1, 2 and 3, pursuant to the Issuer Limited Partnership Agreement and the Tallgrass Equity LLC Agreement, Tallgrass Holdings had the right, from time to time, at Tallgrass Holdings' sole election, to immediately exchange its Class B Shares and an equivalent number of Units for a like number of Class A Shares. As a result, all Class B Shares and Units owned by Tallgrass Holdings, whether or not exchanged, may have been deemed to constitute Class A Shares beneficially owned by Tallgrass Holdings because Tallgrass Holdings had the right to acquire Class A Shares in exchange for such Class B Shares and Units within 60 days at Tallgrass Holdings' sole election. F1: The Class B shares of the Issuer ("Class B Shares") and Units representing limited liability company interests ("Units") in Tallgrass Equity, LLC ("Tallgrass Equity") reported herein were exchanged by Tallgrass Holdings, LLC, a Delaware limited liability company ("Tallgrass Holdings"), upon the exercise of its right to exchange (the "Exchange Right") its Class B Shares and an equivalent number of Units for a like number of Class A shares of the Issuer ("Class A Shares") pursuant to the Second Amended and Restated Agreement of Limited Partnership of the Issuer, dated July 2, 2018 (the "Issuer Limited Partnership Agreement"), and the Second Amended and Restated Limited Liability Company Agreement of Tallgrass Equity, dated May 12, 2015 (the "Tallgrass Equity LLC Agreement"). F2: (Continued from Footnote 1) This exchange was made as part of the transactions contemplated by that certain Purchase Agreement (as amended, the "Purchase Agreement"), dated January 30, 2019, by and among Tallgrass Energy Holdings, LLC, a Delaware limited liability company, Tallgrass Holdings and the other Sellers named therein, Prairie ECI Acquiror LP, a Delaware limited partnership ("Up-C Acquiror 1"), Prairie VCOC Acquiror LP, a Delaware limited partnership ("Up-C Acquiror 2" and together with Up-C Acquiror 1, "Up-C Acquirors"), Prairie Non-ECI Acquiror LP, a Delaware limited partnership ("Class A Acquiror"), and the other Purchasers named therein, and the Seller Representatives named therein, as amended. F7: The Units, collectively with the Class B Shares, constitute derivative securities as described herein. F4: Prior to the transactions described in footnotes 1, 2 and 3, the Reporting Person held an indirect ownership interest in the Issuer through his ownership in Tallgrass Holdings. Further, the Reporting Person is the sole member of the general partner of the manager of Tallgrass Holdings, and therefore, prior to such transactions, he may have been deemed to be the beneficial owner of all of the Class B Shares and Units reported herein. Additionally, following the exchange described in footnotes 1 and 2 and prior to the transactions described in footnote 3, in such capacity, the Reporting Person may have been deemed to be the beneficial owner of all of the Class A Shares acquired by Tallgrass Holdings pursuant to the Exchange.
Units in Tallgrass Equity, LLCSEC Table II · derivative / convertible security	IndirectSee footnotes	0	Reported balance After 2019-03-11 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2019-03-11 · Sale · Disposed 24,635,214 · Balance 0 F5: Prior to the transactions described in footnotes 1, 2 and 3, pursuant to the Issuer Limited Partnership Agreement and the Tallgrass Equity LLC Agreement, Tallgrass Holdings had the right, from time to time, at Tallgrass Holdings' sole election, to immediately exchange its Class B Shares and an equivalent number of Units for a like number of Class A Shares. As a result, all Class B Shares and Units owned by Tallgrass Holdings, whether or not exchanged, may have been deemed to constitute Class A Shares beneficially owned by Tallgrass Holdings because Tallgrass Holdings had the right to acquire Class A Shares in exchange for such Class B Shares and Units within 60 days at Tallgrass Holdings' sole election. F3: On March 11, 2019, following the exchange described in footnotes 1 and 2, pursuant to the Purchase Agreement and among the other transactions consummated pursuant thereto, Tallgrass Holdings (i) sold to Up-C Acquirors all of the Units and Class B Shares (one Unit and one Class B Share, together, an "Up-C Interest") then owned by Tallgrass Holdings at a price per Up-C Interest of $22.43 and (ii) sold to Class A Acquiror all of the Class A Shares then owned by Tallgrass Holdings at a price per Class A Share of $22.43. F4: Prior to the transactions described in footnotes 1, 2 and 3, the Reporting Person held an indirect ownership interest in the Issuer through his ownership in Tallgrass Holdings. Further, the Reporting Person is the sole member of the general partner of the manager of Tallgrass Holdings, and therefore, prior to such transactions, he may have been deemed to be the beneficial owner of all of the Class B Shares and Units reported herein. Additionally, following the exchange described in footnotes 1 and 2 and prior to the transactions described in footnote 3, in such capacity, the Reporting Person may have been deemed to be the beneficial owner of all of the Class A Shares acquired by Tallgrass Holdings pursuant to the Exchange.
Class A SharesSEC Table I · non-derivative	Direct	447,051	Reported balance Holding disclosure · report date 2019-03-11 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 447,051

Filing footnotes · ownership attribution and instrument terms

F1: The Class B shares of the Issuer ("Class B Shares") and Units representing limited liability company interests ("Units") in Tallgrass Equity, LLC ("Tallgrass Equity") reported herein were exchanged by Tallgrass Holdings, LLC, a Delaware limited liability company ("Tallgrass Holdings"), upon the exercise of its right to exchange (the "Exchange Right") its Class B Shares and an equivalent number of Units for a like number of Class A shares of the Issuer ("Class A Shares") pursuant to the Second Amended and Restated Agreement of Limited Partnership of the Issuer, dated July 2, 2018 (the "Issuer Limited Partnership Agreement"), and the Second Amended and Restated Limited Liability Company Agreement of Tallgrass Equity, dated May 12, 2015 (the "Tallgrass Equity LLC Agreement").

F2: (Continued from Footnote 1) This exchange was made as part of the transactions contemplated by that certain Purchase Agreement (as amended, the "Purchase Agreement"), dated January 30, 2019, by and among Tallgrass Energy Holdings, LLC, a Delaware limited liability company, Tallgrass Holdings and the other Sellers named therein, Prairie ECI Acquiror LP, a Delaware limited partnership ("Up-C Acquiror 1"), Prairie VCOC Acquiror LP, a Delaware limited partnership ("Up-C Acquiror 2" and together with Up-C Acquiror 1, "Up-C Acquirors"), Prairie Non-ECI Acquiror LP, a Delaware limited partnership ("Class A Acquiror"), and the other Purchasers named therein, and the Seller Representatives named therein, as amended.

F3: On March 11, 2019, following the exchange described in footnotes 1 and 2, pursuant to the Purchase Agreement and among the other transactions consummated pursuant thereto, Tallgrass Holdings (i) sold to Up-C Acquirors all of the Units and Class B Shares (one Unit and one Class B Share, together, an "Up-C Interest") then owned by Tallgrass Holdings at a price per Up-C Interest of $22.43 and (ii) sold to Class A Acquiror all of the Class A Shares then owned by Tallgrass Holdings at a price per Class A Share of $22.43.

F4: Prior to the transactions described in footnotes 1, 2 and 3, the Reporting Person held an indirect ownership interest in the Issuer through his ownership in Tallgrass Holdings. Further, the Reporting Person is the sole member of the general partner of the manager of Tallgrass Holdings, and therefore, prior to such transactions, he may have been deemed to be the beneficial owner of all of the Class B Shares and Units reported herein. Additionally, following the exchange described in footnotes 1 and 2 and prior to the transactions described in footnote 3, in such capacity, the Reporting Person may have been deemed to be the beneficial owner of all of the Class A Shares acquired by Tallgrass Holdings pursuant to the Exchange.

F5: Prior to the transactions described in footnotes 1, 2 and 3, pursuant to the Issuer Limited Partnership Agreement and the Tallgrass Equity LLC Agreement, Tallgrass Holdings had the right, from time to time, at Tallgrass Holdings' sole election, to immediately exchange its Class B Shares and an equivalent number of Units for a like number of Class A Shares. As a result, all Class B Shares and Units owned by Tallgrass Holdings, whether or not exchanged, may have been deemed to constitute Class A Shares beneficially owned by Tallgrass Holdings because Tallgrass Holdings had the right to acquire Class A Shares in exchange for such Class B Shares and Units within 60 days at Tallgrass Holdings' sole election.

F6: The sale by Tallgrass Holdings of Class A Shares described in footnote 3 may be matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 12,051 Class A Shares, with the Reporting Person's purchases on November 1, 2018 of 12,051 Class A Shares in multiple transactions at prices ranging from $21.21 to $21.25, at a weighted average price of $21.22. The Reporting Person has agreed to pay to the Issuer $13,976.15, representing the full amount of the theoretical profit realized in connection with the short-swing transaction, less transaction costs.

F7: The Units, collectively with the Class B Shares, constitute derivative securities as described herein.

Transaction history

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The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
September 14, 2026 Filed Sep 16, 2026 20:11 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	Disposition to issuerSeries A Convertible Preferred Units · Derivative	20,376,259	$28.88	$588,364,478.63	Disclosure SEC source: 0001070423-26-000048 · form4.xml · derivative · entry 1 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Through Entity Disclosed balance after: 0 Underlying: Common Units · 20,376,259 shares Expires 2026-09-14 F1 · derivative.exercise_price: Prior to their redemption by the Issuer on September 14, 2026, the Series A Convertible Preferred Units (the "Preferred Units") were convertible on a one-for-one basis by the holders of such Preferred Units or by the Issuer. F2 · kind: In accordance with the terms of the Seventh Amended and Restated Agreement of Limited Partnership of the Issuer, dated as of October 10, 2017, the reported securities were redeemed by the Issuer on September 14, 2026 at a price equal to 110% of their face value of $26.25 ($28.875) per Preferred Unit, plus accrued and unpaid distributions to, but not including, the redemption date. F1 · derivative.exercise_date: Prior to their redemption by the Issuer on September 14, 2026, the Series A Convertible Preferred Units (the "Preferred Units") were convertible on a one-for-one basis by the holders of such Preferred Units or by the Issuer. F3 · ownership.nature: Prior to their redemption by the Issuer on September 14, 2026, the Series A Convertible Preferred Units were held by EMG Fund IV PAA Holdings, LLC ("EMG"). The Reporting Person is the sole member of EMG Fund IV Management, LLC, the general partner of EMG Fund IV Management, LP, which is the manager of EMG, and therefore he may be deemed to be the beneficial owner of the interests held by EMG. Read SEC document
August 25, 2026 Filed Aug 26, 2026 20:42 UTC	NGL Energy Partners LP NGL · Entity 8986	PurchaseCommon Units	300,000	$16.98	$5,094,000.00	Disclosure SEC source: 0001186173-26-000004 · wk-form4_1787776958.xml · nonDerivative · entry 1 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 376,626 F1 · price: The price is the weighted average price for the common units reported on this line. The price range for the transactions reported is between $16.66 and $17.00. Complete information regarding the number of common units purchased at each separate price will be provided upon request by the Commission Staff, the Issuer or a security holder of the Issuer. Read SEC document
August 24, 2026 Filed Aug 25, 2026 15:55 UTC	NGL Energy Partners LP NGL · Entity 8986	PurchaseCommon Units	25,500	$16.22	$413,704.35	Disclosure SEC source: 0001186173-26-000001 · wk-form4_1787673343.xml · nonDerivative · entry 2 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,626 F1 · price: The price is the weighted average price for the common units reported on this line. The price range from the transactions reported is between $15.92 and $16.40. Complete information regarding the number of common units purchased at each separate price will be provided upon request by the Commission Staff, the Issuer or a security holder of the Issuer. Read SEC document
August 21, 2026 Filed Aug 25, 2026 15:55 UTC	NGL Energy Partners LP NGL · Entity 8986	PurchaseCommon Units	1,126	$16.25	$18,297.50	Disclosure SEC source: 0001186173-26-000001 · wk-form4_1787673343.xml · nonDerivative · entry 1 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,126 Read SEC document
August 14, 2026 Filed Aug 17, 2026 20:22 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	Exercise / conversionPhantom Class A Shares · Derivative	7,400	$0.00	$0.00	Disclosure SEC source: 0001581990-26-000037 · form4.xml · derivative · entry 2 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Shares · 7,400 shares Expires 2026-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash). F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests. Read SEC document
August 14, 2026 Filed Aug 17, 2026 20:22 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	Exercise / conversionClass A Shares	7,400	$0.00	$0.00	Disclosure SEC source: 0001581990-26-000037 · form4.xml · nonDerivative · entry 1 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 322,794 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
August 13, 2026 Filed Aug 17, 2026 20:22 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	GrantPhantom Class A Shares · Derivative	6,150	$0.00	$0.00	Disclosure SEC source: 0001581990-26-000037 · form4.xml · derivative · entry 3 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,150 Underlying: Class A Shares · 6,150 shares Expires not disclosed F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash). F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests. F3 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement. Read SEC document
August 14, 2025 Filed Aug 18, 2025 21:01 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	GrantPhantom Class A Shares · Derivative	7,400	$0.00	$0.00	Disclosure SEC source: 0001062993-25-014589 · form4.xml · derivative · entry 5 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,400 Underlying: Class A Shares · 7,400 shares Expires not disclosed F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash). F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests. F3 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement. Read SEC document
August 14, 2025 Filed Aug 18, 2025 21:01 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	Exercise / conversionPhantom Class A Shares · Derivative	11,900	$0.00	$0.00	Disclosure SEC source: 0001062993-25-014589 · form4.xml · derivative · entry 4 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Shares · 11,900 shares Expires 2025-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash). F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests. Read SEC document
August 14, 2025 Filed Aug 18, 2025 21:01 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	Exercise / conversionPhantom Class A Shares · Derivative	7,650	$0.00	$0.00	Disclosure SEC source: 0001062993-25-014589 · form4.xml · derivative · entry 3 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Shares · 7,650 shares Expires 2025-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash). F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests. Read SEC document
August 14, 2025 Filed Aug 18, 2025 21:01 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	Exercise / conversionClass A Shares	11,900	$0.00	$0.00	Disclosure SEC source: 0001062993-25-014589 · form4.xml · nonDerivative · entry 2 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 315,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
August 14, 2025 Filed Aug 18, 2025 21:01 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	Exercise / conversionClass A Shares	7,650	$0.00	$0.00	Disclosure SEC source: 0001062993-25-014589 · form4.xml · nonDerivative · entry 1 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 303,494 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
August 15, 2024 Filed Aug 15, 2024 22:31 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	GrantPhantom Class A Shares · Derivative	7,650	$0.00	$0.00	Disclosure SEC source: 0001062993-24-015202 · form4.xml · derivative · entry 5 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,650 Underlying: Class A Shares · 7,650 shares Expires not disclosed F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash). F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests. F3 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement. Read SEC document
August 14, 2024 Filed Aug 15, 2024 22:31 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	Exercise / conversionPhantom Class A Shares · Derivative	8,050	$0.00	$0.00	Disclosure SEC source: 0001062993-24-015202 · form4.xml · derivative · entry 4 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Shares · 8,050 shares Expires 2024-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash). F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests. Read SEC document
August 14, 2024 Filed Aug 15, 2024 22:31 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	Exercise / conversionPhantom Class A Shares · Derivative	15,290	$0.00	$0.00	Disclosure SEC source: 0001062993-24-015202 · form4.xml · derivative · entry 3 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Shares · 15,290 shares Expires 2024-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash). F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests. Read SEC document
August 14, 2024 Filed Aug 15, 2024 22:31 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	Exercise / conversionClass A Shares	8,050	$0.00	$0.00	Disclosure SEC source: 0001062993-24-015202 · form4.xml · nonDerivative · entry 2 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 295,844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
August 14, 2024 Filed Aug 15, 2024 22:31 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	Exercise / conversionClass A Shares	15,290	$0.00	$0.00	Disclosure SEC source: 0001062993-24-015202 · form4.xml · nonDerivative · entry 1 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 287,794 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
August 17, 2023 Filed Aug 17, 2023 22:52 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	GrantPhantom Class A Shares · Derivative	8,050	$0.00	$0.00	Disclosure SEC source: 0001062993-23-016774 · form4.xml · derivative · entry 1 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,050 Underlying: Class A Shares · 8,050 shares Expires not disclosed F1 · security: Grant of Phantom Class A shares under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash). F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests. F3 · derivative.expiration_date: Upon termination of service as director, other than because of death disability or retirement. Read SEC document
August 14, 2023 Filed Aug 16, 2023 23:31 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	Exercise / conversionPhantom Class A Shares · Derivative	11,400	$0.00	$0.00	Disclosure SEC source: 0001062993-23-016644 · form4.xml · derivative · entry 4 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Shares · 11,400 shares Expires 2023-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash). F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests. Read SEC document
August 14, 2023 Filed Aug 16, 2023 23:31 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	Exercise / conversionPhantom Class A Shares · Derivative	4,170	$0.00	$0.00	Disclosure SEC source: 0001062993-23-016644 · form4.xml · derivative · entry 3 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Shares · 4,170 shares Expires 2023-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash). F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests. Read SEC document
August 14, 2023 Filed Aug 16, 2023 23:31 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	Exercise / conversionClass A Shares	11,400	$0.00	$0.00	Disclosure SEC source: 0001062993-23-016644 · form4.xml · nonDerivative · entry 2 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 272,504 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
August 14, 2023 Filed Aug 16, 2023 23:31 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	Exercise / conversionClass A Shares	4,170	$0.00	$0.00	Disclosure SEC source: 0001062993-23-016644 · form4.xml · nonDerivative · entry 1 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 261,104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
August 18, 2022 Filed Aug 18, 2022 21:30 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	GrantPhantom Class A Shares · Derivative	11,400	$0.00	$0.00	Disclosure SEC source: 0001062993-22-018404 · form4.xml · derivative · entry 1 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,400 Underlying: Class A Shares · 11,400 shares Expires not disclosed F1 · security: Grant of Phantom Class A shares under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash). F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests. F3 · derivative.expiration_date: Upon termination of service as director, other than because of death disability or retirement. Read SEC document
August 12, 2022 Filed Aug 16, 2022 20:49 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	Exercise / conversionPhantom Class A Shares · Derivative	3,903	$0.00	$0.00	Disclosure SEC source: 0001062993-22-018136 · form4.xml · derivative · entry 2 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Shares · 3,903 shares Expires 2022-08-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Phantom Class A shares vests annually on August distribution date. F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests. Read SEC document
August 12, 2022 Filed Aug 16, 2022 20:49 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	Exercise / conversionClass A Shares	3,903	$0.00	$0.00	Disclosure SEC source: 0001062993-22-018136 · form4.xml · nonDerivative · entry 1 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
August 19, 2021 Filed Aug 23, 2021 21:34 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	GrantPhantom Class A Shares · Derivative	11,900	$0.00	$0.00	Disclosure SEC source: 0001615619-21-000090 · edgar.xml · derivative · entry 1 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,900 Underlying: Class A Shares · 11,900 shares Expires not disclosed F1 · security: Grant of Phantom Class A shares under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash). F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests. F3 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement. Read SEC document
August 13, 2021 Filed Aug 17, 2021 21:05 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	Exercise / conversionPhantom Class A Shares · Derivative	2,500	$0.00	$0.00	Disclosure SEC source: 0001615619-21-000045 · edgar.xml · derivative · entry 2 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Shares · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash). F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests. F3 · derivative.exercise_date: Phantom Class A Shares vests annually on August distribution date. F4 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement. Read SEC document
August 13, 2021 Filed Aug 17, 2021 21:05 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	Exercise / conversionClass A Shares	2,500	$0.00	$0.00	Disclosure SEC source: 0001615619-21-000045 · edgar.xml · nonDerivative · entry 1 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,031 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
April 23, 2021 Filed Apr 27, 2021 20:05 UTC	ESM Acquisition Corp ESM · Entity 128890	OtherClass B Ordinary Shares · Derivative	951,484	$0.00	$0.00	Disclosure SEC source: 0000899243-21-017092 · doc4.xml · derivative · entry 1 RAYMOND JOHN T · CIK 0001186173 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,573,516 Underlying: Class A Ordinary Shares · 951,484 shares Expires not disclosed F1 · security: As described in the issuer's registration statement on Form S-1 (File No. 333-253359) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis subject to adjustment pursuant to certain anti-dilution rights described therein and have no expiration date. F1 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-253359) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis subject to adjustment pursuant to certain anti-dilution rights described therein and have no expiration date. F2 · kind: Represents the forfeiture of 951,484 previously reported Class B ordinary shares that were subject to forfeiture in the event the underwriters of the initial public offering of the issuer's securities did not exercise in full their over-allotment option as described in the issuer's Registration Statement. F1 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-253359) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis subject to adjustment pursuant to certain anti-dilution rights described therein and have no expiration date. F1 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-253359) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis subject to adjustment pursuant to certain anti-dilution rights described therein and have no expiration date. F1 · derivative.underlying: As described in the issuer's registration statement on Form S-1 (File No. 333-253359) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis subject to adjustment pursuant to certain anti-dilution rights described therein and have no expiration date. F3 · ownership.direct: ESM Sponsor, LP, (the "Sponsor"), is the record holder of the Class B ordinary shares reported herein. Mr. Raymond may be deemed to beneficially own shares held by the Sponsor by virtue of his control over the Sponsor. F3 · ownership.nature: ESM Sponsor, LP, (the "Sponsor"), is the record holder of the Class B ordinary shares reported herein. Mr. Raymond may be deemed to beneficially own shares held by the Sponsor by virtue of his control over the Sponsor. Read SEC document
November 18, 2020 Filed Nov 20, 2020 21:44 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	OtherClass A Units/Class B Shares/GP Units · Derivative	6,220,955	Not disclosed	Not disclosed	Disclosure SEC source: 0001615619-20-000134 · edgar.xml · derivative · entry 4 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Shares · 6,220,955 shares Expires not disclosed F1 · security: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), each limited partner of AAP, including EMG Investment, LLC ("EMG") and the Reporting Person, has the right, at any time and from time to time, to immediately exchange (the "Exchange Right") its Class A Units ("Class A Units") in AAP, together with a like number of Class B shares representing limited partner interests ("Class B Shares") in Plains GP Holdings, L.P. (the "Issuer") and Units ("GP Units") in PAA GP Holdings LLC, for Class A shares representing limited partner interests ("Class A Shares") in the Issuer on a one-for-one basis. The Exchange Right does not expire and may be settled in cash by AAP. F1 · derivative.exercise_price: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), each limited partner of AAP, including EMG Investment, LLC ("EMG") and the Reporting Person, has the right, at any time and from time to time, to immediately exchange (the "Exchange Right") its Class A Units ("Class A Units") in AAP, together with a like number of Class B shares representing limited partner interests ("Class B Shares") in Plains GP Holdings, L.P. (the "Issuer") and Units ("GP Units") in PAA GP Holdings LLC, for Class A shares representing limited partner interests ("Class A Shares") in the Issuer on a one-for-one basis. The Exchange Right does not expire and may be settled in cash by AAP. F2 · kind: On November 18, 2020, EMG elected to exchange 6,220,955 Class A Units, together with a like number of Class B Shares and GP Units, for Class A Shares on a one-for-one basis pursuant to the Exchange Right. EMG has agreed to sell the Class A Shares received pursuant to such election to exchange in a single transaction exempt from registration under Rule 144 of the Securities Act of 1933, as amended, at a price of $8.05 per Class A Share. Following the completion of such sale, EMG will distribute the proceeds thereof to its remaining members on a pro rata basis. F1 · price: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), each limited partner of AAP, including EMG Investment, LLC ("EMG") and the Reporting Person, has the right, at any time and from time to time, to immediately exchange (the "Exchange Right") its Class A Units ("Class A Units") in AAP, together with a like number of Class B shares representing limited partner interests ("Class B Shares") in Plains GP Holdings, L.P. (the "Issuer") and Units ("GP Units") in PAA GP Holdings LLC, for Class A shares representing limited partner interests ("Class A Shares") in the Issuer on a one-for-one basis. The Exchange Right does not expire and may be settled in cash by AAP. F1 · derivative.exercise_date: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), each limited partner of AAP, including EMG Investment, LLC ("EMG") and the Reporting Person, has the right, at any time and from time to time, to immediately exchange (the "Exchange Right") its Class A Units ("Class A Units") in AAP, together with a like number of Class B shares representing limited partner interests ("Class B Shares") in Plains GP Holdings, L.P. (the "Issuer") and Units ("GP Units") in PAA GP Holdings LLC, for Class A shares representing limited partner interests ("Class A Shares") in the Issuer on a one-for-one basis. The Exchange Right does not expire and may be settled in cash by AAP. F1 · derivative.expiration_date: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), each limited partner of AAP, including EMG Investment, LLC ("EMG") and the Reporting Person, has the right, at any time and from time to time, to immediately exchange (the "Exchange Right") its Class A Units ("Class A Units") in AAP, together with a like number of Class B shares representing limited partner interests ("Class B Shares") in Plains GP Holdings, L.P. (the "Issuer") and Units ("GP Units") in PAA GP Holdings LLC, for Class A shares representing limited partner interests ("Class A Shares") in the Issuer on a one-for-one basis. The Exchange Right does not expire and may be settled in cash by AAP. F3 · ownership.nature: Beneficial ownership of the Class A Shares, Class A Units, Class B Shares and GP Units referred to herein is being reported hereunder solely because the Reporting Person may be deemed to beneficially own such Class A Shares, Class A Units, Class B Shares and GP Units as a result of his status as the Chief Executive Officer of the designated manager of EMG. The Reporting Person disclaims beneficial ownership of the securities held by EMG except to the extent of his pecuniary interest therein. Read SEC document
November 18, 2020 Filed Nov 20, 2020 21:44 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	SaleClass A Shares	6,220,955	$8.05	$50,078,687.75	Disclosure SEC source: 0001615619-20-000134 · edgar.xml · nonDerivative · entry 2 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F2 · kind: On November 18, 2020, EMG elected to exchange 6,220,955 Class A Units, together with a like number of Class B Shares and GP Units, for Class A Shares on a one-for-one basis pursuant to the Exchange Right. EMG has agreed to sell the Class A Shares received pursuant to such election to exchange in a single transaction exempt from registration under Rule 144 of the Securities Act of 1933, as amended, at a price of $8.05 per Class A Share. Following the completion of such sale, EMG will distribute the proceeds thereof to its remaining members on a pro rata basis. F3 · ownership.nature: Beneficial ownership of the Class A Shares, Class A Units, Class B Shares and GP Units referred to herein is being reported hereunder solely because the Reporting Person may be deemed to beneficially own such Class A Shares, Class A Units, Class B Shares and GP Units as a result of his status as the Chief Executive Officer of the designated manager of EMG. The Reporting Person disclaims beneficial ownership of the securities held by EMG except to the extent of his pecuniary interest therein. Read SEC document
November 18, 2020 Filed Nov 20, 2020 21:44 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	OtherClass A Shares	6,220,955	Not disclosed	Not disclosed	Disclosure SEC source: 0001615619-20-000134 · edgar.xml · nonDerivative · entry 1 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,220,955 F2 · kind: On November 18, 2020, EMG elected to exchange 6,220,955 Class A Units, together with a like number of Class B Shares and GP Units, for Class A Shares on a one-for-one basis pursuant to the Exchange Right. EMG has agreed to sell the Class A Shares received pursuant to such election to exchange in a single transaction exempt from registration under Rule 144 of the Securities Act of 1933, as amended, at a price of $8.05 per Class A Share. Following the completion of such sale, EMG will distribute the proceeds thereof to its remaining members on a pro rata basis. F2 · price: On November 18, 2020, EMG elected to exchange 6,220,955 Class A Units, together with a like number of Class B Shares and GP Units, for Class A Shares on a one-for-one basis pursuant to the Exchange Right. EMG has agreed to sell the Class A Shares received pursuant to such election to exchange in a single transaction exempt from registration under Rule 144 of the Securities Act of 1933, as amended, at a price of $8.05 per Class A Share. Following the completion of such sale, EMG will distribute the proceeds thereof to its remaining members on a pro rata basis. F3 · ownership.nature: Beneficial ownership of the Class A Shares, Class A Units, Class B Shares and GP Units referred to herein is being reported hereunder solely because the Reporting Person may be deemed to beneficially own such Class A Shares, Class A Units, Class B Shares and GP Units as a result of his status as the Chief Executive Officer of the designated manager of EMG. The Reporting Person disclaims beneficial ownership of the securities held by EMG except to the extent of his pecuniary interest therein. Read SEC document
August 14, 2020 Filed Aug 17, 2020 22:39 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	Exercise / conversionPhantom Class A Shares · Derivative	2,500	$0.00	$0.00	Disclosure SEC source: 0001615619-20-000063 · edgar.xml · derivative · entry 2 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Class A Shares · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash). F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests. F3 · derivative.exercise_date: Phantom Class A Shares vests annually on August distribution date. F4 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement. Read SEC document
August 14, 2020 Filed Aug 17, 2020 22:39 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	Exercise / conversionClass A Shares	2,500	$0.00	$0.00	Disclosure SEC source: 0001615619-20-000063 · edgar.xml · nonDerivative · entry 1 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,531 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
August 13, 2020 Filed Aug 17, 2020 22:39 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	GrantPhantom Class A Shares · Derivative	15,290	$0.00	$0.00	Disclosure SEC source: 0001615619-20-000063 · edgar.xml · derivative · entry 3 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,290 Underlying: Class A Shares · 15,290 shares Expires not disclosed F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash). F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests. F4 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement. Read SEC document
August 15, 2019 Filed Aug 16, 2019 20:44 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	GrantPhantom Class A Shares · Derivative	4,170	$0.00	$0.00	Disclosure SEC source: 0001615619-19-000088 · edgar.xml · derivative · entry 3 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,170 Underlying: Class A Shares · 4,170 shares Expires not disclosed F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash). F2 · derivative.exercise_price: One Class A Share is deliverable, upon vesting, for each Phantom Class A Share that vests. F4 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement. Read SEC document
August 14, 2019 Filed Aug 16, 2019 20:44 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	Exercise / conversionPhantom Class A Shares · Derivative	2,500	$0.00	$0.00	Disclosure SEC source: 0001615619-19-000088 · edgar.xml · derivative · entry 2 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Class A Shares · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash). F2 · derivative.exercise_price: One Class A Share is deliverable, upon vesting, for each Phantom Class A Share that vests. F3 · derivative.exercise_date: Phantom Class A Shares vest annually on August distribution date. F4 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement. Read SEC document
August 14, 2019 Filed Aug 16, 2019 20:44 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	Exercise / conversionClass A Shares	2,500	$0.00	$0.00	Disclosure SEC source: 0001615619-19-000088 · edgar.xml · nonDerivative · entry 1 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,031 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 04, 2019 Filed Jun 5, 2019 23:17 UTC	NGL Energy Partners LP NGL · Entity 8986	SaleCommon Units	176,634	$14.88	$2,628,313.92	Disclosure SEC source: 0001104659-19-034124 · a4.xml · nonDerivative · entry 1 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · ownership.nature: The common units reported herein are owned directly by EMG NGL HC, LLC. Beneficial ownership of the common units is reported by John T. Raymond solely in his capacity as the Chief Executive Officer of EMG NGL HC, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of the common units in this Form 4 shall not be deemed an admission of beneficial ownership of all of the reported common units for purposes of Section 16 or for any other purpose. Read SEC document
May 28, 2019 Filed May 29, 2019 01:40 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	SaleCommon Units	8,179,284	$23.10	$188,941,460.40	Disclosure SEC source: 0001104659-19-032152 · a4.xml · nonDerivative · entry 4 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · kind: On May 28, 2019, EMG requested redemption of 8,179,284 Class A Units in exchange for Common Units on a one-for-one basis pursuant to its Redemption Right. EMG has agreed to sell the Common Units it will receive pursuant to such request for redemption in multiple transactions exempt from registration under Rule 144 of the Securities Act of 1933, as amended, at a price of $23.10 per Common Unit. Following the completion of such sales, EMG will distribute the proceeds thereof to its remaining members on a pro rata basis. F4 · ownership.nature: Beneficial ownership of the Common Units referred to herein is being reported hereunder solely because the Reporting Person may be deemed to beneficially own such Common Units as a result of his status as the Chief Executive Officer of the designated manager of EMG. The Reporting Person disclaims beneficial ownership of the securities held by EMG except to the extent of his pecuniary interest therein. Read SEC document
May 28, 2019 Filed May 29, 2019 01:40 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	OtherCommon Units	8,179,284	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-19-032152 · a4.xml · nonDerivative · entry 3 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,179,284 F3 · kind: On May 28, 2019, EMG requested redemption of 8,179,284 Class A Units in exchange for Common Units on a one-for-one basis pursuant to its Redemption Right. EMG has agreed to sell the Common Units it will receive pursuant to such request for redemption in multiple transactions exempt from registration under Rule 144 of the Securities Act of 1933, as amended, at a price of $23.10 per Common Unit. Following the completion of such sales, EMG will distribute the proceeds thereof to its remaining members on a pro rata basis. F3 · price: On May 28, 2019, EMG requested redemption of 8,179,284 Class A Units in exchange for Common Units on a one-for-one basis pursuant to its Redemption Right. EMG has agreed to sell the Common Units it will receive pursuant to such request for redemption in multiple transactions exempt from registration under Rule 144 of the Securities Act of 1933, as amended, at a price of $23.10 per Common Unit. Following the completion of such sales, EMG will distribute the proceeds thereof to its remaining members on a pro rata basis. F4 · ownership.nature: Beneficial ownership of the Common Units referred to herein is being reported hereunder solely because the Reporting Person may be deemed to beneficially own such Common Units as a result of his status as the Chief Executive Officer of the designated manager of EMG. The Reporting Person disclaims beneficial ownership of the securities held by EMG except to the extent of his pecuniary interest therein. Read SEC document
May 28, 2019 Filed May 29, 2019 01:41 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	OtherClass A Units/Class B Shares/GP Units · Derivative	15,507,575	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-19-032154 · a4.xml · derivative · entry 7 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,404,171 Underlying: Class A Shares · 15,507,575 shares Expires not disclosed F1 · security: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), each limited partner of AAP, including EMG Investment, LLC ("EMG") and the Reporting Person, has the right, at any time and from time to time, to immediately exchange (the "Exchange Right") its Class A Units ("Class A Units") in AAP, together with a like number of Class B shares representing limited partner interests ("Class B Shares") in Plains GP Holdings, L.P. (the "Issuer") and Units ("GP Units") in PAA GP Holdings LLC, for Class A shares representing limited partner interests ("Class A Shares") in the Issuer on a one-for-one basis. The Exchange Right does not expire and may be settled in cash by AAP. F1 · derivative.exercise_price: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), each limited partner of AAP, including EMG Investment, LLC ("EMG") and the Reporting Person, has the right, at any time and from time to time, to immediately exchange (the "Exchange Right") its Class A Units ("Class A Units") in AAP, together with a like number of Class B shares representing limited partner interests ("Class B Shares") in Plains GP Holdings, L.P. (the "Issuer") and Units ("GP Units") in PAA GP Holdings LLC, for Class A shares representing limited partner interests ("Class A Shares") in the Issuer on a one-for-one basis. The Exchange Right does not expire and may be settled in cash by AAP. F6 · kind: On May 28, 2019, EMG elected to exchange 7,328,291 Class A Units, together with a like number of Class B Shares and GP Units, for Class A Shares on a one-for-one basis pursuant to the Exchange Right. In addition, in lieu of exercising the Exchange Right, EMG requested redemption of 8,179,284 Class A Units in exchange for PAA Common Units on a one-for-one basis pursuant to its Redemption Right. EMG has agreed to sell the Class A Shares and PAA Common Units it will receive pursuant to such election to exchange and request for redemption in multiple transactions exempt from registration under Rule 144 of the Securities Act of 1933, as amended, at a price of $23.10 per Class A Share or PAA Common Unit, as applicable. Following the completion of such sales, EMG will distribute the proceeds thereof to its remaining members on a pro rata basis. F1 · price: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), each limited partner of AAP, including EMG Investment, LLC ("EMG") and the Reporting Person, has the right, at any time and from time to time, to immediately exchange (the "Exchange Right") its Class A Units ("Class A Units") in AAP, together with a like number of Class B shares representing limited partner interests ("Class B Shares") in Plains GP Holdings, L.P. (the "Issuer") and Units ("GP Units") in PAA GP Holdings LLC, for Class A shares representing limited partner interests ("Class A Shares") in the Issuer on a one-for-one basis. The Exchange Right does not expire and may be settled in cash by AAP. F1 · derivative.exercise_date: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), each limited partner of AAP, including EMG Investment, LLC ("EMG") and the Reporting Person, has the right, at any time and from time to time, to immediately exchange (the "Exchange Right") its Class A Units ("Class A Units") in AAP, together with a like number of Class B shares representing limited partner interests ("Class B Shares") in Plains GP Holdings, L.P. (the "Issuer") and Units ("GP Units") in PAA GP Holdings LLC, for Class A shares representing limited partner interests ("Class A Shares") in the Issuer on a one-for-one basis. The Exchange Right does not expire and may be settled in cash by AAP. F1 · derivative.expiration_date: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), each limited partner of AAP, including EMG Investment, LLC ("EMG") and the Reporting Person, has the right, at any time and from time to time, to immediately exchange (the "Exchange Right") its Class A Units ("Class A Units") in AAP, together with a like number of Class B shares representing limited partner interests ("Class B Shares") in Plains GP Holdings, L.P. (the "Issuer") and Units ("GP Units") in PAA GP Holdings LLC, for Class A shares representing limited partner interests ("Class A Shares") in the Issuer on a one-for-one basis. The Exchange Right does not expire and may be settled in cash by AAP. F7 · ownership.nature: Beneficial ownership of 3,183,216 Class A Units, Class B Shares and GP Units referred to herein is being reported hereunder because the Reporting Person beneficially owns such Class A Units, Class B Shares and GP Units as a result of his ownership of Lynx Holdings I, LLC. Beneficial ownership of the remaining Class A Shares, Class A Units, Class B Shares and GP Units referred to herein is being reported hereunder solely because the Reporting Person may be deemed to beneficially own such Class A Shares, Class A Units, Class B Shares and GP Units as a result of his status as the Chief Executive Officer of the designated manager of EMG. The Reporting Person disclaims beneficial ownership of the securities held by EMG except to the extent of his pecuniary interest therein. Read SEC document
May 28, 2019 Filed May 29, 2019 01:41 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	SaleClass A Shares	7,328,291	$23.10	$169,283,522.10	Disclosure SEC source: 0001104659-19-032154 · a4.xml · nonDerivative · entry 2 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F6 · kind: On May 28, 2019, EMG elected to exchange 7,328,291 Class A Units, together with a like number of Class B Shares and GP Units, for Class A Shares on a one-for-one basis pursuant to the Exchange Right. In addition, in lieu of exercising the Exchange Right, EMG requested redemption of 8,179,284 Class A Units in exchange for PAA Common Units on a one-for-one basis pursuant to its Redemption Right. EMG has agreed to sell the Class A Shares and PAA Common Units it will receive pursuant to such election to exchange and request for redemption in multiple transactions exempt from registration under Rule 144 of the Securities Act of 1933, as amended, at a price of $23.10 per Class A Share or PAA Common Unit, as applicable. Following the completion of such sales, EMG will distribute the proceeds thereof to its remaining members on a pro rata basis. F7 · ownership.nature: Beneficial ownership of 3,183,216 Class A Units, Class B Shares and GP Units referred to herein is being reported hereunder because the Reporting Person beneficially owns such Class A Units, Class B Shares and GP Units as a result of his ownership of Lynx Holdings I, LLC. Beneficial ownership of the remaining Class A Shares, Class A Units, Class B Shares and GP Units referred to herein is being reported hereunder solely because the Reporting Person may be deemed to beneficially own such Class A Shares, Class A Units, Class B Shares and GP Units as a result of his status as the Chief Executive Officer of the designated manager of EMG. The Reporting Person disclaims beneficial ownership of the securities held by EMG except to the extent of his pecuniary interest therein. Read SEC document
May 28, 2019 Filed May 29, 2019 01:41 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	OtherClass A Shares	7,328,291	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-19-032154 · a4.xml · nonDerivative · entry 1 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,328,291 F6 · kind: On May 28, 2019, EMG elected to exchange 7,328,291 Class A Units, together with a like number of Class B Shares and GP Units, for Class A Shares on a one-for-one basis pursuant to the Exchange Right. In addition, in lieu of exercising the Exchange Right, EMG requested redemption of 8,179,284 Class A Units in exchange for PAA Common Units on a one-for-one basis pursuant to its Redemption Right. EMG has agreed to sell the Class A Shares and PAA Common Units it will receive pursuant to such election to exchange and request for redemption in multiple transactions exempt from registration under Rule 144 of the Securities Act of 1933, as amended, at a price of $23.10 per Class A Share or PAA Common Unit, as applicable. Following the completion of such sales, EMG will distribute the proceeds thereof to its remaining members on a pro rata basis. F6 · price: On May 28, 2019, EMG elected to exchange 7,328,291 Class A Units, together with a like number of Class B Shares and GP Units, for Class A Shares on a one-for-one basis pursuant to the Exchange Right. In addition, in lieu of exercising the Exchange Right, EMG requested redemption of 8,179,284 Class A Units in exchange for PAA Common Units on a one-for-one basis pursuant to its Redemption Right. EMG has agreed to sell the Class A Shares and PAA Common Units it will receive pursuant to such election to exchange and request for redemption in multiple transactions exempt from registration under Rule 144 of the Securities Act of 1933, as amended, at a price of $23.10 per Class A Share or PAA Common Unit, as applicable. Following the completion of such sales, EMG will distribute the proceeds thereof to its remaining members on a pro rata basis. F7 · ownership.nature: Beneficial ownership of 3,183,216 Class A Units, Class B Shares and GP Units referred to herein is being reported hereunder because the Reporting Person beneficially owns such Class A Units, Class B Shares and GP Units as a result of his ownership of Lynx Holdings I, LLC. Beneficial ownership of the remaining Class A Shares, Class A Units, Class B Shares and GP Units referred to herein is being reported hereunder solely because the Reporting Person may be deemed to beneficially own such Class A Shares, Class A Units, Class B Shares and GP Units as a result of his status as the Chief Executive Officer of the designated manager of EMG. The Reporting Person disclaims beneficial ownership of the securities held by EMG except to the extent of his pecuniary interest therein. Read SEC document
May 23, 2019 Filed May 29, 2019 01:40 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	OtherClass B Shares/Class A Units/GP Units · Derivative	8,275,520	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-19-032152 · a4.xml · derivative · entry 6 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,275,520 Underlying: Common Units · 8,275,520 shares Expires not disclosed F5 · derivative.exercise_price: The Reporting Person acquired bundled interests comprising the Class A Units, Class B Shares and GP Units reported herein upon the distribution thereof by EMG, of which the Reporting Person is a member, on a pro rata basis based on the Reporting Person's ownership interest in EMG. Pursuant to the limited partnership agreement of AAP, the Reporting Person will have a Redemption Right with respect to such bundled interests. The Reporting Person is bound by a lock-up, which restricts the sale of Common Units or Class A shares ("PAGP Class A Shares") of PAGP into which such bundled interests are convertible (i) in any amount prior to the 61st day following the date of redemption, (ii) in an amount exceeding 1/3 of the Common Units or PAGP Class A Shares into which the bundled interests distributed to the Reporting Person are convertible prior to the 121st day following the date of redemption, and F6 · derivative.exercise_price: (iii) in an amount exceeding 2/3 of the Common Units or PAGP Class A Shares into which the bundled interests distributed to the Reporting Person are convertible prior to the 181st day following the date of redemption. F5 · kind: The Reporting Person acquired bundled interests comprising the Class A Units, Class B Shares and GP Units reported herein upon the distribution thereof by EMG, of which the Reporting Person is a member, on a pro rata basis based on the Reporting Person's ownership interest in EMG. Pursuant to the limited partnership agreement of AAP, the Reporting Person will have a Redemption Right with respect to such bundled interests. The Reporting Person is bound by a lock-up, which restricts the sale of Common Units or Class A shares ("PAGP Class A Shares") of PAGP into which such bundled interests are convertible (i) in any amount prior to the 61st day following the date of redemption, (ii) in an amount exceeding 1/3 of the Common Units or PAGP Class A Shares into which the bundled interests distributed to the Reporting Person are convertible prior to the 121st day following the date of redemption, and F6 · kind: (iii) in an amount exceeding 2/3 of the Common Units or PAGP Class A Shares into which the bundled interests distributed to the Reporting Person are convertible prior to the 181st day following the date of redemption. F5 · price: The Reporting Person acquired bundled interests comprising the Class A Units, Class B Shares and GP Units reported herein upon the distribution thereof by EMG, of which the Reporting Person is a member, on a pro rata basis based on the Reporting Person's ownership interest in EMG. Pursuant to the limited partnership agreement of AAP, the Reporting Person will have a Redemption Right with respect to such bundled interests. The Reporting Person is bound by a lock-up, which restricts the sale of Common Units or Class A shares ("PAGP Class A Shares") of PAGP into which such bundled interests are convertible (i) in any amount prior to the 61st day following the date of redemption, (ii) in an amount exceeding 1/3 of the Common Units or PAGP Class A Shares into which the bundled interests distributed to the Reporting Person are convertible prior to the 121st day following the date of redemption, and F6 · price: (iii) in an amount exceeding 2/3 of the Common Units or PAGP Class A Shares into which the bundled interests distributed to the Reporting Person are convertible prior to the 181st day following the date of redemption. F5 · derivative.exercise_date: The Reporting Person acquired bundled interests comprising the Class A Units, Class B Shares and GP Units reported herein upon the distribution thereof by EMG, of which the Reporting Person is a member, on a pro rata basis based on the Reporting Person's ownership interest in EMG. Pursuant to the limited partnership agreement of AAP, the Reporting Person will have a Redemption Right with respect to such bundled interests. The Reporting Person is bound by a lock-up, which restricts the sale of Common Units or Class A shares ("PAGP Class A Shares") of PAGP into which such bundled interests are convertible (i) in any amount prior to the 61st day following the date of redemption, (ii) in an amount exceeding 1/3 of the Common Units or PAGP Class A Shares into which the bundled interests distributed to the Reporting Person are convertible prior to the 121st day following the date of redemption, and F6 · derivative.exercise_date: (iii) in an amount exceeding 2/3 of the Common Units or PAGP Class A Shares into which the bundled interests distributed to the Reporting Person are convertible prior to the 181st day following the date of redemption. F5 · derivative.expiration_date: The Reporting Person acquired bundled interests comprising the Class A Units, Class B Shares and GP Units reported herein upon the distribution thereof by EMG, of which the Reporting Person is a member, on a pro rata basis based on the Reporting Person's ownership interest in EMG. Pursuant to the limited partnership agreement of AAP, the Reporting Person will have a Redemption Right with respect to such bundled interests. The Reporting Person is bound by a lock-up, which restricts the sale of Common Units or Class A shares ("PAGP Class A Shares") of PAGP into which such bundled interests are convertible (i) in any amount prior to the 61st day following the date of redemption, (ii) in an amount exceeding 1/3 of the Common Units or PAGP Class A Shares into which the bundled interests distributed to the Reporting Person are convertible prior to the 121st day following the date of redemption, and F6 · derivative.expiration_date: (iii) in an amount exceeding 2/3 of the Common Units or PAGP Class A Shares into which the bundled interests distributed to the Reporting Person are convertible prior to the 181st day following the date of redemption. Read SEC document
May 23, 2019 Filed May 29, 2019 01:40 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	OtherCommon Units	4,013,478	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-19-032152 · a4.xml · nonDerivative · entry 2 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: On May 23, 2019, pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), EMG Investment, LLC ("EMG") redeemed 4,013,478 Class A Units in AAP ("Class A Units") for common units ("Common Units") of Plains All American Pipeline, L.P. held by AAP on a one-for-one basis, by delivering such Class A Units to Plains AAP along with the associated Class B Shares ("Class B Shares") in Plains GP Holdings, L.P. ("PAGP") and GP Units ("GP Units") in PAA GP Holdings LLC to PAGP (the "Redemption Right"). Immediately following such redemption, EMG distributed to certain of its members, in-kind and on a pro rata basis based on their ownership interests in EMG, the Common Units received in such redemption. Each member receiving such Common Units is bound by a lock-up, which restricts the sale of such Common Units (i) in any amount prior to the 61st day following the date of redemption, F2 · kind: (ii) in an amount exceeding 1/3 of the Common Units distributed to such Member prior to the 121st day following the date of redemption, and (iii) in an amount exceeding 2/3 of the Common Units distributed to such Member prior to the 181st day following the date of redemption. F1 · price: On May 23, 2019, pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), EMG Investment, LLC ("EMG") redeemed 4,013,478 Class A Units in AAP ("Class A Units") for common units ("Common Units") of Plains All American Pipeline, L.P. held by AAP on a one-for-one basis, by delivering such Class A Units to Plains AAP along with the associated Class B Shares ("Class B Shares") in Plains GP Holdings, L.P. ("PAGP") and GP Units ("GP Units") in PAA GP Holdings LLC to PAGP (the "Redemption Right"). Immediately following such redemption, EMG distributed to certain of its members, in-kind and on a pro rata basis based on their ownership interests in EMG, the Common Units received in such redemption. Each member receiving such Common Units is bound by a lock-up, which restricts the sale of such Common Units (i) in any amount prior to the 61st day following the date of redemption, F2 · price: (ii) in an amount exceeding 1/3 of the Common Units distributed to such Member prior to the 121st day following the date of redemption, and (iii) in an amount exceeding 2/3 of the Common Units distributed to such Member prior to the 181st day following the date of redemption. F4 · ownership.nature: Beneficial ownership of the Common Units referred to herein is being reported hereunder solely because the Reporting Person may be deemed to beneficially own such Common Units as a result of his status as the Chief Executive Officer of the designated manager of EMG. The Reporting Person disclaims beneficial ownership of the securities held by EMG except to the extent of his pecuniary interest therein. Read SEC document
May 23, 2019 Filed May 29, 2019 01:40 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	OtherCommon Units	4,013,478	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-19-032152 · a4.xml · nonDerivative · entry 1 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,013,478 F1 · kind: On May 23, 2019, pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), EMG Investment, LLC ("EMG") redeemed 4,013,478 Class A Units in AAP ("Class A Units") for common units ("Common Units") of Plains All American Pipeline, L.P. held by AAP on a one-for-one basis, by delivering such Class A Units to Plains AAP along with the associated Class B Shares ("Class B Shares") in Plains GP Holdings, L.P. ("PAGP") and GP Units ("GP Units") in PAA GP Holdings LLC to PAGP (the "Redemption Right"). Immediately following such redemption, EMG distributed to certain of its members, in-kind and on a pro rata basis based on their ownership interests in EMG, the Common Units received in such redemption. Each member receiving such Common Units is bound by a lock-up, which restricts the sale of such Common Units (i) in any amount prior to the 61st day following the date of redemption, F2 · kind: (ii) in an amount exceeding 1/3 of the Common Units distributed to such Member prior to the 121st day following the date of redemption, and (iii) in an amount exceeding 2/3 of the Common Units distributed to such Member prior to the 181st day following the date of redemption. F1 · price: On May 23, 2019, pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), EMG Investment, LLC ("EMG") redeemed 4,013,478 Class A Units in AAP ("Class A Units") for common units ("Common Units") of Plains All American Pipeline, L.P. held by AAP on a one-for-one basis, by delivering such Class A Units to Plains AAP along with the associated Class B Shares ("Class B Shares") in Plains GP Holdings, L.P. ("PAGP") and GP Units ("GP Units") in PAA GP Holdings LLC to PAGP (the "Redemption Right"). Immediately following such redemption, EMG distributed to certain of its members, in-kind and on a pro rata basis based on their ownership interests in EMG, the Common Units received in such redemption. Each member receiving such Common Units is bound by a lock-up, which restricts the sale of such Common Units (i) in any amount prior to the 61st day following the date of redemption, F2 · price: (ii) in an amount exceeding 1/3 of the Common Units distributed to such Member prior to the 121st day following the date of redemption, and (iii) in an amount exceeding 2/3 of the Common Units distributed to such Member prior to the 181st day following the date of redemption. F4 · ownership.nature: Beneficial ownership of the Common Units referred to herein is being reported hereunder solely because the Reporting Person may be deemed to beneficially own such Common Units as a result of his status as the Chief Executive Officer of the designated manager of EMG. The Reporting Person disclaims beneficial ownership of the securities held by EMG except to the extent of his pecuniary interest therein. Read SEC document
May 23, 2019 Filed May 29, 2019 01:41 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	OtherClass A Units/Class B Shares/GP Units · Derivative	8,275,520	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-19-032154 · a4.xml · derivative · entry 6 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,275,520 Underlying: Class A Shares · 8,275,520 shares Expires not disclosed F1 · security: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), each limited partner of AAP, including EMG Investment, LLC ("EMG") and the Reporting Person, has the right, at any time and from time to time, to immediately exchange (the "Exchange Right") its Class A Units ("Class A Units") in AAP, together with a like number of Class B shares representing limited partner interests ("Class B Shares") in Plains GP Holdings, L.P. (the "Issuer") and Units ("GP Units") in PAA GP Holdings LLC, for Class A shares representing limited partner interests ("Class A Shares") in the Issuer on a one-for-one basis. The Exchange Right does not expire and may be settled in cash by AAP. F1 · derivative.exercise_price: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), each limited partner of AAP, including EMG Investment, LLC ("EMG") and the Reporting Person, has the right, at any time and from time to time, to immediately exchange (the "Exchange Right") its Class A Units ("Class A Units") in AAP, together with a like number of Class B shares representing limited partner interests ("Class B Shares") in Plains GP Holdings, L.P. (the "Issuer") and Units ("GP Units") in PAA GP Holdings LLC, for Class A shares representing limited partner interests ("Class A Shares") in the Issuer on a one-for-one basis. The Exchange Right does not expire and may be settled in cash by AAP. F4 · kind: On May 23, 2019, EMG distributed to certain of its members, in-kind and on a pro rata basis based on their ownership interests in EMG, bundled interests comprising Class A Units, Class B Shares and GP Units. As part of such distribution, EMG distributed to the Reporting Person, in-kind, bundled interests comprising 8,275,520 Class A Units, Class B Shares and GP Units. Pursuant to the limited partnership agreement of AAP, the members to whom such bundled interests were transferred, including the Reporting Person, will have an Exchange Right and a Redemption Right with respect thereto. F5 · kind: Each member receiving such bundled interests is bound by a lock-up, which restricts the sale of PAA Common Units or Class A Shares into which such bundled interests are convertible (i) in any amount prior to the 61st day following the date of redemption, (ii) in an amount exceeding 1/3 of the PAA Common Units or Class A Shares into which the bundled interests distributed to such Member are convertible prior to the 121st day following the date of redemption, and (iii) in an amount exceeding 2/3 of the PAA Common Units or Class A Shares into which the bundled interests distributed to such Member are convertible prior to the 181st day following the date of redemption. F1 · price: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), each limited partner of AAP, including EMG Investment, LLC ("EMG") and the Reporting Person, has the right, at any time and from time to time, to immediately exchange (the "Exchange Right") its Class A Units ("Class A Units") in AAP, together with a like number of Class B shares representing limited partner interests ("Class B Shares") in Plains GP Holdings, L.P. (the "Issuer") and Units ("GP Units") in PAA GP Holdings LLC, for Class A shares representing limited partner interests ("Class A Shares") in the Issuer on a one-for-one basis. The Exchange Right does not expire and may be settled in cash by AAP. F1 · derivative.exercise_date: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), each limited partner of AAP, including EMG Investment, LLC ("EMG") and the Reporting Person, has the right, at any time and from time to time, to immediately exchange (the "Exchange Right") its Class A Units ("Class A Units") in AAP, together with a like number of Class B shares representing limited partner interests ("Class B Shares") in Plains GP Holdings, L.P. (the "Issuer") and Units ("GP Units") in PAA GP Holdings LLC, for Class A shares representing limited partner interests ("Class A Shares") in the Issuer on a one-for-one basis. The Exchange Right does not expire and may be settled in cash by AAP. F1 · derivative.expiration_date: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), each limited partner of AAP, including EMG Investment, LLC ("EMG") and the Reporting Person, has the right, at any time and from time to time, to immediately exchange (the "Exchange Right") its Class A Units ("Class A Units") in AAP, together with a like number of Class B shares representing limited partner interests ("Class B Shares") in Plains GP Holdings, L.P. (the "Issuer") and Units ("GP Units") in PAA GP Holdings LLC, for Class A shares representing limited partner interests ("Class A Shares") in the Issuer on a one-for-one basis. The Exchange Right does not expire and may be settled in cash by AAP. Read SEC document
May 23, 2019 Filed May 29, 2019 01:41 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	OtherClass A Units/Class B Shares/GP Units · Derivative	19,890,113	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-19-032154 · a4.xml · derivative · entry 5 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 24,911,746 Underlying: Class A Shares · 19,890,113 shares Expires not disclosed F1 · security: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), each limited partner of AAP, including EMG Investment, LLC ("EMG") and the Reporting Person, has the right, at any time and from time to time, to immediately exchange (the "Exchange Right") its Class A Units ("Class A Units") in AAP, together with a like number of Class B shares representing limited partner interests ("Class B Shares") in Plains GP Holdings, L.P. (the "Issuer") and Units ("GP Units") in PAA GP Holdings LLC, for Class A shares representing limited partner interests ("Class A Shares") in the Issuer on a one-for-one basis. The Exchange Right does not expire and may be settled in cash by AAP. F1 · derivative.exercise_price: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), each limited partner of AAP, including EMG Investment, LLC ("EMG") and the Reporting Person, has the right, at any time and from time to time, to immediately exchange (the "Exchange Right") its Class A Units ("Class A Units") in AAP, together with a like number of Class B shares representing limited partner interests ("Class B Shares") in Plains GP Holdings, L.P. (the "Issuer") and Units ("GP Units") in PAA GP Holdings LLC, for Class A shares representing limited partner interests ("Class A Shares") in the Issuer on a one-for-one basis. The Exchange Right does not expire and may be settled in cash by AAP. F4 · kind: On May 23, 2019, EMG distributed to certain of its members, in-kind and on a pro rata basis based on their ownership interests in EMG, bundled interests comprising Class A Units, Class B Shares and GP Units. As part of such distribution, EMG distributed to the Reporting Person, in-kind, bundled interests comprising 8,275,520 Class A Units, Class B Shares and GP Units. Pursuant to the limited partnership agreement of AAP, the members to whom such bundled interests were transferred, including the Reporting Person, will have an Exchange Right and a Redemption Right with respect thereto. F5 · kind: Each member receiving such bundled interests is bound by a lock-up, which restricts the sale of PAA Common Units or Class A Shares into which such bundled interests are convertible (i) in any amount prior to the 61st day following the date of redemption, (ii) in an amount exceeding 1/3 of the PAA Common Units or Class A Shares into which the bundled interests distributed to such Member are convertible prior to the 121st day following the date of redemption, and (iii) in an amount exceeding 2/3 of the PAA Common Units or Class A Shares into which the bundled interests distributed to such Member are convertible prior to the 181st day following the date of redemption. F1 · price: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), each limited partner of AAP, including EMG Investment, LLC ("EMG") and the Reporting Person, has the right, at any time and from time to time, to immediately exchange (the "Exchange Right") its Class A Units ("Class A Units") in AAP, together with a like number of Class B shares representing limited partner interests ("Class B Shares") in Plains GP Holdings, L.P. (the "Issuer") and Units ("GP Units") in PAA GP Holdings LLC, for Class A shares representing limited partner interests ("Class A Shares") in the Issuer on a one-for-one basis. The Exchange Right does not expire and may be settled in cash by AAP. F1 · derivative.exercise_date: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), each limited partner of AAP, including EMG Investment, LLC ("EMG") and the Reporting Person, has the right, at any time and from time to time, to immediately exchange (the "Exchange Right") its Class A Units ("Class A Units") in AAP, together with a like number of Class B shares representing limited partner interests ("Class B Shares") in Plains GP Holdings, L.P. (the "Issuer") and Units ("GP Units") in PAA GP Holdings LLC, for Class A shares representing limited partner interests ("Class A Shares") in the Issuer on a one-for-one basis. The Exchange Right does not expire and may be settled in cash by AAP. F1 · derivative.expiration_date: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), each limited partner of AAP, including EMG Investment, LLC ("EMG") and the Reporting Person, has the right, at any time and from time to time, to immediately exchange (the "Exchange Right") its Class A Units ("Class A Units") in AAP, together with a like number of Class B shares representing limited partner interests ("Class B Shares") in Plains GP Holdings, L.P. (the "Issuer") and Units ("GP Units") in PAA GP Holdings LLC, for Class A shares representing limited partner interests ("Class A Shares") in the Issuer on a one-for-one basis. The Exchange Right does not expire and may be settled in cash by AAP. F7 · ownership.nature: Beneficial ownership of 3,183,216 Class A Units, Class B Shares and GP Units referred to herein is being reported hereunder because the Reporting Person beneficially owns such Class A Units, Class B Shares and GP Units as a result of his ownership of Lynx Holdings I, LLC. Beneficial ownership of the remaining Class A Shares, Class A Units, Class B Shares and GP Units referred to herein is being reported hereunder solely because the Reporting Person may be deemed to beneficially own such Class A Shares, Class A Units, Class B Shares and GP Units as a result of his status as the Chief Executive Officer of the designated manager of EMG. The Reporting Person disclaims beneficial ownership of the securities held by EMG except to the extent of his pecuniary interest therein. Read SEC document
May 23, 2019 Filed May 29, 2019 01:41 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	OtherClass A Units/Class B Shares/GP Units · Derivative	4,013,478	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-19-032154 · a4.xml · derivative · entry 4 RAYMOND JOHN T · CIK 0001186173 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 44,801,859 Underlying: Class A Shares · 4,013,478 shares Expires not disclosed F1 · security: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), each limited partner of AAP, including EMG Investment, LLC ("EMG") and the Reporting Person, has the right, at any time and from time to time, to immediately exchange (the "Exchange Right") its Class A Units ("Class A Units") in AAP, together with a like number of Class B shares representing limited partner interests ("Class B Shares") in Plains GP Holdings, L.P. (the "Issuer") and Units ("GP Units") in PAA GP Holdings LLC, for Class A shares representing limited partner interests ("Class A Shares") in the Issuer on a one-for-one basis. The Exchange Right does not expire and may be settled in cash by AAP. F1 · derivative.exercise_price: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), each limited partner of AAP, including EMG Investment, LLC ("EMG") and the Reporting Person, has the right, at any time and from time to time, to immediately exchange (the "Exchange Right") its Class A Units ("Class A Units") in AAP, together with a like number of Class B shares representing limited partner interests ("Class B Shares") in Plains GP Holdings, L.P. (the "Issuer") and Units ("GP Units") in PAA GP Holdings LLC, for Class A shares representing limited partner interests ("Class A Shares") in the Issuer on a one-for-one basis. The Exchange Right does not expire and may be settled in cash by AAP. F2 · kind: On May 23, 2019, in lieu of exercising the Exchange Right, EMG redeemed, in accordance with its right pursuant to the limited partnership agreement of AAP (the "Redemption Right"), 4,013,478 Class A Units for common units ("PAA Common Units") of Plains All American Pipeline, L.P. ("PAA") held by AAP on a one-for-one basis, by delivering such Class A Units to Plains AAP along with the associated Class B Shares and GP Units to the Issuer. Immediately following such redemption, EMG distributed to certain of its members, in-kind and on a pro rata basis based on their ownership interests in EMG, the PAA Common Units received in such redemption. F3 · kind: Each member receiving such PAA Common Units is bound by a lock-up, which restricts the sale of such PAA Common Units (i) in any amount prior to the 61st day following the date of redemption, (ii) in an amount exceeding 1/3 of the PAA Common Units distributed to such Member prior to the 121st day following the date of redemption, and (iii) in an amount exceeding 2/3 of the PAA Common Units distributed to such Member prior to the 181st day following the date of redemption. F1 · price: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), each limited partner of AAP, including EMG Investment, LLC ("EMG") and the Reporting Person, has the right, at any time and from time to time, to immediately exchange (the "Exchange Right") its Class A Units ("Class A Units") in AAP, together with a like number of Class B shares representing limited partner interests ("Class B Shares") in Plains GP Holdings, L.P. (the "Issuer") and Units ("GP Units") in PAA GP Holdings LLC, for Class A shares representing limited partner interests ("Class A Shares") in the Issuer on a one-for-one basis. The Exchange Right does not expire and may be settled in cash by AAP. F1 · derivative.exercise_date: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), each limited partner of AAP, including EMG Investment, LLC ("EMG") and the Reporting Person, has the right, at any time and from time to time, to immediately exchange (the "Exchange Right") its Class A Units ("Class A Units") in AAP, together with a like number of Class B shares representing limited partner interests ("Class B Shares") in Plains GP Holdings, L.P. (the "Issuer") and Units ("GP Units") in PAA GP Holdings LLC, for Class A shares representing limited partner interests ("Class A Shares") in the Issuer on a one-for-one basis. The Exchange Right does not expire and may be settled in cash by AAP. F1 · derivative.expiration_date: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), each limited partner of AAP, including EMG Investment, LLC ("EMG") and the Reporting Person, has the right, at any time and from time to time, to immediately exchange (the "Exchange Right") its Class A Units ("Class A Units") in AAP, together with a like number of Class B shares representing limited partner interests ("Class B Shares") in Plains GP Holdings, L.P. (the "Issuer") and Units ("GP Units") in PAA GP Holdings LLC, for Class A shares representing limited partner interests ("Class A Shares") in the Issuer on a one-for-one basis. The Exchange Right does not expire and may be settled in cash by AAP. F7 · ownership.nature: Beneficial ownership of 3,183,216 Class A Units, Class B Shares and GP Units referred to herein is being reported hereunder because the Reporting Person beneficially owns such Class A Units, Class B Shares and GP Units as a result of his ownership of Lynx Holdings I, LLC. Beneficial ownership of the remaining Class A Shares, Class A Units, Class B Shares and GP Units referred to herein is being reported hereunder solely because the Reporting Person may be deemed to beneficially own such Class A Shares, Class A Units, Class B Shares and GP Units as a result of his status as the Chief Executive Officer of the designated manager of EMG. The Reporting Person disclaims beneficial ownership of the securities held by EMG except to the extent of his pecuniary interest therein. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.