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person · Reporting owner

West Eric

Disclosed activity across 1 company

Tapewire entity
19385
SEC CIK
0002070093

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Aqua Metals, Inc.AQMS · Entity 7979Chief Financial OfficerAugust 24, 2026August 26, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Aqua Metals, Inc.

Report date August 24, 2026 · Filed August 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect100,476 Reported balance After 2026-08-24 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-24 · Grant · Acquired 37,352 · Balance 100,476

F1: Represents 37,352 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three-year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2026 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one share of Common Stock of the issuer.

F2: Includes 65,591 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

Filing footnotes · ownership attribution and instrument terms

F1: Represents 37,352 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three-year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2026 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one share of Common Stock of the issuer.

F2: Includes 65,591 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 24, 2026 Filed Aug 26, 2026 20:06 UTC Aqua Metals, Inc. AQMS · Entity 7979 GrantCommon Stock 37,352 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-029012 · rdgdoc.xml · nonDerivative · entry 1

West Eric · CIK 0002070093 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,476

F1 · kind: Represents 37,352 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three-year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2026 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one share of Common Stock of the issuer.

F2 · balance_after: Includes 65,591 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

Read SEC document
August 19, 2026 Filed Aug 21, 2026 20:02 UTC Aqua Metals, Inc. AQMS · Entity 7979 Tax withholdingCommon Stock 1,213 $2.67 $3,238.71
Disclosure

SEC source: 0001437749-26-028727 · rdgdoc.xml · nonDerivative · entry 1

West Eric · CIK 0002070093 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,124

F1 · kind: Represents the number of shares withheld and returned to the plan to cover the tax liability of the August 19, 2026 vesting of a previously reported restricted share grant represented in Table I.

F2 · balance_after: Includes 28,239 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

Read SEC document
May 19, 2026 Filed May 20, 2026 20:11 UTC Aqua Metals, Inc. AQMS · Entity 7979 Tax withholdingCommon Stock 721 $3.91 $2,819.11
Disclosure

SEC source: 0001437749-26-017947 · rdgdoc.xml · nonDerivative · entry 1

West Eric · CIK 0002070093 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,337

F1 · kind: Represents the number of shares withheld and returned to the plan to cover the tax liability of the May 19, 2026 vesting of a previously reported restricted share grant represented in Table I.

F2 · balance_after: Includes 31,102 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

Read SEC document
April 13, 2026 Filed Apr 15, 2026 20:22 UTC Aqua Metals, Inc. AQMS · Entity 7979 Tax withholdingCommon Stock 863 $3.92 $3,382.96
Disclosure

SEC source: 0001437749-26-012406 · rdgdoc.xml · nonDerivative · entry 1

West Eric · CIK 0002070093 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,058

F1 · kind: Represents the number of shares withheld and returned to the plan to cover the tax liability of the April 13, 2026 vesting of a previously reported restricted share grant represented in Table I.

F2 · balance_after: Includes 32,803 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

Read SEC document
February 24, 2026 Filed Feb 27, 2026 00:53 UTC Aqua Metals, Inc. AQMS · Entity 7979 Tax withholdingCommon Stock 1,214 $4.76 $5,778.64
Disclosure

SEC source: 0001437749-26-005956 · rdgdoc.xml · nonDerivative · entry 1

West Eric · CIK 0002070093 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,921

F1 · kind: Represents the number of shares withheld and returned to the plan to cover the tax liability of the February 24, 2026 vesting of a previously reported restricted share grant represented in Table I.

F2 · balance_after: Includes 34,840 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

Read SEC document
February 13, 2026 Filed Feb 17, 2026 11:07 UTC Aqua Metals, Inc. AQMS · Entity 7979 GrantCommon Stock 28,390 $4.72 $134,000.80
Disclosure

SEC source: 0001437749-26-004206 · rdgdoc.xml · nonDerivative · entry 1

West Eric · CIK 0002070093 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,135

F1 · kind: The reporting person is reporting the acquisition of shares of the issuer's common stock pursuant to the Aqua Metals, Inc. 2026 Employee Stock Purchase Plan.

F2 · balance_after: Includes 37,703 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

Read SEC document
November 20, 2025 Filed Nov 24, 2025 21:02 UTC Aqua Metals, Inc. AQMS · Entity 7979 Tax withholdingCommon Stock 720 $9.80 $7,056.00
Disclosure

SEC source: 0001437749-25-036124 · rdgdoc.xml · nonDerivative · entry 1

West Eric · CIK 0002070093 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,745

F1 · shares: Represents the number of shares withheld and returned to the plan to cover the tax liability of the November 20, 2025 vesting of a previously reported restricted share grant represented in Table I.

F2 · balance_after: Includes 37,703 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

Read SEC document
October 13, 2025 Filed Oct 15, 2025 22:59 UTC Aqua Metals, Inc. AQMS · Entity 7979 GrantCommon Stock 12,224 $9.58 $117,105.92
Disclosure

SEC source: 0001437749-25-031081 · rdgdoc.xml · nonDerivative · entry 1

West Eric · CIK 0002070093 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,465

F1 · shares: Represents 12,224 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2025 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer.

F2 · balance_after: Includes 39,403 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

Read SEC document
August 19, 2025 Filed Aug 21, 2025 22:45 UTC Aqua Metals, Inc. AQMS · Entity 7979 GrantCommon Stock 17,179 $3.95 $67,857.05
Disclosure

SEC source: 0001437749-25-027544 · rdgdoc.xml · nonDerivative · entry 1

West Eric · CIK 0002070093 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,241

F1 · balance_after: Includes 27,179 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.