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McNiven Roy

Disclosed activity across 3 companies

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19212
SEC CIK
0001660437

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TETRA TECHNOLOGIES INCTTI · Entity 570Sr. Vice PresidentAugust 25, 2026August 27, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TETRA TECHNOLOGIES INC

Report date August 25, 2026 · Filed August 27, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect82,136 Ending reported balance After 2026-08-25 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-08-25 · Exercise / conversion · Acquired 13,612 · Balance 79,246

F1: Represents vested shares of restricted stock units granted on February 19, 2024. Restricted stock units convert into common stock on a one-for-one basis.

Row 2 · 2026-08-25 · Tax withholding · Disposed 5,357 · Balance 73,889

F2: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 19, 2024.

Row 3 · 2026-08-25 · Exercise / conversion · Acquired 13,599 · Balance 87,488

F3: Represents vested shares of restricted stock units granted on February 28, 2025. Restricted stock units convert into common stock on a one-for-one basis.

Row 4 · 2026-08-25 · Tax withholding · Disposed 5,352 · Balance 82,136

F4: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 28, 2025.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct13,612 Reported balance After 2026-08-25 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-08-25 · Exercise / conversion · Disposed 13,612 · Balance 13,612

F1: Represents vested shares of restricted stock units granted on February 19, 2024. Restricted stock units convert into common stock on a one-for-one basis.

F5: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2027. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct40,798 Reported balance After 2026-08-25 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-08-25 · Exercise / conversion · Disposed 13,599 · Balance 40,798

F3: Represents vested shares of restricted stock units granted on February 28, 2025. Restricted stock units convert into common stock on a one-for-one basis.

F6: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2028. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Filing footnotes · ownership attribution and instrument terms

F1: Represents vested shares of restricted stock units granted on February 19, 2024. Restricted stock units convert into common stock on a one-for-one basis.

F2: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 19, 2024.

F3: Represents vested shares of restricted stock units granted on February 28, 2025. Restricted stock units convert into common stock on a one-for-one basis.

F4: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 28, 2025.

F5: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2027. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F6: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2028. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CSI Compressco LP

Report date February 03, 2022 · Filed February 07, 2022

Section 16 reporting ended · disclosed 2022-02-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Units Representing Limited Partner InterestsSEC Table I · non-derivativeDirect168,511 Ending reported balance After 2022-02-03 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2022-02-03 · Grant · Acquired 4,423 · Balance 169,587

F1: Represents dividend equivalent rights accrued on the reporting person's phantom units granted on February 21, 2019, February 22, 2020 and February 19, 2021 pursuant to the CSI Compressco LP Second Amended and Restated 2011 Long Term Incentive Plan and that were settled proportionately with the award to which they relate. Each dividend equivalent right is the economic equivalent of one Common Unit representing limited partner interests in CSI Compressco LP and may be settled only in Common Units representing limited partner interests in CSI Compressco LP.

Row 2 · 2022-02-03 · Tax withholding · Disposed 1,076 · Balance 168,511

F2: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the dividend equivalent rights accrued on the February 21, 2019, February 22, 2020 and February 19, 2021 phantom unit awards.

Filing footnotes · ownership attribution and instrument terms

F1: Represents dividend equivalent rights accrued on the reporting person's phantom units granted on February 21, 2019, February 22, 2020 and February 19, 2021 pursuant to the CSI Compressco LP Second Amended and Restated 2011 Long Term Incentive Plan and that were settled proportionately with the award to which they relate. Each dividend equivalent right is the economic equivalent of one Common Unit representing limited partner interests in CSI Compressco LP and may be settled only in Common Units representing limited partner interests in CSI Compressco LP.

F2: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the dividend equivalent rights accrued on the February 21, 2019, February 22, 2020 and February 19, 2021 phantom unit awards.

TESCO CORP

Report date December 15, 2017 · Filed December 19, 2017

Section 16 reporting ended · disclosed 2017-12-19. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2017-12-15 transaction · row 1
1 source row

Row 1 · 2017-12-15 · Disposition to issuer · Disposed 13,637 · Balance 0

F1: Number of shares of Issuer common stock disposed of pursuant to the Arrangement Agreement dated August 13, 2017 (the "Arrangement Agreement") by and among the Issuer, Nabors Industries Ltd. ("Nabors"), and Nabors Maple Acquisition Ltd. in exchange for 9,273 shares of Nabors common stock having a market value of $5.48 per share as of December 15, 2017, the closing date of the merger (the "Closing Date").

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-12-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2017-12-15 · Disposition to issuer · Disposed 31,468 · Balance 0

F2: Pursuant to the Arrangement Agreement, on the Closing Date, each restricted stock unit held by the Reporting Person subject to vesting conditions became fully vested (with performance-based restricted stock units vesting at target), was canceled, and was converted into the right to receive $3.79 in cash for each restricted stock unit, less any required withholding taxes.

Filing footnotes · ownership attribution and instrument terms

F1: Number of shares of Issuer common stock disposed of pursuant to the Arrangement Agreement dated August 13, 2017 (the "Arrangement Agreement") by and among the Issuer, Nabors Industries Ltd. ("Nabors"), and Nabors Maple Acquisition Ltd. in exchange for 9,273 shares of Nabors common stock having a market value of $5.48 per share as of December 15, 2017, the closing date of the merger (the "Closing Date").

F2: Pursuant to the Arrangement Agreement, on the Closing Date, each restricted stock unit held by the Reporting Person subject to vesting conditions became fully vested (with performance-based restricted stock units vesting at target), was canceled, and was converted into the right to receive $3.79 in cash for each restricted stock unit, less any required withholding taxes.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 25, 2026 Filed Aug 27, 2026 20:09 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionRestricted Stock Units · Derivative 13,599 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001660437-26-000005 · primarydocument.xml · derivative · entry 6

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,798

Underlying: Common Stock · 13,599 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents vested shares of restricted stock units granted on February 28, 2025. Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2028. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F6 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2028. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
August 25, 2026 Filed Aug 27, 2026 20:09 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionRestricted Stock Units · Derivative 13,612 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001660437-26-000005 · primarydocument.xml · derivative · entry 5

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,612

Underlying: Common Stock · 13,612 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 19, 2024. Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2027. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F5 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2027. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
August 25, 2026 Filed Aug 27, 2026 20:09 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Tax withholdingCommon Stock 5,352 $6.77 $36,233.04
Disclosure

SEC source: 0001660437-26-000005 · primarydocument.xml · nonDerivative · entry 4

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,136

F4 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 28, 2025.

Read SEC document
August 25, 2026 Filed Aug 27, 2026 20:09 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock 13,599 $0.00 $0.00
Disclosure

SEC source: 0001660437-26-000005 · primarydocument.xml · nonDerivative · entry 3

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents vested shares of restricted stock units granted on February 28, 2025. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2026 Filed Aug 27, 2026 20:09 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Tax withholdingCommon Stock 5,357 $6.77 $36,266.89
Disclosure

SEC source: 0001660437-26-000005 · primarydocument.xml · nonDerivative · entry 2

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,889

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 19, 2024.

Read SEC document
August 25, 2026 Filed Aug 27, 2026 20:09 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock 13,612 $0.00 $0.00
Disclosure

SEC source: 0001660437-26-000005 · primarydocument.xml · nonDerivative · entry 1

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 19, 2024. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 11, 2026 Filed Mar 11, 2026 20:22 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 OtherCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001660437-26-000004 · primarydocument.xml · nonDerivative · entry 1

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,634

F1 · kind: Transferred by the Reporting Person to his former spouse pursuant to an agreement in conjunction with their divorce.

Read SEC document
February 28, 2026 Filed Mar 2, 2026 21:18 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionRestricted Stock Units · Derivative 27,198 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001660437-26-000003 · primarydocument.xml · derivative · entry 3

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,397

Underlying: Common Stock · 27,198 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 28, 2025. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2028. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F3 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2028. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
February 28, 2026 Filed Mar 2, 2026 21:18 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Tax withholdingCommon Stock 10,703 $8.66 $92,687.98
Disclosure

SEC source: 0001660437-26-000003 · primarydocument.xml · nonDerivative · entry 2

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,634

F2 · kind: Reflects units surrendered to the Issuer for tax withholding purposes upon the vesting of the restricted stock unit granted on February 28, 2025.

Read SEC document
February 28, 2026 Filed Mar 2, 2026 21:18 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock 27,198 $0.00 $0.00
Disclosure

SEC source: 0001660437-26-000003 · primarydocument.xml · nonDerivative · entry 1

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 28, 2025. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:21 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionRestricted Stock Units · Derivative 13,612 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001660437-26-000002 · primarydocument.xml · derivative · entry 6

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,224

Underlying: Common Stock · 13,612 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents vested shares of restricted stock units granted on February 19, 2024. Restricted stock units convert into common stock on a one-for-one basis

F6 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2027. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F6 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2027. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:21 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionRestricted Stock Units · Derivative 12,754 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001660437-26-000002 · primarydocument.xml · derivative · entry 5

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,754 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 22, 2023. Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: There is no remaining unvested portion of this restricted stock unit award.

F5 · derivative.expiration_date: There is no remaining unvested portion of this restricted stock unit award.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:21 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Tax withholdingCommon Stock 5,917 $11.14 $65,915.38
Disclosure

SEC source: 0001660437-26-000002 · primarydocument.xml · nonDerivative · entry 4

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,139

F4 · kind: Reflects units surrendered to the Issuer for tax withholding purposes upon the vesting of the restricted stock unit granted on February 19, 2024.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:21 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock 13,612 $0.00 $0.00
Disclosure

SEC source: 0001660437-26-000002 · primarydocument.xml · nonDerivative · entry 3

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents vested shares of restricted stock units granted on February 19, 2024. Restricted stock units convert into common stock on a one-for-one basis

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:21 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Tax withholdingCommon Stock 5,019 $11.14 $55,911.66
Disclosure

SEC source: 0001660437-26-000002 · primarydocument.xml · nonDerivative · entry 2

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,444

F2 · kind: Reflects units surrendered to the Issuer for tax withholding purposes upon the vesting of the restricted stock unit granted on February 22, 2023.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:21 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock 12,754 $0.00 $0.00
Disclosure

SEC source: 0001660437-26-000002 · primarydocument.xml · nonDerivative · entry 1

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 22, 2023. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 18, 2026 Filed Feb 20, 2026 21:18 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 GrantRestricted Stock Units · Derivative 30,554 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001660437-26-000001 · primarydocument.xml · derivative · entry 1

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,554

Underlying: Common Stock · 30,554 shares

Expires 2029-02-25

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $11.15.

F2 · derivative.exercise_date: The RSU was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2018 Equity Incentive Plan. One-third of the award will vest on February 18, 2027 and one-sixth of the award will vest on each August 25th and February 25th thereafter until fully vested on February 25, 2029, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:38 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionRestricted Stock Units · Derivative 13,611 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-25-006023 · primarydocument.xml · derivative · entry 6

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,836

Underlying: Common Stock · 13,611 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents vested shares of restricted stock units granted on February 19, 2024. Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2027. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F6 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2027. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:38 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionRestricted Stock Units · Derivative 12,754 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-25-006023 · primarydocument.xml · derivative · entry 5

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,754

Underlying: Common Stock · 12,754 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 22, 2023. Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2026. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F5 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2026. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:38 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Tax withholdingCommon Stock 5,084 $4.49 $22,827.16
Disclosure

SEC source: 0001562180-25-006023 · primarydocument.xml · nonDerivative · entry 4

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,709

F4 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 19, 2024.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:38 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock 13,611 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-006023 · primarydocument.xml · nonDerivative · entry 3

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents vested shares of restricted stock units granted on February 19, 2024. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:38 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Tax withholdingCommon Stock 4,764 $4.49 $21,390.36
Disclosure

SEC source: 0001562180-25-006023 · primarydocument.xml · nonDerivative · entry 2

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,182

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 22, 2023.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:38 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock 12,754 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-006023 · primarydocument.xml · nonDerivative · entry 1

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 22, 2023. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 21:23 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 GrantRestricted Stock Units · Derivative 81,595 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-25-001983 · primarydocument.xml · derivative · entry 1

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,595

Underlying: Common Stock · 81,595 shares

Expires 2028-03-07

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $3.79.

F2 · derivative.exercise_date: The RSU was granted pursuant to the TETRA Technologies, Inc. Second Amended and Restated 2018 Equity Incentive Plan. One-third of the award will vest on February 28, 2026 and one-sixth of the award will vest on each August 25th and February 25th thereafter until fully vested on February 25, 2028, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

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February 25, 2025 Filed Feb 26, 2025 21:37 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionRestricted Stock Units · Derivative 12,753 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-25-001697 · primarydocument.xml · derivative · entry 3

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,508

Underlying: Common Stock · 12,753 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 22, 2023. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2026. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F3 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2026. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

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February 25, 2025 Filed Feb 26, 2025 21:37 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Tax withholdingCommon Stock 4,731 $4.10 $19,397.10
Disclosure

SEC source: 0001562180-25-001697 · primarydocument.xml · nonDerivative · entry 2

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,192

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 22, 2023.

Read SEC document
February 25, 2025 Filed Feb 26, 2025 21:37 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock 12,753 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-001697 · primarydocument.xml · nonDerivative · entry 1

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 22, 2023. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:29 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionRestricted Stock Units · Derivative 27,223 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-25-001491 · primarydocument.xml · derivative · entry 3

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,447

Underlying: Common Stock · 27,223 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2027. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F3 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2027. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

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February 19, 2025 Filed Feb 21, 2025 21:29 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Tax withholdingCommon Stock 11,486 $4.44 $50,997.84
Disclosure

SEC source: 0001562180-25-001491 · primarydocument.xml · nonDerivative · entry 2

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,170

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 19, 2024.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:29 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock 27,223 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-001491 · primarydocument.xml · nonDerivative · entry 1

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 19, 2024. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2024 Filed Aug 27, 2024 20:09 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionRestricted Stock Units · Derivative 12,753 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-006528 · primarydocument.xml · derivative · entry 3

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,261

Underlying: Common Stock · 12,753 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 22, 2023. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2026. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F3 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2026. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
August 25, 2024 Filed Aug 27, 2024 20:09 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Tax withholdingCommon Stock 4,764 $3.23 $15,387.72
Disclosure

SEC source: 0001562180-24-006528 · primarydocument.xml · nonDerivative · entry 2

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,433

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 22, 2023.

Read SEC document
August 25, 2024 Filed Aug 27, 2024 20:09 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock 12,753 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-006528 · primarydocument.xml · nonDerivative · entry 1

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 22, 2023. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 21:30 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionRestricted Stock Units · Derivative 25,507 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001737 · primarydocument.xml · derivative · entry 3

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,014

Underlying: Common Stock · 25,507 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 22, 2023. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2026. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F3 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2026. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 21:30 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Tax withholdingCommon Stock 7,563 $3.83 $28,966.29
Disclosure

SEC source: 0001562180-24-001737 · primarydocument.xml · nonDerivative · entry 2

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,444

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 22, 2023.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 21:30 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock 25,507 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001737 · primarydocument.xml · nonDerivative · entry 1

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 22, 2023. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 19, 2024 Filed Feb 21, 2024 21:48 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 GrantRestricted Stock Units · Derivative 81,670 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001549 · primarydocument.xml · derivative · entry 1

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,670

Underlying: Common Stock · 81,670 shares

Expires 2027-02-25

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $3.94.

F2 · derivative.exercise_date: The RSU was granted pursuant to the TETRA Technologies, Inc. Second Amended and Restated 2018 Equity Incentive Plan. One-third of the award will vest on February 19, 2025 and one-sixth of the award will vest on each August 25th and February 25th thereafter until fully vested on February 25, 2027, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

Read SEC document
March 09, 2023 Filed Mar 9, 2023 21:42 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 PurchaseCommon Stock 7,500 $3.49 $26,169.00
Disclosure

SEC source: 0001562180-23-002671 · primarydocument.xml · nonDerivative · entry 1

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Read SEC document
February 22, 2023 Filed Feb 24, 2023 22:26 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 GrantRestricted Stock Units · Derivative 76,521 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001844 · primarydocument.xml · derivative · entry 1

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,521

Underlying: Common Stock · 76,521 shares

Expires 2026-02-28

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $3.77.

F2 · derivative.exercise_date: The RSU was granted pursuant to the TETRA Technologies, Inc. First Amended and Restated 2018 Equity Incentive Plan. One-third of the award will vest on February 22, 2024 and one-sixth at the completion of each six-month period thereafter until fully vested, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

Read SEC document
September 27, 2022 Filed Sep 28, 2022 20:26 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 PurchaseCommon Stock 2,500 $3.35 $8,375.00
Disclosure

SEC source: 0001562180-22-006856 · primarydocument.xml · nonDerivative · entry 2

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
September 26, 2022 Filed Sep 28, 2022 20:26 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 PurchaseCommon Stock 7,500 $3.40 $25,500.00
Disclosure

SEC source: 0001562180-22-006856 · primarydocument.xml · nonDerivative · entry 1

McNiven Roy · CIK 0001660437 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Read SEC document
February 03, 2022 Filed Feb 7, 2022 19:56 UTC CSI Compressco LP CCLP · Entity 92417 Tax withholdingCommon Units Representing Limited Partner Interests 1,076 $1.41 $1,517.16
Disclosure

SEC source: 0001562180-22-001209 · primarydocument.xml · nonDerivative · entry 2

McNiven Roy · CIK 0001660437 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,511

F2 · shares: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the dividend equivalent rights accrued on the February 21, 2019, February 22, 2020 and February 19, 2021 phantom unit awards.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 19:56 UTC CSI Compressco LP CCLP · Entity 92417 GrantCommon Units Representing Limited Partner Interests 4,423 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001209 · primarydocument.xml · nonDerivative · entry 1

McNiven Roy · CIK 0001660437 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,587

F1 · shares: Represents dividend equivalent rights accrued on the reporting person's phantom units granted on February 21, 2019, February 22, 2020 and February 19, 2021 pursuant to the CSI Compressco LP Second Amended and Restated 2011 Long Term Incentive Plan and that were settled proportionately with the award to which they relate. Each dividend equivalent right is the economic equivalent of one Common Unit representing limited partner interests in CSI Compressco LP and may be settled only in Common Units representing limited partner interests in CSI Compressco LP.

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October 01, 2021 Filed Oct 5, 2021 16:56 UTC CSI Compressco LP CCLP · Entity 92417 GrantCommon Units Representing Limited Partner Interests 1,076 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006311 · primarydocument.xml · nonDerivative · entry 2

McNiven Roy · CIK 0001660437 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,164

F2 · shares: Represents dividend equivalent rights accrued on the reporting person's phantom units granted on October 1, 2018 pursuant to the CSI Compressco LP Second Amended and Restated 2011 Long Term Incentive Plan and that were settled proportionately with the award to which they relate. Each dividend equivalent right is the economic equivalent of one Common Unit representing limited partner interests in CSI Compressco LP and may be settled only in Common Units representing limited partner interests in CSI Compressco LP.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 16:56 UTC CSI Compressco LP CCLP · Entity 92417 Tax withholdingCommon Units Representing Limited Partner Interests 262 $1.79 $468.98
Disclosure

SEC source: 0001562180-21-006311 · primarydocument.xml · nonDerivative · entry 1

McNiven Roy · CIK 0001660437 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,088

F1 · shares: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the dividend equivalent rights accrued on the October 1, 2018 phantom unit award.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 16:44 UTC CSI Compressco LP CCLP · Entity 92417 Tax withholdingCommon Units Representing Limited Partner Interests 88 $1.97 $173.36
Disclosure

SEC source: 0001562180-21-001480 · primarydocument.xml · nonDerivative · entry 4

McNiven Roy · CIK 0001660437 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,350

F4 · price: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the dividend equivalent rights accrued on the February 22, 2020 phantom unit award.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 16:44 UTC CSI Compressco LP CCLP · Entity 92417 GrantCommon Units Representing Limited Partner Interests 362 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001480 · primarydocument.xml · nonDerivative · entry 3

McNiven Roy · CIK 0001660437 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,438

F3 · price: Represents dividend equivalent rights accrued on the reporting person's phantom units granted on February 22, 2020 pursuant to the CSI Compressco LP Second Amended and Restated 2011 Long Term Incentive Plan and that were settled proportionately with the award to which they relate. Each dividend equivalent right is the economic equivalent of one Common Unit representing limited partner interests in CSI Compressco LP and may be settled only in Common Units representing limited partner interests in CSI Compressco LP.

Read SEC document
February 21, 2021 Filed Feb 23, 2021 16:44 UTC CSI Compressco LP CCLP · Entity 92417 Tax withholdingCommon Units Representing Limited Partner Interests 94 $1.96 $184.24
Disclosure

SEC source: 0001562180-21-001480 · primarydocument.xml · nonDerivative · entry 2

McNiven Roy · CIK 0001660437 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,076

F2 · price: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the dividend equivalent rights accrued on the February 21, 2019 phantom unit award.

Read SEC document
February 21, 2021 Filed Feb 23, 2021 16:44 UTC CSI Compressco LP CCLP · Entity 92417 GrantCommon Units Representing Limited Partner Interests 387 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001480 · primarydocument.xml · nonDerivative · entry 1

McNiven Roy · CIK 0001660437 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,170

F1 · price: Represents dividend equivalent rights accrued on the reporting person's phantom units granted on February 21, 2019 pursuant to the CSI Compressco LP Second Amended and Restated 2011 Long Term Incentive Plan and that were settled proportionately with the award to which they relate. Each dividend equivalent right is the economic equivalent of one Common Unit representing limited partner interests in CSI Compressco LP and may be settled only in Common Units representing limited partner interests in CSI Compressco LP.

Read SEC document
February 19, 2021 Filed Feb 22, 2021 16:48 UTC CSI Compressco LP CCLP · Entity 92417 GrantCommon Units Representing Limited Partner Interests 56,250 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001370 · primarydocument.xml · nonDerivative · entry 1

McNiven Roy · CIK 0001660437 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,783

F1 · kind: This phantom unit award was granted pursuant to the CSI Compressco LP Second Amended and Restated 2011 Long Term Incentive Plan. One-third of the award will vest on each on February 19, 2022, February 19, 2023 and February 19, 2024.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.