Sieffert Kristen N

SEC source: 0001971552-26-000020 · wk-form4_1791230629.xml · nonDerivative · entry 1

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 124,012

F1 · kind: Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.

F2 · price: These shares were sold in multiple transactions each at the price of $12.53.

SEC source: 0001971552-26-000018 · wk-form4_1788467765.xml · nonDerivative · entry 1

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 124,762

F1 · kind: Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.

F2 · price: The price reported in Column 4 is a weighted average price which has been rounded to four decimal points. These shares were sold in multiple transactions at prices ranging from $17.5501 to $17.56, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

SEC source: 0001971552-26-000016 · wk-form4_1785961166.xml · nonDerivative · entry 1

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 125,512

F1 · kind: Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.

SEC source: 0001971552-26-000014 · wk-form4_1783023052.xml · nonDerivative · entry 1

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 126,262

F1 · kind: Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.

F2 · price: These shares were sold in multiple transactions each at the price of $27.356666667. The price reported in Column 4 is a weighted average price which has been rounded to four decimal points.

SEC source: 0001971552-26-000012 · wk-form4_1780517162.xml · nonDerivative · entry 1

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 127,012

F1 · kind: Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.

F2 · price: These shares were sold in multiple transactions each at the price of $19.637469067. The price reported in Column 4 has been rounded to four decimal points.

SEC source: 0001971552-26-000010 · wk-form4_1778013232.xml · nonDerivative · entry 1

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 127,762

F1 · kind: Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.

F2 · price: These shares were sold in multiple transactions each at the price of $19.54.

SEC source: 0001971552-26-000008 · wk-form4_1775247555.xml · derivative · entry 11

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 72,674

Underlying: Class A Common Stock · 72,674 shares

Expires not disclosed

F7 · derivative.exercise_price: Represents additional RSUs granted to the Reporting Person on April 1, 2026. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The RSUs shall vest in one-third increments upon the first, second and third anniversaries of the vesting reference date, April 1, 2026, subject to the Reporting Person's continued employment.

F7 · derivative.exercise_date: Represents additional RSUs granted to the Reporting Person on April 1, 2026. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The RSUs shall vest in one-third increments upon the first, second and third anniversaries of the vesting reference date, April 1, 2026, subject to the Reporting Person's continued employment.

F7 · derivative.expiration_date: Represents additional RSUs granted to the Reporting Person on April 1, 2026. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The RSUs shall vest in one-third increments upon the first, second and third anniversaries of the vesting reference date, April 1, 2026, subject to the Reporting Person's continued employment.

SEC source: 0001971552-26-000008 · wk-form4_1775247555.xml · derivative · entry 10

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 58,726

Underlying: Class A Common Stock · 29,362 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the second and third anniversaries of April 1, 2025, subject to the Reporting Person's continued employment.

F4 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the second and third anniversaries of April 1, 2025, subject to the Reporting Person's continued employment.

F4 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the second and third anniversaries of April 1, 2025, subject to the Reporting Person's continued employment.

SEC source: 0001971552-26-000008 · wk-form4_1775247555.xml · derivative · entry 9

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 41,667

Underlying: Class A Common Stock · 41,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the third anniversary of April 1, 2024, subject to the Reporting Person's continued employment.

F3 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the third anniversary of April 1, 2024, subject to the Reporting Person's continued employment.

F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the third anniversary of April 1, 2024, subject to the Reporting Person's continued employment.

SEC source: 0001971552-26-000008 · wk-form4_1775247555.xml · derivative · entry 8

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 13,440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock ("Common Stock"). The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock ("Common Stock"). The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock ("Common Stock"). The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

SEC source: 0001971552-26-000008 · wk-form4_1775247555.xml · nonDerivative · entry 7

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 128,512

F5 · kind: Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.

F6 · price: These shares were sold in multiple transactions each at the price of $16.63.

SEC source: 0001971552-26-000008 · wk-form4_1775247555.xml · nonDerivative · entry 6

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 129,262

F2 · kind: Represents the withholding of shares of Common Stock for tax purposes in connection with the settlement of RSUs.

SEC source: 0001971552-26-000008 · wk-form4_1775247555.xml · nonDerivative · entry 5

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 143,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the second and third anniversaries of April 1, 2025, subject to the Reporting Person's continued employment.

SEC source: 0001971552-26-000008 · wk-form4_1775247555.xml · nonDerivative · entry 4

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 114,067

F2 · kind: Represents the withholding of shares of Common Stock for tax purposes in connection with the settlement of RSUs.

SEC source: 0001971552-26-000008 · wk-form4_1775247555.xml · nonDerivative · entry 3

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 129,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the third anniversary of April 1, 2024, subject to the Reporting Person's continued employment.

SEC source: 0001971552-26-000008 · wk-form4_1775247555.xml · nonDerivative · entry 2

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 87,346

F2 · kind: Represents the withholding of shares of Common Stock for tax purposes in connection with the settlement of RSUs.

SEC source: 0001971552-26-000008 · wk-form4_1775247555.xml · nonDerivative · entry 1

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 92,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock ("Common Stock"). The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

SEC source: 0001971552-26-000006 · wk-form4_1772658507.xml · nonDerivative · entry 1

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 78,799

F1 · kind: Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.

F2 · price: These shares were sold in multiple transactions each at the price of $18.82.

SEC source: 0001971552-26-000004 · wk-form4_1770239045.xml · nonDerivative · entry 1

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,549

F1 · kind: Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.

F2 · price: These shares were sold in multiple transactions each at the price of $23.32.

SEC source: 0001971552-26-000002 · wk-form4_1767737388.xml · nonDerivative · entry 1

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 80,299

F1 · kind: Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.

F2 · price: These shares were sold in multiple transactions each at the price of $24.18.

SEC source: 0001971552-25-000027 · wk-form4_1766524676.xml · derivative · entry 1

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Class A Common Stock · 150,000 shares

Expires 2030-12-19

F1 · derivative.exercise_date: These stock options vest in one-third increments on the first, second and third anniversaries of the vesting reference date, December 19, 2025, subject to the Reporting Person's continued employment.

SEC source: 0001971552-25-000025 · wk-form4_1764798127.xml · nonDerivative · entry 1

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,049

F1 · kind: Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.

F2 · price: These shares were sold in multiple transactions each at the price of $23.50.

SEC source: 0001971552-25-000023 · wk-form4_1763161441.xml · derivative · entry 1

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Class A Common Stock · Not disclosed shares

Expires 2030-11-12

F1 · derivative.exercise_price: These Class B Units of Finance of America Equity Capital LLC ("FOAEC") will vest upon the occurrence of the consummation of a Change in Control (as defined in the Issuer's 2021 Omnibus Incentive Plan), subject to the Reporting Person's continued employment. Upon vesting, each Class B Unit will automatically convert into a number of Class A Units of FOAEC having a fair market value equal to the Spread Value (if any) of each Class B Unit; provided that the Issuer's Board of Directors may elect, in its discretion, to settle such Spread Value in cash, in Class A Units or any combination thereof. The "Spread Value" is equal to the excess (if any) of the fair market value of the Issuer's Class A Common Stock ("Common Stock") as of the vesting date over $23.01. Upon vesting and converting into Class A Units of FOAEC, each such Class A Unit will be exchangeable for a share of Common Stock on a one-for-one basis on the vesting date, at the election of the Reporting Person.

F1 · derivative.exercise_date: These Class B Units of Finance of America Equity Capital LLC ("FOAEC") will vest upon the occurrence of the consummation of a Change in Control (as defined in the Issuer's 2021 Omnibus Incentive Plan), subject to the Reporting Person's continued employment. Upon vesting, each Class B Unit will automatically convert into a number of Class A Units of FOAEC having a fair market value equal to the Spread Value (if any) of each Class B Unit; provided that the Issuer's Board of Directors may elect, in its discretion, to settle such Spread Value in cash, in Class A Units or any combination thereof. The "Spread Value" is equal to the excess (if any) of the fair market value of the Issuer's Class A Common Stock ("Common Stock") as of the vesting date over $23.01. Upon vesting and converting into Class A Units of FOAEC, each such Class A Unit will be exchangeable for a share of Common Stock on a one-for-one basis on the vesting date, at the election of the Reporting Person.

F1 · derivative.underlying_shares: These Class B Units of Finance of America Equity Capital LLC ("FOAEC") will vest upon the occurrence of the consummation of a Change in Control (as defined in the Issuer's 2021 Omnibus Incentive Plan), subject to the Reporting Person's continued employment. Upon vesting, each Class B Unit will automatically convert into a number of Class A Units of FOAEC having a fair market value equal to the Spread Value (if any) of each Class B Unit; provided that the Issuer's Board of Directors may elect, in its discretion, to settle such Spread Value in cash, in Class A Units or any combination thereof. The "Spread Value" is equal to the excess (if any) of the fair market value of the Issuer's Class A Common Stock ("Common Stock") as of the vesting date over $23.01. Upon vesting and converting into Class A Units of FOAEC, each such Class A Unit will be exchangeable for a share of Common Stock on a one-for-one basis on the vesting date, at the election of the Reporting Person.

SEC source: 0001971552-25-000021 · wk-form4_1762376655.xml · nonDerivative · entry 1

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,799

F1 · kind: Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.

F2 · price: These shares were sold in multiple transactions each at the price of $21.86.

SEC source: 0001971552-25-000019 · wk-form4_1759522630.xml · nonDerivative · entry 1

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 82,549

F1 · kind: Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.

F2 · price: These shares were sold in multiple transactions each at the price of $22.10.

SEC source: 0001971552-25-000017 · wk-form4_1757018551.xml · nonDerivative · entry 1

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 83,299

F1 · kind: Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.

F2 · price: These shares were sold in multiple transactions each at the price of $26.26.

SEC source: 0001971552-25-000015 · wk-form4_1754425372.xml · nonDerivative · entry 1

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 84,049

F1 · kind: Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.

F2 · price: These shares were sold in multiple transactions each at the price of $20.952342. The price reflected has been rounded to four decimal places.

SEC source: 0001971552-25-000011 · wk-form4_1751573235.xml · nonDerivative · entry 1

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 84,799

F1 · kind: Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.

F2 · price: These shares were sold in multiple transactions each at the price of $23.12.

SEC source: 0001971552-25-000009 · wk-form4_1749068735.xml · nonDerivative · entry 1

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 85,549

F1 · kind: Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.

F2 · price: These shares were sold in multiple transactions each at the price of $21.469913. The price reflected has been rounded to four decimal places.

SEC source: 0001971552-25-000006 · wk-form4_1746478515.xml · nonDerivative · entry 1

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 86,299

F1 · kind: Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.

F2 · price: These shares were sold in multiple transactions each at the price of $21.01.

SEC source: 0001971552-25-000004 · wk-form4_1743713147.xml · derivative · entry 11

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 88,088

Underlying: Class A Common Stock · 88,088 shares

Expires not disclosed

F8 · derivative.exercise_price: Represents additional RSUs granted to the Reporting Person on April 1, 2025. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The RSUs shall vest on the first, second, and third anniversaries of April 1, 2025, subject to the Reporting Person's continued employment.

F8 · derivative.exercise_date: Represents additional RSUs granted to the Reporting Person on April 1, 2025. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The RSUs shall vest on the first, second, and third anniversaries of April 1, 2025, subject to the Reporting Person's continued employment.

F8 · derivative.expiration_date: Represents additional RSUs granted to the Reporting Person on April 1, 2025. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The RSUs shall vest on the first, second, and third anniversaries of April 1, 2025, subject to the Reporting Person's continued employment.

SEC source: 0001971552-25-000004 · wk-form4_1743713147.xml · derivative · entry 10

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 83,334

Underlying: Class A Common Stock · 41,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the second and third anniversaries of April 1, 2024, subject to the Reporting Person's continued employment.

F1 · shares: The number of restricted stock units ("RSUs") and shares of the Issuer's Class A common stock ("Common Stock") have been adjusted to reflect the Issuer's 1-for-10 reverse stock split of its Common Stock effective as of 5:00 p.m. Eastern Time on July 25, 2024.

F5 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the second and third anniversaries of April 1, 2024, subject to the Reporting Person's continued employment.

F5 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the second and third anniversaries of April 1, 2024, subject to the Reporting Person's continued employment.

F1 · derivative.underlying_shares: The number of restricted stock units ("RSUs") and shares of the Issuer's Class A common stock ("Common Stock") have been adjusted to reflect the Issuer's 1-for-10 reverse stock split of its Common Stock effective as of 5:00 p.m. Eastern Time on July 25, 2024.

F1 · balance_after: The number of restricted stock units ("RSUs") and shares of the Issuer's Class A common stock ("Common Stock") have been adjusted to reflect the Issuer's 1-for-10 reverse stock split of its Common Stock effective as of 5:00 p.m. Eastern Time on July 25, 2024.

SEC source: 0001971552-25-000004 · wk-form4_1743713147.xml · derivative · entry 9

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,440

Underlying: Class A Common Stock · 13,441 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the third anniversary of April 1, 2023, subject to the Reporting Person's continued employment.

F1 · shares: The number of restricted stock units ("RSUs") and shares of the Issuer's Class A common stock ("Common Stock") have been adjusted to reflect the Issuer's 1-for-10 reverse stock split of its Common Stock effective as of 5:00 p.m. Eastern Time on July 25, 2024.

F4 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the third anniversary of April 1, 2023, subject to the Reporting Person's continued employment.

F4 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the third anniversary of April 1, 2023, subject to the Reporting Person's continued employment.

F1 · derivative.underlying_shares: The number of restricted stock units ("RSUs") and shares of the Issuer's Class A common stock ("Common Stock") have been adjusted to reflect the Issuer's 1-for-10 reverse stock split of its Common Stock effective as of 5:00 p.m. Eastern Time on July 25, 2024.

F1 · balance_after: The number of restricted stock units ("RSUs") and shares of the Issuer's Class A common stock ("Common Stock") have been adjusted to reflect the Issuer's 1-for-10 reverse stock split of its Common Stock effective as of 5:00 p.m. Eastern Time on July 25, 2024.

SEC source: 0001971552-25-000004 · wk-form4_1743713147.xml · derivative · entry 8

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,428 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

F1 · shares: The number of restricted stock units ("RSUs") and shares of the Issuer's Class A common stock ("Common Stock") have been adjusted to reflect the Issuer's 1-for-10 reverse stock split of its Common Stock effective as of 5:00 p.m. Eastern Time on July 25, 2024.

F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

F1 · derivative.underlying_shares: The number of restricted stock units ("RSUs") and shares of the Issuer's Class A common stock ("Common Stock") have been adjusted to reflect the Issuer's 1-for-10 reverse stock split of its Common Stock effective as of 5:00 p.m. Eastern Time on July 25, 2024.

SEC source: 0001971552-25-000004 · wk-form4_1743713147.xml · nonDerivative · entry 7

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 87,049

F6 · kind: Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.

F7 · price: These shares were sold in multiple transactions each at the price of $21.0917.

SEC source: 0001971552-25-000004 · wk-form4_1743713147.xml · nonDerivative · entry 6

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 87,799

F3 · kind: Represents the withholding of shares of Common Stock for tax purposes in connection with the settlement of RSUs.

SEC source: 0001971552-25-000004 · wk-form4_1743713147.xml · nonDerivative · entry 5

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 104,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The number of restricted stock units ("RSUs") and shares of the Issuer's Class A common stock ("Common Stock") have been adjusted to reflect the Issuer's 1-for-10 reverse stock split of its Common Stock effective as of 5:00 p.m. Eastern Time on July 25, 2024.

F5 · price: Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the second and third anniversaries of April 1, 2024, subject to the Reporting Person's continued employment.

F1 · balance_after: The number of restricted stock units ("RSUs") and shares of the Issuer's Class A common stock ("Common Stock") have been adjusted to reflect the Issuer's 1-for-10 reverse stock split of its Common Stock effective as of 5:00 p.m. Eastern Time on July 25, 2024.

SEC source: 0001971552-25-000004 · wk-form4_1743713147.xml · nonDerivative · entry 4

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,062

F3 · kind: Represents the withholding of shares of Common Stock for tax purposes in connection with the settlement of RSUs.

SEC source: 0001971552-25-000004 · wk-form4_1743713147.xml · nonDerivative · entry 3

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 67,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The number of restricted stock units ("RSUs") and shares of the Issuer's Class A common stock ("Common Stock") have been adjusted to reflect the Issuer's 1-for-10 reverse stock split of its Common Stock effective as of 5:00 p.m. Eastern Time on July 25, 2024.

F4 · price: Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the third anniversary of April 1, 2023, subject to the Reporting Person's continued employment.

F1 · balance_after: The number of restricted stock units ("RSUs") and shares of the Issuer's Class A common stock ("Common Stock") have been adjusted to reflect the Issuer's 1-for-10 reverse stock split of its Common Stock effective as of 5:00 p.m. Eastern Time on July 25, 2024.

SEC source: 0001971552-25-000004 · wk-form4_1743713147.xml · nonDerivative · entry 2

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,429

F3 · kind: Represents the withholding of shares of Common Stock for tax purposes in connection with the settlement of RSUs.

SEC source: 0001971552-25-000004 · wk-form4_1743713147.xml · nonDerivative · entry 1

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 56,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The number of restricted stock units ("RSUs") and shares of the Issuer's Class A common stock ("Common Stock") have been adjusted to reflect the Issuer's 1-for-10 reverse stock split of its Common Stock effective as of 5:00 p.m. Eastern Time on July 25, 2024.

F2 · price: Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

F1 · balance_after: The number of restricted stock units ("RSUs") and shares of the Issuer's Class A common stock ("Common Stock") have been adjusted to reflect the Issuer's 1-for-10 reverse stock split of its Common Stock effective as of 5:00 p.m. Eastern Time on July 25, 2024.

SEC source: 0001971552-25-000002 · wk-form4_1742588048.xml · nonDerivative · entry 1

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,975

F1 · kind: Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.

F2 · price: These shares were sold in multiple transactions each at the price of $22.35.

F3 · balance_after: The number of shares of the Issuer's Class A common stock ("Common Stock") has been adjusted to reflect the Issuer's 1-for-10 reverse stock split of its Common Stock, effective as of 5:00 p.m. Eastern Time on July 25, 2024.

SEC source: 0000950170-24-125819 · ownership.xml · derivative · entry 1

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Class A Common Stock · 150,000 shares

Expires 2029-11-07

F1 · derivative.exercise_date: These options shall vest on the second anniversary of the vesting reference date, November 7, 2024, subject to the reporting person's continued employment.

F2 · derivative.underlying: These options are exercisable on a one-for-one basis for limited liability company units of Finance of America Equity Capital LLC, which units are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis, pursuant to the terms of an exchange agreement, dated as of April 1, 2021. These exchange rights do not expire.

SEC source: 0001971552-24-000007 · wk-form4_1712176924.xml · derivative · entry 13

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,250,000

Underlying: Class A Common Stock · 1,250,000 shares

Expires not disclosed

F7 · derivative.exercise_price: Represents additional RSUs granted to the Reporting Person on April 1, 2024. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The RSUs shall vest in one-third increments upon the first, second and third anniversaries of the vesting reference date, April 1, 2024, subject to the Reporting Person's continued employment.

F7 · derivative.exercise_date: Represents additional RSUs granted to the Reporting Person on April 1, 2024. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The RSUs shall vest in one-third increments upon the first, second and third anniversaries of the vesting reference date, April 1, 2024, subject to the Reporting Person's continued employment.

F7 · derivative.expiration_date: Represents additional RSUs granted to the Reporting Person on April 1, 2024. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The RSUs shall vest in one-third increments upon the first, second and third anniversaries of the vesting reference date, April 1, 2024, subject to the Reporting Person's continued employment.

SEC source: 0001971552-24-000007 · wk-form4_1712176924.xml · derivative · entry 12

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,818

Underlying: Class A Common Stock · 134,408 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the second and third anniversaries of April 1, 2023, subject to the Reporting Person's continued employment.

F6 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the second and third anniversaries of April 1, 2023, subject to the Reporting Person's continued employment.

F6 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the second and third anniversaries of April 1, 2023, subject to the Reporting Person's continued employment.

SEC source: 0001971552-24-000007 · wk-form4_1712176924.xml · derivative · entry 11

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,289

Underlying: Class A Common Stock · 54,289 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the third anniversary of April 1, 2022, subject to the Reporting Person's continued employment.

F5 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the third anniversary of April 1, 2022, subject to the Reporting Person's continued employment.

F5 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the third anniversary of April 1, 2022, subject to the Reporting Person's continued employment.

SEC source: 0001971552-24-000007 · wk-form4_1712176924.xml · derivative · entry 10

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 172,001 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

F3 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

SEC source: 0001971552-24-000007 · wk-form4_1712176924.xml · derivative · entry 9

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Corp

Disclosed balance after: 534,879

Underlying: Class A Common Stock · 4,575 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Person are exchangeable for shares of the Issuer's Class A common stock ("Common Stock") on a one-for-one basis. These exchange rights do not expire.

F1 · kind: Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Person are exchangeable for shares of the Issuer's Class A common stock ("Common Stock") on a one-for-one basis. These exchange rights do not expire.

F2 · shares: Pursuant to the LTIP Award Settlement Agreement (the "LTIP Award Settlement Agreement"), dated as of October 12, 2020, by and among the Issuer, the Reporting Person and certain equityholders of the Issuer and Finance of America Equity Capital LLC, such equityholders are obligated to deliver a number of shares of Common Stock (either held or acquired upon conversion of FOA Units) to the Issuer in connection with the settlement of awards of restricted stock units ("RSUs"), granted by the Issuer. On April 1, 2024, in connection with the Issuer's settlement of RSUs into shares of Common Stock, the Reporting Person converted certain FOA Units and delivered certain shares of Common Stock to the Issuer pursuant to the LTIP Award Settlement Agreement.

F1 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Person are exchangeable for shares of the Issuer's Class A common stock ("Common Stock") on a one-for-one basis. These exchange rights do not expire.

F1 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Person are exchangeable for shares of the Issuer's Class A common stock ("Common Stock") on a one-for-one basis. These exchange rights do not expire.

F1 · derivative.underlying: Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Person are exchangeable for shares of the Issuer's Class A common stock ("Common Stock") on a one-for-one basis. These exchange rights do not expire.

SEC source: 0001971552-24-000007 · wk-form4_1712176924.xml · nonDerivative · entry 8

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 517,259

F4 · kind: Represents the withholding of shares of Common Stock for tax purposes in connection with the settlement of RSUs.

SEC source: 0001971552-24-000007 · wk-form4_1712176924.xml · nonDerivative · entry 7

Sieffert Kristen N · CIK 0001971552 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 565,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the second and third anniversaries of April 1, 2023, subject to the Reporting Person's continued employment.