TapewireFind a company

person · Reporting owner

BOYCE RICHARD W

Disclosed activity across 2 companies

Tapewire entity
19125
SEC CIK
0001180366

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Executive Network Partnering CorpENPC · Entity 146644DirectorSeptember 15, 2020September 16, 2020
Smartbird, Inc.BIRD · Entity 1517DirectorSeptember 18, 2026September 22, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Executive Network Partnering Corp

Report date September 15, 2020 · Filed September 16, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class F Common Stock, par value $0.0001SEC Table II · derivative / convertible securityDirectNot disclosed Reported balance Holding disclosure · report date 2020-09-15 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-248267) under the heading "Description of Securities-Founder Shares", the Class F ordinary shares, par value $0.0001, will automatically convert into Class A ordinary shares, par value $0.0001, of the issuer at the time of the issuer's initial partnering transaction on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

Class B Common Stock, par value $0.0001SEC Table II · derivative / convertible securityDirectNot disclosed Reported balance Holding disclosure · report date 2020-09-15 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance Not disclosed

F2: As described in the issuer's registration statement on Form S-1 (File No. 333-248267) under the heading "Description of Securities- Performance Shares", a portion of the Class B ordinary shares, par value $0.0001, will automatically convert into Class A ordinary shares, par value $0.0001, of the issuer on the last day of each fiscal year following consummation of the partnering transaction, depending on a number of factors including, but not limited to, the per price share of the issuer's Class A common stock, as described under the heading "Description of Securities- Performance Shares".

Filing footnotes · ownership attribution and instrument terms

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-248267) under the heading "Description of Securities-Founder Shares", the Class F ordinary shares, par value $0.0001, will automatically convert into Class A ordinary shares, par value $0.0001, of the issuer at the time of the issuer's initial partnering transaction on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2: As described in the issuer's registration statement on Form S-1 (File No. 333-248267) under the heading "Description of Securities- Performance Shares", a portion of the Class B ordinary shares, par value $0.0001, will automatically convert into Class A ordinary shares, par value $0.0001, of the issuer on the last day of each fiscal year following consummation of the partnering transaction, depending on a number of factors including, but not limited to, the per price share of the issuer's Class A common stock, as described under the heading "Description of Securities- Performance Shares".

Smartbird, Inc.

Report date September 18, 2026 · Filed September 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Trust0 Last balance in matching sequence After 2026-09-18 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2026-09-18 · Conversion · Acquired 48,277 · Balance 48,277

F1: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Reporting Person converted Class B shares into Class A shares in connection with the sale of Class A shares disclosed in this report.

F3: Shares are held of record by the Dick W. Boyce & Sandy W. Boyce Revocable Trust Agreement Dated December 30, 1994, of which the Reporting Person is co-trustee and shares voting and investment power over such shares.

Row 2 · 2026-09-18 · Sale · Disposed 48,277 · Balance 0

F1: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Reporting Person converted Class B shares into Class A shares in connection with the sale of Class A shares disclosed in this report.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.27 to $2.44, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3: Shares are held of record by the Dick W. Boyce & Sandy W. Boyce Revocable Trust Agreement Dated December 30, 1994, of which the Reporting Person is co-trustee and shares voting and investment power over such shares.

Class B CommonSEC Table II · derivative / convertible securityIndirectBy Trust5,589 Reported balance After 2026-09-18 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-18 · Conversion · Disposed 48,277 · Balance 5,589

F1: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Reporting Person converted Class B shares into Class A shares in connection with the sale of Class A shares disclosed in this report.

F3: Shares are held of record by the Dick W. Boyce & Sandy W. Boyce Revocable Trust Agreement Dated December 30, 1994, of which the Reporting Person is co-trustee and shares voting and investment power over such shares.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Reporting Person converted Class B shares into Class A shares in connection with the sale of Class A shares disclosed in this report.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.27 to $2.44, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3: Shares are held of record by the Dick W. Boyce & Sandy W. Boyce Revocable Trust Agreement Dated December 30, 1994, of which the Reporting Person is co-trustee and shares voting and investment power over such shares.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 18, 2026 Filed Sep 22, 2026 20:04 UTC Smartbird, Inc. BIRD · Entity 1517 ConversionClass B Common · Derivative 48,277 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-030899 · rdgdoc.xml · derivative · entry 3

BOYCE RICHARD W · CIK 0001180366 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 5,589

Underlying: Class A Common · 48,277 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Reporting Person converted Class B shares into Class A shares in connection with the sale of Class A shares disclosed in this report.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Reporting Person converted Class B shares into Class A shares in connection with the sale of Class A shares disclosed in this report.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Reporting Person converted Class B shares into Class A shares in connection with the sale of Class A shares disclosed in this report.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Reporting Person converted Class B shares into Class A shares in connection with the sale of Class A shares disclosed in this report.

F3 · ownership.nature: Shares are held of record by the Dick W. Boyce & Sandy W. Boyce Revocable Trust Agreement Dated December 30, 1994, of which the Reporting Person is co-trustee and shares voting and investment power over such shares.

Read SEC document
September 18, 2026 Filed Sep 22, 2026 20:04 UTC Smartbird, Inc. BIRD · Entity 1517 SaleClass A Common Stock 48,277 $2.31 $111,519.87
Disclosure

SEC source: 0001437749-26-030899 · rdgdoc.xml · nonDerivative · entry 2

BOYCE RICHARD W · CIK 0001180366 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · kind: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Reporting Person converted Class B shares into Class A shares in connection with the sale of Class A shares disclosed in this report.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.27 to $2.44, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · ownership.nature: Shares are held of record by the Dick W. Boyce & Sandy W. Boyce Revocable Trust Agreement Dated December 30, 1994, of which the Reporting Person is co-trustee and shares voting and investment power over such shares.

Read SEC document
September 18, 2026 Filed Sep 22, 2026 20:04 UTC Smartbird, Inc. BIRD · Entity 1517 ConversionClass A Common Stock 48,277 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-030899 · rdgdoc.xml · nonDerivative · entry 1

BOYCE RICHARD W · CIK 0001180366 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 48,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Reporting Person converted Class B shares into Class A shares in connection with the sale of Class A shares disclosed in this report.

F3 · ownership.nature: Shares are held of record by the Dick W. Boyce & Sandy W. Boyce Revocable Trust Agreement Dated December 30, 1994, of which the Reporting Person is co-trustee and shares voting and investment power over such shares.

Read SEC document
August 25, 2026 Filed Aug 27, 2026 20:14 UTC Smartbird, Inc. BIRD · Entity 1517 SaleClass A Common Stock 9,200 $2.38 $21,896.00
Disclosure

SEC source: 0001437749-26-029103 · rdgdoc.xml · nonDerivative · entry 1

BOYCE RICHARD W · CIK 0001180366 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,455

F1 · price: 1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.44, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 06, 2025 Filed Jun 10, 2025 20:32 UTC Smartbird, Inc. BIRD · Entity 1517 GrantClass A Common Stock 6,200 $0.00 $0.00
Disclosure

SEC source: 0001653909-25-000034 · wk-form4_1749587544.xml · nonDerivative · entry 1

BOYCE RICHARD W · CIK 0001180366 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,655

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs shall vest on the earlier to occur of June 6, 2026 and the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 21:12 UTC Smartbird, Inc. BIRD · Entity 1517 GrantClass A Common Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001653909-24-000043 · wk-form4_1718140335.xml · nonDerivative · entry 1

BOYCE RICHARD W · CIK 0001180366 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,080

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs shall vest on the earlier to occur of June 7, 2025 and the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 22:47 UTC Smartbird, Inc. BIRD · Entity 1517 GrantClass A Common Stock 58,593 $0.00 $0.00
Disclosure

SEC source: 0001653909-23-000080 · wk-form4_1686696416.xml · nonDerivative · entry 1

BOYCE RICHARD W · CIK 0001180366 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,080

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs shall vest on the earlier to occur of June 9, 2024 and the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 20:59 UTC Smartbird, Inc. BIRD · Entity 1517 GrantClass A Common Stock 30,487 $0.00 $0.00
Disclosure

SEC source: 0001653909-22-000050 · wf-form4_165524035544751.xml · nonDerivative · entry 1

BOYCE RICHARD W · CIK 0001180366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,487

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs shall vest on the earlier to occur of June 10, 2023 and the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 22:03 UTC Smartbird, Inc. BIRD · Entity 1517 ConversionClass B Common Stock · Derivative 25,780 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-063406 · doc4.xml · derivative · entry 6

BOYCE RICHARD W · CIK 0001180366 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,077,325

Underlying: Class A Common Stock · 25,780 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation.

F3 · ownership.nature: Shares are held of record by the Dick W. Boyce & Sandy W. Boyce Revocable Trust Agreement Dated December 30, 1994, of which the Reporting Person is co-trustee and shares voting and investment power over such shares.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 22:03 UTC Smartbird, Inc. BIRD · Entity 1517 ConversionSeries B Preferred Stock · Derivative 25,780 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-063406 · doc4.xml · derivative · entry 5

BOYCE RICHARD W · CIK 0001180366 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Class B Common Stock · 25,780 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Preferred Stock automatically converted into one share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Preferred Stock automatically converted into one share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Preferred Stock automatically converted into one share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering.

F2 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation.

F3 · ownership.nature: Shares are held of record by the Dick W. Boyce & Sandy W. Boyce Revocable Trust Agreement Dated December 30, 1994, of which the Reporting Person is co-trustee and shares voting and investment power over such shares.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 22:03 UTC Smartbird, Inc. BIRD · Entity 1517 ConversionClass B Common Stock · Derivative 833,640 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-063406 · doc4.xml · derivative · entry 4

BOYCE RICHARD W · CIK 0001180366 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,051,545

Underlying: Class A Common Stock · 833,640 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation.

F3 · ownership.nature: Shares are held of record by the Dick W. Boyce & Sandy W. Boyce Revocable Trust Agreement Dated December 30, 1994, of which the Reporting Person is co-trustee and shares voting and investment power over such shares.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 22:03 UTC Smartbird, Inc. BIRD · Entity 1517 ConversionSeries A Preferred Stock · Derivative 833,640 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-063406 · doc4.xml · derivative · entry 3

BOYCE RICHARD W · CIK 0001180366 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Class B Common Stock · 833,640 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Preferred Stock automatically converted into one share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Preferred Stock automatically converted into one share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Preferred Stock automatically converted into one share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering.

F2 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation.

F3 · ownership.nature: Shares are held of record by the Dick W. Boyce & Sandy W. Boyce Revocable Trust Agreement Dated December 30, 1994, of which the Reporting Person is co-trustee and shares voting and investment power over such shares.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 22:03 UTC Smartbird, Inc. BIRD · Entity 1517 ConversionClass B Common Stock · Derivative 171,350 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-063406 · doc4.xml · derivative · entry 2

BOYCE RICHARD W · CIK 0001180366 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 217,905

Underlying: Class A Common Stock · 171,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation.

F3 · ownership.nature: Shares are held of record by the Dick W. Boyce & Sandy W. Boyce Revocable Trust Agreement Dated December 30, 1994, of which the Reporting Person is co-trustee and shares voting and investment power over such shares.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 22:03 UTC Smartbird, Inc. BIRD · Entity 1517 ConversionSeries Seed Preferred Stock · Derivative 171,350 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-063406 · doc4.xml · derivative · entry 1

BOYCE RICHARD W · CIK 0001180366 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Class B Common Stock · 171,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Preferred Stock automatically converted into one share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Preferred Stock automatically converted into one share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Preferred Stock automatically converted into one share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering.

F2 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation.

F3 · ownership.nature: Shares are held of record by the Dick W. Boyce & Sandy W. Boyce Revocable Trust Agreement Dated December 30, 1994, of which the Reporting Person is co-trustee and shares voting and investment power over such shares.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.